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Cochrane Database of Systematic Reviews Protocol - Intervention

Topical emollient therapy for preventing infection in preterm infants in low‐ or middle‐income countries

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Abstract

This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:

To assess the effect of topical application of emollients on the incidence of invasive infection in preterm or low birth weight infants in low‐ or middle‐income countries.

Subgroup analyses are planned based on the following population groups:
1. Trials where participants were from communities where more than 20% of mothers are HIV sero‐positive at antenatal screening versus communities where maternal HIV infection was less prevalent.
2. Trials where participants were predominantly (more than 80%) cared for within a health care facility versus trials where most infants were cared for at home.

Background

Most of the four million newborn infants who die each year are preterm or low birth weight neonates in low‐ and middle‐income countries in south‐central Asia and sub‐Saharan Africa (Lawn 2005; Zupan 2005). Acquired infection is one of the major preventable causes of global neonatal mortality. Invasive infection in newborn infants also causes serious morbidity, including adverse effects on growth and neurodevelopment, and consumes scarce health care resources (Stoll 1997; Zaidi 2005). There is a need for inexpensive community‐ and health care facility‐based strategies to prevent serious infection in vulnerable newborn infants in low‐ and middle‐income countries (Costello 2004; Osrin 2004; Darmstadt 2005).

One such potential intervention is topical emollient therapy to improve skin barrier function (Darmstadt 2002a). The immature skin of preterm infants is ineffective as an epidermal barrier and is easily traumatised so providing a route for invasion by skin bacteria and fungi (Rutter 1988; Evans 1986). Furthermore, preterm infants lack vernix caseosa which contains anti‐microbial polypeptides that protect against invasion by micro‐organisms (Yoshio 2003). As well as providing a physical barrier to skin disruption, emollient oils, creams, or ointments provide lipids that are integrated into the epidermis to further enhance skin barrier function. Topical oils may also be a nutritional source of essential fatty acids for preterm or low birth weight infants (Lee 1993; Solanki 2005).

A Cochrane review of randomised controlled trials undertaken in high‐income countries found that prophylactic application of topical emollient increased the risk of nosocomial infection in preterm infants (Conner 2003). Most participating infants were of extremely low birth weight and most infections were due to coagulase‐negative staphylococci. The emollient most commonly used in the trials was aquaphor ointment. It is possible that this provided an environment conducive to the proliferation of micro‐organisms on the immature epidermis.

The epidemiology of invasive infection in preterm or low birth weight infants in low‐ or middle‐income countries differs in several key respects from that in high‐income countries:
1. Most infections are due to Gram‐negative bacteria and the attributable mortality and morbidity is much greater than that of coagulase‐negative staphylococcal infection (Stoll 1997; Stoll 2003; Zaidi 2005).
2. The population of infected infants are generally more mature than the extremely preterm and extremely low birth weight infants who participated in the trials in high‐income countries (Conner 2003).
3. In low and middle‐income countries, acquired infection is much less likely to be associated with intensive care or invasive procedures (Zaidi 2005).
4. Many preterm or low birth weight infants are cared for in a community or home environment as well as in health‐care facilities.
5. The infection risk may be even greater in communities in those low and middle‐income countries where maternal human immunodeficiency virus (HIV) infection is common since maternal HIV infection is associated with adverse perinatal outcomes including preterm delivery, low birth weight, and intrauterine growth restriction (Brocklehurst 1998).

Applying emollients, usually readily available and inexpensive natural vegetable or plant oil, to the newborn infant's whole body surface is a widespread traditional neonatal practice in many low‐ and middle‐income countries. Topical emollient therapy is perceived to have several potential benefits including prevention of infection and hypothermia (Darmstadt 2002b; Mullany 2005). However, although emollients may plausibly improve skin‐barrier function, there is potential for the process of application, usually by massage, to adversely affect skin integrity so increasing the risk of invasive infection. Mustard oil is the most commonly used emollient, particularly in south Asia, but other natural plant oils (for example, safflower, sesame, coconut, olive, and soybean oils) are also commonly available and used. Studies using animal models have raised concern that mustard oil is much less effective at promoting and maintaining skin integrity than other emollients, particularly sunflower seed oil (Darmstadt 2002a).

Given the potential for topical emollient therapy to prevent infection in preterm or low birth weight infants in low‐ or middle‐income countries, but also the risk that this traditional practice may in fact be harmful, we chose to systematically assess the available evidence to provide guidance for practice and research.

Objectives

To assess the effect of topical application of emollients on the incidence of invasive infection in preterm or low birth weight infants in low‐ or middle‐income countries.

Subgroup analyses are planned based on the following population groups:
1. Trials where participants were from communities where more than 20% of mothers are HIV sero‐positive at antenatal screening versus communities where maternal HIV infection was less prevalent.
2. Trials where participants were predominantly (more than 80%) cared for within a health care facility versus trials where most infants were cared for at home.

Methods

Criteria for considering studies for this review

Types of studies

Controlled trials using random or quasi‐random patient allocation. Cluster randomised trials where the unit of randomisation was a group of infants (for example, all infants cared for in a participating neonatal unit) will also be eligible for inclusion. Cross‐over studies that assessed the use of emollient therapy in the same infant will not be eligible for inclusion as this design would not permit a meaningful assessment of the effect of the intervention on the primary outcome for this review.

