Risk Factors and Mortality of Carbapenem-Resistant Klebsiella Pneumoniae Bloodstream Infection in a Tertiary-Care Hospital in China: An Eight-Year Retrospective Study

Background: The prevalence of carbapenem-resistant Klebsiella pneumonia bloodstream infection (CRKP-BSI) is increasing worldwide. CRKP-BSI is associated with high rates of morbidity and mortality due to limited antibiotic choices. Here, we aim to identify the prevalence and risk factors for infection and mortality of CRKP BSI. Methods: This was a retrospective study of the past data from January 1 st , 2012 to December 31 st , 2019 of adult patients with KP-BSI in Xiangya Hospital, China. Data from Demographic and clinical ndings were retrieved from medical records. Results: Among the 706 incidences included in this study, 27.4% of them (212 / 753) being CR-KP strains. The occurrence of CRKP-BSI was increased from 20.69 to 37.40% from 2012 to 2019. Hematologic malignancies (P<0.001 , odds ratio [OR] 4.68, 95% condence interval [CI] 2.3–9.4) and ICU acquired infection (P=0.003 , OR 2.10, 95% CI 1.3–3.4) were identied to be substantial risk factors of carbapenem resistance. The overall 28-day mortality rates of CRKP-BSI patients was signicantly higher than that of CSKP-BSI (P<0.001). Logistic regression analysis identied severe sepsis or septic shock incidents (OR, 8.44; 95% CI, 1.85–38.39), inadequate empirical antimicrobial therapy (OR, 15.01; 95% CI, 3.70–60.79) and corticosteroids use preceding infection onset (OR, 6.45; 95% CI, 1.12–37.08) as the independent predictors of 28-day mortality of CRKP-BSI patients. However, high dose carbapenem combination therapy was identied as anticipated factors of low 28-day mortality (OR, 0.11; 95% CI, 0.03–0.51). Conclusion: The occurrence of CRKP-BSI was signicantly increased during the study period. and ICU acquired infection were associated with the development of CRKP BSI. Severe sepsis or septic shock incidents, inadequate empirical antimicrobial therapy and corticosteroids use preceding infection onset caused signicant increase of mortality rates in CRKP-BSI patients. High dose carbapenem combination therapy was associated with better outcome. investigated the risk factors for the occurrence of CRKP-BSI. Our results indicate that there are several factors involved in CRKP infection including hematologic malignancy, ICU acquired infection, hospitalization during the 12 months preceding infection onset, surgery during the 30 days preceding infection onset, inadequate empirical antibiotic therapy, corticosteroids use preceding infection onset and pulmonary source of BSI in univariate analyses. However, only two factors including hematologic malignancy and ICU acquired infection were demonstrated to be independently related to CRKP-BSI by multivariate analysis, which is partly consistent with other reports.

Although KP is thought to be the second pathogen after Escherichia coli (E. coli), that is responsible for gram-negative BSIs in adult patients, recent studies showed the incidence of KP-BSIs had exceeded the incidence of E. coli BSIs in intensive care unit (ICU) patients [5,6]. KP-BSI infections have contributed to high health-care costs and an increased mortality. The crude mortality rate of KP-BSIs patients was reported to span from 20-40% [6][7][8][9].
Carbapenems, a class of broad-spectrum beta-lactam antibiotic drugs for the treatment of many Gramnegative bacteria, have been recommended in rst-line therapies for multidrug-resistant KP infections [7].
However, during the last decade, the prevalence of carbapenem-resistant Klebsiella pneumonia (CRKP) is increasing worldwide, such as Israel [4], Europe [5] and some South American countries [6,7]. [10]. In China, according to the data from CHINET (an antimicrobial resistance surveillance network in China) surveillance, the resistance rates of KP to imipenem and meropenem increased from 3.0% and 2.9% in 2005 to 26.3 and 25% in 2018 respectively [11]. Additionally, several reports have shown that resistance to carbapenem is related to the increase of KP-BSIs patients' mortality [12][13][14]. Therefore, the situation is serious for CRKP-BSI patients.
Due to high morbidity and mortality and lack of appropriate medical intervention, CRKP-BSI has become a great challenge to clinical practitioners [4,15,16]. Recognizing the risk factors contributed to the development and mortality of CRKP-BSI may provide the basis for implementing of control measures and therapeutic strategies to prevent the CRKP BSI infection. Thus far, many clinical reports have demonstrated the various risk factors for both development and fatal outcomes of CRKP-BSI infections.
For example, the source of skin and soft tissue infection, ICU-acquired infection, central venous catheter, mechanical ventilation, and previous antibiotic exposure were demonstrated to be powerful risk factors leading to the onset of CRKP-BSI [4,12,17], while mechanical ventilation, septic shock, inadequate empirical antibiotic therapy were reported to be independent mortality predictors of CRKP-BSI [4,12]. However, the conclusions of these studies were inconsistent.
In this study, we not only evaluate the prevalence of CRKP-BSI in ICU, but also identify the risk factors related to infection and mortality of carbapenem resistance KP-BSI ICU.

