Review and Special Articles
The effect of audit and feedback on immunization delivery: A systematic review

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Abstract

Objective: To assess the effective of audit and feedback (A&F) on immunization delivery by health care professionals.

Design: Systematic review of published literature.

Main Outcome Measures: Changes in immunization rates.

Methods: We searched Medline between 1966 and 1997. We obtained additional studies from back-searching reference lists and the files of study collaborators. We included studies that were written in English, that included audit and feedback in at least one arm of the study, that studied universally recommended childhood or adult vaccines, and that provided immunization coverage data. Two reviewers read studies independently and abstracted using a validated checklist. Study quality was assessed using criteria standardized by the Cochrane Collaboration. Differences between reviewers were resolved by consensus.

Results: The search process resulted in 60 citations; 44 were fully reviewed and 15 met eligibility criteria. Five were randomized trials. Twelve of the fifteen studies found that A&F, alone or in combination with other interventions, were associated with improvements in immunization rates. The magnitude of the effect varied from −17% to +49% change. Study design heterogeneity precluded statistical pooling of study results.

Conclusions: The evidence available from published studies suggests that A&F alone may be an effective strategy for improving immunization rates. The number of well-conducted studies is small, and the effect is variable. Additional well-designed studies are needed to identify the independent effects of A&F, optimal format and frequency of A&F, and to examine its long-term effect on provider immunization practices and costs.

Introduction

Immunization is a cost effective and widely accepted means of preventing disease. However, the percentage of 2-year-old children up-to-date for immunizations in the United States remains below the U.S. Public Health Service goal of 90%.1 Adult immunizations, such as pneumococcal immunization for the elderly, also fall below targeted rates.2 Audit and feedback (A&F) is one of the numerous strategies devised to improve immunization rates and other preventive care services. Audit in medical practice usually refers to the collection of data regarding clinical performance by reviewing medical charts, laboratory orders, or billing records; whereas feedback refers to the presentation of such data to the relevant clinician, with or without recommendations for practice.3 After the implementation of routine A&F to providers in public health clinics in the state of Georgia, the percentage of 2-year-olds up-to-date for immunizations increased from 40% to 89% over 8 years.4 Although the intervention in Georgia was multifactorial, the apparent positive effect of A&F led the U.S. Congress in 1995 to require that all states receiving federal money for immunizations perform routine A&F of immunization rates in public clinics.5 Similarly, the Advisory Committee on Immunization Practices has recommended that private providers, as well as those in public settings, implement routine measurement of immunization coverage.6 These recommendations have been promulgated without a preponderance of evidence to support the effectiveness of these measures.

A review by Buntinx7 of the effect of A&F on a variety of preventive services found that feedback does increase adherence to clinical practice guidelines, particularly when clinicians are involved in the development of those guidelines. A review by Thomson8 concluded that the effect of feedback on various clinical services is generally small and that current evidence regarding optimal frequency and format is too variable to support any recommendations for practice.

Perhaps the effect of audit and feedback differs according to the specific preventive service for which it is used. Because immunization delivery is generally well accepted and a priority for providers and patients or their parents, the effect of feedback on immunization rates may be greater than with other preventive services not as universally accepted. Other features unique to immunization delivery, such as the complex schedule of immunizations recommended for children, may modify the impact of A&F when compared with other preventive services. Audit and feedback addresses one barrier to immunization delivery, lack of provider information, by giving providers an objective estimate of the immunization coverage of their patients. Even if A&F has no immediate direct effect, it may motivate providers to examine other potential barriers to immunization delivery in their practice settings (e.g., high rates of missed opportunities) and to implement alternative approaches to address them.

In the absence of effective electronic clinical information systems, collecting, analyzing, and reporting audit and feedback data is time-consuming and expensive. If providers nationwide are expected to adopt A&F as a strategy to potentially improve immunization rates, this approach needs to be grounded in science. We performed this systematic review of the literature to summarize the effectiveness of A&F on immunization delivery and to identify implications for future research.

Section snippets

Search strategy for identification of studies

We performed a Medline search to identify articles published between 1966 and 1998, using the search terms: “quality of health care” (mh), “physician practice patterns” (mh), “audit” (tw), “reaudit” (tw), “assessment” (tw), “outcome assessment” (health care) (mh), “feedback” (mh), “feedback” (tw), “feed-back” (tw), “fed back” (tw), “immunization” (mh), “immunize” (tw), “preventive health services” (mh), “vaccines” (mh), “immunization programs” (mh), “vaccine” (tw), “vaccination” (mh),

Results of literature search

We identified 37 studies by the literature search. An additional 23 were found through back-searches. Fifteen studies met eligibility criteria and were included in the final review. Reviewers reached 100% agreement on study inclusion. The majority of articles were excluded because of study design issues (e.g., ecologic studies), failure to present interpretable data, or because they were not reports of individual studies (e.g., reviews). When we applied the more stringent Cochrane Collaboration

Discussion

We identified numerous studies that examined the effect of A&F on immunization delivery. Twelve of the fifteen that met eligibility criteria found that A&F, alone or in combination with other interventions, were associated with improvements in immunization rates. However, only five of these studies were RCTs. The remainder were a mix of before-and-after and ITS studies. Following the 1989–1991 measles epidemic, significant national, state, and local attention was given to increasing childhood

Acknowledgements

Funding for this study was provided via a cooperative agreement between the Ambulatory Pediatric Association and the Centers for Disease Control and Prevention, Atlanta, Georgia.

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