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A unified approach to Gelfand and de Vries dualities

  • Guram Bezhanishvili , Luca Carai ORCID logo , Patrick J. Morandi EMAIL logo and Bruce Olberding
From the journal Forum Mathematicum

Abstract

We develop a unified approach to Gelfand and de Vries dualities for compact Hausdorff spaces, which is based on appropriate modifications of the classic results of Dieudonné (analysis), Dilworth (lattice theory), and Katětov and Tong (topology)


Communicated by Manfred Droste


Award Identifier / Grant number: 20173WKCM5

Award Identifier / Grant number: FJC2021-046977-I

Funding statement: Luca Carai was supported by the Italian Ministry of University and Research through the PRIN project no. 20173WKCM5, Theory and applications of resource sensitive logics. Luca Carai acknowledges partial financial support from the Juan de la Cierva-Formación 2021 programme (FJC2021-046977-I) funded by MCIN/AEI/10.13039/501100011033 and by the European Union “NextGenerationEU”/PRTR.

A Appendix: Weak proximity morphisms

As promised in Remark 6.9 (ii), we prove that a weak proximity morphism between proximity Baer–Specker algebras is always a proximity morphism. This is utilized in Theorem 7.14, which is one of our main results. Our proof that each weak proximity morphism is a proximity morphism requires a series of technical lemmas.

Lemma A.1.

Let α : ( S , ) ( S , ) be a weak proximity morphism between proximity Baer–Specker algebras and a , b S .

  1. α ( a ) + α ( b ) α ( a + b ) .

  2. If 0 a , b , then α ( a ) α ( b ) α ( a b ) .

Proof.

The proofs of (i) and (ii) are similar, and we only prove (i). By [7, Proposition 5.1], the restrictions of and to idempotents are de Vries proximities,

σ = α | Id ( S ) : ( Id ( S ) , ) ( Id ( S ) , )

is a de Vries morphism, and we have the following commutative diagram by [6, Corollary 6.7], where the vertical maps are 𝒃 𝒂 -isomorphisms:

It then suffices to show that the inequality in (i) holds for σ . For this, let a , b [ Id ( S ) ] . Recalling the operations on [ Id ( S ) ] given after Definition 6.12, if r , then

( σ ( a ) + σ ( b ) ) ( r ) = { σ ( a ) ( s ) σ ( b ) ( t ) : s + t r }
= { σ ( a ( s ) ) σ ( b ( t ) ) : s + t r }

and

( σ ( a + b ) ) ( r ) = σ ( ( a + b ) ( r ) )
= σ ( { a ( s ) b ( t ) : s + t r } )
{ σ ( a ( s ) b ( t ) ) : s + t r }
= { σ ( a ( s ) ) σ ( b ( t ) ) : s + t r } .

Thus,

( σ ( a ) + σ ( b ) ) ( r ) σ ( a + b ) ( r )

for each r , and so we have that σ ( a ) + σ ( b ) σ ( a + b ) . ∎

Lemma A.2.

Let σ : ( B , ) ( B , ) be a de Vries morphism between de Vries algebras. If e , f , g B with f g , then σ ( e f ) σ ( e ) σ ( g ) .

Proof.

Since f g , we have σ ( f * ) * σ ( g ) , so σ ( f * ) * σ ( g ) . This yields σ ( g ) * σ ( f * ) . Therefore,

σ ( e f ) σ ( g ) * σ ( e f ) σ ( f * ) = σ ( ( e f ) f * ) = σ ( e f * ) σ ( e ) .

From this it follows that σ ( e f ) σ ( e ) σ ( g ) . ∎

By [7, Section 5], from an orthogonal decomposition a = i = 0 n r i e i we can obtain a decreasing decomposition as follows. Without loss of generality, we may assume that r 0 r n . Then we can write

a = r 0 ( e 0 + + e n ) + ( r 1 - r 0 ) ( e 1 + + e n ) + + ( r n - r n - 1 ) e n .

