Scolaris Content Display Scolaris Content Display

Cochrane Database of Systematic Reviews Protocol - Intervention

Pressure‐controlled versus volume‐controlled ventilation for acute respiratory failure due to acute lung injury (ALI) or acute respiratory distress syndrome (ARDS)

This is not the most recent version

Collapse all Expand all

Abstract

This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:

The aim of this systematic review is to compare PCV with volume‐controlled ventilation in adults with ALI/ARDS to determine whether PCV reduces in hospital mortality and morbidity in intubated and ventilated patients.

Background

Acute respiratory failure is the most common form of organ failure in critically ill patients and of this acute lung injury (ALI) and acute respiratory distress syndrome (ARDS) account for one‐quarter of the cases in the intensive care unit (ICU) (Rubenfield 2005). The reported mortality rate of ARDS in adults is 40% to 70% (Brun‐Bruisson 2004; Krafft 1996). More recent publications pertaining to ALI have reported a lower mortality rate of 34% to 58% (MacCallum 2005). In the paediatric population, the mortality due to ALI is even lower (18%) (Zimmerman 2009). Given the projected doubling of the annual incidence of ALI over the next two decades (Rubenfield 2005), determining cost‐effective modalities which can decrease the mortality of ALI is important.

The main principles behind mechanical ventilatory support in people with acute respiratory failure are to prevent or reduce ongoing lung injury and to support organ function till recovery. Despite several trials on different aspects of this disease, the management of this complex clinical condition appears to be largely supportive and directed to limiting or reversing the triggering insult.  It is also increasingly evident that ventilatory therapy alone can aggravate the underlying lung injury ‐ a condition described as ventilator induced lung injury (VILI).

Current recommendations posit that, under conditions in which lung over‐distension is likely to occur, tidal volumes and airway pressures should be limited and the attendant increase in arterial carbon dioxide levels considered as an acceptable trade‐off to prevent lung damage (Slutsky 1993). Whilst there is sufficient evidence to suggest that lung protective ventilation, which includes low tidal volume (approximately 6 ml/kg) and a plateau airway pressure restricted to approximately 28 to 30 cm H2O, translates to better outcomes when compared with traditional ventilatory strategies for ALI/ARDS (Gattinoni 2008), it is unclear if the mode of ventilation can influence the outcome. While pressure targeted modes deliver tidal volumes that are determined by preset airway pressures, volume controlled modes deliver a preset volume with a provision to limit high airway pressures using pressure limited settings. We aim to assess if there is an advantage of pressure targeted ventilatory modes over volume targeted modes in patients with acute respiratory failure due to ALI/ARDS.

Description of the condition

The report of the American‐European Consensus Conference (Bernard 1994) recommended that ALI /ARDS be defined as a syndrome of inflammation and increased permeability that is associated with a constellation of clinical, radiologic and physiologic abnormalities that cannot be explained by left atrial or pulmonary capillary hypertension. ARDS, in very precise terms, is a subset of ALI representing a more severe form of ALI. However in practice, ARDS and ALI are considered as a continuum: ARDS represents severe lung injury with a ratio of the partial pressure of arterial oxygen to the fraction of inspired oxygen (PaO2/FiO2) less than 200, regardless of the level of positive end‐expiratory pressure (PEEP); while ALI represents any lung injury that results in a PaO2/FiO2 of between 201 to 300. The PaO2 is measured in mmHg and the FiO2 is expressed as a decimal between 0.21 and 1.00. Both these conditions have bilateral infiltrates on frontal chest radiographs and the pulmonary artery wedge pressure is less than 18mmHg when measured, or there is no clinical evidence of left atrial hypertension.

Description of the intervention

Ventilation in patients with ARDS/ALI allows time for the lungs to heal. However the process of ventilation is not without complications (ARDSNet 2000). A major complication is ventilator associated/induced lung injury (VALI/VILI). This may occur as a result of excessive pressure (barotrauma), alveolar over‐distension (volutrauma), trauma with repeated opening and closing of alveoli (atelectrauma) and alveolar inflammation or nosocomial infections (biotruama) (Halter 2007) which substantially contributes to mortality and morbidity in this group of patients. This review will systematically examine the influence of the mode of ventilation used in patients with ALI/ARDS on mortality.

