Changes in serum lactate dehydrogenase levels as markers of pathological response and prognosis in colorectal liver metastases patients receiving neoadjuvant chemotherapy followed by resection
Original Article

Changes in serum lactate dehydrogenase levels as markers of pathological response and prognosis in colorectal liver metastases patients receiving neoadjuvant chemotherapy followed by resection

Jinghua Chen1#, Qichen Chen1#, Jinjie Yao1, Yujuan Jiang2, Jianguo Zhou1, Hong Zhao1, Jianqiang Cai1

1Department of Hepatobiliary Surgery, National Cancer Center/National Clinical Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College, Beijing, China; 2Department of Colorectal Surgery, National Cancer Center/National Clinical Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College, Beijing, China

Contributions: (I) Conception and design: J Chen, Q Chen; (II) Administrative support: J Yao; (III) Provision of study materials or patients: Q Chen, H Zhao, J Zhou; (IV) Collection and assembly of data: J Chen, Y Jiang; (V) Data analysis and interpretation: Chen, Q Chen; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contributed equally to this work.

Correspondence to: Jianguo Zhou; Hong Zhao. No. 17, Panjiayuan South Lane, Chaoyang District, Beijing, China. Email: zjg13311533776@126.com; pumczhaohong@126.com.

Background: This study sought to evaluate the effects of pre-neoadjuvant chemotherapy lactate dehydrogenase (pre-NAC LDH) levels, preoperative LDH levels, and changes in LDH levels on the pathological response and outcomes of colorectal liver metastases (CRLM) patients treated with liver resection after NAC.

Methods: This study included 152 colorectal CRLM patients, who underwent NAC followed by liver resection. Patients were excluded if they were diagnosed with other malignancies or lacked follow-up and clinical data. Demographic and clinicopathological data were collected from hospital records. Pathological response and postoperative complications were measured according to the tumor regression grade (TRG) and Clavien-Dindo classification system, respectively. The optimal cutoff values were determined by the receiver operating characteristic curve and the X-tile analysis. Changes in LDH levels were graded as 0, 1, and 2. A logistic regression analysis was conducted to identify the independent predictors of pathological response and postoperative major complications. Univariate and multivariate Cox regression analyses were used to identify the independent risk factors of progression-free survival (PFS) and overall survival (OS).

Results: The multivariate analysis indicated that a grade 2 LDH level change was a risk factor of an unfavorable histological response [odds ratio (OR) 0.249, 95% confidence interval (CI): 0.066–0.942; P=0.041] and major postoperative complications (OR 2.523, 95% CI: 1.179–10.530; P=0.024), which were independent of other clinical covariates. A pre-NAC LDH level ≥145 IU/L [hazards ratio (HR) 0.584, 95% CI: 0.359–0.950; P=0.030], a grade 1 LDH level change (HR 0.584, 95% CI: 0.359–0.950; P=0.030) and a grade 2 LDH level change (HR 0.447, 95% CI: 0.231–0.864; P=0.017) were independent prognostic predictors of PFS. A preoperative a LDH level ≥231 IU/L (HR 0.405, 95% CI: 0.192–0.852; P=0.017) and a grade 2 LDH level change (HR 0.362, 95% CI: 0.157–0.834; P=0.017) were independent prognostic factors of OS, which were independent of other clinical covariates.

Conclusions: LDH levels and changes in LDH levels are potentially useful biomarkers for predicting the pathological response and prognosis of CRLM patients receiving NAC followed by liver resection.

Keywords: Colorectal liver metastases (CRLM); lactate dehydrogenase (LDH); pathological response; prognosis


Submitted Mar 14, 2021. Accepted for publication Aug 04, 2021.

doi: 10.21037/apm-21-584


Introduction

Colorectal cancer (CRC) is the fourth most deadly cancer causing almost 900,000 deaths annually worldwide (1) and at least 50% of CRC patients develop liver metastases (2,3). However, only 15–25% of CRC patients can undergo liver resection as a potentially curative treatment (4). The clinical outcome for patients with colorectal liver metastases (CRLM) has been improved greatly due to surgical resection, leading to 5-year overall survival (OS) rates ranging 31–60%. Nevertheless, the high recurrence rate of 50–75% after liver resection remains a major problem (5,6). For CRLM patients with high-risk recurrence factors, the administration of neoadjuvant chemotherapy (NAC) can improve their survival by down-staging the disease, treating micro-metastases, and increasing the complete resection rate. As an important indicator for chemotherapy efficacy, the favorable pathological response rate to NAC was only approximately 50% (7-9). Thus, to guide the therapy management of CRLM patients, it is crucial to explore and identify predictors related to the efficacy of NAC and prognosis.

Previous studies have shown that various factors are independent prognostic factors in patients with CRLM. Kim et al. (10) found that primary tumor location had a prognostic effect in patients who underwent simultaneous liver resection for CRLM, and right-sided tumors with the KRAS-mutation yielded the worst oncological outcome. Chen et al. (11) showed that preoperative D-dimer and GGT levels were reliable biomarkers in predicting major postoperative complications or survival of CRLM patients after hepatic resection. Further, Frühling et al. (12) found that a high preoperative Glasgow Prognostic Score, measured by preoperative C-reactive protein and albumin, was correlated with poor survival in CRLM patients.

Serum lactate dehydrogenase (LDH) levels are related to tumor prognosis, and changes in LDH can be used to monitor the chemotherapeutic effects of extensive cancer. Notably, LDH assays are relatively inexpensive and easy to perform. Thus, we focused on the prognostic value of serum LDH levels. As a key enzyme of glycolysis with a wide distribution in tissues, LDH catalyzes the reversible transformation of pyruvate to lactate under anaerobic conditions (13). Glycolysis is elevated in most malignant cells and provides the largest proportion of energy needed for cell proliferation. LDH is overexpressed in hypoxic cancer cells, and research has shown a correlation between hypoxia and systemic inflammation, which is the seventh hallmark of cancer (14,15). Serum LDH levels serve as a prognostic marker of various malignancies, including lung cancer (16), CRC (17), gastric cancer (18), breast cancer (19). Changes in LDH levels have been associated with a risk of treatment failure in patients with mature B-cell non-Hodgkine’s lymphoma. However, only limited data are available on the effects of LDH and changes in LDH levels on the pathological response and outcomes of CRLM patients. Therefore, we focused on the prognostic value of changes in serum LDH levels in patients with CRLM.