Types of participants

Preterm (less than 37 weeks' gestation) or low birth weight (less than 2.5 kilograms) neonates cared for either in a medical facility or in a community setting in low‐ and middle‐income countries (World Health Organisation categorisation: http://www.worldbank.org/data/databytopic/class.htm).

Types of interventions

Intervention: Prophylactic application of topical emollient (ointment, cream, or oil) to more than 50% of the skin surface area. Intervention should be commenced within the first 96 hours after birth and should be continued for at least one week thereafter. Ointment is defined as an anhydrous grease with up to 40% powder by weight. Cream is defined as an oil‐water emulsion. The following comparisons are planned:
1. Treatment with topical ointment or cream versus routine skin care.
2. Treatment with topical oil versus routine skin care.
3. Treatment with topical ointment or cream versus treatment with topical oil.
4. Treatment with one topical oil (or a combination of oils) versus another oil (or a combination of oils).

Types of outcome measures

Primary outcomes: Invasive infection.
1. Confirmed bacterial infection diagnosed more than 48 hours after birth as determined by culture from a normally sterile site: cerebrospinal fluid, blood (from peripheral sites, not from indwelling catheters), urine (obtained by sterile urethral catheterisation or suprapubic bladder tap), bone or joint, peritoneum, pleural space, or central venous line tip, or findings on autopsy examination consistent with invasive bacterial infection. If sufficient data are available, we will analyse as the following subgroups of infective agents:
(i) any bacteria
(ii) coagulase negative staphylococci
(iii) Gram‐negative bacilli
(iv) fungi

Secondary outcomes: Mortality, growth, and development
1. Death (all cause) before 28 days.
2. Growth:
(a) Weight gain (grams per day, or grams per kilogram per day); linear growth (millimetres per week); head circumference (millimetres per week); skinfold thickness (millimetres per week) during the trial period.
(b) Proportion of infants who remain below the tenth percentile for the index population's distribution of weight, height, or head circumference when assessed at hospital discharge, 40 weeks postmenstrual age, during infancy, and beyond.
3. Neurodevelopmental outcomes at greater than 12 months post‐term (measured using validated assessment tools) and classifications of disability, including auditory and visual disability. The composite outcome "severe neurodevelopmental disability" will be defined as any one or combination of the following: non‐ambulant cerebral palsy, severe developmental delay, auditory and visual impairment.

Search methods for identification of studies

The standard search strategy of the Cochrane Neonatal Review Group will be used including searches of the Cochrane Central Register of Controlled Trials (CENTRAL, The Cochrane Library, Issue 2, 2007), MEDLINE (1966 ‐ April 2007), and EMBASE (1980 ‐ April 2007), and CINAHL (1982‐ April 2007) using the following text words and MeSH terms: Infant, Newborn OR infan* OR neonat* OR low birth weight OR LBW OR prematur* OR preterm AND skin care OR oils OR emollients OR plant oils OR vegetable oils OR mineral oil OR sunflower OR safflower OR coconut OR soybean OR sesame OR petrolatum OR aquaphor OR massage.

The search outputs will be limited with the relevant search filters for clinical trials. No language restriction will be applied.

References in previous reviews and studies will be examined. The abstracts presented at the Society for Pediatric Research and European Society for Pediatric Research, published in the journal Pediatric Research between 1990 and 2006 will be hand searched. Trials reported only as abstracts will be eligible if sufficient information is available from the report, or from contact with the authors, to fulfil the inclusion criteria. The UK National Research Register (http://www.nrr.nhs.uk), and Current Controlled Trials (http://www.controlled‐trials.com) websites will be searched for completed or ongoing trials.

Data collection and analysis

1. Wael Seliem will screen the title and abstract of all studies identified by the above search strategy and obtain the full articles for all potentially relevant trials. William McGuire and Weal Seliem will re‐assess independently the full text of any potentially eligible reports and exclude those studies that do not meet all of the inclusion criteria. The authors will resolve any disagreements by discussion with Roger Soll and Zulfiqar Bhutta until consensus is achieved.

2. The criteria and standard methods of the Cochrane Neonatal Review Group will be used to independently assess the methodological quality of any included trials in terms of allocation concealment, blinding of parents or care givers and assessors to intervention, and completeness of assessment in all randomised individuals (classified as "yes", "no", or "can't tell"). Additional information will be requested from the trial author to clarify methodology and results if necessary.

3. Wael Seliem and William McGuire will use a data collection form to aid extraction of relevant information from each included study. Each author will extract the data separately. Any disagreements will be resolved by discussion with Roger Soll and Zulfiqar Bhutta until consensus is achieved. If data from the trial reports are insufficient, the trial authors will be contacted for information.

4. Outcomes for categorical data will be presented as relative risk, risk difference, and number needed to treat, with respective 95% confidence intervals. For continuous data, the weighted mean difference with 95% confidence interval will be used.

5. The treatment effects of individual trials will be estimated and heterogeneity between trial results will be examined by inspecting the forest plots and quantifying the impact of heterogeneity in any meta‐analysis using a measure of the degree of inconsistency in the studies' results (I‐2 statistic). If statistical heterogeneity is detected, the possible causes (for example, differences in study quality, participants, intervention regimens, or outcome assessments) will be explored using post hoc sensitivity analyses. A fixed effects model will be used for meta‐analyses.