In pressure‐controlled ventilation (PCV), the limiting pressure is set as the target pressure and the delivered volume is determined by the lung compliance and the airway resistance. In this time‐cycled mode, the target pressure is set within the safe pressure limits. The characteristic of this mode is that the volume is delivered by means of a decelerating flow and this results in a more even distribution of ventilation in patients with poor lung compliance (Esteban 2000). Pressure controlled inverse ratio ventilation is a mode of ventilation where the inspiratory time is prolonged; this has been proposed to improve arterial oxygenation due to an increase in the mean alveolar pressure and lower peak airway pressure by a low end‐inspiratory flow rate (Tharrat 1998).

In contrast, in the volume‐targeted mode (volume controlled ventilation‐VCV), the primary goal is to deliver a set volume. However if the set limit pressure is exceeded whilst delivering this volume, the volume that has not been delivered is dumped, thereby ensuring that the set peak airway pressures are not exceeded. For example, if the set volume is 400 ml, and the peak pressure limit is reached when the administered volume reaches 300 ml, then the remaining volume is dumped.

How the intervention might work

The importance of limiting the tidal volume to decrease alveolar over distension and VILI is well established (ARDSNet 2000). No other ventilatory strategy has clearly been shown to affect outcome. It is unclear at this stage as to whether VALI/VILI is caused/perpetuated by higher volumes (that may be achieved with pressure‐targeted modes at the same set pressures when lung compliance improves) or higher pressures (that may be reached in an attempt to deliver the set tidal volume in volume‐targeted modes). There have been, however, conflicting reports from studies that have looked at respiratory mechanics and gas exchange parameters when comparing the above mentioned two modes of ventilation. Certain studies (Davis 1996; Rappaport 1994) have shown improvement in lung compliance and oxygenation in patients who were put on pressure controlled modes, whereas others (Lessard 1994) have not shown any difference in the above mentioned outcomes. Whilst these surrogate outcomes are important, it is crucial to determine if clinically meaningful outcomes (e.g. mortality) are affected.

Why it is important to do this review

There is no consensus at present as to whether there is an advantage of PCV over volume controlled ventilation in the management of acute respiratory failure. Even within intensive care units in a single institution, both modes of ventilation are sometimes used. This review will systematically examine the evidence to assess whether the mode of ventilation impacts clinically important outcomes (or mortality as the primary outcome) in critically ill adults with ALI and ARDS.

See Appendix 1 for list of acronyms used.

Objectives

The aim of this systematic review is to compare PCV with volume‐controlled ventilation in adults with ALI/ARDS to determine whether PCV reduces in hospital mortality and morbidity in intubated and ventilated patients.

Methods

Criteria for considering studies for this review

Types of studies

We will include all randomized controlled trials (RCTs)  and quasi RCTs irrespective of their language or publication status(published, unpublished or in abstract form) and evaluate the effects of including quasi‐RCTs in sensitivity analyses for the components of the risk of bias.   

We will include RCTs that report surrogate/physiological outcomes, provided data on any of the outcomes described in this systematic review are available.

Types of participants

We will include adult patients admitted to an ICU for invasive mechanical ventilation with a diagnosis of acute respiratory failure or acute on chronic respiratory failure and fulfilling the criteria for ALI/ARDS as defined by the American‐European Consensus Conference (Bernard 1994). We will also evaluate studies published prior to 1994 to establish consistency with this definition.

We will exclude the following.

  1. Pediatric population as defined by the authors (unless they constitute less than 10% of the sample in each arm).

  2. Trials evaluating ventilation for patients with chronic respiratory failure (obstructive sleep apnoea, chronic neuromuscular disorders etc.).  