To our knowledge, this study is the first to investigate the predictive role of serum LDH levels in patients with CRLM treated by liver resection followed by NAC. This study aimed to evaluate the effects of preoperative LDH serum levels, pre-NAC LDH serum levels, and variations in LDH serum levels on pathological response and prognosis of patients. We present the following article in accordance with the REMARK reporting checklist (available at https://dx.doi.org/10.21037/apm-21-584).


Methods

Patients and treatments

We reviewed the data of CRLM patients at the Cancer Hospital Chinese Academy of Medical Sciences from January 2010 to December 2018. To be eligible to participate in this study, patients had to meet the following inclusion criteria: (I) pathologically diagnosed with colorectal adenocarcinoma liver metastases; and (II) received NAC followed by liver resection. Patients were excluded from the study if they were diagnosed with other malignancies or lacked follow-up and clinical data. Ultimately, 152 patients met the above criteria at our hospital and were included in this study. The flow diagram depicting the process used to select the CRLM patients was shown in Figure 1. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the Institutional Review Board of the Ethics Committee of Cancer Hospital Chinese Academy of Medical Sciences (ID NCC2019C-016). All included patients gave their informed consent to participate in the study.

Figure 1 Flow diagram for the selection of CRLM patients. NAC, neoadjuvant chemotherapy; CRLM, colorectal liver metastases.

Demographic and clinicopathological data were collected from hospital records, including age, sex, body mass index (BMI), comorbidity, and American Society of Anesthesiology (ASA) score. Liver resection was defined as major or minor liver resection. NAC were administered to patients with high clinical risk-scoring system scores or initially unresectable liver metastases. The NAC regimens consisted of 5-fluorouracil/capecitabine and oxaliplatin or irinotecan with or without targeted agents, such as bevacizumab or cetuximab. Within 4-6 weeks of the completion of NAC, patients underwent liver resection. Computed tomography (CT) or magnetic resonance imaging (MRI) scans were used to evaluate NAC clinical responses of patients according to the Response Evaluation Criteria in Solid Tumors (RECIST1.1) (20). Tumor regression grade (TRG) was used to measure the pathological response (21); a pathological TRG of 1–3 represented a favorable response to NAC. We used peripheral venepuncture to collect blood samples to evaluate the serum LDH levels of patients (normal range: 120–250 U/L) 1 week before NAC and 1 week before surgery. All information was summarized in Table 1.

