Skip to main content

Advertisement

Log in

Preoperative Comprehensive Geriatric Assessment Predicts Postoperative Risk in Older Patients with Esophageal Cancer

  • Thoracic Oncology
  • Published:
Annals of Surgical Oncology Aims and scope Submit manuscript

Abstract

Background

Preoperative risk assessment is important in older patients because they often have comorbidities and impaired organ function. We performed preoperative comprehensive geriatric assessment (CGA) for older patients with esophageal cancer.

Patients and Methods

A total of 217 patients over 75 years old who underwent esophagectomy for thoracic esophageal cancer were analyzed. The CGA was performed preoperatively and included the Mini-Mental State Examination (MMSE), Geriatric Depression Score (GDS), vitality index, Barthel index, and instrumental activities of daily living (IADL). We defined the robust group as patients with normal function on every instrument, and the pre-frail and frail groups as those with functional impairment on one instrument or two or more instruments, respectively. We assessed how the CGA correlated with postoperative complications and prognosis.

Results

Of the 217 patients, 86 (39.6%) were in the robust group, 68 (31.3%) in the pre-frail group, and 63 (29.0%) in the frail group. Postoperative pneumonia (P = 0.026) and anastomotic leakage (P = 0.032) were significantly more common in the frail group. The frail group had a significantly longer postoperative hospitalization period (P = 0.016) and significantly lower rate of discharge to home (P = 0.016). Overall survival (OS) was significantly worse in the frail group (5-year overall survival rate, frail group versus others, 37.8% versus 52.0%, P = 0.046), but it was not significant on multivariate analysis.

Conclusions

The preoperative CGA in older patients with esophageal cancer was associated with risk of postoperative complications.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

References

  1. Ando N, Ozawa S, Kitagawa Y, et al. Improvement in the results of surgical treatment of advanced squamous esophageal carcinoma during 15 consecutive years. Ann Surg. 2000;232(2):225–32.

    Article  CAS  Google Scholar 

  2. Tachimori Y, Ozawa S, Numasaki H, et al. Comprehensive registry of esophageal cncer in Japan, 2009. Esophagus. 2016;13(2):110–37.

    Article  Google Scholar 

  3. Mariette C, Dahan L, Mornex F, et al. Surgery alone versus chemoradiotherapy followed by surgery for stage I and II esophageal cancer: final analysis of randomized controlled phase III trial FFCD 9901. J Clin Oncol. 2014;32(23):2416–22.

    Article  CAS  Google Scholar 

  4. Takeuchi H, Miyata H, Gotoh M, et al. A risk model for esophagectomy using data of 5354 patients included in a Japanese nationwide web-based database. Ann Surg. 2014;260(2):259–66.

    Article  Google Scholar 

  5. Watanabe M, Toh Y, Ishihara R, et al. Comprehensive registry of esophageal cancer in Japan, 2014. Esophagus. 2022;19(1):1–26.

    Article  Google Scholar 

  6. Rubenstein LZ, Josephson KR, Wieland GD, et al. Effectiveness of a geriatric evaluation unit. A randomized clinical trial. N Engl J Med. 1984;311(26):1664–70.

    Article  CAS  Google Scholar 

  7. Yamasaki M, Maekawa Y, Sugimoto K, et al. Development of a geriatric prognostic scoring system for predicting survival after surgery for elderly Patients with gastrointestinal cancer. Ann Surg Oncol. 2019;26(11):3644–51.

    Article  Google Scholar 

  8. Yamamoto M, Yamasaki M, Sugimoto K, et al. Risk evaluation of postoperative delirium using comprehensive geriatric assessment in elderly patients with esophageal cancer. World J Surg. 2016;40(11):2705–12.

    Article  Google Scholar 

  9. Nishizawa Y, Hata T, Takemasa I, et al. Clinical benefits of single-incision laparoscopic surgery for postoperative delirium in elderly colon cancer patients. Surg Endosc. 2018;32(3):1434–40.

    Article  Google Scholar 

  10. Zuev SM, Yashin AI, Manton KG, et al. Vitality index in survival modeling: how physiological aging influences mortality. J Gerontol A Biol Sci Med Sci. 2000;55(1):B10–9.