  3. Patients treated only with non‐invasive respiratory support. Use of non‐invasive ventilatory support prior to invasive ventilatory support would not preclude inclusion to the trial.

Types of interventions

PCV or pressure controlled inverse ratio ventilation or an equivalent pressure controlled model compared with volume controlled ventilation or an equivalent volume controlled mode.

Types of outcome measures

Primary outcomes

  1. In‐hospital mortality

  2. Mortality at the end of the follow‐up period

Secondary outcomes

  1. Total duration of ventilation. (This would include the duration of ventilation pre‐randomization since studies may not report both the total duration of ventilation and the duration of ventilation following randomization.)

  2. Barotrauma (as evidenced by new onset pneumothorax, pneumomediastinum, pneumoperitoneum, pneumopericardium, or subcutaneous emphysema following institution of mechanical ventilation or as otherwise defined by the authors).

  3. Number of participants with infective complications (ventilator associated pneumonia, sepsis) as defined by the authors.

  4. Development of other organ failure/dysfunction during ICU stay.

  5. Quality of life measures post discharge from hospital.

Search methods for identification of studies

Electronic searches

Electronic Databases

We will search the current issue of the Cochrane Central Register of Controlled Trials (CENTRAL) (The Cochrane Library), MEDLINE (1950 to present), EMBASE (1980 to present) and Science Citation Index Expanded (SCI‐EXPANDED) at ISI Web of Science (1990 to present). The preliminary search strategy developed specifically for MEDLINE is detailed in Appendix 2. This will be modified appropriately for the other databases listed (EMBASE, Appendix 3; CENTRAL, Appendix 4; ISI Web of Science, Appendix 5).

For a more complete search, we will look at additional databases such as Latin American Caribbean Health Sciences Literature (LILACS); CINAHL, the Indian Medlars Centre (indmed.nic.in/imcwebij.html), and the South Asian Database of Controlled Clinical Trials (www.cochrane‐sadcct.org).

Clinical Trials Registries

We will search the following clinical trials registries for ongoing and completed trials:

  1. www.controlled‐trials.com

  2. http://clinicaltrials.gov/

In addition, we will search the World Health Organization International Clinical Trials Registry Platform's Search Portal (www.who.int/trialsearch/) for prospectively registered trials across trials registers of the WHO ICTRP stable of contributory registers.

Searching other resources

Reference lists

One review author (BC) will search reference lists of all articles retrieved by the search, as well as the systematic reviews and meta‐analyses listed in the background to identify relevant RCTs. We will include all RCTs irrespective of their language or publication status (published or in abstract form). We will further examine the role of publication bias excluding the trials only published as abstracts. In addition we will search conference proceedings for relevant abstracts, contact individual researchers working in this field, organizations and pharmaceutical companies to identify unpublished and ongoing trials, and provide this information in a table along with the dates when this is done.

Conference proceedings

We will access the conference proceedings of the American, European and Australian Respiratory/Thoracic societies as well as Intensive Care/ Critical Care societies starting from 2009 and dating back to the first trial (American Thoracic Society, Society of Critical Care Medicine, European Respiratory Society, European Society of Intensive Care Medicine, Australian New Zealand Intensive Care Society, British Thoracic Society, American College of Chest Physicians).

We will incorporate any abstracts identified from the search of conference proceedings of societies if they fulfil criteria for inclusion.

We will attempt to contact trial authors to obtain additional information and status of publication of these abstracts.

Data collection and analysis

Selection of studies

Two authors (BC, JVP) will independently scan the titles and abstracts identified by the search strategy. We will evaluate the full text of the potentially relevant articles to determine if they meet the eligibility criteria to be considered in the review. We will consider trials meeting the criteria for inclusion (randomized trials comparing pressure versus volume controlled ventilation) for inclusion provided one of the stated outcomes described in the protocol is presented. In case of any ambiguity or insufficient data, we will contact the authors of the articles for further clarification and additional information. We will resolve any disagreement by consensus or by consulting the senior author (GJ). We will scrutinize each trial report to ensure that multiple publications from the same trial are included only once, and will link all such reports to the original trial or study report in the reference list of included studies. We will exclude studies that do not meet the criteria and document the reason for exclusion.

