Abstract
In evolutionary and behavioural ecology, increasing attention is being paid to the fact that functionally distinct behaviours are often not independent from each other. Such phenomenon is labelled as behavioural syndrome and is usually demonstrated by phenotypic correlations between behaviours like activity, exploration, aggression and risk-taking across individuals in a population. However, published studies disagree on the strength, and even on the existence of such relationships. To make general inferences from this mixed evidence, we quantitatively reviewed the literature using modern meta-analytic approaches. Based on a large dataset, we investigated the overall relationship between behaviours that are expected to form a syndrome and tested which factors can mediate heterogeneities in study outcomes. The average strength of the phenotypic correlation between behaviours was weak; we found no effect of the phylogeny of species but did observe significant publication bias. However, even accounting for this bias, the mean effect size was positive and statistically different from zero (r = 0.198). Effect sizes showed considerable heterogeneity within species, implying a role for population-specific adaptation to environmental factors and/or between-study differences in research design. There was a significant positive association between absolute effect size and repeatability of behaviours, suggesting that within-individual variation of behavioural traits can set up an upper limit for the strength of the detected phenotypic correlations. Moreover, spatial overlap between the contexts in which different behaviours were assayed increased the magnitude of the association. The small effect size for the focal relationship implies that a huge sample size would be required to demonstrate a correlation between behaviours with sufficient statistical power, which is fulfilled only in very few studies. This suggests that behavioural syndromes often remain undetected and unpublished. Collectively, our meta-analysis revealed a number of points that might be worth to consider in the future study of behavioural syndromes.
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Introduction
Interest in the study of behavioural variation within and between populations has recently turned towards understanding individual consistency of behaviours, which can be addressed both within the same behavioural trait and between different behaviours (Dingemanse et al. 2010b; Dingemanse and Wolf 2010). Consistent behaviours are often interchangeably labelled as “personality” (Gosling 2001), “behavioural syndromes” (Sih et al. 2004a, b), “temperament” (Réale et al. 2007) or “coping style” (Koolhaas et al. 1999), albeit these phenomena may have different meaning. For example, in our understanding, animal personality deals with the consistencies of a single behavioural trait across time and context (where context is an environmental gradient) and thus calls for statistical issues about repeatability. On the other hand, we interpret behavioural syndrome as a phenomenon that concerns with the non-independence of functionally distinct behaviours, which necessitates the use of correlations between different traits. The current paper focuses on consistent behaviours from this latter sense, thus our main interest is to make implications for behavioural syndromes and not for animal personality.
Evolutionary and behavioural ecologists are particularly interested in behavioural syndrome structure. It is challenging to disentangle the ultimate and proximate mechanisms beyond the emergence of non-independence between such seemingly different behavioural traits as aggression towards conspecifics, risk-taking in the presence of predators and foraging activity in a novel environment (Sih et al. 2004a, b; Sih and Bell 2008). Such coupled behaviours set up important evolutionary constraints because they infer limited phenotypic plasticity: individuals cannot optimally choose their responses in each ecological or social situation that they are confronted with in their life (Wilson 1998). If behaviours are linked, bold individuals will tend to display aggressive responses towards conspecifics as well as towards predators, even if the adaptive values of these responses are opposing (i.e. being bold can be advantageous in one situation but can be costly in another). Accordingly, behavioural syndromes may drive life-history tradeoffs and ultimately determine fitness that can be achieved in different environments (Sih et al. 2004a, b; Sih and Bell 2008).
But why would different behaviours become non-independent from each other? On the proximate level, behavioural syndromes can be explained by the shared physiological or genetic regulation of different behaviours that acts as a constraint on the independent evolution of behavioural phenotypes (Arnold 1992; Lande 1992). For example, the pleiotropic effect of hormones (Ketterson and Nolan 1999), genes (van Oers et al. 2005a) or neurotransmitters (Bond 2001) can represent such mechanisms. From an ultimate perspective, it is more compelling to understand why the regulation of functionally independent behaviours has not been uncoupled during phylogenetic time-scales. Different hypotheses have been put forward to explain the adaptive value of non-independent behaviours and highlighted those conditions in which the non-flexible combination of behaviours within individuals can be favoured by natural selection. These explanations include (1) the existence of inherently stable differences in individual states (e.g. long-term differences in morphology, physiology or social status) that determine behavioural responses; (2) the existence of labile state differences (e.g. condition, territory quality, experience) with positive feedback mechanisms that conserve consistent differences in time; and (3) models that do not assume state-dependence and variation in state, such as the co-evolution model of responsiveness and behavioural consistency, or models of social conventions or signalling mechanisms (Dall et al. 2004; Dingemanse and Wolf 2010; Wolf and Weissing 2010). Furthermore, a theoretical framework has been developed to account for the coexistence of different behavioural phenotypes within and between populations (Wolf and Weissing 2010; Sih et al. 2012). These evolutionary mechanisms that may maintain natural variation include frequency-dependent selection, spatio-temporal variation in the environment, non-equilibrium dynamics and externally induced differences in states.