Table 1

Patient and tumor characteristics

Item Pre-NAC LDH <145.0 (n=31) (%) Pre-NAC LDH ≥145.0 (n=121) (%) P Preoperative LDH <231.0 (n=126) (%) Preoperative LDH ≥231.0 (n=26) (%) P LDH changes =0 (n=31) (%) LDH changes =1 (n=95) (%) LDH changes =2 (n=26) (%) P All patients (n=152) (%)
Age ≥60 year 9 (29.0) 46 (38.0) 0.353 43 (34.1) 12 (46.2) 0.245 9 (29.0) 34 (35.8) 12 (46.2) 0.404 55 (36.2)
Female 7 (22.6) 39 (32.2) 0.297 34 (27.0) 12 (46.2) 0.053 7 (22.6) 27 (28.4) 12 (46.2) 0.127 49 (32.2)
BMI >24 kg/m2 13 (41.9) 72 (59.5) 0.079 67 (53.2) 18 (69.2) 0.133 13 (41.9) 54 (56.8) 18 (69.2) 0.113 85 (56.0)
Comorbidity 14 (45.2) 57 (47.1) 0.846 60 (47.6) 11 (42.3) 0.621 14 (45.2) 46 (48.4) 11 (42.3) 0.84 71 (46.7)
ASA score 3–4 3 (9.7) 18 (14.9) 0.454 20 (15.9) 1 (3.8) 0.192 3 (9.7) 17 (17.9) 1 (3.8) 0.165 21 (13.8)
Preoperative CEA ≥10 ng/mL 9 (29.0) 56 (46.3) 0.083 49 (38.9) 16 (61.5) 0.034 9 (29.0) 40 (42.1) 16 (61.5) 0.046 65 (42.8)
Synchronous metastasis 30 (98.8) 104 (86.0) 0.096 114 ((09.5) 20 (76.9) 0.107 30 (96.8) 84 (88.4) 20 (76.9) 0.081 134 (88.2)
Primary site Colon 13 (41.9) 68 (56.2) 0.156 70 (55.6) 11 (42.3) 0.218 13 (41.9) 57 (60.0) 11 (42.3) 0.101 81 (53.3)
Right hemicolon 27 (87.1) 107 (88.4) 1.000 112 (88.9) 22 (84.6) 0.779 27 (87.1) 85 (89.5) 22 (84.6) 0.721 134 (88.2)
Heterochronous resection 11 (35.5) 34 (28.1) 0.422 36 (28.6) 9 (34.6) 0.539 11 (35.5) 25 (26.3) 9 (34.6) 0.517 45 (29.6)
R0 resection 17 (54.8) 81 (66.9) 0.209 79 (62.7) 19 (73.1) 0.314 17 (54.8) 62 (65.3) 19 (73.1) 0.346 98 (64.5)
Major resection 15 (48.4) 55 (54.5) 0.540 64 (50.8) 17 (65.4) 0.175 15 (48.4) 49 (51.6) 17 (65.4) 0.379 70 (46.1)
RFA 4 (12.9) 25 (20.7) 0.327 27 (21.4) 2 (7.7) 0.177 4 (12.9) 23 (24.2) 2 (7.7) 0.126 29 (19.1)
Bilobar distribution 16 (51.6) 58 (47.9) 0.715 61 (48.4) 13 (50.0) 0.883 16 (51.6) 45 (47.4) 13 (50.0) 0.909 74 (48.7)
Extrahepatic metastases 2 (6.5) 15 (12.4) 0.537 13 (10.3) 4 (15.4) 0.686 2 (6.50) 11 (11.6) 4 (15.4) 0.578 17 (11.2)
Diameter of metastases ≥3.0 cm 10 (32.3) 63 (52.1) 0.049 55 (43.7) 18 (69.2) 0.017 10 (32.3) 45 (47.4) 18 (69.2) 0.020 73 (48.0)
Multiple metastases 24 (77.4) 82 (67.9) 0.297 89 (70.6) 17 (65.4) 0.596 24 (77.4) 65 (68.4) 17 (65.4) 0.555 106 (69.7)
Operation time ≥337.7 min 12 (38.7) 64 (52.9) 0.159 61 (48.4) 15 (57.7) 0.389 12 (38.7) 49 (51.6) 15 (57.7) 0.318 76 (50.0)
Blood loss ≥300 mL 15 (48.4) 62 (51.2) 0.777 60 (47.6) 17 (65.4) 0.099 15 (48.4) 45 (47.4) 17 (65.4) 0.255 77 (50.7)
Blood transfusion 1 (3.2) 30 (24.8) 0.008 23 (18.3) 8 (30.8) 0.149 1 (3.2) 22 (23.2) 8 (30.8) 0.020 31 (20.4)
Poorly differentiated 7 (22.6) 36 (29.8) 0.429 37 (29.4) 6 (23.1) 0.517 7 (22.6) 30 (31.6) 20 (23.1) 0.508 43 (28.3)
T3–T4 26 (83.9) 106 (87.6) 0.583 111 (88.1) 21 (80.8) 0.492 26 (83.9) 85 (89.5) 21 (80.8) 0.399 132 (86.8)
Lymph node positive 26 (83.9) 83 (68.6) 0.092 93 (73.0) 17 (65.4) 0.432 26 (83.9) 66 (69.5) 17 (65.4) 0.222 109 (71.7)
Oxaliplatin 20 (64.5) 81 (66.9) 0.739 83 (65.9) 18 (69.2) 0.949 20 (64.5) 63 (66.3) 18 (69.2) 0.929 101 (66.5)
Irinotecan 6 (19.4) 17 (14.0) 19 (15.1) 4 (15.4) 6 (19.4) 13 (13.7) 4 (15.4) 23 (15.1)
Oxaliplatin + irinotecan 5 (16.1) 23 (19.0) 24 (19.0) 4 (15.4) 5 (16.1) 19 (20.0) 4 (15.4) 28 (18.4)
NAC cycles ≥5 13 (41.9) 64 (52.9) 0.276 64 (50.8) 13 (50.0) 0.941 13 (41.9) 51 (53.7) 13 (50.0) 0.523 77 (50.7)
Targeted therapy 11 (35.5) 39 (32.2) 0.731 41 (32.5) 9 (34.6) 0.837 11 (35.5) 30 (31.6) 9 (34.6) 0.903 50 (32.9)
Second-line chemotherapy 4 (12.9) 17 (14.0) 1.000 16 (12.7) 5 (19.2) 0.571 4 (12.9) 12 (12.6) 5 (19.2) 0.706 21 (13.8)
TRG 1–3 16 (53.5) 48 (39.7) 0.175 54 (43.2) 10 (38.5) 0.656 16 (53.3) 38 (40.0) 10 (38.5) 0.395 64 (42.1)
Clinical response 17 (54.8) 57 (47.1) 0.442 64 (50.8) 10 (38.5) 0.252 17 (54.8) 47 (49.5) 10 (38.5) 0.454 74 (48.7)
Postoperative complications 16 (51.6) 67 (55.4) 0.708 67 (53.2) 16 (61.5) 0.435 16 (51.6) 51 (53.7) 16 (61.5) 0.723 83 (54.6)
Postoperative major complications 4 (12.9) 28 (23.1) 0.212 23 (18.3) 9 (34.6) 0.062 4 (12.9) 19 (20.0) 9 (34.6) 0.124 32 (21.1)
Postoperative chemotherapy 21 (67.7) 66 (54.5) 0.185 71 (56.3) 16 (61.5) 0.626 21 (67.7) 50 (52.6) 16 (61.5) 0.299 87 (57.2)

BMI, body mass index; ASA, American Society of Anesthesiologists; CEA, carcino-embryonic antigen; RFA, radiofrequency ablation; LDH, lactate dehydrogenase; NAC, neo-adjuvant chemotherapy; TRG, tumor regression grade.

Follow-up and endpoints

Patients in the study were followed-up with regularly. Specifically, patients were followed-up with 1 month after surgery, and every 3 months thereafter. CT/MRI scans and serum carcinoembryonic antigen (CEA) measurements were routinely conducted. Progression-free survival (PFS) and OS were the primary outcomes. PFS was defined as the interval from the date of diagnosis to the date of progression or the last follow-up date. OS was defined as the interval from the date of diagnosis to the date of death or the last follow-up date. The subordinate outcome was postoperative complications, the severity of which was described according to the Clavien-Dindo classification system (22). Clavien-Dindo scores of III-V were classified as major complications.