Data extraction and management

BC and JVP will independently extract data using pre‐tested data extraction forms (see Appendix 6), and PT will independently validate this process. We will extract the following information from each included study.

  1. General information: title, authors, source, contact address, country, published or unpublished, language, and year of publication.

  2. Trial characteristics including design and quality assessment criteria as detailed below.

  3. Participants: inclusion and exclusion criteria, sample size, baseline characteristics, number of patients allocated to each group. We will also record Acute Physiology and Chronic Health Evaluation (APACHE) and Simplified Acute Physiology Score (SAPS II/APACHE II) and the lung compliance at admission.

  4. Interventions: whether pressure or volume controlled ventilation; the baseline plateau pressure and tidal volume set at admission; Inspiratory time (Ti/T total) during which the tidal volume will be delivered.

  5. Co‐interventions: we will record co‐interventions that may influence outcome in this subset of patients(e.g.: steroids, inhaled nitric oxide) if the data are provided. If we observe significant heterogeneity in the primary analysis pertaining to the intervention, we will perform a sensitivity analysis to assess the effect of co‐interventions.

  6. Outcomes: in‐ICU mortality, in‐hospital mortality, and mortality at longest follow‐up; extra‐pulmonary organ failure; ICU length of stay (mean ± SD); hospital length of stay (mean ± SD); duration of ventilation; quality of life post discharge; infective complications; barotrauma; numbers experiencing each outcome; time to onset of each outcome; and number of dropouts and withdrawals with reasons.

For every outcome, we will extract the number analyzed and the number randomized in each treatment group to allow for the assessment of losses to follow up. We will resolve any disagreements about data extraction by referring to the trial report and by discussion. We also have a third author (PT) to adjudicate should disagreements not be resolved through discussion. Where data are insufficient or missing, we will attempt to contact the trial authors.

For continuous outcomes, we will extract the arithmetic mean values, standard deviations, and the number of participants on whom the outcome was assessed in each of the trial arms. We will note whether the numbers assessed in the trial were the number of participants that completed the trial or the number randomized. If medians have been reported we will extract ranges, or interquartile ranges.

Assessment of risk of bias in included studies

Two authors (BC and JVP) will assess the methodological quality of each trial on the following six components: sequence generation, allocation concealment, blinding or masking, incomplete outcome data, selective outcome reporting, and other biases. For each of these components, we will assign a judgment regarding the risk of bias as 'yes', 'no', or 'unclear' (Higgins 2008b). The judgement for each entry involves answering a question, with 'Yes' answers indicating low risk of bias, 'No' indicating high risk of bias, and 'Unclear' indicating either lack of information or uncertainty over the potential for bias. For example, if the precise mode of allocation concealment is not stated and not obtainable from trial authors, then the trial would be judged as unclear for the risk of bias in this domain. We will attempt to contact the trial authors for clarification when methodological details are unclear. Blinding of clinicians or research personnel would not be feasible in this study. If statisticians are blinded to the results, it would be recorded. We will record follow‐up to be adequate if more than 90% of the randomized participants were included in the final analysis, inadequate if less than or equal to 90% were included, or unclear if this information is not available from the report or trial authors. We will record these assessments in the 'Risk of Bias' tables (Appendix 7) in RevMan 2008, and summarize them in a 'Risk of bias' graph and summary figures. We will use these assessments to perform a sensitivity analysis based on methodological quality when appropriate. We will resolve any conflicts in assessment through discussion and the third author (PT) will independently validate these assessments.

Measures of treatment effect

When outcomes are dichotomous we will use risk ratios; when outcomes are continuous, we will use the mean difference, each with 95% confidence intervals (95% CI).