Recent studies in evolutionary ecology have started to accumulate empirical evidence to support the evolutionary importance of consistent behaviours. Field and laboratory examples showed that consistent individual differences in behavioural traits such as exploration, aggression and risk-taking can confer fitness benefits and can be shaped by natural selection (Réale et al. 2007; Smith and Blumstein 2008), but can also be linked to sexual selection (Schuett et al. 2009). Others were successful in decoupling additive genetic and environmental components behind the between-individual variation of certain traits (Stirling et al. 2002; van Oers et al. 2005a). Some studies have discovered that genes and (stress) hormones can be involved in the proximate regulation of consistent behaviours (Fidler et al. 2007; Carere et al. 2010). At the interspecific level, comparative studies in birds identified the most important evolutionary determinants of risk-taking and exploration (Mettke-Hofmann et al. 2002; Blumstein 2006; Møller and Garamszegi 2012).
However, most of these facts focus on particular behaviours in isolation from each other. Therefore, our understanding of the patterns of and mechanisms behind behavioural consistency are particularly based on studies of animal personality, while our knowledge about the evolutionary significance of behavioural syndromes lags behind. Most studies of this rarely got over the stage of reporting the presence or absence of phenotypic correlations between behaviours across individuals. By examining different populations, a few of them were able to demonstrate temporal and/or spatial variations in the correlation structure (Bell et al. 2005; Dingemanse et al. 2007; Sinn et al. 2010), but ecological factors, or methodological differences that shape such variance in nature often remain unidentified (Dingemanse and Wolf 2010; Sih et al. 2012). Additionally, research on behavioural syndromes has largely centred on phenotypic correlations, which do not directly prove the existence of trade-offs. A quantitative genetic framework based on genetic correlations would be much better suited for addressing evolutionary mechanisms (Dochtermann and Roff 2010). Another problem with phenotypic correlations is that they are composed of the sum of the between-individual correlations (i.e. mean trait values correlate with each other across individuals) and within-individual correlations (i.e. within-individual changes in flexible traits correlate across observations) that are mediated by variances in each level (Snijders and Bosker 1999). Although only the former has implications for behavioural syndromes in a sense that individual-specific behaviours are linked, the potential role of within-individual correlations remain undetermined. Most of the studies fail to separate these two components, and their relevance for behavioural syndromes thus remains little understood.
In fact, although the phenotypic association between behaviours is generally expected and often observed, it does not seem to be a universal rule. Papers investigating this pattern often report dissimilar results concerning the relationship between different traits, which currently makes generalizations difficult about the magnitude of behavioural correlations. For instance, in some populations of three-spined stickleback, Gasterosteus aculeatus, the correlations between exploration, activity, risk-taking and aggressiveness are different in predator-sympatric and predator-naïve populations (Bell 2005; Dingemanse et al. 2007), while in others, correlations were nearly absent irrespective of population background (Brydges et al. 2008). In birds, some researchers found correlations between lab and wild conditions (Herborn et al. 2010; van Overveld and Matthysen 2010), but others did not (Minderman et al. 2010). In the great tit, Parus major, the intensity of alarm call correlated positively with aggression while movement activity and aggression correlated negatively (Hollander et al. 2008). In the same species, a strong correlation between aggression and novel environment exploration was often (Verbeek et al. 1996; Dingemanse and de Goede 2004; Amy et al. 2010) but not always detected (Carere et al. 2005). In the collared flycatcher, Ficedula albicollis, the strength of certain behavioural correlations was different in magnitude in different samples (captured, non-captured) of individuals (Garamszegi et al. 2009b).
From these and other studies, two important questions arise. First, do behaviours generally show a non-zero correlation across phenotypes, and if so, in which direction and with what strength? Second, what accounts for the differences in study results? To be able to assess the evolutionary importance of behavioural correlations and to make stronger arguments for natural selection acting on consistent behaviours, it is crucial to answer to these questions. The meta-analytical approach is a useful tool to make a quantitative summary from the published literature that can serve as a statistical basis for theoretical generalizations (Arnquist and Wooster 1995; Lajeunesse and Forbes 2003; Adams 2008; Borenstein et al. 2009). In this approach, study results are converted to a common currency (effect size), which can be combined across studies by weighting them by their precision (sample size or confidence interval) and by correcting for potential biases due to phylogenetic inertia or the dominance of significant results in the published literature. Furthermore, heterogeneities in effect sizes across studies can be estimated, and one can seek biological predictors that affect the variance of effect sizes. Meta-analyses have been applied to explore the relationship between animal personality and fitness (Smith and Blumstein 2008) and to summarize what is known about the repeatability of behaviours (Bell et al. 2009), but no meta-analysis has been conducted on the phenotypic correlation of behaviours, which can have implications for behavioural syndromes.
