Abstract
In this paper we introduce a notion of duality for matrix valued orthogonal polynomials with respect to a measure supported on the nonnegative integers. We show that the dual families are closely related to certain difference operators acting on the matrix orthogonal polynomials. These operators belong to the so called Fourier algebras, which play a key role in the construction of the families. In order to illustrate duality, we describe a family of Charlier type matrix orthogonal polynomials with explicit shift operators which allow us to find explicit formulas for three term recurrences, difference operators and squared norms. These are the essential ingredients for the construction of different dual families.
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Notes
Most quantities will now depend on this new parameter \(\lambda \).
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Acknowledgements
The authors are immensely grateful to Erik Koelink for countless useful comments. The authors would also like to thank Riley Casper for fruitful discussions at an earlier stage of the project. The authors also thank an anonymous referee for careful revision and constructive remarks and suggestions that helped to improve the manuscript. The support of Erasmus+ travel grant is gratefully acknowledged. The work of Lucía Morey and Pablo Román was supported by a FONCyT grant PICT 2014-3452 and by SeCyTUNC.
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Appendix A: Miscellaneous Proofs
Appendix A: Miscellaneous Proofs
1.1 Block Vandermonde Determinant
This subsection will mostly involve upper triangular matrices and we will focus our attention on their diagonal parts. So when two upper triangular matrices \(\mathcal {M}_1, \mathcal {M}_2\) have the same diagonal, we will write
where \(\text {s.u.t.}\) stands for strictly upper triangular. All the matrices \(\rho _i^{(\lambda )}(n)\) in Sect. 8 satisfy the conditions in Corollary A.2, but we will collect a preliminary result for a slightly simpler case first.
Lemma A.1
Consider the n-dependent upper triangular matrix of the following form
where \(\mathcal {T}\) and \(\mathcal {T}_0\) are constant diagonal matrices, and the \(\text {s.u.t.}\) part is allowed to depend on n. The determinant of its block Vandermonde matrix does not depend on the \(\text {s.u.t.}\) part or \(\mathcal {T}_0\), and is given by
where \((n_j)_{j=0}^x\) is a list of complex values for which \(\mathcal {M}(n_j)\) is defined.
Proof
This proof will be by induction on x. On occasion we will denote the block Vandermonde as \(\det \left( \mathcal {M}(n_j)^k \right) _{j,k=0}^x\) even though this a slight abuse of notation in case \(\mathcal {M}(n_j)\) is singular. We apply a block analogue of an elementary row operation to get
In the last step we have used that \(\mathcal {M}(n_j) - \mathcal {M}(n_0) = (n_j-n_0)\mathcal {T} + \text {s.u.t}\). To proceed we notice that \( \mathcal {M}(n_j)^k - \mathcal {M}(n_j)^{k-1}\mathcal {M}(n_0) = (n_j-n_0)\mathcal {T}\left( n_j\mathcal {T}+\mathcal {T}_0\right) ^{k-1} +\text {s.u.t.}\) and reduce the size of the determinent using the Schur complement
The block diagonal matrix in the second line is meant to have exactly the entries of the first column of the matrix in the previous line; in particular it has the same s.u.t. parts. We need this so that the first column of the second determinant is exactly just identity matrices without any \(\text {s.u.t.}\) part.
So we have a reduction of the block Vandermonde to one of a smaller size
with \( \mathcal {N}(n) = n\mathcal {T}+\mathcal {T}_0 +\text {s.u.t.}\) So \(\mathcal {N}(n)\) has the same diagonal entries as \(\mathcal {M}(n)\). Then since the factor in front of the block Vandermonde determinant with \(\mathcal {N}(n)\) in (A.2), does not depend on the specifics of the \(\text {s.u.t.}\) we can continue reducing the size of the block Vandermonde until we get the desired result. \(\square \)
Corollary A.2
The determinant formula in Lemma A.1 still holds if we conjugate \(\mathcal {M}(n)\) in (A.1) by an invertible matrix \(\mathcal {Q}\) that does not depend on n.
