Abstract
Vagus nerve stimulation (VNS) has become a promising therapy especially for drug resistant epilepsy and other pathologies. Side effects or missing therapeutic success are observed due to cuff electrodes that are too narrow or too wide. Preoperative high-resolution ultrasound is used to evaluate the size of the cervical vagus nerve (CVN) to estimate the size of cuff electrodes for VNS. It remains unclear how precise ultrasound reflects the CVN dimensions, which has been the objective of this study. CVN cross-sections and diameters were investigated in 23 sides from 12 bodies, using ultrasound, histology, and CVN casting in situ as a reference. Morphometric data were obtained including fascicle count and nerve composition in histology. CVN yielded significant side-, age-, and BMI-related differences. CVN cross-sections were smaller in ultrasound when compared to casting and histology (1.5 ± 0.4 vs. 3.1 ± 0.9 vs. 2.3 ± 0.7 mm2). With the given setting in ultrasound, CVN cross-sections were consistently underestimated when compared to casting. Ultrasound-based cross-section measurements are related to a biased estimation of CVN size. A factor to correct for method related differences may help to adjust for accurate cuff electrode sizes for patient needs and to reduce undesired effects and potentially material consumption.
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Introduction
The cervical part of the vagus nerve (CVN) has become a structure of interest for vagus nerve stimulation (VNS) which has evolved to be a promising therapy for drug resistant epilepsy1,2,3,4,5,6,7 and other pathologies such as rheumatoid arthritis8,9. When implanting a cuff electrode for VNS, the CVN is first localized within the carotid sheath10. A helical cuff electrode is directly wrapped around the CVN11 and connected to an impulse generator placed in a sub-clavicular pocket12,13,14. While the surgical procedure is described to be manageable and safe15, two of three patients experience side effects16 and 25.4% of all patients receive no measurable benefit at all from VNS3. Previous studies focused on morphological investigations describing the chosen body side7,17, the variable position of the nerve within the carotid sheath10, nerve branching18, and complex vascularity11 as potential impacts on the surgical approach for VNS. Known as a non-invasive procedure, (high-resolution) ultrasound is an established diagnostic tool for neurological pathologies such as nerval degeneration or neuropathy19,20,21,22. Ultrasound could be used preoperatively for morphological evaluation and cross-sectional measurements of the CVN, which may help to estimate the matching size of cuff electrodes for VNS. However, it is unclear until now how precise ultrasound reflects the CVN dimensions. Multiple ultrasound laboratories have reported reference values for the CVN with mean cross-sectional areas (CSAs) ranging widely between 2.2 and 5.7 mm219,23,24,25. Few authors have reviewed ultrasound measurements with manual measurements of nerval tissue26,27. Studies reviewing ultrasound values for the CSA of the CVN with manual measurements have not been published yet. Further knowledge on the accuracy of the CVN in ultrasound compared to manual measurements is needed to potentially improve the surgical approach and the implantation of cuff electrodes. The aim of this study was to critically revisit preoperative ultrasound as guidance for VNS surgery to improve the safety and efficiency of implanting cuff electrodes. Therefore, the CVN CSA of unembalmed post-mortem bodies was measured in ultrasound and histology and compared to direct casting as a reference, which had been performed in a similar manner to the surgical exposure as done with patients that undergo electrode implantation for VNS. Morphologically relevant data such as fascicle count, substructural composition, and vascularity of the CVN were recorded as an anatomical basis for VNS. Surprisingly, the CSA ranged widely depending on the method of measurement. The following questions have been addressed:
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Does preoperative high-resolution ultrasound of the CVN CSA accurately reflects the nerve’s true size?
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How can method-based differences on the measured CSA be explained and can the error be adjusted for?
