Elsevier

Biological Psychiatry

Volume 44, Issue 12, 15 December 1998, Pages 1305-1313
Biological Psychiatry

The Neural Circuits Underlying Anxiety and Fear
Predicting the development of posttraumatic stress disorder from the acute response to a traumatic event

https://doi.org/10.1016/S0006-3223(98)00276-5Get rights and content

Abstract

Posttraumatic stress disorder (PTSD) is a psychiatric condition that is directly precipitated by an event that threatens a person’s life or physical integrity and that invokes a response of fear, helplessness, or horror. In recent years it has become clear that only a proportion of those exposed to fear-producing events develop or sustain PTSD. Thus, it seems that an important challenge is to elucidate aberrations in the normal fear response that might precipitate trauma-related psychiatric disorder. This paper summarizes the findings from recent studies that examined the acute and longer term biological response to traumatic stress in people appearing to the emergency room immediately following trauma exposure. In the aggregate, these studies have demonstrated increased heart rate and lower cortisol levels at the time of the traumatic event in those who have PTSD at a follow-up time compared to those who do not. In contrast, certain features associated with PTSD, such as intrusive symptoms and exaggerated startle responses, are only manifest weeks after the trauma. The findings suggest that the development of PTSD may be facilitated by an atypical biological response in the immediate aftermath of a traumatic event, which in turn leads to a maladaptive psychological state.

Introduction

According to recent estimates, approximately 18% of all women and 10% of all men in the United States will develop posttraumatic stress disorder (PTSD), defined according to the DSM-IV, at some time in their lives (Breslau et al 1998a). The high prevalence of this disorder reflects not only a fairly violent society in which exposure to events such as rape, child abuse, crime, and other forms of interpersonal violence are common, but also a reasonably dangerous environment that offers several opportunities for exposure to other kinds of man-made (e.g., motor vehicle accidents, plane crashes, or toxic waste exposure) or naturally occurring (e.g., earthquake, flood, avalanche) hazards. About 90% of citizens in the United States are exposed to at least one potentially life-threatening event (as defined by the DSM-IV) in the course of their lives (Breslau et al 1998). A great many individuals are exposed to more than one traumatic event in their lives (Kessler et al 1995).

By definition, PTSD can only be diagnosed following exposure to a traumatic event. According to the most current definition in the Diagnostic and Statistical Manual, 4th edition, a traumatic event is one that “results in a threat of death or physical integrity and in a subjective response of fear, helplessness, or horror” (American Psychiatry Association 1994). This definition states the obvious: that fear is an essential component of the response to an overwhelming, life-threatening event. Based on the prevalence of these events in our society it could easily be concluded that the fear response is something that all persons experience at some time in their lives.

Section snippets

Relationship between trauma and PTSD

In considering the relationship between trauma exposure and PTSD it is useful to distinguish between the acute and chronic response to a traumatic event. Most individuals who are exposed to traumatic events develop symptoms in the early aftermath of the event; however, as time goes on, the intensity of the initial response, and the number of individuals who manifest these responses, substantially decreases Rothbaum and Foa 1993, McFarlane and Papay 1992, Grace et al 1993. Posttraumatic symptoms

What predicts the development of ptsd following exposure to a traumatic event?

The idea that PTSD is simply one of several possible long-term outcomes following exposure to a traumatic event would not strike most mental health workers as a particularly unusual revelation. After all, the notion that stress causes or exacerbates psychopathology is one of the cornerstones of the biopsychosocial model of mental illness. It seems obvious that trauma could precipitate a whole host of mental health problems; however, given the emphasis on the link between trauma and PTSD implied

The hypothalamic–pituitary–adrenal (HPA) axis in chronic PTSD

In response to stress, neuropeptides in the brain stimulate the release of corticotropin-releasing hormone and other secretagogues from the hypothalamus. These stimulate the release of adrenocorticotropic hormone from the pituitary, which in turn stimulates the release of cortisol from the adrenal glands Rivier and Plotsky 1986, Selye 1936. As this cascade is initiated, numerous biological reactions are also set in motion. The major function of cortisol is to contain these stress-activated

Cortisol responses in the acute aftermath of trauma

Resnick et al (1995) obtained blood cortisol levels from 39 women during an emergency room visit within hours after being raped. Significantly lower cortisol levels were present in the subgroup of women with a previous sexual assault history compared to those without such a history. The former subgroup of women subsequently demonstrated a threefold greater probability of developing PTSD at a 4-month follow-up compared to women who had no previous sexual assault history. The data raise the

Sympathetic nervous system activity in chronic PTSD

Alterations of the SNS have also been characterized in persons with chronic PTSD. In response to stress, SNS activation results in the release of the catecholamines norepinephrine and epinephrine (Mountcastle 1973). These hormones increase heart rate and blood pressure, thereby allowing increased muscle perfusion, and also mobilize glucose as a quick energy source for the “fight or flight” reaction described by Cannon (1914).

The link between traumatic stress responses and the SNS was made

SNS–HPA interactions

In chronic PTSD there appear to be low cortisol levels in the presence of high catecholamine levels (e.g., Yehuda et al 1992, press). Yehuda et al (1990) have previously suggested that HPA axis abnormalities may be directly related to hyperadrenergic states in PTSD and may even represent a potential underlying mechanism for catecholaminergic dysfunction in this disorder. This is because glucocorticoid receptors are colocalized with monoaminergic neurons in several brain areas (Harfstrand et al

Summary

PTSD is a possible, but not inevitable, outcome following exposure to traumatic stress. The above discussion demonstrates that it is possible to feel terrorized in the face of a life-threatening or potentially life-threatening event and not develop PTSD, or any long-term psychiatric disorder. Furthermore, it is possible to develop a posttraumatic psychiatric disorder other than PTSD.

One of the fundamental challenges in determining the applicability of the neurocircuitry of the fear response to

Acknowledgements

This work was supported by NIMH R0-2 MH49555 (RY), Merit Review Funding (RY), and NIMH RO-2 MH50379 (AYS and RY).

This work was presented at the Research Symposium on “Brain Neurocircuitry of Anxiety and Fear: Implications for Clinical Research and Practice” in Boston, Massachusetts, on March 26, 1998. The symposium was jointly sponsored by the Anxiety Disorders Association of America and the National Institute of Mental Health through an unrestricted educational grant provided by Wyeth-Ayerst

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