Abstract
Background
The efficacy and safety of therapeutic proteins are undermined by immunogenicity driven by anti-drug antibodies. Immunogenicity risk assessment is critically necessary during drug development, but current methods lack predictive power and mechanistic insight into antigen uptake and processing leading to immune response. A key mechanistic step in T-cell-dependent immune responses is the migration of mature dendritic cells to T-cell areas of lymphoid compartments, and this phenomenon is most pronounced in the immune response toward subcutaneously delivered proteins.
Methods
The migratory potential of monocyte-derived dendritic cells is proposed to be a mechanistic marker for immunogenicity screening. Following exposure to therapeutic protein in vitro, dendritic cells are analyzed for changes in activation markers (CD40 and IL-12) in combination with levels of the chemokine receptor CXCR4 to represent migratory potential. Then a transwell assay captures the intensity of dendritic cell migration in the presence of a gradient of therapeutic protein and chemokine ligands.
Results
Here, we show that an increased ability of the therapeutic protein to induce dendritic cell migration along a gradient of chemokine CCL21 and CXCL12 predicts higher immunogenic potential. Expression of the chemokine receptor CXCR4 on human monocyte-derived dendritic cells, in combination with activation markers CD40 and IL-12, strongly correlates with clinical anti-drug antibody incidence.
Conclusions
Mechanistic understanding of processes driving immunogenicity led to the development of a predictive tool for immunogenicity risk assessment of therapeutic proteins. These predictive markers could be adapted for immunogenicity screening of other biological modalities.
Plain language summary
Protein drugs have a structure that is very similar to proteins in the human body, however there are slight differences. This can result in a person’s immune system having a negative reaction to the drug. Unfortunately, during the early stages of drug development, it is currently difficult to predict which of these potential new drugs might cause this problem. We think that there is a higher chance for undesired immune responses to protein drugs when they cause an increase in the movement of the body’s immune cells from the drug injection site to the lymph nodes. The more immune cells that arrive in the lymph node, the stronger the immune reaction. We developed a method that can predict how likely it is that a protein drug will trigger the unwanted activation and movement of these immune cells. This tool has the potential to improve our ability to predict, and thus avoid, unwanted immune system reactions toward protein drugs. This could shorten the time and cost required to develop new drugs.
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Introduction
Anti-drug antibodies (ADA) formed against therapeutic proteins can majorly impact product safety and efficacy depending on their binding or neutralizing activity1,2,3,4,5. Immunogenicity can even cause the termination of a development program6,7, thus immunogenicity risk assessment of therapeutic protein candidates is critical. ADA development against therapeutic proteins is the consequence of an adaptive immune response driven by antigen-specific interactions between immune cells, namely dendritic cells, T cells, and B cells. Humoral responses driven by B cells can be captured by ELISPOT analysis after in vivo administration of protein, and IgM, but not IgG, responses were predicted in an in vitro lymph node model8,9,10. The T-cell dependent immune response is the rationale for T-cell based immunogenicity risk assessment approaches, including T-cell proliferation/cytokine production assays, in silico screening of T-cell epitopes (T helper and/or Tregitopes), and T-cell epitope presentation in MHC-associated peptide proteomics (MAPPs)11,12. However, current gaps in the ability of immunogenicity risk assessment to predict clinical immunogenicity outcomes reveal the insufficiency of available methods13,14. T-cell activation and differentiation during the adaptive immune response requires strong, prolonged signals; and with a T-cell-focused approach, the early steps in the innate immune response are overlooked.
A key step in the early phases of immune response is the migration of dendritic cells into T-cell areas of lymphoid compartments to mediate naive T-cell activation15. This phenomenon is most pronounced upon subcutaneous (SC) administration of protein antigen where dermis-derived dendritic cells (DC), continuously surveying the skin, capture antigens, and migrate to nearby draining lymph nodes (DLN)16. Interest in SC delivery of therapeutic proteins has continued to rise due to the advantages of improved cost, convenience, and compliance compared to intravenous (IV) injection; however, the SC route introduces unique immunogenicity challenges compared to intravenous delivery17,18,19. Several therapeutic proteins and monoclonal antibodies (mAb) demonstrated enhanced immunogenicity by SC administration when directly compared to IV19,20,21,22,23,24,25,26. Upon SC administration of protein antigen, dermis-derived DCs migrate into the SC space and toward the initial lymphatics; upon arrival in the DLNs they migrate to the subcapsular sinus and into the T-cell area to reach T cells for antigen presentation15,27,28. The antigen-loaded migratory DCs, which have matured along the migration path, strongly induce CD4+ T-cell activation upon arriving in the lymph node15,27. When the arrival of migratory DCs in the DLN is prevented, by surgical removal of the injection site one-hour post-injection, the number of T follicular helper cells, germinal center B cells, and IgG-secreting cells in the DLN are reduced29. Thus, migratory skin-DCs and not lymph node-resident DCs were responsible for sustaining germinal center B-cell responses and T follicular helper cell expansion29.