In this paper, we use both conventional and phylogenetic meta-analyses and determine the general patterns of phenotypic correlations between different, individual-specific behaviours. We rely on a database of more than a hundred independent correlations from more than 50 vertebrate species, which provided considerable statistical power to calculate the average strength of behavioural correlations, assess publication bias, incorporate phylogeny, and investigate how additional factors influence variation in effect sizes. Specifically, we test whether studies show an overall effect size that is consistent towards the positive or negative direction, and whether effect sizes are dependent on phylogeny and taxonomy. If behavioural syndromes are widespread across animals of different taxa, and correlations are more likely to fall in a certain (e.g. positive) direction than in the other direction, we generally predict that the overall effect size will be statistically distinguishable from zero. Given existing evidence for population differences in syndrome structure and the potential for sensitivity to various ecological factors, we also predict that effect sizes will be heterogeneous across different studies.
In addition, we assess the importance of some potentially relevant mediator variables. For example, we explore if differences in contextual overlap between the conditions in which the behaviours are measured (Sih et al. 2004b) can account for the heterogeneity of effect sizes. We predict that there is a stronger correlation between behaviours due to contextual overlap if they were measured in the same environment (i.e. same experimental room or territory) or in the same physiological state of the individual (i.e. short temporal interval between two behavioural measurement) than in cases where measurements are taken in different environments or physiological states. In a similar vein, we also predict that effect sizes from captivity would be higher than from natural conditions, because the more standardised environment circumstances of captivity would reduce the variations in environmental quality that affect the results (Martin and Réale 2008; Dingemanse et al. 2010b). We also test if effect sizes differ between major age or sex categories or between different seasons under the general prediction that selection would favour stronger or weaker correlations in any particular group, if individuals from a sex, age or seasonal category are subject to different selection regimes than individuals in the other categories, or if belonging to different groups involves different confounding factors that mediate the correlation between behaviours. Finally, we also investigate if publication bias affects our general picture about behavioural syndromes. Since the study of behavioural syndromes is flourishing in recent years, we predict that it might be more interesting (and easy) to publish new and positive results leading to a preponderance of larger effect sizes in the literature.
We note that recent recommendations call for the careful use of the pair-wise phenotypic correlations to make implications for the study behavioural syndromes. This caution is needed due to the non-independence of data in multiple comparisons, the increased type II error rate (Dingemanse et al. 2010a), the inability to decouple within- and between-individual variations if each individual is assayed only once (Dingemanse et al. 2010b) and to separate the additive effects of genetic and environmental correlations as well as between- and within-individual correlations (Roff 1996; Dochtermann 2011). Although behavioural syndromes may be better understood by using more complex statistical frameworks like multivariate mixed-effect models (Dingemanse et al. 2010b; Wilson et al. 2011b) or the combined use of structural equation modelling and information-theoretic approaches (Dochtermann and Jenkins 2007; Dingemanse et al. 2010a), such advanced methodologies are currently not widespread. Therefore, for the sake of generality, we base our quantitative review on the most commonly used approaches based on phenotypic correlations that allowed us to cover a large part of the related literature. However, at the level of analysis, we assess how within-individual variance in behaviour (repeatability) and issues about statistical power (type II errors) can affect the strength of between-individual correlations. Furthermore, at the level of interpretation of phenotypic correlations, we retain certain reservations given that the different components (e.g. within- and between-individual, genetic and environmental) of the association of traits cannot be distinguished.
Materials and methods
Due to space limitation, the full details of our methodology are presented on the Electronic Supplementary Material. Briefly, we relied on an intense literature search, in which—after establishing careful definitions for the main personality traits sensu Réale et al. (2007)—we gathered information on the strength of association between activity, aggression, exploration and risk-taking in a form of effect size correlation (r) (Cohen 1988). We sorted the available data at different levels (e.g. “study” or “species” levels) to allow hierarchical modelling. For each effect size entry, we assigned the applicable states of the moderator variables (species and higher taxonomic id, captivity, spatial and temporal overlap between the conditions of behavioural measurements, sex, age, season and the geometric mean of the repeatability of traits). We used mixed-effect meta-analytical modelling based on Bayesian quantitative genetic approach to correct for non-random sampling due to different sources as incorporated in the form of random effects (Hadfield and Nakagawa 2010). Our modelling revealed that focusing on the study level as a unit of analysis is reliable (Table 1). Accordingly, we continued our analysis to determine mean effect size, the associated 95 % confidence interval and the heterogeneity across studies by using a dataset that combined effect sizes within studies and so had independent entries with no overlap in the sample of individuals. We assessed the effect of different moderator variables by using them as a grouping variable in an ANOVA-like design or by conducting a meta-regression with a continuous predictor. To investigate if the repeatability of traits has an influence on the strength of the detected correlation between them, we also performed a meta-regression with the geometric mean of the traits’ repeatability as a predictor and the absolute effect size as the response variable. We applied Begg’s method to identify publication bias (Begg and Mazumdar 1994) and applied the Trimfill algorithm to impute missing data points as caused by publication bias (Duval and Tweedie 2000). After constructing a phylogenetic tree of species (Fig. 1), we conducted phylogenetic meta-analyses (Adams 2008; Lajeunesse 2009) on the species-specific effects sizes, and calculated cumulative effect sizes while accounting for phylogenetic inertia. We generally used random-effects models and performed all meta-analyses tests using Fisher’s Z, a normalized score of r (Borenstein 2010). All effect sizes are reported as correlation coefficients (r) with 95 % confidence intervals. In ecological literature, r ≈ 0.1 is generally considered a small effect, r ≈ 0.3 a medium effect and r ≈ 0.5 a strong effect (Cohen 1988; Møller and Jennions 2002). To allow the dynamic development of the underlying database of this study, we uploaded it to www.evolutionary-meta-analysis.net (see Garamszegi et al. 2012).