Study design, setting and patients
A previous cohort study on patients with KP-BSIs was conducted between 1 January 2012 and 31 December 2019 in Xiangya Hospital, a tertiary healthcare hospital in Changsha, Hunan Province, China.
Having approximately 3,500 beds (including 138 beds in 7 ICUs), it is known to be one of the largest comprehensive hospitals in China. This study was approved by the Xiangya Hospital Ethics Committee.
The study comprised of patients aged ≥ 18 years, who had been admitted to the hospital with KP-BSI during the period. The cases were CRKP-BSI infected patients, and the controls were patients with CSKP-BSI. In this report, only the initial positive cultures of KP in bloodstream for each patient were included.
Recurrent infections were excluded. Patients with incomplete medical records or polymicrobial BSIs were also excluded. All patients were identi ed by searching the integrated hospital information system (IHIS), laboratory information system (LIS) and imageology achieving system (RIS) of Xiangya Hospital.

Data Collection
Results of clinical and microbial characteristics were obtained from the medical records by two experienced respiratory medical doctors. The clinical data collected included: patient demographics (age, gender), comorbidities (congestive heart failure, cerebrovascular disease, chronic lung disease, hepatobiliary and pancreatic diseases, kidney diseases, hematologic malignancy, solid tumor, solid organ transplantation, diabetes mellitus, immune diseases), the ward where onset of BSI was identi ed, previous exposures (previous healthcare interventions, such as hospitalization, surgery, dialysis, endoscopy and mechanical ventilation; previous antibiotics exposures), therapeutic management (choice of antibiotic), and outcomes (span of hospital stay, and mortality at 28 days). In addition, patients general state at the onset of BSI underwent adequate assessment, such as severe sepsis or septic shock.
The Charlson comorbidity index (CCI) was used to determine the comorbid conditions as previously described [18]. Acute Physiology and Chronic Health Evaluation II (APACHE II) score was used to calculate the severity of illness within 24 hours following the onset of BSIs. Furthermore, the adequate empirical antimicrobial therapies described by Zarkotou were also taken into consideration [19].
De nitions KP-BSI was described to be a positive blood culture of CR-KP strain collected from a patient that showed symptoms and/or signs of the systemic in ammatory response syndrome. For patients that had several incidences of CRKP-BSI, an unusual event was de ned as independent occurrence at least 30 days after the nal positive blood culture [10]. The date when the blood culture was collected is de ned as the onset of BSI. KP-BSIs were classi ed as healthcare-associated and community-acquired. Ward at the onset of BSI was de ned as the rst positive blood culture identi ed more than 2 days after the ward admission without a prior positive blood culture with the same pathogen in last 30 days. BSI sources were established based on the Centers for Disease Control and Prevention criteria [20]. BSI was considered as primary when no source was identi ed. Septic shock was de ned as sepsis associated with organ dysfunction and persistent hypotension despite volume replacement. Combination therapy was de ned as a regimen that includes two or more antibiotics, with at least one agent showing in vitro activity against the KP. An empirical antimicrobial therapy was described to be appropriate unless it included at least one drug displaying in vitro activity against the KP isolate, initiated within 48 h of the index blood culture, and given in adequate doses .