The major driver of DC migration under inflammatory and homeostatic conditions is the receptor-ligand interaction between CCR7 on DCs and its ligands CCL19 and CCL2128,30, although skin DC migration is not completely inhibited in CCR7-/- mice31. Expression of CCL21 on the lymphatic endothelium and on fibroblastic reticular cells in the DLN creates a haptotactic gradient for DC migration30. CCR7 expression is essential for the migration of DCs under steady-state conditions where DCs acquire a “semi-mature” phenotype and can induce peripheral tolerance32,33. Comparatively, CXCR4 plays a major role in the migration of activated DCs into DLNs, and expression of the associated ligand CXCL12 in lymphatic vessels is upregulated upon antigen exposure31. The degree of DC migration and maturation is a function of the context of antigen exposure (e.g., inflammation) and the features of the antigen15,34. We hypothesize that a therapeutic protein would upregulate DC migration, for example into the SC injection site and toward the DLNs, in proportion to its immunogenic potential17,18. Furthermore, the presence of risk factors (danger signals or adjuvants) in the drug product or injection site could increase skin-derived DC migration35. By exposing dendritic cells to therapeutic protein in vitro, induction of migratory potential could be assessed and transformed into a marker for immunogenic risk.
Here, multiple markers of DC migratory potential are assembled to predict immunogenicity risk for therapeutic proteins. The migratory potential of DCs in response to therapeutic protein is captured by CXCR4 expression with markers for DC activation, such as CD40, which initiates DC migration. Also, a transwell assay captures DC migratory potential by simulating migration toward chemokines CCL21 and CXCL12. The readouts of DC migratory potential correlate strongly with clinical immunogenicity incidence for a range of therapeutic proteins.
Methods
Materials
Lipopolysaccharides (LPS) from E. coli O55:B5, heat-inactivated male type AB human serum, gentamicin sulfate, penicillin/streptomycin 100X solution, and keyhole limpet hemocyanin (KLH, catalog #H7017) were purchased from Sigma-Aldrich (St. Louis, MO). Fluorescently labeled antibodies, compensation beads, cell permeabilization buffer (TNB-1213-L150), brefeldin A 1000X solution, monensin 1000X solution, and live/dead “ghost dye” for flow cytometry were purchased from Tonbo™-a Cytek® Brand (San Diego, CA) and Biolegend (San Diego, CA). CountBright™ Absolute Counting Beads were obtained from Thermo Fisher Scientific (Waltham, MA). Human cytokines (IL-4 and GM-CSF) and chemokines (CCL21/Exodus-2 and CXCL12/SDF-1 isoform α) were purchased from Sino Biological (Wayne, PA). Corning Inc. (Corning, NY) RPMI-1640, EDTA solution, Hank’s balanced salt solution (HBSS), and tissue culture-treated plates (catalog #3548 and #3512) were used for all experiments. 96-well transwell plates (catalog #3384 and #3387) were obtained from Corning Inc. (Corning, NY). Biosimilar research-grade monoclonal antibodies were purchased from Absolute Antibody (Boston, MA) (tocilizumab #Ab00737-10-0, ATR-107 #Ab01293-10-0, and HuA33 #Ab00782-10-0) and Bio X Cell (Lebanon, NH) (adalimumab #SIM0001, trastuzumab #SIM0005, and rituximab #SIM0008). Emicizumab (Hemlibra) was generously provided by WNY BloodCare (Buffalo, NY). Endo-Grade ovalbumin (catalog #LET0028) was purchased from BioVendor (Asheville, NC).