Results
Hierarchical modelling: within-study and within-species variation
Using the raw data with multiple entries per studies and species, we tested if the non-independence of data at different levels should be of concern. The random-effect modelling based on Bayesian approaches demonstrated that the most important confounding effect to consider was the within-study variance (Table 1). The model that only included “study” as a random factor and assumed no phylogenetic structure returned the lowest Deviance Information Criterion (DIC), implying the best model fit. This model estimated the main effect size for the general correlation between behaviours as 0.265 with a relatively narrow confidence interval. Although there was a relatively large difference between models with different hierarchical structures in terms of DIC, the difference in terms of the mean effect size estimate was minor (Table 1).
When we applied a simple ANOVA to compare the variation of effect sizes within and between studies, we also found that non-independent effect sizes within the same study tended to vary more similarly than independent effect sizes across studies (F 104,142 = 2.389, P < 0.001).
Consequently, we found statistical evidence that the overlap in the sample of individuals within the same study can lead to the non-random variation at the within-study level, which should be avoided in the context of the current meta-analysis. On the other hand, phylogenetic inertia in the raw data is less important. Therefore, for the subsequent more complex analyses, we focused on the combined mean effect sizes at the study level that are free of the confounding effect of non-independence and contain useful biological information. These 105 effect sizes are listed in the Electronic Supplementary Material (Table S1).
General trends: correlation between behaviours and publication bias
Relying on the study-specific estimates of the associations between the main behavioural traits that are involved in behavioural syndromes, we found that the mean effect size for the phenotypic correlation between behaviours was 0.264 (95 % CI 0.210–0.316) and differed significantly from a null effect (Z = 9.254, P < 0.0001). Note that this estimate was almost the same as the one obtained from the raw effect size data by using “study” as a random factor (Table 1) implying that the information loss due to the averaging within studies is negligible. We found significant heterogeneity in effect sizes across studies (Q = 329.544, df = 104, P < 0.0001).
A funnel plot of precision for effect sizes and the associated test for publication bias suggested that null and/or negative results are significantly underrepresented in the published literature (Kendall’s tau = 0.126, P = 0.028, one-tailed without continuity correction; Fig. 2). To correct for this bias, the trim and fill analysis of the random effects model imputed 15 missing negative studies and reduced the point estimate of r to 0.198, which was still significantly larger than zero, as shown by its confidence interval (95 % CI 0.138–0.257). Therefore, the true correlation between behaviours is likely to be of weak magnitude (r < 0.25) but it falls systematically in the positive direction.
Based on the estimated overall effect size of 0.198 and by applying power analysis, we calculated the adequate sample size that would be needed in particular studies when using null hypothesis testing framework to detect the relationship of interest in the form or phenotypic correlation with the power of 80 % (Cohen 1988). This calculation revealed that at least 198 individuals would be required to demonstrate a statistical association between behaviours at a tolerable probability of committing type II error. With the exception of a single publication (Cote et al. 2010), all papers used a smaller sample size (mean ± SE = 44.93 ± 2.01) in tests of correlating behaviours across phenotypes. Among the 105 particular estimates derived, 40 were statistically significant. The remaining effect sizes would correspond to tests that could not reject the null hypothesis of r = 0, while in this non-significant set of effect sizes there are still 20 correlations that are actually larger than 0.264 and 26 that are larger than 0.198. Thus ca. 19–25 % of the studies might have misleadingly concluded that there was no phenotypic correlation between behaviours.