Unit of analysis issues

If included trials are randomized by clusters and if the results have been adjusted for clustering, we will combine the adjusted measures of effects of these cluster‐randomized trials. If results have not adjusted from clustering, we will attempt to adjust the results for clustering, by multiplying the standard errors of the estimates by the square root of the design effect where the design effect is calculated as DEff = 1 + (M ‐ 1) ICC, where M is the average cluster size and ICC is the intra‐cluster coefficient. If this is not possible, we will not combine data in a meta‐analysis, but will present the results in an additional table.

If outcomes are reported both at baseline and at a follow‐up or at trial endpoints, we will extract both the mean change from baseline and the standard deviation of this mean for each treatment group, as well as the same for end‐point data. We will use end‐point data preferentially, but will combine end‐point and change scores for outcomes from trials for each comparison if end‐point data are not available.

If count data are reported in trials, we will extract the total number of events in each group and the total amount of person‐time at risk in each group. We will also record the total number of participants in each group. If this information was not available, we shall attempt to extract alternative summary statistics such as rate ratios and confidence intervals, if available. if count data were presented as dichotomous outcomes, we will extract the number of participants in each intervention group and the number of participants in each intervention group who experienced at least one event. If count data are presented as continuous outcomes or as a time‐to‐event outcomes, we will attempt to extract the same information as outlined for continuous and time‐to‐event outcomes.

If time‐to‐event outcomes are reported, we will extract the estimates of the log hazard ratio and its standard error. If standard errors are not available we will extract alternative statistics such as confidence intervals or P values.

Dealing with missing data

We will attempt to obtain missing data from trial authors. Where possible, we will extract data to allow an intention‐to‐treat analysis in which all randomized participants are analyzed in the groups to which they were originally assigned. If there is discrepancy in the number randomized and the numbers analyzed in each treatment group, we will calculate the percentage loss to follow‐up in each group and report this information. If drop‐outs exceed 10% for any trial, we will assign the worse outcome to those lost to follow up for dichotomous outcomes and assess the impact of this in sensitivity analyses with the results of completers.

For continuous data that are missing standard deviations, we will either calculate these from other available data such as standard errors, or will impute them using methods suggested in Higgins 2008a . We will not make any assumptions about loss to follow‐up for continuous data and will analyze results for those who complete the trial.

Assessment of heterogeneity

We will assess heterogeneity between the trials by visual examination of the forest plot to check for overlapping confidence intervals, using the Chi2 test for homogeneity and a 10% level of significance, and the I2 statistic to assess inconsistency (the percentage of the variability in effect estimates that is due to heterogeneity rather than sampling error). We acknowledge that thresholds for interpreting I2 can be misleading, as the interpretation depends on  several factors such as  the (i) magnitude and direction of effects and (ii) strength of evidence for heterogeneity (e.g. P value from the Chi2 test, or a confidence interval for I2). When interpreting I2, we will be guided by (Deeks 2008) that: 

  • 0% to 40%: might not be important;

  • 30% to 60%: may represent moderate heterogeneity;

  • 50% to 90%: may represent substantial heterogeneity;

  • 75% to 100%: represents considerable heterogeneity

Since this statistical assessment of heterogeneity using the above guidelines poses problems in terms of overlapping ranges of I2 (e.g. 35% and 55%), in general we shall interpret a value of I2 of 50% or greater to denote substantial heterogeneity, and detail below measures to deal with substantial heterogeneity.

Assessment of reporting biases

We will assess all included studies' adequacy of reporting of data for pre‐stated outcomes and for selective reporting of outcomes. We will note judgements based on the risk of selective reporting in the 'Risk of bias' tables that follows each study in Characteristics of included studies. We will also report risk of selective outcome reporting in the results under Assessment of risk of bias in included studies.

We will attempt to identify published, un‐published and on‐going trials by our search methods. We will assess the likelihood of potential publication bias using funnel plots, provided that there are at least ten trials. We will use a funnel plot for the primary outcome to provide a visual assessment of whether treatment estimates are associated with study size. We will use a test based on arcsine transformation of observed risks, with explicit modelling of between‐study heterogeneity (Rücker 2008), and seek statistical advice on using the version of the arcsine test including random‐effects (AS+RE) when Tau 2 is more than 1.0.