Culture of human monocyte-derived dendritic cells
Cryopreserved, human leukocyte antigen (HLA)-typed peripheral blood mononuclear cells (PBMC) from anonymized healthy donors were purchased from Cytologics (San Diego, CA). Further information about Cytologics’ quality standards for donor consent and ethical regulation compliance can be found at www.cytologicsbio.com/quality-standards/. Cytologics obtains primary cells via donation in the United States in compliance with applicable federal, state, and local laws, regulations, and guidance. Cells are obtained from donors who are voluntarily participating in a donor program approved by an IRB, FDA, or equivalent regulatory authority. In accordance with FDA regulations or as approved by an IRB, these individuals have either donated their cells or have been reasonably compensated for their time and effort during donation. Strict controls on personal identifiers protect donors. Researchers cannot access any identifying information about donors; we were not provided with donor identification information when purchasing these cells. Donors were distinguished by the last three digits of their lot number (e.g., 919). The age range and HLA genotype of donors are provided in Supplementary Table 1. PBMCs were stored in vapor phase liquid nitrogen until use.
Monocyte-derived dendritic cells (moDC) were cultured from human monocytes as described in the literature36,37. First, classical CD14+CD16- monocytes were isolated by negative selection on Miltenyi MS columns following the instructions provided in the Classical Monocyte isolation kit (Miltenyi Biotec, Gaithersburg, MD). Monocytes were cultured at 37 °C and 5% CO2 for five days in complete media at approximately 5 × 105 cells/mL with 50 ng/mL interleukin-4 (IL-4) and 50 ng/mL granulocyte-macrophage colony-stimulating factor (GM-CSF). The complete media was RPMI-1640 with 10% human serum, 1% Penicillin/streptomycin, 30 μg/mL gentamicin sulfate, and 50 μM 2-mercaptoethanol. Half of the media was changed every two days and replaced with additional complete media containing 100 ng/mL IL-4 and 100 ng/mL GM-CSF. No bacterial contamination of cell cultures was observed by microscopic evaluation; testing for mycoplasma contamination was not performed. On day five, moDCs, considered immature, were harvested and used immediately in immunogenicity screening experiments. DC differentiation was checked by flow cytometry (CD11c+HLA-DR+DC-SIGN+CD14low) (Supplementary Fig. 1).
Dendritic cell markers for immunogenicity prediction
Immature moDC were cultured at 37 °C and 5% CO2 for 24 h in complete media with 5 μg/mL therapeutic protein in the presence of 100 pg/mL LPS to promote antigen uptake and processing by DCs (without promoting full maturation). The final concentrations of therapeutic protein and LPS were chosen based on preliminary dose-response experiments performed with KLH. Immature moDC cultured in complete media represented the untreated control. Immature moDC were also treated with 1 μg/mL LPS to confirm their ability to mature. For intracellular cytokine staining, protein transport inhibitors brefeldin A (3 μg/mL) and monensin (2 μM) were added five hours before harvesting. MoDC were stained for CD11c (FITC or PerCP-Cy5.5, clone 3.9), HLA-DR (APC-Cy7, clone L243), CD40 (PE, clone G28.5), CXCR4 (APC, clone 12G5), and live/dead (Violet450 ghost dye). Then cells were fixed in 2% buffered formalin phosphate and permeabilized for intracellular staining of IL-12p40 (PerCP-Cy5.5 or FITC, clone C11.5). Stained moDC were stored in MACS buffer at 4 °C.
Flow cytometry analysis
Ten-thousand events per sample were acquired in FACSDiva on the BD LSRFortessa. Unstained and single-stained samples were prepared to facilitate compensation. Fluorescence-minus-one (FMO) samples were prepared to set positive gates for IL-12p40 PerCP-Cy5.5 and CXCR4 APC by staining cells with all fluorophore-antibody pairs except the one of interest. In FlowJo, the main cell population was gated by forward scatter (FSC) vs side scatter (SSC), then single cells were gated by forward scatter height (FSC-H) vs forward scatter area (FSC-A), and live cells were gated by low viability dye expression (Supplementary Fig. 1a). MoDC were gated as CD11c+HLA-DR+ and represented the majority (≥ 75%) of live cells present. Within CD11c+HLA-DR+ moDC the frequencies of CXCR4+, CD40high, and IL-12p40+ cells were determined (Supplementary Fig. 1b, c).
Dendritic cell migration in a transwell assay
The migration of immature moDC toward therapeutic protein was tested in a transwell assay by creating a concentration gradient of therapeutic protein and chemokines across the transwell insert. Therapeutic protein formulations were prepared in serum-free media with 100 ng/mL of each CCL21 and CXCL12 and added to the bottom chambers of a 96-well transwell plate. Control conditions included media with and without chemokines. The upper chambers were filled with immature moDC (1.6 × 105 cells/mL) in serum-free media containing therapeutic protein. Concentrations of therapeutic protein across the upper and lower chamber were 10 to 50 μg/mL or 100 to 1000 μg/mL. Transwell plates were incubated at 37 °C and 5% CO2 for 2.5 h to allow migration of moDC into the lower chamber.