Sources of heterogeneity: moderator variables
We examined some biological factors that may have mediated heterogeneity among effect sizes. Among the categorical variables investigated, species, taxonomic class and spatial overlap partitioned effect sizes into groups that can be distinguished as statistically different, and there was a similar but only marginally significant tendency for sex categories (Table 2). The species-specific effects (without considering their phylogenetic relationships) are also evident from the Bayesian modelling of random factors applied to the raw effect size data (Table 1). Group-specific effect sizes for taxonomic classes, spatial overlap categories and sexes are shown in Fig. 3, while species-specific effects are given in Fig. 1. These group averages suggest that fishes and reptiles had effect sizes that are systematically larger than that of birds and mammals. Moreover, studies that perform the behavioural assays in the same environment obtain consistently stronger correlations than studies that score the traits in different circumstances. Finally, males tend to demonstrate stronger effects than females. Note that none of the covariates considered was fully responsible for the heterogeneity of effect sizes across studies, as in each case some within-group heterogeneity was left to be explained by unknown variables (Table 1).
To explore how the continuous measure of temporal overlap between behavioural assays affected the strength of the focal relationship, we conducted a meta-regression analysis. Using a mixed-effect regression with unrestricted maximum likelihood, we found a non-significant slope of −0.013 (95 % CI: −0.079–0.053, Z = −0.399, P = 0.690), showing that effect sizes are likely to be independent of the temporal context.
The meta-analysis of unsigned effect sizes that disregard the direction of the correlations also revealed only a moderate mean effect size (r = 0.303, 95 % CI: 0.260–0.346). This estimate was also loaded with publication bias (Kendall’s tau = 0.188, P = 0.002, one-tailed without continuity correction), and a correction for such a bias returned a mean effect size of 0.257 (95 % CI 0.207–0.306). When we investigated the link between the repeatability of traits and the strength of the detected correlation, we observed a significantly positive slope in the corresponding meta-regression on absolute effect sizes (slope = 0.211, 95 % CI: 0.033–0.389, Z = 2.327, P = 0.019, Fig. 4). We infer that this result is unlikely to be confounded by the non-normal distribution of absolute effect sizes, because the association with repeatability was also prevalent when we applied a non-parametric correlation on the raw data (rS = 0.334, N = 41, P = 0.033). Consequently, we showed that it is more likely to find stronger phenotypic correlation when the repeatability of the traits is high.
Phylogenetic meta-analyses
When using Pagel’s λ statistics (Freckleton et al. 2002), we found no significant phylogenetic signal in the distribution of effect sizes for the relationship between behaviours. The estimated λ value was close to zero (λ = 0.144) and not significantly different from zero (log-likelihood = 1.035, P = 0.309). When applying phylogenetic meta-analytic approach to the species averaged data we confirmed this finding of no phylogenetic inertia in the data. Traditional meta-analysis methods fit the data better than the phylogenetic meta-analysis (traditional random-effects meta-analysis: Akaike’s Information Criterion, AIC = 124.11; phylogenetic random-effects meta-analysis: AIC = 132.11). Again, this finding is similar to what we obtained in the random-effect modelling from the raw effect size data (Table 1). Although the model fit the data less well, the results of the phylogenetic meta-analysis were consistent with the traditional meta-analysis, with an overall weak positive effect when phylogeny was taken into account (r = 0.144, 95 % CI 0.068–0.252). Given the low support for the phylogenetic meta-analysis model, we conclude that the detailed analyses of moderator variables and publication bias in the traditional meta-analysis provide statistically valid results.
Discussion
The existence of behavioural syndromes implies that different behaviours vary non-independently from each other (Sih et al. 2004a, b). So far, different studies have reported widely diverse estimates of the strength of phenotypic correlation between different behaviours. Here, by using meta-analytical approaches and based on a large sample of species and papers published on the topic, we detected a generally positive phenotypic association between behavioural traits. However, the overall mean effect size (r) for a combined dataset was not particularly strong, even if the sign of the effects was disregarded. In fact, when accounting for publication bias towards positive results, the strength of the relationship is likely to be below 0.2, which can be considered a small effect. On the other hand, the magnitude of the association between two behaviours was dependent on their repeatability showing that low repeatability of traits can introduce a downward bias in the estimate of phenotypic correlation. We could also demonstrate that detected effect sizes are highly study- and species-specific, but there were also consistent differences between different vertebrate groups, as fishes and reptiles had larger effect sizes than birds or mammals. Furthermore, spatial overlap between behavioural assays increased the chance of finding stronger correlations. We also found a marginally significant tendency for sex differences in the strength of the behavioural correlations with males showing stronger correlations than females. These findings have practical and theoretical implications for the study of behavioural syndromes, which we detail below.