Results
The CVN yields side, age, and BMI related CSA differences
The average CSA on the right side was larger when compared to the left side. This difference was present in the casts with epineurium (p = 0.012), and in histology with (p = 0.010) and without (p = 0.017) epineurium. Therefore, further measurements were made in consideration of the body side. Age correlated negatively with the CSA derived from casting with epineurium on the right side (r = − 0.535, p = 0.037). Correlations were present for body mass index (BMI) with ultrasound with epineurium (r = 0.609, p = 0.011), and for BMI with casting with epineurium (r = 0.54, p = 0.035) on the right side. Histological analyses yielded the overall CSA consisting of epineurium, stroma and axon tissue. Strong inverse correlations between the proportions of epineurium and the proportion of axon tissue at overall CSA on both sides (r ≤ − 0.726, p ≤ 0.006) were shown. BMI seemed to influence the proportion of epineurium at overall CSA positively (r = 0.653, p = 0.011), while BMI negatively influenced the proportion of axon tissue at overall CSA (r = − 0.609, p = 0.018) for the right CVN. The supportive tissue in between the nerve fascicles yielded no correlation with BMI (p ≥ 0.347).
Greater and lesser CVN diameters depend on the method
In ultrasound, the mean greater diameter was 1.4 ± 0.3 mm (mean ± standard deviation; left) and 1.8 ± 0.4 mm (right), the lesser diameter averaged 0.9 ± 0.1 mm (left) and 1.0 ± 0.2 mm (right), respectively, both within a hyperechoic rim. Greater diameters in casting with epineurium averaged 2.0 ± 0.3 mm (left) and 2.2 ± 0.5 mm (right), lesser diameter averaged 1.4 ± 0.2 mm (left) and 1.6 ± 0.3 mm (right). In histology, greater CVN diameter including the epineurium averaged 1.8 ± 0.5 mm (left) and 2.1 ± 0.4 mm (right), lesser diameter averaged 1.1 ± 0.3 mm and 1.4 ± 0.2 mm (right), respectively.
CVN composition, vascularity, and fascicle count
On the average the, CSA of the CVN consists of 41.0% epineurium, 17.5% stroma, and 41.5% axon tissue measured in histology (Fig. 1). Furthermore, the number of fascicles was different between the left and the right body side. While the left CVN consisted of 6.3 fascicles, the right nerve yielded 9.6 fascicles in average. Vascularity of the CVN was illustrated in one case (Fig. 2), showing greater and smaller vessels supplying the nerve. Magnifications (B-D) depict the vessels’ cross-sections in given resolutions containing erythrocytes. Vascularity was observed to be organized in greater vessels lying external to the epineurium, in smaller vessels between the nerve’s fascicles within the perineurium, and in minor vessels within the axon tissue within the nerve’s fascicles.
The CSA of the CVN largely depends on the method of measurement
Significant difference was determined for the CSA of the CVN using different methods (p ≤ 0.02). The CSA measured with ultrasound averaged 1.2 ± 0.4 (range 0.7 to 1.7) mm2 for the left and 1.5 ± 0.4 (range 0.8 to 2.3) mm2 for the right side, respectively. Casting with epineurium yielded CSA values of 2.3 ± 0.4 (range 1.6 to 3.0) mm2 for the left and 3.1 ± 0.9 (range 2.1 to 4.6) mm2 for the right side; histology 1.5 ± 0.5 (range 0.7 to 2.7) mm2 for the left side and 2.3 ± 0.7 (range 1.6 to 3.8) mm2 for the right side, respectively (Table 1).
Considering the appearance of the epineurium in ultrasound and casting, measurements were adapted, differentiating between with or without epineurium (Fig. 3).
Measurements including the epineurium gave consistently higher values than without epineurium. Ultrasound measurements including the epineurium showed an average CSA of 5.0 ± 1.1 mm2 (range 3.4–6.7 mm2; left; Fig. 4) and 5.6 ± 1.1 mm2 (range 4.0–7.0 mm2; right). In the histological measurements, the CSA with epineurium averaged 2.7 ± 1.0 mm2 (range 0.9–4.8 mm2; left) and 3.8 ± 1.2 mm2 (range 2.2–6.4 mm2; right), while the CSA of the axon tissue averaged 1.1 ± 0.3 mm2 (range 0.7–1.5 mm2; left) and 1.5 ± 0.4 mm2 (range 0.9–2.2 mm2; right), respectively.