The transwell insert tray was removed, inverted, and tapped on absorbent paper to discard media from the upper chambers. At the same time, the plate was centrifuged and the supernatant was discarded then wells were filled with washing buffer (10 mM EDTA in HBSS). The insert tray was returned to the plate, and the upper chambers were filled with washing buffer. The plate was incubated for 10 minutes to allow dissociation of cells attached to the underside of the insert. The insert tray was then discarded. The plate was centrifuged and the supernatant was discarded. Cells were stained with anti-human DC-SIGN PE (clone 9E9A8) in MACS buffer for 30 min. The plate was centrifuged and the supernatant was discarded. Cells were fixed in 2% buffered formalin phosphate and CountBright counting beads were spiked into each well to facilitate cell counting. Migrated moDC were counted in the transwell plate on the Miltenyi MACSQuant Analyzer 10 using the 96 chill rack and autosampler function. Percent migrated was calculated as (number of migrated moDC/number of plated moDC) x 100%. The migration index was calculated by normalizing the percent migrated for therapeutic protein+CCL21 + CXCL12 against the percent migrated for media+CCL21 + CXCL12.
Statistics and reproducibility
Within each experiment, treatments were tested in triplicate, and two independent experiments were performed for at least four donors for reproducibility. Flow cytometry data was analyzed in FlowJo v10.7. All graphical and statistical analysis was performed in GraphPad Prism v9. Statistical significance of flow cytometry results was determined by unpaired student’s t-test or one-way ANOVA with Dunnett’s multiple comparisons test at significance level α = 0.05.
Reporting summary
Further information on research design is available in the Nature Portfolio Reporting Summary linked to this article.
Results
CXCR4 is upregulated on dendritic cells by immunogenic therapeutic proteins
We sought to determine if CXCR4 was upregulated on dendritic cells by therapeutic proteins in proportion to their immunogenic potential. Monocyte-derived dendritic cells (moDC) were stimulated with therapeutic proteins for 24 h followed by flow cytometry analysis for CXCR4 expression (Fig. 1a and Supplementary Fig. 1). MoDCs generated in vitro display similar phenotypic characteristics to dermal DCs, including expression of CD1a, CD11b, CD101, and Factor XIIIa38. Also, the moDCs used here are equivalent or similar in phenotype to those used in other immunogenicity risk assessment strategies, such as MAPPS and DC internalization assays12,39,40,41. Keyhole limpet hemocyanin (KLH), a highly immunogenic protein, was used as the positive control which is common for in vitro immunogenicity risk assessment42,43. Twenty-four-hour exposure to increasing concentrations of KLH induced CXCR4 expression on moDC in a dose-dependent manner. The frequency of CXCR4+ moDCs in a representative donor (#236) increased from 20.4% at 5 μg/mL KLH to 64.4% at 500 μg/mL KLH, where the CXCR4+ moDC population was 10.4% in media alone (“untreated”) (Fig. 1b). The 5 μg/mL dose was thus sufficient to induce a significant increase in CXCR4 expression over the untreated control (p = 0.0147). This dose was used to compare the ability of therapeutic proteins with varying immunogenic potential to upregulate CXCR4: ATR-107, HuA33, and tocilizumab. Tocilizumab has very low ADA incidence across patient populations ranging from 0.8–2%, and HuA33 and ATR-107 demonstrated high ADA incidence in phase I clinical trials (73 and 76%, respectively)44,45,46. Target and structure are presented in Supplementary Table 2. For a representative donor (#014), the mean frequency of CXCR4+ moDC was found to be 2.8% for untreated cells, and in response to tocilizumab, the frequency of CXCR4+ moDC increased to 5.7% (ns) (Fig. 1c). Comparatively, in response to ATR-107, HuA33, or KLH, the mean frequency of CXCR4+ moDC increased significantly to 10%, 15.5%, and 8.9% respectively (p = 0.008, <0.0001, 0.032) (Fig. 1c). Thus, CXCR4 was upregulated on moDC by monoclonal antibodies in accordance with their immunogenic potential.