Before interpreting the results, we must acknowledge that phenotypic correlations are composed of two components along the following equation:
where \( r_{{P_{y} P_{z} }} \) is the phenotypic correlation, \( r_{{ind_{y} ind_{z} }} \) is the between-individual correlation, \( r_{{e_{y} e_{z} }} \) is the within-individual correlation between traits y and z; whereas \( V_{{ind_{y} }} \) and \( V_{{ind_{z} }} \) are the between-individual variances, and \( V_{{e_{y} }} \) and \( V_{{e_{z} }} \) are the within-individual variances of traits y and z, respectively (Snijders and Bosker 1999). Note that the weight associated with the between-individual correlation is the geometric mean of the repeatability of the two traits. In our study, we could estimate the mean effect size for \( r_{{P_{y} P_{z} }} \) because this is what is usually presented in the source papers. Unfortunately, based on the available data it is impossible to separate \( r_{{ind_{y} ind_{z} }} \) and \( r_{{e_{y} e_{z} }} , \) which can have different implications for behavioural syndromes. As is done in most of the studies relying on a single observational snapshot of behavioural correlations of traits that are assumed or observed to be repeatable within individuals, for simplicity, we will here assume that phenotypic correlations mostly reflect the correlation between mean trait values that are individual-specific attributes. In support of this assumption, we found that the phenotypic correlation increases with repeatability (Fig. 4). If between- and within-individual correlations both exist and stable across the data included in this meta-analysis, this finding implies that the between-individual correlation is stronger than the within-individual correlation (see Eq. 1: \( r_{{P_{y} P_{z} }} \) scales positively with the geometric mean of the repeatability of traits if \( r_{{e_{y} e_{z} }} \sim 0, \) but \( r_{{P_{y} P_{z} }} \) scales positively with the geometric mean of 1-repeatability of traits if \( r_{{ind_{y} ind_{z} }} \sim 0 \)). However, we must remain cautious about generally equating phenotypic correlations with between-individual correlations. Given the lack of direct evidence, the role of within-individual correlation cannot fully be factored out, as in some particular cases it can be larger than zero (e.g. Bell and Stamps 2004).
The strength of the main effect
The key result that the general phenotypic correlation between behaviours was not particularly strong could signify that behaviours are subject to considerable within-individual variations, and the generally low repeatability of traits sets up an upper limit for the maximal strength of the relationships. Low repeatability may involve the possibility that behaviours change flexibly within individuals due to biological reasons or that they all behave in the same way, but also that these traits can be scored only with substantial error (Nakagawa and Schielzeth 2010). Such possibilities can be separated by estimating the repeatability of traits over time and by testing for the inter-observer agreement in the assessment of the same behaviour. Studies calculating the consistency of the same behaviour over multiple sampling sessions tend to show modest repeatability. In a meta-analysis of the repeatability of behaviours Bell et al. (2009) showed that on average behaviours demonstrate repeatabilities of r ~0.4, which was also the case in the current study (r = 0.477, 95 % CI 0.407–0.547, N = 41), and which is considerably smaller than that of physiological traits (e.g. Nespolo and Franco 2007 detected r ~0.75 for metabolic rate). In addition, differences in measurement errors in the assessment of behaviours cannot be ruled out. For example, although there was a good concordance between the ratings of different observers of 44 behavioural traits in a study of the Cockatiels, Nymphicus hollandicus, no trait showed perfect agreement across all scorers (Fox and Millam 2010). In any case, our results show that it is important to consider the repeatability of traits when interpreting the phenotypic correlation between them.
The weak phenotypic correlation may also be explained by the possibility that the genetic correlation is strong, but the behaviours have low heritability and this undermines the strength of phenotypic correlations (Roff 1997; Stirling et al. 2002). Risk-taking and exploration have both been shown to have modest heritability (Dingemanse et al. 2002; Drent et al. 2003; van Oers et al. 2004b), and in such cases, phenotypic correlations often underestimate genetic correlations (Kruuk et al. 2008; Dochtermann and Roff 2010; Dochtermann 2011). However, based on the available data, we cannot exclude the scenario that generally weak phenotypic correlations emerge because the underlying genetic linkage between behaviours is also weak. Therefore, it is equally plausible that the constraints for the coupled evolution of traits are relaxed and this raises low between-individual correlation that is manifested in the strength of the phenotypic correlation. Accordingly, some individuals can behave differently in different ecological situations (for example, some will respond aggressively to a social challenge but will react in a risk-averse manner when faced with a predator). Such scenarios call for the syndrome deviation concept (Herczeg and Garamszegi 2012) that emphasizes the importance of individuals that apparently do not submit themselves to behavioural syndromes (i.e. their behaviours are not predictable from each other). As such, individual-specific consistencies in the performance of different behaviours might also be the subject of selection. Finally, it is also possible that the emergence of phenotypic correlations is fully environmentally induced and can result from individual experience, learning or physiological state.
