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Use of expert judgment in exposure assessment. Part I. Characterization of personal exposure to benzene

Abstract

This paper presents the results of the first phase of a study, conducted as an element of the National Human Exposure Assessment Survey (NHEXAS), to demonstrate the use of expert subjective judgment elicitation techniques to characterize the magnitude of and uncertainty in environmental exposure to benzene. In decisions about the value of exposure research or of regulatory controls, the characterization of uncertainty can play an influential role. Classical methods for characterizing uncertainty may be sufficient when adequate amounts of relevant data are available. Frequently, however, data are neither abundant nor directly relevant, making it necessary to rely to varying degrees on subjective judgment. Since the 1950s, methods to elicit and quantify subjective judgments have been explored but have rarely been applied to the field of environmental exposure assessment. In this phase of the project, seven experts in benzene exposure assessment were selected through a peer nomination process, participated in a 2-day workshop, and were interviewed individually to elicit their judgments about the distributions of residential ambient, residential indoor, and personal air benzene concentrations (6-day integrated average) experienced by both the non-smoking, non-occupationally exposed target and study populations of the US EPA Region V pilot study. Specifically, each expert was asked to characterize, in probabilistic form, the arithmetic means and the 90th percentiles of these distributions. This paper presents the experts' judgments about the concentrations of benzene encountered by the target population. The experts' judgments about levels of benzene in personal air were demonstrative of patterns observed in the judgments about the other distributions. They were in closest agreement about their predictions of the mean; with one exception, their best estimates of the mean fell within 7–11 μg/m 3 although they exhibited striking differences in the degree of uncertainty expressed. Their estimates of the 90th percentile were more varied with the best estimates ranging from 12 to 26 μg/m 3 for all but one expert. However, their predictions of the 90th percentile were far more uncertain. The paper demonstrates that coherent subjective judgments can be elicited from exposure assessment scientists and critically examines the challenges and potential benefits of a subjective judgment approach. The results of the second phase of the project, in which measurements from the NHEXAS field study in Region V are used to calibrate the experts' judgments about the benzene exposures in the study population, will be presented in a second paper.

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Notes

  1. Variability is the distribution of quantity over time, space, age, or other factors. Variability is, in theory, knowable and ultimately irreducible. Uncertainty (also referred to as knowledge or epistemic uncertainty (Paté-Cornell, 1996) can be characterized as the distribution of a quantity, which may have a true value but one which is currently unknown. Uncertainty is, in theory, often reducible by appropriate research.

  2. The NHEXAS is a major research program launched by US EPA's Office of Research and Development (ORD). The program was conceived to improve research methods for measuring population exposures to environmental contaminants, to provide data for validating exposure models, and more generally to provide improved data for environmental policy decisions (Sexton et al., 1995).

  3. Volatile organic compounds (VOCs) were collected on 3M OVM 3520 charcoal badges. In the earlier TEAM studies, the VOCs were collected on Tenax cartridges using battery-operated pumps over two 12-h periods representing a full 24-h period.

  4. Individuals were allowed to self-nominate, but only three of the experts on the panel chose to do so and their votes did not substantially alter the rank.

  5. The number of participants was determined by project resources.

  6. Heuristics in this context refer to cognitive devices or procedures by which individuals make judgments in the presence of uncertainty (Kahneman et al., 1982; Morgan and Henrion, 1990). See Appendix for a brief discussion of heuristics.

  7. For reasons that were beyond the control of the project, the interviews could not take place until 6–9 months after the workshop rather than immediately following as originally planned. John Evans was not available to participate in the interviews as originally scheduled.

  8. The protocol was pilot-tested on David MacIntosh, University of Georgia, and Barry Ryan, Emory University, and revised to the form used in the study.

  9. The purpose of the mental model was to help combat one of the common heuristic procedures relied on in giving judgments — that of availability (see Appendix).

  10. The 90% “credible” interval is that interval which the expert believes to include the true value with 90% probability.

  11. Several experts expressed a preference for detailed modeling of the quantities they were asked to predict, which was not possible for this study. Limited modeling support was available.

  12. For example, Expert G specified inputs to a simple microenvironmental model, which simulated variability in ambient, indoor, and personal exposures using Monte Carlo sampling techniques. We also estimated the distributions for the mean and 90th percentiles of ambient, indoor, and personal exposure distributions for Expert E using estimates of variability and uncertainty given by Expert E and two-dimensional Monte Carlo simulation techniques.

  13. In the general form of a microenvironmental model, presented below, personal exposure to an individual is the sum of exposures encountered in different locations in which the individual spends time. Each microenvironmental exposure is the product of the concentration encountered and the fraction of time spent in that microenvironment:

    where Ei=exposure to the ith individual, Cij=concentration encountered by the ith individual in the jth microenvironment, fij=fraction of time (e.g., 24-h day) spent by the ith individual in the jth microenvironment.

  14. While other experts also used the TEAM data, Expert E appears not to have made adjustments to his estimate to account for declines in benzene content of gasoline and other regulations, which have resulted in lower releases of benzene to ambient air.

  15. Formal decision analytic techniques known as VOI analyses have been developed to help integrate quantitative responses to these questions. Several examples exist of VOI techniques applied to environmental problems (Evans et al., 1988; Finkel and Evans, 1988; North et al., 1992; 1Taylor et al., 1993; Dakins et al., 1996; Thompson and Evans, 1997).

  16. The authors initially considered a disaggregated approach to this project, but the complexity of the model and the potential number of parameters for which sets of judgments would have to be elicited made it necessary to switch to a direct approach.

  17. Although a comparison between the results of such a model and the judgments expressed in this study would be valuable, the current BEADS model predictions include exposures to active smokers and occupationally exposed individuals, making a direct comparison inappropriate. Future work is planned to allow a comparison to be made between the two approaches.

Abbreviations

BEADS:

Benzene Exposure and Absorbed Dose Simulation model

CRARM:

Commission on Risk Assessment and Risk Management

ETS:

environmental tobacco smoke

NHEXAS:

National Human Exposure Assessment Survey

NRC:

National Research Council

TEAM:

Total Exposure Assessment Methodology

US EPA:

US Environmental Protection Agency

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Acknowledgements

This work would not have been possible without the experts who participated in this study. They have our esteem and thanks for their patience and attentiveness throughout the long, and often arduous, interviews. Barry Ryan of Emory University played a valuable role by serving as one of the pilot studies for the elicitation protocol. We are thankful to Paul Catalano, James Hammitt, and John Graham of the Harvard School of Public Health for their helpful comments on this study. This work was supported by US EPA Cooperative Agreement CR822038-03-1-3, HRSA, Bureau of Health Professions grant A03-AH01165-01, the Leslie Silverman Foundation, and the Harvard Center for Risk Analysis.

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Correspondence to KATHERINE D WALKER.

Appendix

Appendix

Table A1: Heuristics in subjective judgments: some definitions

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WALKER, K., EVANS, J. & MACINTOSH, D. Use of expert judgment in exposure assessment. Part I. Characterization of personal exposure to benzene. J Expo Sci Environ Epidemiol 11, 308–322 (2001). https://doi.org/10.1038/sj.jea.7500171

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