CXCR4 upregulation correlates with maturation/activation marker upregulation by immunogenic therapeutic proteins
To compare results between donors, the fold-change over untreated was calculated by dividing the frequency (%) of CXCR4+ moDC in each treatment group by the average % CXCR4+ moDC in the untreated group. For KLH, ATR-107, and HuA33 in a population of six donors, the mean fold-change over untreated was significantly higher compared to tocilizumab (p = 0.0198, 0.0201, and 0.0162, respectively) (Fig. 2a). We then sought to confirm that therapeutic proteins with immunogenic risk upregulate DC maturation markers concurrently with CXCR4. Upon activation and maturation, DCs upregulate expression of CD40, and engagement with CD40L on naive CD4+ T cells promotes IL-12 production by DCs and differentiation of IFNγ-producing T helper 1 (Th1) cells47,48. Here, changes in CD40 expression and IL-12 production by DCs in response to therapeutic protein were captured by the frequency of CD40high and IL-12p40+ moDCs which was then converted to fold-change over the untreated control (Supplementary Fig. 1 and Fig. 2b, c).
In response to treatment with ATR-107 and HuA33, an increase in the frequency of IL-12-producing (IL-12p40+) moDCs was observed. The fold-change over untreated was 1.38 ± 0.13 for ATR-107 and 1.49 ± 0.14 for HuA33 in six healthy donors, which was comparable to KLH (1.61 ± 0.17) (mean ± SEM) (Fig. 2b and Table 1). Tocilizumab only slightly upregulated IL-12p40+ moDC over baseline, with an average fold-change of 1.11 ± 0.13, which was significantly less than KLH (p = 0.0482). The frequency of CD40high moDCs was also upregulated by KLH, ATR-107, and HuA33, indicated by an average fold-change of 4.04 ± 1.3, 5.05 ± 2.0, and 5.69 ± 2.5, respectively (mean ± SEM) (Fig. 2c and Table 1). Thus, compared to tocilizumab (1.12 ± 0.10), the fold-change in CD40 expression was 4-times greater (ns) for therapeutic proteins with high immunogenic risk. Upregulation of migration (CXCR4) and activation (IL-12, CD40) markers on dendritic cells captured the greater intrinsic immunogenic potential of ATR-107 and HuA33 compared to tocilizumab.
The combined DC marker readout correlates with immunogenicity incidence for a panel of therapeutic proteins
The panel of protein antigens was expanded to include adalimumab, trastuzumab, rituximab, and emicizumab. Clinical immunogenicity incidence upon SC administration is available for all of these antibodies (Table 1 and Supplementary Table 2)20,25,44,45,46,49. MoDC from six to seven donors (Supplementary Table 1) were exposed to therapeutic protein as in the previous section. For each donor, the frequency of CXCR4+, IL-12p40+, and CD40high moDC in the response to therapeutic protein was converted to fold-change over untreated moDC. Then for each marker, the mean values of each donor were pooled and correlated with ADA incidence to obtain Pearson r coefficients (Supplementary Fig. 2). All markers correlated positively with the highest clinical ADA incidence from US package inserts, with r values of 0.55, 0.86, and 0.92 for CXCR4, CD40, and IL-12p40, respectively. The results for all three markers in all donors were plotted together and the mean for each therapeutic protein was designated the “total response index” (Fig. 3a and Table 1). To determine the change in marker expression that was considered a “positive response”, we calculated the 15th percentile of the data set containing all marker expression levels for “mature DC” treated with 1 μg/mL LPS overnight. Any fold-change above 2.21 was considered a positive response, and the percent positive responses out of the total responses (# of donors x 3 markers) were calculated for each therapeutic protein (Fig. 3a and Table 1).
The total response index for each therapeutic protein was plotted against the highest clinical ADA incidence from US package inserts (Fig. 3b). A strong positive correlation was observed with a Pearson r coefficient equal to 0.87. The total response index for highly immunogenic proteins, KLH, ATR-107, and HuA33, was in the range of 2.9 to 3.5, while a range of 1.4 to 1.8 was observed for proteins with low to moderate immunogenicity incidence, namely, adalimumab, rituximab, trastuzumab, and emicizumab (Fig. 3b and Table 1). Then the monoclonal antibody with the lowest clinical immunogenicity incidence, tocilizumab, had a total response index of 1.3.