CVN CSA yielded great interindividual differences comparing the measured values of different specimen. More information can be found in the Supplement figure and Table 1. Significant differences in the CSA were found, comparing ultrasound versus casting with epineurium (p ≤ 0.01) and ultrasound with epineurium versus casting with epineurium (p < 0.001). No significant differences were observed between ultrasound versus histology on the left (p = 0.414), but on the right side (p = 0.017) a significant difference was observed. Likewise casting with epineurium versus histology with epineurium yielded no significant difference on the left (p = 0.166) but on the right side (p = 0.020) a significant difference was observed. Strong correlations exist for casting with epineurium with histology with epineurium (left: r = 0.872, p < 0.001, right: r = 0.813, p = 0.001), while no significant correlation has been found for ultrasound with casting with epineurium (left: p = 0.163, right: p = 0.303), nor for ultrasound with epineurium versus casting with epineurium (left: p = 0.123, right: p = 0.084).
Discussion
The aim of this study was to critically revisit high resolution-ultrasound measurements of the CVN as preoperative guidance for determining the nerve cross-sections in the context of VNS. While the clinical relevance for VNS grows2,7,28, further improvement in preoperative imaging is of relevance to choose best suited cuff electrodes, and potentially to reduce undesired side effects or lacking therapeutic efficiency due to poor cuff electrode fit14. Precise preoperative measurements of the CVN CSA could be a contributing factor in this process. Previous findings suggest sufficient validity and reliability for CSA measurements of peripheral nerves with ultrasound19,26,29. In contrast to these findings, this study is the first to compare clinical ultrasound of the CVN to its in-situ size and to histology-based measurements on the same tissues. It could be shown that CVN CSA and its greater and smaller diameters differed significantly between the methods (p ≤ 0.02).
Cartwright and colleagues compared ultrasound and manually obtained CSA measurements and found no difference between the methods26. In this given study, significant differences were found in CVN CSA measured in ultrasound versus casting with epineurium (p ≤ 0.01) and in ultrasound versus histology (p < 0.02). Every method used for CVN examination in this study has its own potential sources of error. More importantly, all of these methods differ in the ability to recognize of the epineurium. Ultrasound requires experienced skills identifying the nerve and capturing its CSA without distortion19,26,30. Following the convention by Schelle et al.31 in ultrasound, the CSA is measured sonographically within a hyperechoic rim, thus sparing the nerve’s epineurium in routine CSA measurements. This could lead to a potential underestimation of a cuff electrode size for VNS. Casting could manipulate the nerve due to its invasive manner18, while histology is biased by the fixation and embedding process, thereby causing shrinkage and distortion of the tissues32. In their histological analyses, Verlinden et al. reported differences measuring the CVN CSA with and without epineurium33.