Microbiology
The Vitek 2 system (BioMérieux, Marcy 1′Étoile, France) was used in the clinical microbiology laboratory for isolate identi cation and antimicrobial susceptibility testing. KP isolates were considered as carbapenem-resistant KP (CRKP) isolates when they were resistant to one or more carbapenems tested in the clinical microbiology (i.e., ertapenem, imipenem, or meropenem).
Statistical analysis SPSS 20.0 (Chicago, IL, USA) was used for statistical analysis. Categorical variables were expressed as frequency counts and percentages with 95% con dence interval (95% CI). Continuous variables were expressed as median and interquartile ranges (IQRs). Pearson χ2 or Fisher's exact tests were used to analyze categorical variables between groups, and Student's t-test or the Mann-Whitney U test were used to compare continuous variables as appropriate. In analysis of risk factors for CRKP infection and mortality, univariable logistic regression analysis was performed. To identify the independent risk factors, a multivariate logistic regression model was generated to control the effects of confounding variables. Variables with p-value < 0.1 in univariate testing were incorporated into the model using a backward stepwise approach. A two-tailed p value of < 0.05 was considered statistically signi cant.

Results
Incidence and mortality of CRKP-BSIs over the past 8 years During the 8-year study period, 706 events of KP-BSI were consecutively collected from 1 January 2012 and 31 December 2019 in Xiangya Hospital, and 30% (212/706) of these incidences were CRKP isolates. Over the past 8 years, the drug resistance rates of KP detected in blood samples to imipenem and meropenem has been increasing (details are shown in Table 1).