Therefore, a = i = 0 n p i f i , where p 0 = r 0 , p i = r i - r i - 1 for i 1 , and f i = j = i n e j = j = i n e j (the latter equality follows from [16, XIII.3 (14)]). This exhibits a as a linear combination of a sequence of decreasing idempotents. Moreover, by eliminating coefficients that are 0, we may assume that all the coefficients are nonzero and all of them except possibly p 0 are positive. Furthermore, if a = i = 0 n r i e i is a full orthogonal decomposition of a, then f 0 = 1 . In this case, we will write the corresponding decreasing decomposition as a = p 0 + i = 1 n p i f i .

In order to prove Lemmas A.4 and A.5, we require the following result.

Lemma A.3.

Let S be a Specker algebra.

  1. ([ 7 , Lemma 4.9 (5)]) If 0 e Id ( S ) and r with r e 0 , then r 0 .

  2. ([ 7 , Lemma 4.9 (6)]) Let 0 e , f Id ( S ) and 0 < r , p . Then r e p f if and only if r p and e f .

  3. ([ 6 , Lemma 5.4 (1)]) Let a S . If r , p with r p , then

    ( a p ) - ( a r ) = [ ( a - r ) ( p - r ) ] 0 .

  4. ([ 6 , Lemma 5.4 (1)]) Let a S with a = r 0 + i = 1 n r i e i in decreasing form. Set p i = r 0 + + r i for 1 i n . Then

    [ ( a - p i - 1 ) r i ] 0 = r i e i .

  5. ([ 6 , Lemma 5.4 (2)]) Let a , b S . Then there exist p 0 < < p n in with p 0 a , b p n such that a and b have decreasing decompositions

    a = p 0 + i = 1 n ( p i - p i - 1 ) e i 𝑎𝑛𝑑 b = p 0 + i = 1 n ( p i - p i - 1 ) f i .

    Moreover, if a , b 0 , then we may assume p 0 = 0 .

  6. ([ 6 , Lemma 6.4 (2)]) Suppose α : ( S , ) ( S , ) is a weak proximity morphism between proximity Baer–Specker algebras. If a = r 0 + i r i e i is in decreasing form, then α ( a ) = r 0 + i r i α ( e i ) .

Lemma A.4.

Suppose α : ( S , ) ( S , ) is a weak proximity morphism between proximity Baer–Specker algebras. Let 0 c S .

  1. c is invertible if and only if there is 0 < r with r c .

  2. If 0 b c and b is invertible, then α ( c ) is invertible and α ( c ) - 1 α ( b - 1 ) .

Proof.

(i) Suppose 0 < r c for some r . Write

c = r 0 e 0 + + r n e n

in full orthogonal form. Then r e i c e i = r i e i , which implies that r r i by Lemma A.3 (ii). Consequently, each r i 0 , and hence r 0 - 1 e 0 + + r n - 1 e n is the multiplicative inverse of c.

Conversely, let c be invertible, and write c = r 0 e 0 + + r n e n as above. Without loss of generality, suppose that r 0 r i for each i. Since 0 c , e i , we have 0 c e i = r i e i . So, r i 0 by Lemma A.3 (i). If r 0 = 0 , then c e 0 = r 0 e 0 = 0 , which is false since c is invertible and e 0 0 . Therefore,

c r 0 e 0 + + r 0 e n = r 0 ( e 0 + + e n ) = r 0 ( e 0 e n ) = r 0 .

(ii) Write

b = r 0 + i = 1 n r i e i and c = r 0 + i = 1 n r i f i

in compatible decreasing form by Lemma A.3 (v). We may assume that 1 > e 1 , f 1 . Since e 1 e i , we have e 1 * e i = 0 for each i. Therefore, if r 0 = 0 , then b e 1 * = 0 . So, e 1 * = 0 as b is invertible. This forces e 1 = 1 , which is false by assumption. So, r 0 0 . In addition, since b 0 , we have r 0 e 1 * = b e 1 * 0 , which implies that r 0 > 0 by Lemma A.3 (i). Set p 0 = r 0 and p i = r 0 + r 1 + + r i for i 1 . As each r i 0 for i 1 , we obtain that all p i > 0 . Therefore,

b = ( r 0 + r 1 + + r n ) e n + ( r 0 + r 1 + + r n - 1 ) ( e n - 1 - e n ) + + ( r 0 + r 1 ) ( e 1 - e 2 ) + r 0 ( 1 - e 1 )
= p n e n + p n - 1 ( e n - 1 - e n ) + + p 1 ( e 1 - e 2 ) + p 0 ( 1 - e 1 )

is in full orthogonal form. Consequently, since b is invertible and all p i 0 ,

b - 1 = p n - 1 e n + p n - 1 - 1 ( e n - 1 - e n ) + + p 1 - 1 ( e 1 - e 2 ) + p 0 - 1 ( 1 - e 1 ) .