Being a structure of rich and complex vascularity (Fig. 2), an undersized cuff electrode may interfere with sufficient blood supply, thereby building a potential risk for partial degeneration and nerval malfunctioning11,34. Furthermore, compressing the epineurium poses the nerve at risk of impaired function as an isolator, thereby resulting in undesired side effects of electrical stimulation33. Delayed vocal cord paralysis due to CVN coil loop compression and resultant ischemia has been reported35. Additionally, in a large retrospective review of manufacturer reported VNS complications, coil diameter was substantial in determining the incidence of vocal cord paralysis in adult patients36. Helmers and coworkers modelled mathematically the VNS, and found that the amount of epineurium is of critical importance prognosing the potential recruitment of fibers by electrical stimulation37. Comparing the CVN CSA in ultrasound (without epineurium) versus casting with epineurium this study reveals that in all cases ultrasound measurements were smaller compared to casting differentiating significantly in the size of the CSA (p < 0.01). Excluding the epineurium from CSA measurements in ultrasound might not lead to proper estimations of the CVN cross-section to implant a cuff electrode for VNS. In this study, various approaches have been applied to measure the amount of epineurium and to include the structure to ultrasound measurements. However, significant difference for ultrasound with epineurium versus casting with epineurium was found showing an invariably greater CSA and thereby a potential risk of overestimating the nerves’ cross-sections. Overestimating the cuff electrode size might likewise lead to insufficient electric transmission between the electrode and the nerve. This may affect VNS success rates, as a potential explanation for patients not receiving therapeutic benefit from VNS3,12. Preoperative ultrasound might not be a valid and reliable indicator to determine CVN CSA for choosing a matching cuff electrode size for VNS. Measurements just inside the hyperechoic rim might underestimate, while approaches including the nerve’s epineurium might overestimate the CSA of the CVN compared to casting.
The casting measurements might more accurately reflect CVN CSA and diameters to individualize cuff electrode sizes to patient needs12,13,16,38,39. However, its invasive manner renders the clinical use of this method impossible. A correction factor to adjust for the systematic error between the methods could offer the possibility to estimate a matching size for a cuff electrode in VNS. The Bland and Altman analysis suggested a systematical error of underestimation between ultrasound and casting from 1 to 2 mm2 (Fig. 5). However, an application of a correction factor might only apply for the specific values measured using the individual ultrasound settings presented in this study.
Reviewing former studies on the CVN CSA, reference values for CSA measurements can be found (Table 2).
Recent meta analyses declare cross-sections of the CVN between 2–3 mm2 as sonographic reference values in healthy adults40,41. However, great variation for the CVN CSA is shown in literature: Cartwright et al. measured an average CSA of 5.0 ± 2.0 mm2, Pelz et al. measured 2.4 ± 0.6 mm2, while 1.3 ± 0.6 mm2 were found in this study, respectively19,23. Firstly, all studies cited in Table 2 examined healthy patients. This study was the first to address high resolution ultrasound at native post-mortem tissues to measure the CSA of the CVN. Post-mortem autolysis may have had an impact on the CSA. Second, previous samples differentiated in several factors like age and ethnicity. Age has been described to influence the CSA of the CVN19,42 and on other peripheral nerves26,43,44. However, patients mean age in Pelz et al.19,42 and Cartwright et al.19,33 was similar, while mean CSA differentiated largely. Ethnicity, as far as known, was very similar in all cited studies. Cartwright et al. exclusively measured the CVN of the right side of the body23. Substantial difference in CVN CSA depending on the side has been described previously in histology and ultrasound19,33, while other studies found no significant difference in casting and ultrasound18,25. None of the here presented studies indicated to include the epineurium in their CSA measurements with ultrasound. In this study, CSA values differed greatly depending on the epineurium. Surprisingly, measurements of the CSA by Cartwright et al.19,33 and Tawfik et al.25 rather resemble the ultrasound measurements of this study including the epineurium than measurements excluding this structure.
The CVN CSA yielded large variation in literature. Several factors such as age and body side seemed to impact the CSA measurement. Nevertheless, the ultrasound setting (i.e., device, examiners experience, etc.) seems to add to the variation of measurements. It has been addressed that every ultrasound laboratory should define their own reference values19,23. Considering variable reference values depending on the setting of ultrasound examinations, a potential correction factor must be adapted to the individual setting of ultrasound measurements of every laboratory. Therefore, it seems that no individual value exists to correct for all possible differences in CSA introduced by different ultrasound settings. Future studies should focus on developing correction factors to their individual setting of ultrasound measurements with a greater sample size, and further refine ultrasound standards for the CVN to be able to provide accurate and reliable CSA values independent from the individual measuring laboratory.
