Abstract
This paper is concerned with primal and dual second-order optimality conditions for the second-order strict efficiency of nonsmooth vector equilibrium problem with set, cone and equality conditions. First, we propose some second-order constraint qualifications via the second-order tangent sets. Second, we establish necessary optimality conditions of order two in terms of second-order contingent derivatives and second-order Shi sets for a second-order strict local Pareto minima to such problem under suitable assumptions on the second-order constraint qualifications. An application of the result for the twice Fréchet differentiable functions for the second-order local strict efficiency of that problem is also presented. Some illustrative examples are also provided for our findings.
Similar content being viewed by others
References
Aubin, J.P., Frankowska, H.: Set-Valued Analysis. Birkhauser, Boston (1990)
Auslender, A.: Stability in mathematical programming with nondifferentiable data. SIAM J. Control Optim. 22, 239–254 (1984)
Cammaroto, F., Di Bella, B.: Separation theorem based on the quasirelative interior and application to duality theory. J. Optim. Theory Appl. 125, 223–229 (2005)
Flores-Bazán, F., Jiménez, B.: Strict efficiency in set-valued optimization. SIAM J. Control Optim. 48(2), 881–908 (2009)
Jiménez, B., Novo, V.: First- and second-order sufficient conditions for strict minimality in nonsmooth vector optimization. J. Math. Anal. Appl. 284, 496–510 (2003)
Jiménez, B., Novo, V.: Optimality conditions in differentiable vector optimization via second-order tangent sets. Appl. Math. Optim. 49, 123–144 (2004)
Jiménez, B.: Strict efficiency in vector optimization. J. Math. Anal. Appl. 265, 264–284 (2002)
Jiménez, B.: Strict minimality conditions in nondifferentiable multiobjective programming. J. Optim. Theory Appl. 116(1), 99–116 (2003)
Jiménez, B., Novo, V.: First order optimality conditions in vector optimization involving stable functions. Optimization 57(3), 449–471 (2008)
Jiménez, B., Novo, V., Sama, M.: Scalarization and optimality conditions for strict minimizers in multiobjective optimization via contingent epiderivatives. J. Math. Anal. Appl. 352, 788–798 (2009)
Jahn, J.: Vector Optimization: Theory, Applications, and Extensions. Springer; 2nd ed 2011 edition (2010)
Gutiérrez, C, Jiménez, B, Novo, V.: On second-order Fritz John type optimality conditions in nonsmooth multiobjective programming. Math. Program. 123(B), 199–223 (2010)
Khan, A., Tammer, C., Zalinescu, C.: Set-valued Optimization. Springer, Berlin (2015)
Khanh, P. Q., Tung, N. M.: Second-order optimality conditions with the envelop-like effect for set-valued optimization. J. Optim. Theory Appl. 167, 68–90 (2015)
Khanh, P. Q., Tung, N. M.: Optimality conditions and duality for nonsmooth vector equilibrium problems with constraints. Optimization 64, 1547–1575 (2015)
Penot, J. P.: Second order conditions for optimization problems with constraints. SIAM J. Control Optim. 37, 303–318 (1999)
Luc, D. T.: Theory of Vector Optimization. Lect. Notes in Eco. and Math. Systems, Springer, Berlin, Germany, 319 (1989)
Luc, D. T.: Contingent derivatives of set-valued maps and applications to vector optimization. Math. Program. 50, 99–111 (1991)
Lee, H., Pavel, N.: Higher order optimality conditions and its applications. Pan. American Math. J. 14, 11–24 (2004)
Luu, D. V.: Higher-order necessary and sufficient conditions for strict local Pareto minima in terms of Studniarski’s derivatives. Optimization 57, 593–605 (2008)
Motreanu, D., Pavel, N. H.: Tangency, flow invariance for differential equations and optimization problems. Monographs and Textbooks in Pure and Appl. Mathematics, vol. 219. Marcel Dekker, New York-Basel (1999)
Rodríguez-Marín, L., Sama, M.: About Contingent epiderivatives. J. Math. Anal. Appl. 327, 745–762 (2007)
Rodríguez-Marín, L., Sama, M.: Variational characterization of the contingent epiderivative. J. Math. Anal. Appl. 335, 1374–1382 (2007)
Rockafellar, R.T.: Convex Analysis. Princeton University Press, Princeton (1970)
Shi, D. S.: Contingent derivative of the perturbation map in multiobjective optimization. J. Optim. Theory Appl. 70(2), 385–396 (1991)
Su, T. V., Hang, D. D.: Optimality conditions in terms of contingent epiderivatives for strict local Pareto minima in vector optimization problems with constraints. Positivity 25, 1737–1760 (2021)
Su, T. V., Luu, D.V.: Higher-order efficiency conditions for constrained vector equilibrium problems. Optimization 71(9), 2613–2642 (2022)
Su, T. V.: New Second-Order optimality conditions for vector equilibrium problems with constraints in terms of contingent derivatives. Bull. Braz. Math. Soc. New Series 51(2), 371–395 (2020)
Su, T. V.: Higher-order efficiency conditions for continuously directional differentiable vector equilibrium problem with constraints. Bull. Iran. Math. Soc. 48, 1805–1828 (2022)
Studniarski, M.: Necessary and sufficient conditions for isolated local minima of nonsmooth functions. SIAM J. Control Optim. 24, 1044–1049 (1986)
Taa, A.: Second order conditions for nonsmooth multiobjective optimization problems with inclusion constrains. J. Global Optim. 50, 271–291 (2011)
Tinh, P. N.: Optimality conditions for nonsmooth vector problems in normed spaces. Optimization 69(6), 1151–1186 (2020)
Tung, N. M.: New Higher-order strong Karush-Kuhn-Tucker conditions for proper solutions in nonsmooth optimization. J. Optim. Theory Appl. 185, 448–475 (2020)
Tung, N. M.: Strict efficiency conditions for nonsmooth optimization with inclusion constraint under Hölder directional metric subregularity Optimization. https://doi.org/10.1080/02331934.2021.1984470 (2021)
Ursescu, C.: Tangent sets’ calculus and necessary conditions for extremality. SIAM J. Control Optim. 20, 563–574 (1982)
Ward, D. E.: Characterizations of strict local mimima and necessary conditions for weak sharp minima. J. Optim. Theory Appl. 80(3), 551–571 (1994)
Acknowledgements
The authors would like to express their sincere gratitude to the editor and anonymous reviewers for their through and helpful reviews which significantly improved the quality of the paper.
Funding
This research is funded by the Vietnam National Foundation for Science and Technology Development (NAFOSTED) under Grant No. 101.01-2021.06.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Ethics Approval
This manuscript does not contain any studies with human participants or animals performed by any of the authors.
Conflict of Interest
The authors declare no competing interests.
Additional information
Informed Consent
The authors contributed to the study conception and design. Material preparation, data collection and analysis were performed by both authors. The authors read and approved the final manuscript.
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Van Su, T., Hang, D.D. Necessary Optimality Conditions for Second-Order Local Strict Efficiency for Constrained Nonsmooth Vector Equilibrium Problems. Acta Math Vietnam 48, 321–341 (2023). https://doi.org/10.1007/s40306-022-00491-0
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s40306-022-00491-0
Keywords
- Nonsmooth vector equilibrium problem with constraints
- Second-order necessary optimality conditions
- Second-order local strict efficiency
- Second-order contingent derivative
- Second-order Shi’s derivative