The generally weak effect size may also result from the considerable variance in effect sizes among studies. A few studies find strong effects while most others report weak effects, and the large amount of studies detecting negative evidence (i.e. close to null effects) may balance positive findings. Moreover, different mechanisms may operate in different species or populations or different roles may apply to different behaviours, and such effects are superimposed on each other in the combined dataset we used in our analyses. For example, we showed systematic differences in effect size between species and larger taxa, but even after controlling for such factors, a considerable amount of heterogeneity remained, leaving possibilities open for adaptations at a population level (we note that the large variation between species might have been a bias stemming from the fact that most species were only represented by a single population in our dataset). For example, effect sizes varied largely within the two most intensively studied model species. We could obtain 11 independent effect sizes for the behavioural correlations from five different populations of the great tit, which spanned from −0.223 to 0.572. In a similar vein, the 11 effect sizes ranged between 0.037 and 0.810 across eight populations of the three-spined stickleback. Local differences can be explained by local divergence in genetic or other constraints, or by environment-driven effects without genetic adaptations, but the role of random drift cannot be ruled out (Whitlock et al. 2002; Walsh and Blows 2009). Unfortunately, these possibilities are hard to tackle, because the use of phenotypic correlations based on wild-caught individuals or even F1 laboratory generations does not allow separating genetic versus environmental effects (Kruuk et al. 2008; Dochtermann and Roff 2010; Dochtermann 2011). Moreover, instead of true between-population differences, within-species variation can also be caused by differences in the methodologies between research groups studying different populations of the same species. Given that we detected a role for spatial overlap of assay conditions in mediating the detected relationship, we can infer that differences in the experimental setups may also have considerable importance driving heterogeneity in research finding. The weak phylogenetic signal in the data also suggests a large degree of variation in the strength of the relationship between different traits. The variation that can be caused by behaviour-specific roles and inconsistencies in the pair-wise correlation of traits are discussed in detail elsewhere (L. Z. Garamszegi, G. Markó, G. Herczeg unpublished manuscript). Finally, studies may vary with regard to importance of between- and within-individual correlations. If in some cases, they have different signs but are weighted similarly, their opposing effect will cause small phenotypic correlation to be measured (see Eq. 1).
The small effect size we detected also has practical implications, which should be considered for the interpretations of detected correlations as well (Nakagawa and Cuthill 2007). Our survey indicates that because of limited sample sizes, 19–25 % of studies found statistically non-significant associations between behavioural traits, which cover magnitudes that mights have biological significance (i.e. higher than the mean effect size we found here, but see also Møller and Jennions 2002 for a more general discussion). Therefore, based on a null hypothesis testing approach, a large proportion of published studies may have misleadingly concluded that there is no phenotypic correlation between behaviours when there is actually a modest relationship between them that only appears statistically non-significant because of the limited power involved in the available sample (see also Dingemanse et al. 2010a). However, such modest relationships might well have biological relevance, which must be reported and appropriately discussed. Given that we detected evidence for a publication bias, we assume that the problem is even more pronounced when considering the unpublished fraction of studies with weak, null or negative effects. Hence, we advise refraining from making strong inferences for the behavioural syndrome concept from small sample sizes by focusing merely on the significance of correlations, and from arriving at conclusions as being “all or nothing” effects (Garamszegi et al. 2009a). Based on such statistical considerations and the potential relevance of syndrome deviation (Herczeg and Garamszegi 2012), we recommend presenting and discussing behavioural correlations based on the magnitude of the effect along a continuous scale, while the precision of the estimate can be emphasized in the associated confidence intervals and not in the P values. Given the potential importance of within-individual variations, such presentations of effect sizes should also be accompanied by the reports of repeatability.
The direction of the main effect
The overall mean of the effects size, as well as the boundaries of the 95 % confidence intervals, were positive. In fact, 195 of the 250 correlations entered in our raw database were positive, while in theory, behavioural correlations are as likely to be negative if evolutionary explanations apply, as selection can favour the coupled evolution of two traits in any direction if such configuration is adaptive (Bell 2005). Negative correlations may also be beneficial in certain environmental conditions. From the mechanistic perspective, physiological constraints can also act antagonistically and in turn can drive negative correlations, if a the same hormone/gene has opposing effect on different behaviours (e.g. while testosterone usually correlates positively with aggression as reviewed by Soma 2006; it is negatively associated with exporation in van Oers et al. 2011). From these aspects, the preponderance of positive effect sizes is surprising. A potential proximate explanation of this pattern is the presence of temperament-like drives behind behaviours (Buss et al. 1987; Clark and Wilson 1999; Gosling 2001). Accordingly, behavioural consistency both within and between behaviours can be caused by innate characteristics of individual that affect multiple aspects of behavioural phenotypes during life. That latent factor can be manifested in the form of systematic shy or bold behaviours in different ecological situations, and thus mediate positive correlations. Evolutionarily, the existence of temperament would call for mechanisms based on stable states and state-dependent behaviours (Wolf and Weissing 2010). However, we would be careful with the general extension of such explanations, because we focused on behavioural traits that are particularly studied in the “personality” literature (e.g. activity, aggression, exploration, risk-taking), and it might be that our sample is not representative to behavioural correlations in a more general context when not only “personality” traits (sensu Réale et al. 2007) are considered (e.g. a wide range of spatial and social behaviours, courtship behaviour etc.).