Because 0 < p 0 p n , we have p n - 1 p 0 - 1 . From this we may write b - 1 in decreasing form as

b - 1 = p n - 1 ( e n + e n - 1 - e n + + 1 - e 1 ) + ( p n - 1 - 1 - p n - 1 ) ( e n - 1 - e n + + 1 - e 1 ) + + p 0 - 1 ( 1 - e 1 )
= p n - 1 + ( p n - 1 - 1 - p n - 1 ) e n * + + p 0 - 1 e 1 * .

Thus, by Lemma A.3 (vi),

α ( b - 1 ) = p n - 1 + ( p n - 1 - 1 - p n - 1 ) α ( e n * ) + + p 0 - 1 α ( e 1 * ) .

Since b is invertible, there is 0 < r with r b by (i). Because b c , (P2) implies that r c . Therefore, r α ( c ) , and so α ( c ) is invertible by (i). Since α ( c ) = r 0 + i = 1 n r i α ( f i ) by Lemma A.3 (vi), a similar calculation applied to α ( c ) yields

α ( c ) - 1 = p n - 1 + ( p n - 1 - 1 - p n - 1 ) α ( f n ) * + + p 0 - 1 α ( f 1 ) * .

From b c , we get e i f i for each i by Claim 7.15. Therefore, - α ( - e i ) α ( f i ) , and so α ( e i * ) * α ( f i ) by equation (5.1). Taking complements gives α ( f i ) * α ( e i * ) , and so α ( f i ) * α ( e i * ) for each i. Thus, α ( c ) - 1 α ( b - 1 ) . ∎

Lemma A.5.

Let ( S , ) be a proximity Baer–Specker algebra and let a , b S . If

a = r 0 + i r i e i 𝑎𝑛𝑑 b = r 0 + i r i f i

are in compatible decreasing form, then the following hold:

  1. a b = r 0 + i r i ( e i f i ) .

  2. a b = r 0 + i r i ( e i f i ) .

Proof.

We prove (i); the proof of (ii) is similar. For 0 i n , set p i = r 0 + + r i . By Lemma A.3 (iv), we have

[ ( a - p i - 1 ) r i ] 0 = r i e i and [ ( b - p i - 1 ) r i ] 0 = r i f i .

Therefore, by standard vector lattice identities, for i 1 we have

[ ( ( a b ) - p i - 1 ) r i ] 0 = [ ( ( a - p i - 1 ) ( b - p i - 1 ) ) r i ] 0
= ( [ ( a - p i - 1 ) r i ] [ ( b - p i - 1 ) r i ] ) 0
= ( [ ( a - p i - 1 ) r i ] 0 ) ( [ ( b - p i - 1 ) r i ] 0 )
= r i e i r i f i
= r i ( e i f i ) ,

where the last equality holds since r i 0 . Because p 0 a , b p n , we have p 0 a b p n . Therefore,

( a b ) p 0 = p 0 and ( a b ) p n = a b .

By the calculation above and Lemma A.3 (iii) and (iv),

( a b ) - p 0 = ( a b ) p n - ( a b ) p 0
= i = 1 n [ ( a b ) p i - ( a b ) p i - 1 ]
= i = 1 n ( [ ( ( a b ) - p i - 1 ) r i ] 0 )
= i = 1 n r i ( e i f i ) .

Since r 0 = p 0 , it follows that a b = r 0 + i r i ( e i f i ) . ∎

Lemma A.6.

Let α : ( S , ) ( S , ) be a weak proximity morphism between proximity Baer–Specker algebras. Suppose that a , b , c S with b c .