Immunogenic therapeutic proteins not only upregulate CXCR4 but stimulate dendritic cell migration in a transwell assay
We hypothesize that immunogenic risk is increased when signals from the immunogenic potential of the protein and any danger signals in the formulation combine to increase dendritic cell migration into and out of the injection site18. In these experiments, we sought to capture the migration potential of DCs toward therapeutic protein in vitro using a transwell assay. The assay was set up to test whether immunogenic proteins drive DC migration in the presence of chemokine ligands for receptors CCR7 and CXCR4, which are CCL21 and CXCL12, respectively (Fig. 4a). In preliminary experiments, DC migration toward a combined gradient of CCL21 + CXCL12—providing receptor-ligand interactions for CCR7 and CXCR4—was stronger than migration toward only CCR7 ligands (CCL21 + CCL19) (Supplementary Fig. 3a). In the final transwell method, the bottom chambers of the transwell insert contained 100 ng/mL each CCL21 and CXCL12 plus therapeutic protein, and immature moDC were added to the upper chambers with therapeutic protein. First, highly immunogenic proteins were screened in the transwell test with a low concentration gradient of (top) 10 μg/mL to (bottom) 50 μg/mL protein with CCL21 + CXCL12 in the bottom chamber. In this condition, KLH and HuA33 induced 3-fold more moDC migration into the bottom chamber compared to when only chemokine ligands were present (Fig. 4b). The fold-change in migration is referred to as the “migration index”. We found the migration index to be dependent on the concentration of protein added to the lower chamber while keeping the concentration of CCL21 and CXCL12 constant (Fig. 4c and Supplementary Fig. 3b). The migration index also correlated with the fold-change in CXCR4+ moDC (Fig. 4c).
For monoclonal antibodies with low to moderate immunogenic risk (rituximab, trastuzumab, and adalimumab), the migration index was similar when tested at the concentration gradient 10 μg/mL to 50 μg/mL protein (Fig. 4b). Thus, in order to screen low to moderate immunogenic risk, and since the migration index was found to be concentration dependent, the concentration gradient was increased to (top) 100 μg/mL and (bottom) 1000 μg/mL protein. The concentrations of CCL21 and CXCL12 in the bottom chamber were kept constant (100 ng/mL each). Compared to rituximab and trastuzumab, adalimumab induced the greatest migration index (3.4 ± 0.6) in five donors (mean ± SEM) (Fig. 4d). In the same donors, the mean migration index was 2.7 ± 0.6 for rituximab and 2.3 ± 0.3 for trastuzumab, while KLH induced an average migration index of 23 ± 3 (Fig. 4e). We were unable to screen ATR-107 and HuA33 at the high concentration gradient, but migration index results at the 10 to 50 μg/mL condition suggest moDC would migrate robustly in response to these proteins (e.g., migration index > 3.5).
Discussion
Unique immunogenicity challenges are introduced by the subcutaneous route of administration for biologics compared to other delivery routes17. It is imperative to perform immunogenicity risk assessment during development stages, but predictive power and mechanistic insight are lacking for many available methods. Here the migratory potential of dendritic cells was transformed into a marker for immunogenic risk since dendritic cell migration is a driving step of T-cell-dependent immune responses17,18. Migratory potential was captured by expression of CXCR4 and combined with activation markers CD40 and IL-12 to generate the readout of the “total response index”. CXCR4 has not been considered as a marker for immunogenic risk; however, we found it to be reliably upregulated in proportion to a protein’s immunogenic potential (Figs. 1 and 2a). Then in an additional testing system, DC migration in the presence of therapeutic protein was captured by a transwell assay where chemokine ligands for CXCR4 and CCR7 were included (CXCL12 and CCL21, respectively). Upregulation of CXCR4 on moDCs corresponded to an increase in DC migration toward the combination of chemokine ligands (Fig. 4c).
In the first testing system, the total response index captured the responses of healthy donors (n = 6–7) toward therapeutic proteins as the fold-change in % CXCR4+, IL-12p40+, and CD40high moDCs over untreated (Figs. 2 and 3a). DCs expressing CXCR4 and CD40 in addition to producing IL-12 will be strong inducers of CD4+ T-cell activation and Th1 cell differentiation31,47. For ATR-107 and HuA33, the fold-change in each marker was similar in value to the positive control KLH, which is a protein with very high immunogenic potential (Fig. 2). In retrospective immunogenicity assessment of ATR-107, Xue and colleagues at Pfizer found that it induced expression of DC maturation markers, such as CD86 and CD40, substantially more than a control antibody50. Furthermore, they found a population of CCR7-expressing DCs that was upregulated in the presence of ATR-107, which corresponds to our findings that ATR-107 can induce moDC migration toward CCL21 in the transwell assay (Fig. 4b). Similar outcomes were observed for the immunogenic mAb HuA33. For example, the mean migration index was 5.6 in a donor (#014) who displayed strong upregulation of CXCR4 in the presence of HuA33 (fold-change = 5.5) (Figs. 2a and 4b). Even though HuA33 and ATR-107 differ greatly in target and humanization (Supplementary Table 2), the total response index predicted their high immunogenic potential (Fig. 3b).