Statistical analysis

The optimal cutoff values of pre-NAC LDH levels and preoperative LDH levels for histological response and postoperative complications were identified by the highest Youden index (sensitivity + specificity − 1). X-tile analysis was performed to investigate the optimal cutoff values of LDH for OS as the optimal cutoff values of survival. We divided the LDH levels into two groups according to the cutoff values and compared the demographic and clinicopathological data of different groups. Based on the changes in pre-NAC LDH level and preoperative LDH level, we established the LDH change scores as follows: 0 (both pre-NAC and preoperative LDH level < cut-off value), 2 (both pre-NAC and preoperative LDH level ≥ cut-off value), and 1 (other combinations). Categorical variables were analyzed by Chi-square or Fisher’s exact test and continuous variables were analyzed by the Mann-Whitney U test. Survival was calculated using the Kaplan-Meier method and compared by the log-rank test. The relationships between tumor characteristics and pathological response, postoperative major complications were detected by the multivariable logistic regression analysis. Univariate and multivariate Cox regression models were performed for the analyses of survival. Factors with P<0.10 by univariate analysis were retained in multivariate models. A two-tailed P value of less than 0.05 was considered significant. All analyses were performed using the SPSS 23.0 and GraphPad Prism 8.0.


Results

Clinicopathological characteristics

Of the 152 patients, 103 were male (67.8%) and 49 were female (32.2%). Patients had a median age of 56 years [interquartile range (IQR): 50–63 years]. Eighty-five patients (56.0%) had a BMI ≥24 kg/m2. Comorbidities were discovered in 46.7% of patients (71/152). Only 13.8% of patients (21/152) had an ASA score of 3–4. A total of 42.8% of patients (65/152) had a CEA of ≥10 ng/mL. The primary tumor site in approximately half of the patients (53.5%, 81/152) was the colon. Poorly differentiated and T3–T4 primary tumor stages were observed in 28.3% (43/152) and 86.8% (132/152) of patients, respectively. The majority of patients (88.2%, 134/152) had synchronous liver metastases. The bilobar liver metastases distribution was observed in 74 patients (48.7%). One hundred and six patients (69.7%) had multiple liver metastasis. Patients had a median of three liver metastases (IQR: 1.0–4.0) and the median liver metastasis diameter was 2.8 cm (IQR: 1.8–4.0 cm). Positive lymph nodes were detected in 109 patients (71.7%). Heterochronous resection and major liver resection were performed in 29.6% (45/152) and 46.1% (70/152) of patients, respectively. The median operation time was 337.5 (IQR: 256.3–408.0) min and the median blood loss was 300.0 mL (IQR: 150.0–400.0 mL). The percentage of intraoperative blood transfusion was 20.4% during surgery. One hundred and twenty-nine patients (84.9%) received an oxaliplatin-based regimen. Fifty patients (32.9%) and 21 (13.8%) patients received targeted therapy and second-line therapy, respectively. The median number of NAC cycles was 5 and 77 patients (50.7%) received no less than 5 NAC cycles. Eighty-seven patients (57.2%) underwent adjuvant chemotherapy after surgery. A poor clinical and pathological response was observed in 48.7% (74/152) and 42.1% (64/152) of patients, respectively (see Table 1).

Analyses of the optimal cutoff point for LDH

The mean pre-NAC and preoperative LDH levels of patients were 235.1±216.1 and 197.3±78.3 IU/L, respectively (P<0.001). The optimal cutoff values of pre-NAC LDH and pre-NAC LDH levels for major postoperative complications were 142.5 and 186.5 IU/L, respectively. A pre-NAC LDH level ≥142.5 IU/L and preoperative LDH level of ≥186.5 IU/L were observed in 130 patients (85.5%) and 71 patients (46.7%), respectively. The optimal cutoff of pre-NAC LDH and pre-NAC LDH levels for the histological response was 200.0 and 217.0 IU/L, respectively. A pre-NAC LDH level ≥200.0 IU/L was found in 58 patients (38.2%), and a preoperative LDH level of ≥217.0 IU/L was found in 37 patients (24.3%). Additionally, the optimal cutoff values of pre-NAC LDH and pre-NAC LDH levels for survival were 145.0 and 231.0 IU/L, respectively. A pre-NAC LDH level ≥145.0 and a preoperative LDH level of ≥231.0 IU/L were observed in 121 patients (79.6%) and 26 patients (17.1%), respectively.

Effect of serum LDH levels on histological response

The univariate analysis showed that a pre-NAC LDH level ≥142.5 IU/L (P=0.083) and a preoperative LDH level ≥186.5 IU/L (P=0.093) were not significantly related to pathological response. A BMI ≥24 kg/m2 (P=0.045), a primary tumor site in the right hemicolon (P=0.006), poor differentiation (P=0.023), targeted therapy (P<0.001), clinical response (P=0.003), and LDH level change (P=0.026) were significantly associated with poor pathological response. The multivariate analysis indicated that a grade 2 LDH level change (OR 0.249, 95% CI: 0.066–0.942; P=0.041) independently predicted histological response. Additionally, a primary tumor site in the right hemicolon (OR 3.761, 95% CI: 1.060–13.344; P=0.040), multiple metastases (OR 0.365, 95% CI: 0.151–0.884; P=0.026), poor differentiation (OR 0.355, 95% CI: 0.137–0.916; P=0.032), targeted therapy (OR 5.570, 95% CI: 2.347–13.219; P<0.001) and clinical response (OR 2.337, 95% CI: 1.058–5.165; P=0.036) were independent risk factors of the histological response (see Table 2).