  1. α ( a b ) α ( a ) α ( c ) .

  2. α ( a + b ) α ( a ) + α ( c ) .

  3. If 0 a , b , then α ( a b ) α ( a ) α ( c ) .

Proof.

(i) By Lemma A.3 (v), we may write

a = r 0 + i = 1 n r i e i , b = r 0 + i = 1 n r i f i , c = r 0 + i = 1 n r i g i

in compatible decreasing form. Then a b = r 0 + i = 1 n r i ( e i f i ) by Lemma A.5 (i). Therefore,

α ( a b ) = r 0 + i = 1 n r i α ( e i f i )

by Lemma A.3 (vi). We have f i g i for each i by Claim 7.15. Thus, since the restriction of α to Id ( S ) is a de Vries morphism,

α ( e i f i ) α ( e i ) α ( g i )

by Lemma A.2. Consequently,

α ( a b ) = r 0 + i = 1 n r i α ( e i f i )
r 0 + i = 1 n ( r i α ( e i ) r i α ( g i ) )
= α ( a ) α ( c ) ,

where the last equality follows from Lemma A.5 (i).

(ii) Since b c , we have - α ( - b ) α ( c ) by (PM3) and (P2), so - α ( c ) α ( - b ) . Therefore, by Lemma A.1 (i),

α ( a + b ) - α ( c ) α ( a + b ) + α ( - b ) α ( ( a + b ) + ( - b ) ) = α ( a ) .

This yields α ( a + b ) α ( a ) + α ( c ) .

(iii) First, suppose that b is invertible. Since 0 b , Lemma A.4 (i) shows that 0 < r b for some r . Because b c , by Lemma A.4 (ii) we have α ( c ) - 1 α ( b - 1 ) . Consequently,

α ( a b ) α ( c ) - 1 α ( a b ) α ( b - 1 ) α ( ( a b ) b - 1 ) = α ( a )

by Lemma A.1 (ii). Multiplying by α ( c ) yields α ( a b ) α ( a ) α ( c ) .

For an arbitrary b 0 , by Lemma A.4 (i), 1 + b is invertible, and 1 + b 1 + c . Therefore, by the previous case, α ( a ( 1 + b ) ) α ( a ) α ( 1 + c ) . Since α is a weak proximity morphism,

α ( a + a b ) = α ( a ( 1 + b ) ) α ( a ) α ( 1 + c ) = α ( a ) ( 1 + α ( c ) ) = α ( a ) + α ( a ) α ( c ) .

By Lemma A.1 (i),

α ( a ) + α ( a b ) α ( a + a b ) α ( a ) + α ( a ) α ( c ) .

Subtracting α ( a ) yields (iii). ∎

Remark A.7.

Lemma A.6 (ii) follows from [7, Lemma 7.1 (2)], the proof of which is not choice-free.

We are ready to prove the main result of the appendix.

Theorem A.8.

Let ( S , ) and ( S , ) be proximity Baer–Specker algebras. A map α : S S is a proximity morphism if and only if it is a weak proximity morphism.

Proof.

Clearly, if α is a proximity morphism, then it is a weak proximity morphism. For the converse, we only need to show that axioms (PM6)–(PM8) hold. Let a , c S with c c .

(PM6) The inequality α ( a c ) α ( a ) α ( c ) holds since α is order preserving, and the reverse inequality holds by Lemma A.6 (i).

(PM7) The inequality α ( a + c ) α ( a ) + α ( c ) holds by Lemma A.1 (i), and the reverse inequality holds by Lemma A.6 (ii).

(PM8) Let 0 c . First suppose that 0 a . The inequality α ( a c ) α ( a ) α ( c ) holds by Lemma A.1 (ii), and the reverse inequality by Lemma A.6 (iii). Now apply the argument of [11, Remark 8.9] to conclude that the equality holds for all a. ∎

Acknowledgements

We would like to thank the referee for careful reading and constructive comments.

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Received: 2022-03-25
Revised: 2022-12-27
Published Online: 2023-02-28
Published in Print: 2023-05-01

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