Proof
Let \(\mathcal {R}(n)=\mathcal {Q}\mathcal {M}(n)\mathcal {Q}^{-1}\). Then it is easy to see that
\(\square \)
1.2 Proof of Proposition 8.2
In this section we prove the first part of Proposition 8.2 which states that
using the matrix introduced in (6.23) to express \( \mathcal {A}_{n+\lambda } = (N+\lambda +n-J)^{-1} J A^*. \)
Proof
Recall that the entries \(R_n^{(\lambda )}(0)_{jk}=\xi _{j,k,n}^{(\lambda )}\) are given explicitly in Theorem 7.9 and that \(A_{j+1,j} =\frac{\sqrt{N-j}}{\sqrt{a}}\). So we start off by writing (A.3) in terms of its entries
Note that since the \(\xi _{j,k,n}^{(\lambda )}\) are given by two different expressions (for \(n+j\ge N\) and for \(n+j<N\)), we should prove the desired entrywise recursion for both cases. But it is not necessary to prove a mixed case because the two cases actually coincide for \(n+j=N\), so for any values of the parameters the three terms can always be considered as belonging to the same case.
Before specifying to either case, we compute the following expressions which will come in handy later on in the proof
To derive the \(n+j>N\) case we will need a fairly standard hypergeometric identity that is easy to check in general (for parameters with which the series either converge or truncate)
It follows from both sides being equal to
When we fill in the values \(\mathfrak {a}=1-k\), \(\mathfrak {b}=j-N\), \(\mathfrak {c}=n+\lambda +1\), \(\mathfrak {d}=\lambda +1\) and \(\mathfrak {e} = 1-N\) and collect some similar terms we get
After multiplying this equation by \(\mathfrak {X}(j,k,n,\lambda )(1-N)_{k-1}\) we get the desired result for \(n+j>N\) by using the ratios of different \(\mathfrak {X}\) expressed earlier in this proof.
The \(n+j \le N\) case is slightly different. Note that now instead of the factor of \((1-N)_{k-1}\) we have \((1-n-j)_{k-1}\) so it is no longer a common factor in the three terms of our desired result. The necessary hypergeometric identity is somewhat less standard,
but it can be shown to hold using the methods described in [23, Recipe 5.4] for the cases where the series either converge or truncate. We then put in the values \(\mathfrak {a}=1-k\), \(\mathfrak {b}=-n\), \(\mathfrak {c}=N-j+\lambda +1\), \(\mathfrak {d}=\lambda +1\) and \(\mathfrak {e}=1-n-j\), to get
After multiplying this equation by \(\mathfrak {X}(j,k,n,\lambda )(1-n-j)_{k-1}\) we get the desired result for \(n+j \le N\) by using the ratios of different \(\mathfrak {X}\) expressed earlier in this proof. \(\square \)
1.3 Proof of Lemma 8.13
We want to find \(\mathscr {W}_R^{(\lambda )}(0)\) so that we will have the zero moment courtesy of (8.12). For this we need \((\mathcal {D}_n^{(\lambda )})_{jj}\) and \( R_n^{(\lambda )}(0)_{j,k} = \xi _{j,k,n}^{(\lambda )}\). The entrywise expression is
Since this expression is clearly symmetric, we will take \(j\ge k\) from now on. It will prove useful to have the standard weight of the scalar dual Hahn polynomials nearby c.f. [44],
Let us introduce the following shorthand to distinguish between two different expressions for \(\xi \) that hold for different parameter values,
The explicit expressions for \(\alpha \) and \(\beta \) can be found in Theorem 7.9. We then write out the double sum, which we note will not have any cross terms
We denote \(r_0 = \max (1,N-n)\) and \(r_1 = \max (1,j-n)\) and whenever a sum is over the empty set, we take it to be zero. It will come in handy to introduce another summation variable \(s=n+r\) and rearrange the summations
The common part of the summands is (note that the rightmost factor is not a factorial)
where we have used the expression of the inverse of the diagonal part of the squared norm in terms of factorials
The distinct parts of the summands are
Fortunately we can find a corresponding dual Hahn weight in the common parts as follows
and similarly in
The first sum in (A.4) is then
which vanishes when \(j\ne k\) due to the orthogonality of the dual Hahn polynomials. When we do have \(j=k\) we get
The second sum in (A.4) is then
which also vanishes for \(j\ne k\) and when we do have \(j=k\) we get
The only thing that is left to do is combine the sums and perform the summation over s
The entries of \(T^{(\lambda )}\) were given in (6.16). Now all that is left is to use (8.12) to arrive at the zero moment
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Eijsvoogel, B., Morey, L. & Román, P. Duality and Difference Operators for Matrix Valued Discrete Polynomials on the Nonnegative Integers. Constr Approx 59, 143–227 (2024). https://doi.org/10.1007/s00365-023-09637-1
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DOI: https://doi.org/10.1007/s00365-023-09637-1