Table 2

Prognostic factors for the pathological response in patients who underwent neo-adjuvant chemotherapy

Factor Univariate analysis Multivariate analysis
P P HR (95% CI)
Age ≥60 year 0.969
Female 0.591
BMI >24 kg/m2 0.045 0.067 0.467 (0.206–1.056)
Comorbidity 0.308
ASA score 3–4 0.668
Preoperative CEA ≥10 ng/mL 0.065 0.430 0.718 (0.315–1.634)
Synchronous metastasis 0.292
Primary site Colon 0.308
Right hemicolon 0.006 0.040 3.761 (1.060–13.344)
Bilobar distribution 0.286
Extrahepatic metastases 0.679
Diameter of metastases ≥3.0 cm 0.246
Multiple metastases 0.076 0.026 0.365 (0.151–0.884)
Poorly differentiated 0.023 0.032 0.355 (0.137–0.916)
T3–T4 0.087 0.412 0.608 (0.185–1.998)
Lymph node positive 0.168
Oxaliplatin-based schemes 0.732
NAC cycles ≥5 0.268
Targeted therapy <0.001 <0.001 5.570 (2.347–13.219)
Second-line chemotherapy 0.366
Clinical response 0.003 0.036 2.337 (1.058–5.165)
Pre-NAC LDH ≥142.5 0.083 0.400 0.632 (0.217–1.840)
Preoperative LDH ≥186.5 0.093 0.142 0.541 (0.238–1.228)
LDH change grade =0 0.026 Reference
LDH change grade =1 0.076 0.307 (0.083–1.129)
LDH change grade =2 0.041 0.249 (0.066–0.942)

BMI, body mass index; ASA, American Society of Anesthesiologists; CEA, carcino-embryonic antigen; NAC, neo-adjuvant chemotherapy; LDH, lactate dehydrogenase.

Effect of serum LDH levels on major postoperative complications

In this study, 83 patients (54.6%) had postoperative complications, of which 32 were major, and 51 were minor. Thirty patients suffered from surgery-related complications, 37 suffered general complications, and 16 suffered from both surgery-related complications and general complications. The univariate analysis revealed that a preoperative LDH level ≥217 IU/L (P=0.004), LDH level change (P=0.016), and second-line chemotherapy (P=0.019) were significantly associated with poor pathological response. The multivariate analysis indicated that a grade 2 LDH level change (OR 3.523, 95% CI: 1.179–10.530; P=0.024) and second-line chemotherapy (OR 3.562, 95% CI: 1.214–10.949; P=0.021) were significantly associated with postoperative major complications (see Table 3).

Table 3

Prognostic factors for postoperative major complications in colorectal liver metastases patients after surgery

Factor Univariate analysis Multivariate analysis
P P HR (95% CI)
Age ≥60 year 0.556
Female 0.596
BMI >24 kg/m2 0.119
Comorbidity 0.983
ASA score 3–4 0.595
Preoperative CEA ≥10 ng/mL 0.498
Synchronous metastasis 0.292
Primary site Colon 0.983
Right hemicolon 0.662
Heterochronous resection 0.819
R0 resection 0.793
Major resection 0.115
RFA 0.337
Bilobar distribution 0.867
Extrahepatic metastases 0.561
Diameter of metastases ≥3.0 cm 0.065
Multiple metastases 0.466
Operation time ≥337.7 min 0.426
Blood loss ≥300 mL 0.267
Blood transfusion 0.086
Poorly differentiated 0.981
T3–T4 1.000
Lymph node positive 0.676
Oxaliplatin-based schemes 0.977
NAC cycles ≥5 0.267
Targeted therapy 0.841
Second-line chemotherapy 0.019 0.021 3.562 (1.214–10.949)
TRG 1-3 0.563
Clinical response 0.154
Pre-NAC LDH ≥200 0.050
Preoperative LDH ≥217 0.004
LDH change grade =0 0.016 Reference
LDH change grade =1 0.091 2.367 (0.871–6.429)
LDH change grade =2 0.024 3.523 (1.179–10.530)

BMI, body mass index; ASA, American Society of Anesthesiologists; CEA, carcino-embryonic antigen; RFA, radiofrequency ablation; LDH, lactate dehydrogenase; NAC, neo-adjuvant chemotherapy; TRG, tumor regression grade.

Effect of pre-NAC LDH level and preoperative LDH level on survival

By the end of the follow-up period, 58.6% of patients had died, and 82.2% had relapsed. The median OS was 42.5 months (95% CI: 32.0–53.0), and the median PFS was 7.9 months (95% CI: 5.6–10.2). The 1- and 3-year PFS rates were 32.2% and 18.4%, respectively. The 1-, 3- and 5-year OS rates were 91.4%, 51.1% and 30.9%, respectively.

Elevated pre-NAC LDH levels were significantly correlated with better PFS (mPFS: 8.1 months vs. 5.1 months; P=0.016; see Figure 2A); however, elevated preoperative LDH levels were not correlated with PFS (mPFS: 8.1 vs. 7.1 months; P=0.062; see Figure 2B). Elevated pre-NAC LDH levels had no significant effect on OS (mOS:36.8 vs. 35.2 months; P=0.306; see Figure 2C), and elevated preoperative LDH levels had no significant effect on OS (mOS: 57.7 vs. 35.2 months; P=0.079; see Figure 2D). LDH level changes were significantly correlated with better PFS (mPFS: 5.1 vs. 8.0 months vs. 8.1 months; P=0.020; see Figure 3A); however, LDH level changes were not correlated with OS (mOS: 35.2 vs. 34.6 vs. 57.6 months; P=0.177; see Figure 3B).

Figure 2 Survival analysis of different LDH levels. (A) PFS analysis of CRLM patients with LDH <145 IU/L versus CRLM patients with LDH ≥145 IU/L (P=0.016, mPFS: 5.1 vs. 8.1 months, respectively). (B) Progression-free survival analysis of CRLM patients with LDH <231 IU/L versus CRLM patients with LDH ≥231 IU/L (P=0.062, mPFS: 7.1 vs. 8.1 months, respectively). (C) OS analysis of CRLM patients with LDH <145 IU/L versus CRLM patients with LDH ≥145 IU/L (P=0.306, mOS: 35.2 vs. 36.8 months, respectively). (D) Overall survival analysis of CRLM patients with LDH <231 IU/L versus CRLM patients with LDH ≥231 IU/L (P=0.079, mOS: 35.2 vs. 57.7 months, respectively). LDH, lactate dehydrogenase; CRLM, colorectal liver metastases; PFS, progression-free survival; OS, overall survival; IU, international unit.
Figure 3 Survival analysis of LDH level change with three grades (0, 1, or 2). (A) PFS of CRLM patients with LDH change grade=0, LDH change grade =1 and LDH change grade =2 (P=0.020, mPFS: 5.1 vs. 8.0 vs. 8.1 months, respectively). (B) OS of CRLM patients with LDH change grade =0, LDH change grade =1 and LDH change grade =2 (P=0.177, mOS: 35.2 vs. 34.6 vs. 57.6 months, respectively). LDH, lactate dehydrogenase; CRLM, colorectal liver metastases; PFS, progression-free survival; OS, overall survival.

