Research articleUnderstanding child protection decisions involving parents with mental illness and substance abuse
Introduction
Ensuring the safety and wellbeing of children involves critical decisions about when and how to intervene with families reported for maltreatment. Although children of parents with mental illness and/or substance abuse are at increased risk of out-of-home placement (Park, Solomon, & Mandell, 2006; Westad & McConnell, 2012), no study has examined the child protection decision-making processes that lead to this determination. Our study addresses this critical gap in the literature by evaluating which safety threats, as assessed by child protection workers, account for the association between parental mental illness/substance abuse and safety determination. Understanding why child protection workers are more likely to deem children of parents with mental illness and/or substance abuse unsafe could help focus service planning for this population and prevent future maltreatment.
Section snippets
Maltreatment
Child maltreatment is a critical public health concern. In 2014, nearly 44 children per 1000 were referred for maltreatment, and rates of investigation or alternative response rose more than 7% from 2010 to 2014 (Administration for Children & Families, 2016). Of all children investigated or provided alternative response, 19% were victims—an average of 9.4 children per 1000 (Administration for Children & Families, 2016). Maltreatment is associated with increased social, emotional, and behavioral
Safety assessments and child protection decision-making
When maltreatment referrals are screened in for investigation, CPS workers conduct an in-home assessment to determine current child safety, often using an inventory of safety threats. Common threats include unmet basic needs, hazardous living conditions, and signs of physical abuse, among others (DePanfilis & Scannapieco, 1994; Pecora, 1991). Child safety in the home is determined largely, though not exclusively, based on this threat assessment.
Whereas some assessments include mental illness
The present study
We hypothesize that a specific profile of safety threats documented during assessment accounts for most of the effects of parental mental illness and substance abuse on safety determination. Identification of these threats may help inform the development of more targeted services. Over time, this may prevent more serious child welfare involvement, and promote family unity and healthy development among children of parents with mental illness and/or substance abuse.
Study context
In this study, we examined initial child maltreatment assessments administered by Family and Children’s Services (FCS)—San Francisco’s public child welfare agency. FCS administers all procedures involving child maltreatment referral, screening, and assessment, and also provides in-home services, out-of-home placements, and reunification and adoption services.
FCS uses the Structured Decision Making® (SDM) system (National Council on Crime & Delinquency; Children’s Research Center, 2015) to
SDM® Safety assessment
SDM® safety assessment version 2 assesses five factors influencing child vulnerability, 13 safety threats, 10 caretaker and child protective capacities, and 10 safety interventions (see Fig. 2). All of these safety assessment indicators are dichotomous (0 = no, 1 = yes). We disaggregated the first of the 13 safety threats (which comprised five sub-threats,) resulting in a total of 17 unique safety threats. Based on safety threat assessment, the child protection worker determines the child’s
Mediation with dichotomous outcomes and mediators
Mediation analysis estimates the proportion of the variance in outcome y predicted by exposure variable x that is accounted for by mediating variable m—the indirect effect of x on y. When mediators and outcomes are dichotomous (as in this analysis), conventional approaches to mediation analysis often provide unreliable estimates of indirect effects (Mackinnon & Dwyer, 1993; VanderWeele, 2015, p. 33). The statistical data analysis program STATA (StataCorp, 2017) offers several mediation packages
Exposure strata
Table 1 provides summary descriptive statistics of the sample. Eight percent of assessments involved a parent with MI, 13% involved parents with SA, and 10% involved parents with MISA. Fifty-six percent of parents had no MI or SA, and 12% had insufficient information to assign an exposure stratum.
Caretaker relationship to child
Roughly 80% of all referrals documented two or more caretakers. Overall and by exposure, birth mothers (96%) and fathers (79%) were the most common caretakers documented on referrals. We found no
Discussion
Our results indicate that four safety threats (caretaking impairment due to emotional/developmental/cognitive deficiency, caretaking impairment due to substance abuse, failure to meet immediate needs, and having a drug-exposed infant) accounted for much of the total effects of all three exposures on safety determination. For MI, threats of harm had a significant, though small, indirect effect. Although MI accounted for a small proportion of the total variance in safety determination (3%), all
Conclusions
Our findings suggest that the majority of the effect of parental mental illness (with or without substance abuse) on safety determination is due to a parsimonious profile of safety threats that tends to involve impaired caretaking capacity, failure to meet a child’s immediate needs, and (in the case of comorbid or primary substance abuse) prenatal exposure to substances. These findings have practice implications. When working with parents affected by mental illness, we must respond effectively
Compliance with ethics requirements
This research does not involve any studies with human or animal subjects.
Funding source declaration
This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.
Conflicts of interest
None.
Authorship declaration
All authors approved of this manuscript. This manuscript has not been previously published. Aspects of this paper were previously presented at the 2017 Society for Social Work and Research conference in New Orleans and the 2017 Society for Prevention Research conference in Washington, DC.
Acknowledgements
We wish to thank the San Francisco Human Services Agency for their support of our work and Dr. Stacey Alexeeff for statistical consultation.
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