This study only included a small sample with a limited age range between 71–101 years. In contrast to this, VNS is often used to treat infants2. Beside the specific age distribution, the small number of subjects and their homogenous origin need to be considered. The post -mortem interval between death and examination varied (12 h–4 days) due to administrative duties, leaving a possibility for autolyze effecting the native bodies. Another factor is that the results were based on individual data points, without replicating these data under different settings. Further studies should address these limitations in a larger sample size, for different age groups and more balanced group ratios (female vs. male) using ultrasound technology with higher frequencies (> 15 Hz). Future research should also consider the potential impact of aging on the CVN CSA since the CVN CSA was reported to decrease with increasing age19.
Conclusions
In summary, the morphological data presented here questions the validity of high-resolution ultrasound to accurately reflect CVN size. An adjustment value to correct for the differences introduced by ultrasound, direct casting and histology may not only depend on the specific settings of ultrasound but also on tissue immanent characteristics such as the size of the epineurium and fascicle count.
Methods
Tissues
Twelve post-mortem bodies were examined in an unembalmed condition between April 2019 and March 2020. This cohort comprised nine females and three males (mean age 88.4 ± 8.5 years, range 71–101 years). Eleven cases were examined bilaterally and one unilaterally (previous surgery on the contralateral side). BMI averaged 27.7 ± 5.5 (range 19.5–33.8) kg/m2; the medical history and if available the cause of death were recorded. While alive, all body doners gave their written and informed consent to the post-mortem donation of their bodies for teaching and research purposes. Institutional approval for the use of the post-mortem tissues was obtained from the Institute of Anatomy, University of Leipzig. This institutional approval follows the Saxonian Death and Funeral Act of 199445. All experiments have been conducted following the principles of the Declaration of Helsinki46.
The cross-sectional area and the greater and lesser diameters of the CVN were obtained 10 mm caudal of the carotid bifurcation, using ultrasound, a method for manual casting and histological depiction. The examination was carried out in five steps (Fig. 6).
Ultrasound of the CVN
The CVN measurements were performed using an ultrasound system with a 15-MHz transducer (Esaote MyLab Five, Genova, Italy; probe no LA435). The bodies were placed in a supine position extending the neck slightly in a similar manner as described previously19. Ultrasound settings such as gain, depth, and focus were individualized for each specimen by the examiners. After identifying the CVN between the common carotid artery and the internal jugular vein, the transducer was placed perpendicular to the nerve’s course, ensuring the depiction of the smallest CSA (Fig. 7A). While positioning the transducer, minimal pressure was applied to prevent distortion of the CVN. Due to missing cardiovascular activity of the post-mortem bodies, the internal jugular vein was compressed with very low contact pressure. The CSA and the greater and lesser diameters of the CVN were obtained at the level of the thyroid gland (about 10 mm caudal of the carotid bifurcation). The exact level of ultrasound measurement was transferred to the skin with a waterproof pen. For offline measurements, the ImageJ software (version 1.52q, National Institute of Health, Bethesda, MA, USA; https://imagej.nih.gov/ij/download.html) was used. The examiner was blinded to all anthropometric information including age, gender, BMI, or body side during the measurements. For the CSA of the CVN only the nerve’s contour within a hyperechoic epineural rim was measured31. Another experimental approach was taken, measuring the nerves’ CSAs including a hyperechoic rim on the nerve’s outside. For this purpose, a freehand feature of ImageJ was used, allowing to depict the outer surrounding for the hypoechoic rim, combined with the invert color function to delineate the epineurium from surrounding tissues (Supplement Fig. S2). Three individual measurements were averaged from the same site and location for each of the values. An ICC of 0.978 indicates excellent measurement reliability for this approach.
