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The Problem of the Modern

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Modernism and Totalitarianism

Part of the book series: Modernism and … ((MAND))

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Abstract

In what ways is totalitarianism modern? Does it ‘belong to’ a particular epoch within the modern? Answering these questions requires prior diagnosis of totalitarianism’s elements and sources respectively. Elements may, in principle, consist variously in anything from institutions and practices, to behaviours and actions, all the way through to beliefs, broader attitudes, or even general outlooks. The important point is that elements must be identified before it becomes plausible to locate their own emergence out of prior, given intellectual contexts, or sources (what this book refers to as totalitarianism’s ‘currents’).1 It is the logical separation of the requirements of identifying elements and locating sources which means that it makes sense to begin with the former, and not the latter. The initial task of the study, then, can be specified, following the image of a Venn diagram, as being that of picking out the significant features of the area of overlap between Nazism and Stalinism, in order to isolate these elements.

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Notes

  1. Note that my intended meaning of ‘elements’ in connection with totalitarianism differs from Arendt’s. Arendt locates elements in the pre-history of totalitarianism (in the age of imperialism, for example). Her elements then ‘crystallise’ at a later point in time to constitute totalitarianism itself (see Hannah Arendt, ‘A Reply to Eric Voegelin’, in Arendt, Essays in Understanding, 1930–54, ed. Jerome Kohn [New York: Schocken, 2005], 401–8). I work the other way around. ‘Elements’ are observed within the actual experience of totalitarianism; and by working backwards, the strands of thought that shape a general combination of elements are identified and evaluated. Arendt also constructs elements more narrowly than I do because she is specifically concerned with the influence of ‘practices’, as opposed to the influence of ‘ideas’. See Canovan, Hannah Arendt, 23.

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  2. For criticisms of the uses of ‘modernity’ in the humanities and social sciences, see Bernard Yack, The Fetishism of Modernities: Epoch Self-Consciousness in Contemporary Social and Political Thought (Notre Dame, IN: Notre Dame University Press, 1997). As Yack argues, thinking within the limits of pre-specified categories can actually obscure the novelty and specificity of the problem at hand: distinctive developments are obscured by ahistorical generalisations. For a general indictment of ‘medicine’,

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  3. see Mario Biogoli, ‘Science, Modernity, and the “Final Solution”’, in Probing the Limits of Representation: Nazism and the ‘Final Solution’, ed. Saul Friedlander (Cambridge, MA: Harvard University Press, 1992), 185–206.

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  4. Perhaps the most pronounced example of this tendency for accounts of political religion to focus on violence is Michael Burleigh. See Burleigh, Earthly Powers: Religion and Politics in Europe from the French Revolution to the Great War (London: HarperCollins, 2005), and Sacred Causes: Religion and Politics from the European Dictators to Al Qaeda (London: HarperPress, 2006).

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  5. Arthur Koestler, Darkness at Noon, trans. by Daphne Hardy (London: Bantam Books, 1968 [orig. 1940]).

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  6. David Cesarini, Arthur Koestler: The Homeless Mind (London: Vintage, 1999), 174.

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  9. The authoritative conceptual history is Abbot Gleason, Totalitarianism: The Inner History of the Cold War (New York and Oxford: Oxford University Press, 1995). Arrival and Departure can be said to be prescient for the reason that the book contains one character’s eyewitness account of the Holocaust, at a time when public opinion in the Allied countries was weakly informed of the facts, and often incredulous towards them: Klawitter, The Theme of Totalitarianism in ‘English’ Fiction, 37; Cesarini, Arthur Koestler, 202–3.

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  10. Arrival and Departure is problematic on a political reading as well. George Orwell criticised it as ‘a tract purporting to show that revolutionary creeds are rationalisations of neurotic impulses’.Orwell, ‘Arthur Koestler’, in The Collected Essays, Journalism and Letters, Vol. 3: As I Please, 1943–1945, ed. Sonia Orwell and Ian Angus (London: Secker & Warburg, 1970), 241–2. At the end of this section of dialogue, for instance, the Nazi agent is revealed to be the patient of a psychoanalyst character in the novel: a psychological problem, the reader is led to suspect, drives his political commitment.

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  11. Stanley Payne’s approach to fascism, which is one of the best known, finds ‘the fascist negations’ to be vital to the ideology’s definition. The negations that Payne foregrounds are threefold: anti-liberalism, anti-communism, and anti-conservatism. It should be noted that, for Payne, there are positive commitments that define fascism as well. However, the tendency to define Nazism in the terms of what it is against is intended here to be a general diagnosis of a broader cultural response. See Payne, A History of Fascism, 1914–1945 (Madison, WI: University of Wisconsin Press, 1995).