Data synthesis

We will synthesize dichotomous data using pooled and weighted risk ratios. We will combine continuous data summarized by arithmetic means and standard deviations using the mean differences. If continuous data have been summarized using geometric means, we will combine them on the log scale using the generic inverse variance method and report them on the natural scale.

We will compare count data using rate ratios when the total number of events in each group and the total amount of person‐time at risk in each group are available, or by relative risks or mean difference if data are presented in dichotomous or continuous forms respectively. Hazard ratios from survival data will be combined on the log scale using the inverse variance method and presented on the natural scale.

One author (BC) will enter data using RevMan 2008; JVP and PT will independently check the veracity of the data entered. If data can be meaningfully combined, we will pool risk ratios of the comparisons for dichotomous outcomes using the inverse variance. We will pool the mean difference between comparisons for continuous outcomes using the inverse variance method; we will calculate both estimates with their 95% confidence intervals (CI). We will estimate pooled effects for rare events (frequency of complications or adverse events) using the Peto odds ratio (Higgins 2008a ).

Continous data for outcomes such as duration of ventilation may be skewed where the mean is not at the centre of the distribution. If data from trials are skewed and this not considerable, we will use this data in meta‐analysis. If the skew is considerable (ratio of the observed mean minus lowest possible value divided by the SD‐ is less than one), then we will try and obtain appropriate data summaries or log‐transform the data from all included studies and use the generic inverse variance method to pool data. If this is not possible, then we will present this data in an additional table.

Subgroup analysis and investigation of heterogeneity

We will uniformly use the random‐effects model (DerSimionian 1986) for assessment of treatment effects given that the random‐effects model is a more conservative estimate of treatment effects compared with the fixed‐effects (DeMets 1987). If we observe heterogeneity, this will be explored further.

If we have sufficient data, we will undertake the following subgroup analyses for each comparison.

  1. ARDS versus ALI at entry to study.

  2. Studies looking at the mean tidal volume delivered with pressure limited and volume limited modes. We will adopt a threshold of 6 ml/kg as the desired target tidal volume and compare it with those studies in which this target was not met.

  3. Incidence of barotrauma between ventilatory supports with and without pressure limitation.

  4. Mortality in hospital versus in ICU and at longest follow‐up.

  5. Trials using the American European Consensus Conference criteria to define ARDS/ALI versus other definitions.

We will formally compare the effects between subgroups using the methods described in Deeks 2001.

Sensitivity analysis

We will perform a sensitivity analysis to investigate the effects of the interventions from trials at low risk of bias.

We will also undertake sensitivity analyses if trials report dropout rates of 10% or greater, to ascertain differences in outcomes of intention to treat (ITT) analysis (all dropouts will be assigned to the worst outcome for dichotomous outcomes) and analysis of completers. If the results of this analyses differ significantly with relation to direction of effect, we will perform two additional analyses: a) a best‐case scenario favouring pressure controlled ventilation, i.e., none of the dropouts in this group had the unfavourable outcome, but all dropouts from the volume controlled group had the worst outcome; b) a worst‐case scenario favouring control, i.e., all the dropouts from the pressure controlled group had the unfavourable outcome, but none from the volume‐controlled group had this poor outcome.

Summarizing and interpreting results

We will use the GRADE approach to interpret findings (Schünemann 2008) and use GRADE profiler (GRADE 2004) to import data from RevMan 2008 to create 'Summary of findings' tables with information concerning the quality of evidence, the magnitude of effect of the interventions examined, and the sum of available data on all important outcomes from each included study in the comparison.

  1. In hospital mortality.

  2. Total duration of mechanical ventilation

  3. Incidence of barotrauma

  4. Development of other organ failure/dysfunction during ICU stay

  5. Quality of life measures post discharge from hospital