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Understanding Responsible Innovation in Small Producers’ Clusters in Vietnam through Actor-Network Theory

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Abstract

Innovation is increasingly recognised as an alternative for poverty alleviation in developing countries. However, cases of innovation in small producers’ clusters in Vietnam imply negative externalities that conflict with today’s notions of sustainable and inclusive development. This article analyses how small producers innovate while taking environmental and social considerations into account through an interactive societal process towards a community network, conceptualised as responsible innovation. Existing multifaceted theoretical insights do not provide sufficient basis to construct and test explanations. We apply a grounded theory involving Actor-Network Theory (ANT) to seek explanations as to why some small producers behave opportunistically while others acknowledge responsibility for the negative externalities. ANT enables us to see the critical details of the network creation process, including the agenda of the key actors, push and pull factors, the type of innovation, and the informal institutional context.

Abstract

L’innovation est de plus en plus reconnue comme une alternative pour le soulagement de la pauvreté dans les pays en développement. Cependant, des cas d’innovation chez des petits groupes de producteurs au Vietnam ont eu des externalités négatives qui sont en conflit avec les notions contemporaines de développement inclusif et durable. Cet article analyse comment des petits producteurs ont réussi à innover tout en tenant en compte facteurs sociales et environnementales, à travers un procès sociale interactif qui les a amené à construire un réseau communautaire – ce qu’on conceptualise comme de la innovation responsable. Les aperçus multidisciplinaires courants n’offrent assez de bases pour construire et tester des explications. Nous avons donc applique Actor-Network Theory (La Théorie de l’Acteur – Réseau; ANT) pour expliquer pourquoi des petits producteurs agissent de forme opportuniste, pendant que d’autres prennent responsabilité pour les externalités négatives. L’ANT nous permet de voir les détails critiques de la création du réseau, y inclus l’agenda des acteurs principales, les facteurs qui font avancer et ceux qui trainent, le type d’innovation, et le contexte institutionnel informel.

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Notes

  1. Kaplinsky and Morris (2001) identified various types of innovation: (i) process innovation, aiming at improving the efficiency of transforming inputs into outputs; (ii) product innovation, leading to better quality, lower price and/or more differentiated products; (iii) business practice innovation, implying new ways of doing business and attracting new clients; (iv) functional innovations – assuming responsibility for new activities in the value chain, such as design, marketing and logistics; and (v) inter-chain innovations moving to new and profitable chains.

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Correspondence to Jaap Voeten.

Appendix

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Figure A1

Figure A1
figure 2

The societal process towards acknowledging responsibility.

Note: A community may accept the perceived harmful societal outcomes as a trade-off for the economic benefits. If not, the model suggests that a (latent) conflict will emerge between innovators and actors who feel insufficiently compensated. Innovators can acknowledge their responsibility and modify their innovation, which is a form of internal regulation, or they can deny responsibility and take an opportunistic attitude resulting in an escalating conflict. Then the external regulation is required by a third-party intervention.

Source: Voeten et al (2012).

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Voeten, J., Haan, J., Groot, G. et al. Understanding Responsible Innovation in Small Producers’ Clusters in Vietnam through Actor-Network Theory. Eur J Dev Res 27, 289–307 (2015). https://doi.org/10.1057/ejdr.2014.35

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