First-principles treatment of vibrational broadening in x-ray excited valence band spectra for nSrTiO3(001)

Scott A. Chambers, Deepnarayan Biswas, Tien-Lin Lee, Mark van Schilfgaarde, and Peter V. Sushko
Phys. Rev. B 109, 195115 – Published 6 May 2024

Abstract

The valence band maximum (VBM) is an important quantity for semiconductors as it locates the Fermi level relative to the band edge. Accurate measurement of this quantity in near-surface regions of semiconductors by photoemission is a first step toward determining the electronic properties of heterostructures involving these materials. While extrapolating the leading edge of the valence band to the energy axis in photoemission spectra is a widely used way to find the VBM, this method can be ambiguous if the leading edge exhibits multiple slopes. Another way to determine the VBM is to fit the leading edge to an appropriately broadened, cross-section modulated theoretical density of states (DOS). Three kinds of broadening that should be included for maximum accuracy are those due to: (1) finite instrumental resolution, (2) valence hole lifetime, and (3) vibrational excitations. While steps (1) and (2) are straightforward to implement, (3) is more difficult because the appropriate amount of broadening is not known a priori. Here, we demonstrate that explicit inclusion of vibrational broadening using ab initio molecular dynamics facilitates accurate VBM determination for nSrTiO3(001). The total DOS is constructed by summing time-averaged projections at elevated temperature onto s-, p-, and d orbitals for the constituent atoms and modulating with the associated photoemission cross sections. Subsequent convolutions of the total DOS, first with a Gaussian of width equal to the experimental energy resolution and second with a Lorentzian to simulate valence hole lifetime effects, yield line shapes that reproduce the experimental leading edges rather well. The VBM is then given by the energy at which the vibrationally broadened total DOS (prior to the convolutions) goes to zero. The VBMs generated by this method quantitatively agree with those resulting from extrapolating from the middle of the measured leading edge for SrTiO3.

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  • Received 27 February 2024
  • Revised 16 April 2024
  • Accepted 18 April 2024

DOI:https://doi.org/10.1103/PhysRevB.109.195115

©2024 American Physical Society

Physics Subject Headings (PhySH)

Condensed Matter, Materials & Applied Physics

Authors & Affiliations

Scott A. Chambers1, Deepnarayan Biswas2, Tien-Lin Lee2, Mark van Schilfgaarde3, and Peter V. Sushko1

  • 1Physical Sciences Division, Physical and Computational Sciences Directorate, Pacific Northwest National Laboratory, Richland, Washington 99352, USA
  • 2Diamond Light Source, Ltd., Harwell Science and Innovation Campus, Didcot, Oxfordshire OX11 0DE, England, United Kingdom
  • 3Materials Science Division, National Renewable Energy Laboratory, Golden, Colorado 80401, USA

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Vol. 109, Iss. 19 — 15 May 2024

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