The total response index was found to correlate positively with the immunogenic potential of the therapeutic proteins tested (r = 0.87) (Fig. 3b). Immunogenicity potential was represented by the highest reported clinical ADA incidence since many proteins show high variability in ADA incidence between studies51. Predicting the risk of immunogenic response, by determining the severity of the event and/or the probability of occurrence, is the goal for an in vitro screening tool. Here we used the total response index as an output for the severity of risk, and we also reported the number of positive responses out of the total responses obtained (# of donors x 3 markers) (Table 1). When testing each pool of donor cells, moDC were treated with 1 μg/mL LPS to induce full maturation and upregulate all markers (CD40, CXCR4, and IL-12). The mean of all marker responses for LPS was 6.1 (n = 7 donors) and the 15th percentile of this data (2.21) was used to set the positive response threshold to preliminarily determine the number of positive responses. For ATR-107 and HuA33, having high immunogenic potential, the percent of positive responses was 50% (n = 9/18) (Table 1 and Fig. 3a). For tocilizumab, only 6% (1/18) positive responses were observed, and rituximab and emicizumab showed a 16.6% positive response rate (n = 3/18) (Table 1 and Fig. 3a). The total response index better captured the difference in immunogenic potential between rituximab and trastuzumab compared to the positive response rate (Table 1 and Fig. 3a).
Adalimumab showed only 6% positive responses (n = 1/18) and a comparatively low total response index (1.36) which does not reflect its greater immunogenicity incidence in comparison to trastuzumab, rituximab, emicizumab, or tocilizumab (Table 1). The immunogenic potential of adalimumab can be difficult to capture by in vitro assessment tools8,52. The mechanism of action of tumor necrosis factor (TNF)-inhibitors has interfered with immunogenicity risk assessment based on T-cell activation, such as T helper cell expression of CD134/CD13752. TNF blocking in vitro can delay CD4+ T-cell activation and proliferation, and reduced T-cell activation has been observed in inflammatory bowel disease populations treated with TNF inhibitors53. Delay of T-cell activation by the TNF inhibitor does not rule out future immunogenic response toward the biotherapeutic since there were limited effects on the long-term viability of T cells and their ability to respond to stimulation53. Our data indicate that the total response index did not accurately predict the relative immunogenicity of adalimumab due to the impact of TNF blocking on DC maturation and cytokine production54. However, the transwell assay demonstrated better predictive power for adalimumab by predicting a higher risk of immunogenicity than trastuzumab or rituximab, based on the migration index (Fig. 4d). Results suggest that the transwell assay may be less susceptible to interference by the biotherapeutic’s mechanism of action.
The possibility of receptor-mediated interactions between DCs and therapeutic proteins, either via the target antigen or other surface receptors, should be considered when using DC-based immunogenicity screening assays. For example, the interaction of proteins with DC surface receptors used for antigen uptake (e.g., mannose receptor or DEC-205), could increase the possibility of immunogenic risk by enhanced antigen processing and presentation55,56,57. Additionally, expression of the target antigen by DCs could promote the uptake of the protein and directly provide stimulatory or modulatory signals to the DCs. For example, blocking of the IL-6/IL-6R signaling pathway by tocilizumab is expected to contribute to its low incidence of immunogenicity58. Direct interaction of tocilizumab with the IL-6 receptor expressed by DCs59 likely contributed to the low immunogenic potential predicted by our in vitro screening assay. This circumstance would not apply to proteins whose targets have little to no expression on DCs, such as trastuzumab (anti-HER2) and rituximab (anti-CD20). Although the implications of DC binding on immunogenic risk are complicated. For example, DC binding was not predictive of immunogenic risk for ATR-107 which has a therapeutic target expressed by DCs (IL-21R). The magnitude of DC binding by ATR-107 was not meaningfully different than a control antibody with low immunogenic potential (PF-1)50. As for HuA33, other factors besides the therapeutic target (glycoprotein A33) are expected to contribute to its high immunogenic potential since GPA33 has little expression on human DCs and monocytes60.
Recommended use of the total response index and transwell migration index in an immunogenicity screening toolbox for biotherapeutics is demonstrated in Supplementary Fig. 4. These in vitro testing systems for immunogenicity risk assessment are well aligned with FDA recommendations in the Modernization Act 2.0 for the use of human biology-based “nonclinical” tests with less reliance on preclinical animal-based approaches61. Future expansion of the donor population screened by the assays in our toolbox, for example, at least 10 HLA-diverse donors, would allow for the determination of sensitivity and false positive rates, beyond the preliminary descriptive statistical analysis performed here39,43.