Preparation of the CVN and casting procedure
Preparation of the same CVNs assessed in ultrasound was performed in similar manner as for surgical exposure at the implantation of electrodes for VNS10,11. An incision was made parallel to the median sagittal plane about 20 mm lateral of thyroid cartilage in a supine position and extending the neck to the contralateral side. The skin and the subjacent platysma were transected. Adipose tissues were removed to enhance the exposure until the carotid sheath was reached. The incision was extended cranially to the posterior belly of the digastric muscle and caudally until contact to the omohyoid muscle18. The carotid sheath was found by shifting the sternocleidomastoid muscle laterally and following the sternohyoid muscle dorsally. After exposing the carotid sheath ventrally with scissors, the CVN was identified within (Fig. 7B). The CVN was carefully cleared of its surrounding connective tissue until the nerve’s surface had lost gloss. The site of the incision was held open by a spreader. The CVN was slightly lifted while a small, preformed molding template was installed beneath the nerve at the same level and height of the ultrasound examination (Fig. 7C). Polyvinyl siloxane (HS-A silicon; Henry Schein Inc., Melville, NY, USA) was injected into the mold surrounding the nerve’s cross-section47. After 15 min of curing, the CVN was cut at the mold’s rim and fixed in 4% paraformaldehyde for histological examination. To evaluate the influence of the fixation process, the CVN samples were casted again after fixation but prior to all other histological procedures. The casts of the CVN were divided in half, showing the nerve’s CSA, and scanned at 600 dpi. For digital measurements the ImageJ software was used. The average of three measurements was used for statistical analyses.
Histological workflow
Tissue processing of the same specimens used for ultrasound and casting procedure was performed according to histological standard procedure32 for paraffin embedding with 4 µm sectioning on a rotary microtome (Leica RM2255, Nussloch, Germany). As derivate for xylol Histolab Clear (Sanova, Vienna, Austria) was used. Staining was done according to standard hematoxylin–eosin protocol48. Pictures were taken by transillumination microscope (Olympus BX43, 20 × Plan Fluorit Objective, Software: Olympus CellSense 3.1.1, Stacking Method: MIA, Olympus, Tokyo, Japan). Again, digital measurements were conducted with the ImageJ software, differentiating the measured area in the CSA with epineurium, axon tissue and stroma, and axon tissue. The average of three measurements was used for statistical analyses.
Statistical analyses
For statistical analyses, Prism 9 (Graphpad software, La Jolla, CA, USA) and SPSS version 26.0 (IBM Corp, Armonk, NY, USA) were used. Following normality distribution assessment with the D’Agostino & Pearson test, comparisons were made using a one-way ANOVA for multiple comparisons without post-hoc correction due to the hypothesis-generating nature of this study. Comparisons of CVN cross-sections were made with epineurium (ultrasound, cast and histology assessment), without epineurium (ultrasound and histology assessment), and for the nerve only (histology assessment) to evaluate differences related to the various methods of cross-section data retrieval and side difference. Correlations with age, BMI and cross-section were analyzed side-dependently using Pearson correlations. For the latter, a two-way mixed model assessing for absolute agreement was chosen. P values of 0.05 or less were considered as statistically significant49.
Data availability
The datasets generated and analyzed during the current study are available in the supplements.
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Acknowledgements
The authors would like to express their gratitude to the body donors for contributing to science by donating their bodies to research and thank their families for supporting such relevant and valuable decision. Matthias Oehme, Hannah Frenzel, and Uwe Deuble supported us with the body doners. Claudia Merkwitz and Alexander Kerner supported the histological preparation of the tissues. Johann Dörschner took the images and designed the illustrations.
Funding
Open Access funding enabled and organized by Projekt DEAL.
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Conceived and designed the study, analyzed the data: J.D., N.H.; data acquisition, critical revision for content: J.D., J.P., A.K., N.H., critically revised the manuscript: J.P., J.L., N.H., S.L.; wrote the paper: J.D., J.P., J.L., N.H.
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Dörschner, J., Pelz, J.O., Kerner, A.M. et al. Comparing the accuracy of ultrasound-based measurements of the cervical vagus nerve. Sci Rep 13, 884 (2023). https://doi.org/10.1038/s41598-023-27894-9
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DOI: https://doi.org/10.1038/s41598-023-27894-9
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