The univariate analysis revealed that a pre-NAC ≥145 IU/L (HR 0.601, 95% CI: 0.395–0.914; P=0.017), a grade 1 LDH level change (HR 0.649, 95% CI: 0.423–0.997; P=0.048), and a grade 2 LDH level change (HR 0.440, 95% CI: 0.240–0.806; P=0.008) were significantly associated with PFS. The univariate analysis also revealed R0 resection (HR 0.476, 95% CI: 0.331–0.687; P<0.001), major resection (HR 1.485, 95% CI: 1.041–2.118; P=0.029), radiofrequency ablation (RFA) (HR 1.760, 95% CI: 1.105–2.695; P=0.009), bilobar distribution (HR 1.739, 95% CI: 1.220–2.479; P=0.002), multiple metastases (HR 2.134, 95% CI: 1.415–3.219, P<0.001), lymph node positive (HR 1.795, 95% CI: 1.177–2.738; P=0.007), NAC cycles ≥5 (HR 1.454, 95% CI: 1.022–2.070; P=0.038), second-line chemotherapy (HR 1.820, 95% CI: 1.113–2.977; P=0.017), TRG (HR 0.611, 95% CI: 0.424–0.881; P=0.008), and postoperative chemotherapy (HR 0.693, 95% CI: 0.487–0.988; P=0.042) had significantly predictive effects for PFS. The multivariate analysis indicated that a pre-NAC ≥145 IU/L (HR 0.584, 95% CI: 0.359–0.950; P=0.030), a grade 1 LDH level change (HR 0.584, 95% CI: 0.359–0.950; P=0.030), and a grade 2 LDH level change (HR 0.447, 95% CI: 0.231–0.864; P=0.017) significantly predicted PFS and R0 resection (HR 0.629, 95% CI: 0.415–0.954; P=0.029), TRG (HR 0.535, 95% CI: 0.352–0.814; P=0.003) and postoperative chemotherapy (HR 0.690, 95% CI: 0.476–1.000; P=0.050) as independent predictors of PFS (see Table 4).

Table 4

Prognostic factors for progression-free survival for colorectal liver metastases patients who underwent surgery after neo-adjuvant chemotherapy

Item Univariate analysis Multivariate analysis
P HR (95% CI) P HR (95% CI)
Age ≥60 year 0.093 0.726 (0.499–1.055)
Female 0.953 0.998 (0.673–1.452)
BMI >24 kg/m2 0.282 1.215 (0.852–1.731)
Comorbidity 0.921 1.018 (0.716–1.448)
ASA score 3–4 0.169 1.412 (0.864–2.306)
Preoperative CEA ≥10 ng/mL 0.431 1.154 (0.808–1.647)
Synchronous metastasis 0.516 1.202 (0.689–2.098)
Primary site Colon 0.597 0.909 (0.640–1.293)
Right hemicolon 0.141 0.628 (0.338–1.167)
Heterochronous resection 0.540 1.127 (0.769–1.650)
R0 resection <0.001 0.476 (0.331–0.687) 0.029 0.629 (0.415–0.954)
Major resection 0.029 1.485 (1.041–2.118)
RFA 0.009 1.760 (1.105–2.695)
Bilobar distribution 0.002 1.739 (1.220–2.479)
Extrahepatic metastases 0.635 0.874 (0.501–1.525)
Diameter of metastases ≥3.0 cm 0.997 1.001 (0.703–1.425)
Multiple metastases <0.001 2.134 (1.415–3.219)
Operation time ≥337.7 min 0.229 1.240 (0.873–1.762)
Blood loss ≥300 mL 0.782 1.051 (0.740–1.493)
Blood transfusion 0.494 1.163 (0.755–1.792)
Poorly differentiated 0.290 1.229 (0.839–1.801)
T3–T4 0.412 1.236 (0.723–2.204)
Lymph node positive 0.007 1.795 (1.177–2.738)
Oxaliplatin-based schemes 0.301 0.780 (0.488–1.249)
NAC cycles ≥5 0.038 1.454 (1.022–2.070)
Targeted therapy 0.061 1.422 (0.985–2.052)
Second-line chemotherapy 0.017 1.820 (1.113–2.977)
TRG 1-3 0.008 0.611 (0.424–0.881) 0.003 0.535 (0.352–0.814)
Clinical response 0.529 0.893 (0.629–1.269)
Postoperative complications 0.101 1.344 (0.944–1.915)
Postoperative major complications 0.861 0.961 (0.620–1.491)
Postoperative chemotherapy 0.042 0.693 (0.487–0.988) 0.050 0.690 (0.476–1.000)
Pre-NAC LDH ≥145 0.017 0.601 (0.395–0.914) 0.030 0.584 (0.359–0.950)
Preoperative LDH ≥231 0.065 0.617 (0.369–1.031)
LDH change grade =0 Reference Reference
LDH change grade =1 0.048 0.649 (0.423–0.997) 0.030 0.584 (0.359–0.950)
LDH change grade =2 0.008 0.440 (0.240–0.806) 0.017 0.447 (0.231–0.864)

BMI, body mass index; ASA, American Society of Anesthesiologists; CEA, carcino-embryonic antigen; RFA, radiofrequency ablation; LDH, lactate dehydrogenase; NAC, neo-adjuvant chemotherapy; TRG, tumor regression grade.