The role of mediator variables
Besides these general patterns regarding the statistics of mean effect size, we also tested a series of factors that might have an influence on study outcome. As an important confounder, we investigated whether the contextual overlap between the situations in which the behaviours were assayed had such an influence. If particular behaviours were scored across temporal or spatial conditions that largely coincide with each other, one would expect stronger relationship between traits due to the contextual similarity of the experimental circumstances. Moreover, effect size from captivity experiments should be stronger than in natural conditions, because the former setup offers a more standardised environment than the latter setup, and differences in environmental quality thus do not affect the results (Martin and Réale 2008; Dingemanse et al. 2010b). The predictions in association with the spatial overlap between assay conditions received support in our meta-analysis: we found higher effects sizes when behaviours were measured in spatially overlapping conditions than for non-overlapping conditions. This further implies that the strength of several behavioural correlations is shifted towards the weaker magnitudes in natural conditions, because individuals live in a broad range of different contexts and perform behaviours in different spatial compartments. Somewhat surprisingly, we did not get a similar effect of temporal overlap and captivity: the time interval between measurements and whether the traits were recorded in captive or wild conditions did not affect the strength of the correlation between behaviours.
We also detected sex-specific effects, as females apparently display weaker correlations than males. The marginally significant difference between sexes appears two-fold, which requires some explanations. We suggest that perhaps sex-specific behaviours during reproduction may cause some differences in effect sizes. During reproduction, males usually perform more risky behaviours or bear more conspicuous coloration, which might attract the interest of predators or parasite vectors putting them under a higher selection pressure due to predation or parasitism (Møller and Nielsen 2006; Møller et al. 2006). These sex-specific selection regimes can lead to the higher adaptive value of fitting to behavioural correlations in males than in females. Alternatively, the repeatability of behaviours (i.e. within-individual consistency) may also vary in a sex-specific manner, and the stronger phenotypic correlation between behaviours found in males may in fact be due to the higher intra-individual consistency of traits (Jenkins 2011). Accordingly, most studies that tested for within-individual consistency in a sex-specific manner found that male behaviour is more repeatable than female behaviour (Schuett et al. 2009). At any rate, this result suggest that pooling the sexes is not necessarily a good idea, and we indeed recommend the study of sex-specific behavioural syndromes given that such comparisons within population might provide important insights on how behavioural syndromes emerge/evolve.
Conclusion
Taken together, in our synthetic analysis, we found overall support for a general phenotypic association between behaviours. We demonstrated that the average strength of the relationship between traits is relatively small, but such modest correlations can have important theoretical and practical implications. The majority of the correlations were positive, suggesting that the same individual-specific state can be cause behaviours to vary in the same direction. However, the magnitude of the detected effect depends on the repeatability of traits, thus the interpretations of phenotypic correlations might be different when the within- and between-individual variances are considered. Furthermore, we were able to reveal that the association between traits varies consistently both within and across species, and even across higher taxonomical categories. We also found that contextual overlap and sex both have an effect on the strength of the relationship between behavioural traits, indicating the complexity behind correlating behaviours and the challenge in their detection. In the future, more fine-tuned analyses of multiple predictors and various behavioural traits are required to identify the confounding factors affecting the strength and direction of phenotypic correlations that remained unidentified in the present study. Moreover, research is required to help disentange the within- and between-individual as well as the genetic and environmental components of correlations and their implications for behavioural syndromes.
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Acknowledgments
We thank S. Nakagawa for the invitation for this special volume and for his help with the random effect modelling based on Bayesian approaches. N. Dingemanse and another referee provided constructive comments. We are grateful to those authors (Peter Biro, Neeltje J. Boogert, Alecia J. Carter, Eleanor Cole, Niels Dingemanse, Sinéad English, Rebecca Fox, Todd M. Freeberg, Lauren Highfill, Katri Korpela, William James Loughry, Mark C. Mainwaring, Katherine A. Miller, Ariane Mutzel, Vladimir V. Pravosudov, Denis Réale, Alexandre Roulin, Heiko G. Rödel, Holger Schielzeth, Jessica Stapley, Jana Uher, Kees van Oers) who provided useful explanations or unpublished information for calculating effect sizes. ManuSTAT Central offered statistical help. J. Rifkin helped improve the readability of the final version. LZG was supported by a “Ramon y Cajal” research grant of the Spanish National Research Council (Consejo Superior de Investigaciones Científicas—CSIC) and by the “Plan Nacional” program of the Spanish government (LZG, ref. no. CGL2009-10652 and CGL2009-09439). GM was supported by the TÁMOP-4.2.1./B-09/1-KMR-2010-0005 and the TÁMOP-4.2.2./B-10/1-2010-0023 grants and GH by the Academy of Finland (#128716).
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Garamszegi, L.Z., Markó, G. & Herczeg, G. A meta-analysis of correlated behaviours with implications for behavioural syndromes: mean effect size, publication bias, phylogenetic effects and the role of mediator variables. Evol Ecol 26, 1213–1235 (2012). https://doi.org/10.1007/s10682-012-9589-8
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DOI: https://doi.org/10.1007/s10682-012-9589-8