Discussion
CRKP-BSI, one of the global public health concerns, has gained much attention for its considerable mortality. In China, a rapid increase of CRKP isolates cases among all KP isolates has been reported since 2010, while the current national average reaches 15.6% [21]. It was also reported that the incidence of CRKP has ubiquitously increased all over the world [22,23]. For high CRKP endemic areas such as United States, Greece, Israel, and Italy, the percentage of CRKP-BSI ranged between 18% and 68%. [24][25][26][27]. In the current study, we had an interesting observation of an increase in CRKP-BSI occurrence since 2012, which was signi cantly higher when comparing average occurrences in China. The possible reason may be attributed to differences in the investigated populations and the severity of the diseases.  [12]. Patients with hematologic malignancies usually have frequent long-term hospitalization, undergo more invasive procedures, are exposed with high-grade antibiotics, and have impaired immunological response, which may lead to the development of CRKP-BSI. Therefore, the reinforcement of hygiene protocols in healthcare facilities and rational use of antibiotics should be specially strengthened to prevent the development of CRKP-BSI for patients with hematologic malignancies.
Increasing antibiotic resistance in ICUs is a signi cant clinical challenge, and we revealed that 56.6% of CRKP isolates were collected from ICU patients, which was consistent with other reports [26,29]. It indicates that prevention and control of the occurrence of CRKP-BSI should be focused on ICU. ICU has already been recognized as a factory of creating, disseminating, and amplifying antimicrobial resistance [30]. Nosocomial infection are easily obtained via the airborne and contact transmission of resistant bacteria in the con ned environment of ICU [15]. Noteworthy, medical equipment and devices have been demonstrated to be common vectors of CRKP in hospitals, especially in ICUs [29]. The development and transmission of CRKP is much easier in ICU due to the heavy use of the medical equipment and devices for the invasive procedures. Moreover, most ICU patients have relatively serious complications and may be treated with broad spectrum antibiotics or with longer duration of antibiotics use, which may contribute to the induction of carbapenem resistance for KP. To reduce onset of CRKP infections, appropriate controls should be implemented after the admission in ICU, such as active surveillance culture, precautionary isolations, disinfection, initial tting antibiotic therapy, and relevant antibiotic deescalation [17,31].
However, previous studies suggested other variables, including surgery within the preceding 90 days, severe chronic comorbidities, previous hospitalizations, indwelling central venous catheter, mechanical ventilation, a nasogastric tube, prior carbapenem administration, and recent exposure to antimicrobials [17,[32][33][34][35][36]. In our study, no antibiotic or invasive procedures were identi ed as risk factors for CRKP-BSI. This difference may arise from different de nition of the infection of CRKP-BSI, the exposure durations to antibiotics, or different patients selected for this research.
In our report, the total mortality rate at 28th day after infection in patients with KP-BSI was 26.1%.
Patients with CRKP-BSI had a signi cantly elevated mortality rate as compared that of CSKP-BSI (42.5 vs. 26.1, p < 0.001), which was consistent with some previous observation [7]. However, other studies contradicted our ndings, which showed that the mortality rate between CRKP-BSI and CSKP-BSI was almost the same [17,24]. The possible explanation for these con icting results is that infection-related mortality was associated with several factors, such as host immunity, bacterial virulence, and the e cacy of antibiotics [17].
To further explore the risk factors involved in 28-day mortality, patient characteristics and the therapeutic interventions on CRKP-BSIs were extensively investigated in our study. After adjusting for numerous confounders, various parameters, such as corticosteroids use preceding infection onset, inadequate empirical antibiotic therapy, severe sepsis or septic shock and combination therapy with high doses of carbapenem were related to a higher crude 28-day mortality. In agreement with the result by Papadimitriou-Olivgeris et al., we found that the use of corticosteroids preceding infection onset might contribute to the deleterious outcomes of CRKP-BSI patients [37]. Corticosteroids may inhibit a broad range of immune responses, which may have negative effects on infection control and eventually lead to the acceleration of death. Additionally, the well-known association between septic shock and mortality of CR-KP BSI was also observed in our study [27,38]. However, it is worth mentioning that corticosteroids have been used as adjuncts in the treatment of septic shock according to the guidelines proposed by the Surviving Sepsis Campaign [39]. Whether corticosteroids in the treatment of septic shock due to CP-KP effective or not still needs to be observed and should be validated through randomized controlled trials.
Due to the limited treatment options, inappropriate empirical antibiotic therapy was also demonstrated to be predictive factor for death in CRKP-BSI patients, which is consistent with other studies [38,40].
Therefore, more attention should be taken to the initial appropriate antibiotic therapy for CRKP-BSI patients. The implementation of antimicrobial stewardship program and regular surveillance of resistance should be strengthened to avoid unnecessary antibiotic exposure.
Regarding the application of protective factors, we showed that there was a signi cant difference of the 28-day mortality rate between patients treated or not treated with high doses of carbapenem. Although Giannella et al. reported the lack of association between combination therapy with high doses of meropenem and the 14-day mortality, it remained as a protective factor in the multivariate model when adjusted the propensity score [41]. In other studies, various risk factors associated with mortality of patients with CRKP-BSI were identi ed, including APACHE II score, liver failure, trachea cannula on the day of bacteremia [17], bedridden status, mechanical ventilation, hemodialysis [33], and Pitt bacteremia score [24]. This may be explained by selection bias of study population.
There are several limitations that should be mentioned in this study. Firstly, it was a retrospective analysis of patients from a single center. Clinical data was collected solely according to medical records instead of interviews and clinical examinations of patients with KP-BSI by equally trained doctors. Secondly, we only included cases of K. pneumoniae infection with positive blood cultures. However, cases that were suspected to have KP-BSI but did not have blood samples collected for culture were not included.
Therefore, total number of reported KP-BSI incidences can be slightly lower than the actual one. Finally, the lack of more detailed microbiological data, therefore, data related to strain's genotype was not available.

Conclusions
In conclusion, our results show that in our study hematologic malignancies and ICU-acquired infection were independent risk factors associated with the occurrence of CRKP-BSI. Septic shock, inadequate empirical antimicrobial therapy and corticosteroids use preceding infection onset caused signi cant increase of mortality rates in CRKP-BSI patients. Combination therapy with high dose carbapenem is associated with better outcome. These ndings may serve as recommendations for treatments and prevention of CRKP-BSI patients in Changsha, Hunan Province, China.