The univariate analysis indicated that the following factors had possible predictive effects for OS: R0 resection (HR 0.039, 95% CI: 0.256–0.596; P<0.001), bilobar distribution (HR 1.172, 95% CI: 1.125–2.605; P=0.012), multiple metastases (HR 1.719, 95% CI: 1.060–2.786; P=0.028), positive lymph nodes (HR 1.776, 95% CI: 1.058-2.981; P=0.030), second-line chemotherapy (HR 2.137, 95% CI: 1.220–3.745; P=0.008), TRG (HR 0.618, 95% CI: 0.400–0.955, P=0.030), postoperative complications (HR 2.369, 95% CI: 1.536–3.653; P<0.001), and postoperative chemotherapy (HR 0.544, 95% CI: 0.358–0.826; P=0.004). A preoperative LDH ≥231 and a grade 2 LDH level change tended to indicate better OS (P<0.1). The multivariate analysis indicated that a preoperative LDH ≥231 IU/L (HR 0.405, 95% CI: 0.192–0.852; P=0.017) and a grade 2 LDH level change (HR 0.362, 95% CI: 0.157–0.834; P=0.017) were independent predictors of OS. The multivariate analysis also found that R0 resection (HR 0.378, 95% CI: 0.231–0.619; P<0.001), second-line chemotherapy (HR 3.091, 95% CI: 1.578–6.054; P=0.001), postoperative complications (HR 2.566, 95% CI: 1.596–4.216, P<0.001), and postoperative chemotherapy (HR 0.453, 95% CI: 0.285–0.721; P=0.001) could predicted OS independently (see Table 5).

Table 5

Prognostic factors for overall survival for colorectal liver metastases patients who underwent surgery after neo-adjuvant chemotherapy

Item Univariate analysis Multivariate analysis
P HR (95% CI) P HR (95% CI)
Age ≥60 year 0.214 0.753 (0.481–1.178)
Female 0.789 0.941 (0.601–1.472)
BMI >24 kg/m2 0.217 1.306 (0.855–1.995)
Comorbidity 0.447 0.849 (0.558–1.294)
ASA score 3–4 0.662 1.155 (0.652–2.044)
Preoperative CEA ≥10 ng/mL 0.454 1.173 (0.773–1.780)
Synchronous metastasis 0.926 1.032 (0.533–1.998)
Primary site Colon 0.867 0965 (0.636–1.464)
Right hemicolon 0.962 1.107 (0.509–2.030)
Heterochronous resection 0.063 1.509 (0.977–2.329)
R0 resection <0.001 0.390 (0.256–0.596) <0.001 0.378 (0.231–0.619)
Major resection 0.053 1.515 (0.994–2.310)
RFA 0.080 1.541 (0.950–2.499)
Bilobar distribution 0.012 1.712 (1.125–2.605)
Extrahepatic metastases 0.939 0.974 (0.504–1.882)
Diameter of metastases ≥3.0 cm 0.163 1.345 (0.887–2.041)
Multiple metastases 0.028 1.719 (1.060–2.786)
Operation time ≥337.7 min 0.763 1.066 (0.703–1.617)
Blood loss ≥300 mL 0.758 1.068 (0.704–1.619)
Blood transfusion 0.109 1.506 (0.913–2.484)
Poorly differentiated 0.295 1.271 (0.812–1.998)
T3–T4 0.481 1.267 (0.656–2.449)
Lymph node positive 0.030 1.776 (1.058–2.981)
Oxaliplatin-based schemes 0.744 1.103 (0.612–1.987)
NAC cycles ≥5 0.076 1.463 (0.961–2.225)
Targeted therapy 0.262 1.282 (0.831–1.977)
Second-line chemotherapy 0.008 2.137 (1.220–3.745) 0.001 3.091 (1.578–6.054)
TRG 1-3 0.030 0.618 (0.400–0.955)
Clinical response 0.146 0.733 (0.482–1.114)
Postoperative complications <0.001 2.369 (1.536–3.653) <0.001 2.566 (1.596–4.216)
Postoperative major complications 0.615 1.150 (0.668–1.981)
Postoperative chemotherapy 0.004 0.544 (0.358–0.826) 0.001 0.453 (0.285–0.721)
Pre-NAC LDH ≥145 0.308 0.778 (0.480–1.261)
Preoperative LDH ≥231 0.084 0.560 (0.290–1.082) 0.017 0.405 (0.192–0.852)
LDH change grade =0 Reference Reference
LDH change grade =1 0.553 0.861 (0.526–1.411) 0.701 0.895 (0.510–1.572)
LDH change grade =2 0.071 0.502 (0.237–1.061) 0.017 0.362 (0.157–0.834)

BMI, body mass index; ASA, American Society of Anesthesiologists; CEA, carcino-embryonic antigen; RFA, radiofrequency ablation; LDH, lactate dehydrogenase; NAC, neo-adjuvant chemotherapy; TRG, tumor regression grade.


Discussion

This study was the first to investigate the predictive value of changes in serum LDH levels on pathological response, major postoperative complications, and OS in CRLM patients treated by surgery followed NAC. A grade 2 LDH level change was significantly associated with a poor pathological response and the occurrence of major postoperative complications. Further, a preoperative LDH ≥231 IU/L and a pre-NAC LDH ≥145 IU/L were identified as independent predictive factors of OS and PFS, respectively. Additionally, patients with a grade 2 LDH level change had significantly better survival outcomes compared with other grades.

Serum LDH level is an indirect marker of tumor hypoxia, neo-angiogenesis, metastasis, and development in several malignancies (23-28), including CRC (25,28). Given the possible effects of chemotherapy on serum LDH levels, there is significantly more clinical utility in investigating the predictive ability of LDH levels before patients receive NAC. This may provide information about the effectiveness of NAC and the biological characteristics of tumors. In this study, we found that worse TRG was more common among patients with a grade 2 LDH level change, which indicated that elevated LDH levels were a risk factor of poor pathological response. Pre-NAC LDH levels may be related to the nature of the tumor, as pre-NAC LDH levels was not affected by treatment (29).