    Article  CAS  Google Scholar 

  11. Mahoney FI, Barthel DW. Functional evaluation: the Barthel Index. Md State Med J. 1965;14:61–5.

    CAS  Google Scholar 

  12. Clavien PA, Sanabria JR, Strasberg SM. Proposed classification of complications of surgery with examples of utility in cholecystectomy. Surgery. 1992;111(5):518–26.

    CAS  Google Scholar 

  13. Yamashita K, Watanabe M, Mine S, et al. The impact of the Charlson comorbidity index on the prognosis of esophageal cancer patients who underwent esophagectomy with curative intent. Surg Today. 2018;48(6):632–9.

    Article  Google Scholar 

  14. Kubo Y, Tanaka K, Yamasaki M, et al. Influences of the Charlson comorbidity index and nutrition status on prognosis after esophageal cancer surgery. Ann Surg Oncol. 2021;28(12):7173–82.

    Article  Google Scholar 

  15. Yamashita K, Watanabe M, Mine S, et al. Minimally invasive esophagectomy attenuates the postoperative inflammatory response and improves survival compared with open esophagectomy in patients with esophageal cancer: a propensity score matched analysis. Surg Endosc. 2018;32(11):4443–50.

    Article  Google Scholar 

  16. Watanabe M, Okamura A, Toihata T, et al. Recent progress in perioperative management of patients undergoing esophagectomy for esophageal cancer. Esophagus. 2018;15(3):160–4.

    Article  Google Scholar 

  17. Yamashita K, Makino T, Miyata H, et al. Postoperative infectious complications are associated with adverse oncologic outcomes in esophageal cancer patients undergoing preoperative chemotherapy. Ann Surg Oncol. 2016;23(6):2106–14.

    Article  Google Scholar 

  18. Kataoka K, Takeuchi H, Mizusawa J, et al. Prognostic impact of postoperative morbidity after esophagectomy for esophageal cancer exploratory analysis of JCOG9907. Ann Surg. 2017;265(6):1152–7.

    Article  Google Scholar 

  19. Tanaka K, Yamasaki M, Kobayashi T, et al. Postoperative pneumonia in the acute phase is an important prognostic factor in patients with esophageal cancer. Surgery. 2021;170(2):469–77.

    Article  Google Scholar 

  20. Fukuse T, Satoda N, Hijiya K, et al. Importance of a comprehensive geriatric assessment in prediction of complications following thoracic surgery in elderly patients. Chest. 2005;127(3):886–91.

    Article  Google Scholar 

  21. Dale W, Hemmerich J, Kamm A, et al. Geriatric assessment improves prediction of surgical outcomes in older adults undergoing pancreaticoduodenectomy: a prospective cohort study. Ann Surg. 2014;259(5):960–5.

    Article  Google Scholar 

  22. Maekawa Y, Sugimoto K, Yamasaki M, et al. Comprehensive geriatric assessment is a useful predictive tool for postoperative delirium after gastrointestinal surgery in old-old adults. Geriatr Gerontol Int. 2016;16(9):1036–42.

    Article  Google Scholar 

  23. Kenig J, Szabat K, Mitus J, et al. Usefulness of eight screening tools for predicting frailty and postoperative short- and long-term outcomes among older patients with cancer who qualify for abdominal surgery. Eur J Surg Oncol. 2020;46(11):2091–8.

    Article  Google Scholar 

  24. Wind P, Ap Thomas Z, Laurent M, et al. The pre-operative GRADE score is associated with 5-year survival among older patients with cancer undergoing surgery. Cancers (Basel). 2021;14(1):117.

    Article  Google Scholar 

  25. Huisman MG, Ghignone F, Ugolini G, et al. Long-term survival and risk of institutionalization in onco-geriatric surgical patients: long-term results of the PREOP study. J Am Geriatr Soc. 2020;68(6):1235–41.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Kotaro Yamashita MD, PhD.

Ethics declarations

Disclosure

The authors declare no conflicts of interests.

Ethics approval

This study has a retrospective design and was approved by the Institutional Ethics Review Committee (certificate no. 13350T1-6).

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

Below is the link to the electronic supplementary material.

Supplementary file1 (TIF 129 kb)

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Yamashita, K., Yamasaki, M., Makino, T. et al. Preoperative Comprehensive Geriatric Assessment Predicts Postoperative Risk in Older Patients with Esophageal Cancer. Ann Surg Oncol 30, 901–909 (2023). https://doi.org/10.1245/s10434-022-12778-5

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1245/s10434-022-12778-5

Navigation