By capturing the likelihood of DC migration from the epidermis/dermis to the hypodermis, we can use the transwell assay to test for the impact of therapeutic protein characteristics on immunogenic risk following SC administration. We found DC migration to be concentration dependent, with concentrations of 1 mg/mL KLH inducing strong migration into the bottom transwell chamber (i.e., 30–50% migrated) (Supplementary Fig. 3b). Injection site concentrations of mAb are likely sufficient to induce strong DC migration from the upper layers of skin, according to the immunogenic potential of the mAb, since high concentrations of protein (e.g., 100 mg/mL) are typically formulated for SC administration. Product characteristics can also impact the likelihood of DC migration, such as protein structural features, instability pathways (e.g., aggregates), or formulation properties (e.g., viscosity) that prolong injection site retention time17,19. Research-grade biotherapeutics, as used here, may differ in aggregation levels compared to clinical preparations, which is a confounding factor in extrapolating our in vitro results to clinical immunogenicity. Aggregation potential can be determined using the folding model, and determination of aggregate levels in products tested for in vitro immunogenicity risk would strengthen confidence in extrapolation to immunogenicity of clinical preparations62.
Other inherent product characteristics could contribute to immunogenicity, such as the ability of some mAbs to form large complexes with soluble target63. Our screening assay could incorporate the testing of such product characteristics, for example, by exposing dendritic cells to the drug in the presence of a soluble target. Many other product-related risk factors could be screened in the transwell migration assay, and the ability of the assay to predict the impact of stressed protein molecules on moDC migration is currently under investigation. In an in vitro skin model, aggregated mAbs were found to induce proinflammatory cytokine and chemokine production by skin cells, suggesting a mechanism by which aggregates could increase DC migration into the SC injection site64. The injection of hyaluronidase with highly concentrated mAbs can improve absorption time and bioavailability; however, the immunogenicity of the co-administered mAb is not reduced20. Furthermore, we found that hyaluronidase increased the migration of moDC toward trastuzumab for two donors, although a statistically significant difference was not achieved (Fig. 4d).
We strongly believe the applicability of this in vitro testing system for immunogenicity extends beyond proteins and toward novel biological modalities, in addition to recognizing risk introduced by aggregation, changes in formulation, protein structure/post-translational modifications, concentration, and more. Novel therapeutic modalities, like AAV vectors, CAR T cells, nucleic acids, and so on, have unique immunogenicity concerns and appear to differ in immune activation mechanisms compared to the therapeutic proteins65,66,67,68. However, since dendritic cells are extensively involved in immune responses toward all types of antigens, they remain a feasible cellular option for in vitro screening of novel modalities. Introducing mechanism-based markers into immunogenicity risk assessment of biologics should improve predictive power and the understanding of risk factors behind immunogenicity.
Data availability
All data are contained within the manuscript text, Supplementary Information, and Supplementary Data. Source data for Figs. 1–4 and Supplementary Figs. 2 and 3 can be found in the Supplementary Data file.
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Acknowledgements
Funding for this project was provided by the Center for Protein Therapeutics, University at Buffalo, State University of New York (to SVB). Financial support was also provided by the National Institutes of Health grant (R01 AI-169296) to SVB (MPI). The authors thank the Department of Pharmaceutical Sciences Instrumentation Facility for the use of the MACSQuant Analyzer 10. Flow cytometry data was also acquired at the Optical Imaging and Analysis Facility, School of Dental Medicine, State University of New York at Buffalo. The authors would like to thank WNY BloodCare for providing Hemlibra (emicizumab). Figure 4a was created at Biorender. com.
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N.L.J. performed the experiments, data analysis, and drafted the manuscript. Both authors contributed equally to conceptualization and manuscript revision. Both authors read and approved the final manuscript.
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The authors declare the following competing interests: A provisional patent application related to this manuscript was filed on April 24, 2023 (63/498,000, status: pending). Both authors N.L.J. and S.V.B. are inventors.
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Jarvi, N.L., Balu-Iyer, S.V. A mechanistic marker-based screening tool to predict clinical immunogenicity of biologics. Commun Med 3, 174 (2023). https://doi.org/10.1038/s43856-023-00413-7
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DOI: https://doi.org/10.1038/s43856-023-00413-7