The mechanism of LDH involvement in poor pathological response remains unclear; however, several possible mechanisms may be involved. First, LDH plays a crucial role in the Warburg effect, which is a common phenomenon in cancer cells. Unlike normal differentiated cells that generate energy by glycolysis only under anaerobic conditions, most cancer cells rely on aerobic glycolysis for energy generation (30). LDH is a key enzyme for glycolysis, which catalyzes the conversion of glucose to lactate. The Warburg effect seems to be a common feature of malignant cells that is important for their tumorigenic potential. Serum LDH levels reflect cellular metabolism and enzyme release by tumors (30,31). Second, previous studies have shown that MYC and PI3K/Akt/mTOR pathways regulate cellular LDH expression levels at translational and transcriptional levels (32,33). Thus, changes in LDH levels may present a reflection of aberrant oncogene activity. The pathological response of NAC in 50% of patients was poor, and chemotherapeutics may have side effects (34,35). Thus, higher LDH levels may indicate that a chemotherapy scheme is not the most eligible scheme for patients or that the most optimal time to receive surgery is not after receiving NAC treatment. Pre-NAC LDH levels may be a potentially effective and easily available marker to select patients who would benefit from NAC. Patients with elevated pre-NAC LDH levels may represent a suitable population for whom a multimodality treatment approach would improve the pathological response of NAC.

Our study found that major postoperative complications were more likely to appear in patients with elevated pre-NAC LDH levels and elevated preoperative LDH levels. There are several possible reasons for this phenomenon. First, elevated LDH serum levels are thought to result from enzyme leakage following the destruction of hepatocytes, especially in patients with hepatitis (36). In addition, it has been proven that hepatocytes increase the production of LDH under hypoxic conditions until they become necrotic (37). Massive hepatocyte necrosis is the most notable character of acute liver failure resulting from liver resection.

Additionally, LDH can be an accurate symbol of hepatic injury (38,39). Further, LDH levels are associated with the dysfunction of various organs (40,41), which can lead to major postoperative complications. Previous studies have shown that the mortality and recurrence rates of patients with postoperative complications were 43% and 38% higher than those without complications, respectively (42). Our findings have led us to reach the same conclusion. Consequently, such an invasive procedure for patients with increased LDH levels may decrease the quality of life, extend recovery time, and increase economic and physical stress.

Recent studies have indicated that pre-treatment LDH levels significantly predict the outcome of metastatic CRC patients treated with chemotherapy (35). However, the predictive value of LDH in CRLM patients is unclear. This study found that increased LDH levels were significantly correlated with favorable PFS and OS in CRLM patients receiving liver resection; however, these results differ from those of other studies (43). It may be that tumor cells obtain energy mainly through glycolysis, and LDH is the key catalytic enzyme for glycolysis. Tumor cells contain a considerable amount of LDH (13). After receiving NAC, tumor cells are destroyed by chemotherapy, leading to the release of LDH from destroyed cells. LDH level may indicate the extent of tumor destruction (44,45). Thus, there appears to be a relationship between preoperative LDH levels and survival.

Considering that NAC may cause changes in LDH levels, as a combined predictor of the pre-NAC LDH levels and preoperative LDH levels, a grade of changes in LDH levels are comprehensive and accurate markers in CRLM patients. The grade is more capable to predict pathological response and postoperative complications and has some predictive effects on PFS and OS. Compared to tests for other potential predictive markers, the test used to measure serum LDH levels is inexpensive, widely used, and easy to perform. Thus, serum LDH levels can be used to guide the treatment of CRLM, and oncologists should consider monitoring dynamic changes in serum LDH levels.

This study had several limitations. First, this was a retrospective and single-center study, so selective bias was inevitable. Further, some toxicity events and complications may have been underreported, especially in less serious cases. In addition, the follow-up period for the survival analysis was relatively short, and the results of this study may require further validation from other cohorts of prospective studies. Despite these limitations, this study provides some guidance for clinical practice.

In conclusion, our study demonstrated that pre-NAC serum LDH levels, preoperative LDH levels, and changes in LDH levels have predictive effects on pathological response and prognosis in CRLM patients who undergo NAC followed by liver resection. Therefore, changes in serum LDH levels warrant more attention from oncologists, especially the dynamic monitoring of changes in LDH levels.


Acknowledgments

We would like to thank L. Huleatt and J. Chapnick for their help in polishing our paper.

Funding: This study was supported by the State Key Project on Infection Diseases of China [Grant number 2017ZX10201021-007-003], the National The capital health research and development of special [Grant number 2018-1-4021], the National Natural Science Foundation of China [Grant numbers 81672461, 81972311], CAMS Innovation Fund for Medical Sciences (CIFMS) [Grant number 2017-12M-4-002], the Non-profit Central Research Institution Fund of Chinese Academy of Medical Sciences [Grant number 2019PT310026] and Sanming Project of Medicine in Shenzhen [Grant number SZSM202011010].


Footnote

Reporting Checklist: The authors have completed the REMARK reporting checklist. Available at https://dx.doi.org/10.21037/apm-21-584

Data Sharing Statement: Available at https://dx.doi.org/10.21037/apm-21-584

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://dx.doi.org/10.21037/apm-21-584). The authors have no conflicts of interest to declare.

Ethics Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the Institutional Review Board of the Ethics Committee of Cancer Hospital Chinese Academy of Medical Sciences (ID NCC2019C-016). All included patients gave their informed consent to participate in the study.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Chen J, Chen Q, Yao J, Jiang Y, Zhou J, Zhao H, Cai J. Changes in serum lactate dehydrogenase levels as markers of pathological response and prognosis in colorectal liver metastases patients receiving neoadjuvant chemotherapy followed by resection. Ann Palliat Med 2021;10(10):10276-10292. doi: 10.21037/apm-21-584

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