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  17. Ibid., 142. For a contemporaneous statement of the same point, see George Orwell, The Road to Wigan Pier (London: Penguin, 1989 [orig. 1937]), 198–202.

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  28. For Zeev Sternhell, biological racism even exempts Nazism from admission to the broad family of fascism. See Sternhell, with Mario Sznajder and Maia Asheri, The Birth of Fascist Ideology: From Cultural Rebellion to Political Revolution (Princeton, NJ: Princeton University Press, 1994), 5–6. The adoption of racial laws did not take place until 1938 and is usually viewed, not as the outcome of domestic ideology, but as an artificial effort to imitate Nazi practice. This view has been challenged lately. However, in my opinion, there is not sufficient reason to reject it.

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  30. My encapsulation of the Enlightenment here is particularly indebted to Tzvetan Todorov, In Defence of the Enlightenment (London: Atlantic, 2009).

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  34. A.J.P. Taylor, The Origins of the Second World War (Harmondsworth: Penguin, 1964), 85. Since then important studies have characterised the regime of Italian Fascism as ‘imperfect totalitarianism’, ‘failed totalitarianism’, and ‘arrested totalitarianism’: respectively,

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  38. The following accounts all pursue the theory/practice distinction: Karl-Dietrich Bracher, ‘The Disputed Concept of Totalitarianism, Experience and Actuality’, in Totalitarianism Reconsidered, ed. Ernest Menze (Port Washington, NY: Kennikat Press, 1981), 11–34; W. S. Allen, ‘Totalitarianism: The Concept and the Reality’, in Totalitarianism Reconsidered, 97–107;

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  40. and Giovanni Sartori, The Theory of Democracy Revisited, Vol. 1: The Contemporary Debate (Chatham, NJ: Chatham House Publishers, 1987), 200. The phrase ‘islands of separateness’ is Friedrich and Brzezinski’s (Totalitarian Dictatorship and Autocracy, ch. 6).

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  43. Rasse and volk were not interchangeable in Nazi language. Völkisch roughly translates as ‘ethnic’. Claudia Koonz, The Nazi Conscience (Cambridge, MA: Harvard University Press, 2003), 10.

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  44. Cited in Richard Weikart, Hitler’s Ethic: The Nazi Pursuit of Evolutionary Progress (Basingstoke: Palgrave Macmillan, 2011), 56.

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  46. Mussolini, conversely, thought there was plenty of shared ground between Fascism and Nazism. At a speech made in Berlin in 1937, at a time after the agreement of the Rome–Berlin Axis (when Mussolini might be thought to have had reason, therefore, to labour this shared ground), Mussolini portrayed Fascism and Nazism as sharing in ‘many conceptions of life and history’ — violence, work, youth, and so on. See Mussolini, ‘The Berlin Speech’, reprinted in Fascism, ed. Roger Griffin (Oxford: Oxford University Press, 1995), 78–9.

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  47. On the development of the structural model, see Robert Fine, ‘Totalitarianism’, in International Encyclopedia of Social and Behavioural Sciences, ed. N. Smelser and P. Balter (Oxford: Pergamon, 2002), 15788–90; Baehr, ‘Totalitarianism’;

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  49. Carl Friedrich and Zbigniew Bzrezinski, Totalitarian Dictatorship and Autocracy (Cambridge, MA: Harvard University Press, 1956), 9; italics added. The third part of Arendt’s The Origins of Totalitarianism could potentially also be deemed representative of the structural model. However, the broad sweep of her thesis is more consistent with the genocidal model. Certainly, the Nazi extermination project is central to her reading and, for her, totalitarian government is characterised by ‘shapelessness’, to the point that she refers to ‘the so-called totalitarian state’ (The Origins of Totalitaria nism, 392).

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  54. See also Paul Brooker, Non-Democratic Regimes (Basingstoke: Palgrave Macmillan, 2000).

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Shorten, R. (2012). The Problem of the Modern. In: Modernism and Totalitarianism. Modernism and …. Palgrave Macmillan, London. https://doi.org/10.1057/9781137284372_2

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  • DOI: https://doi.org/10.1057/9781137284372_2

  • Publisher Name: Palgrave Macmillan, London

  • Print ISBN: 978-0-230-25207-3

  • Online ISBN: 978-1-137-28437-2

  • eBook Packages: Palgrave History CollectionHistory (R0)

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