Skip to main content
Log in

Prediction of the longitudinal ground pressure-acting roof of the shield during single-shield TBM excavation in weak rock masses

  • Original Paper
  • Published:
Bulletin of Engineering Geology and the Environment Aims and scope Submit manuscript

Abstract

The single-shield TBM is generally used for excavations in weak rock masses to prevent excessive deformations and falls of the ground. During the excavation with shielded TBM, excessive ground pressure imposed on the shield causes the jamming. Pre-determination of deformation and pressure, which will impose on the roof of the shield, provides basic information to overcome the jamming problems during the excavation with a single-shield TBM. It is possible to determine the pressure on the shield by numerical modelling. But it requires expertise in numerical modelling and time-consuming and tedious design tool for each case. In this paper, tunnels excavated in weak rock masses with single shield TBMs were modelled by using finite difference method-based numerical modelling software FLAC3D. Multiple regression analyses were carried out on model results for different weak rock mass conditions, tunnel depths, and tunnel and TBM parameters. An equation was suggested for predicting the ground pressure at any point starting from the contact point of the ground with the shield to the end of the shield roof. The suggested ground pressure equation acting upon the shield roof was a function dependent on TBM length and first contact point of ground with the shield. An equation was also suggested for determining the first contact point. The general equations for predicting the maximum ground deformation and roof pressure on the shield were suggested based on some rock mass, tunnel and TBM parameters normalized with other independent parameters. The suggested equations were verified by means of the analysis of variance.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12

Similar content being viewed by others

References

  • Accud (2017) Accud Dijital Kumpas e_katoloğu. http://www.accud.com/products/pdf/27.pdf. Accesed 17 Aug 2017 (in Turkish)

  • Amberg F (2009) Numerical simulations of tunnelling in soft rock under water pressure. Proc. of ECCOMAS Them Conf Comp Meth in Tunn, Bochum, pp 353–360

    Google Scholar 

  • Anagnostou G (2007) Continuous tunnel excavation in a poro-elastoplastic medium. Proc of 10th Int Symp on Num Mod in Geomech, Rhodes, pp 183–188

    Google Scholar 

  • Aydan Ö, Hasanpour R (2019) Estimation of ground pressures on a shielded TBM in tunnelling through squeezing ground and its possibility of jamming. Bull Eng Geol Env 78:5237–5251

    Article  Google Scholar 

  • Barla G, Janutolo M, Zhao K (2011a) Open issues in tunnel boring machine excavation of deep tunnels. Proc of 14th Australasian Tunn Conf, Auckland, pp 1–23

    Google Scholar 

  • Barla G, Zhao K, Janutolo M (2011b) 3D advanced modelling of TBM excavation in squeezing rock conditions. Proc of First Asi 9th Iran Tunn Symp, Tehran, pp 1–9

    Google Scholar 

  • Barton NR, Lien R, Lunde J (1974) Engineering classification of rock masses for the design of tunnel support. Rock Mech 6(4):189–239

    Article  Google Scholar 

  • Bieniawski ZT (1973) Engineering classification of jointed rock masses. Trans S Afr Inst Civ Eng 15:335–344

    Google Scholar 

  • Brown ET, Bray JW, Ladanyi B, Hoek E (1983) Ground response curves for rock tunnels. J Geotech Eng 109(1):5–39

    Article  Google Scholar 

  • Brown ET, Hoek E (1978) Trends in relationships between measured and in situ stresses and depth. Int J Rock Mech Min Sci Geomech Abstr 15(4):211–215

    Article  Google Scholar 

  • Bilgin N, Algan M (2012) The performance of a TBM in a squeezing ground at Uluabat, Turkey. Tunn Undergr Sp Techn 32:58–65

    Article  Google Scholar 

  • Cantieni L, Anagnostou G (2009) The effect of the stress path on squeezing behaviour in tunnelling. Rock Mech Rock Eng 42(2):289–318

    Article  Google Scholar 

  • Carranza-Torres C, Fairhurst C (2000) Application of the convergence confinement method of tunnel design to rock masses that satisfy the Hoek-Brown failure criterion. Tunn Undergr Sp Techn 15(2):187–213

    Article  Google Scholar 

  • Corbetta F, Bernaud D, Nguyen-Minh D (1991) Contribution a la methode convergerce-confinement par le principe de la similitude. Rev Fr Geotech 54:5–11

    Article  Google Scholar 

  • DAUB (2005) Empfehlungen für statische berechnungen von schildvortriebs maschinen, vol 7. Deutscher Ausschuss Für Unterırdısches Bauen, Tunnel, pp 44–59

    Google Scholar 

  • Demagh R, Emeriault F, Hammoud F (2013) 3D modelling of tunnel excavation using pressurized tunnel boring machine in overconsolidated soils. Stud Geotech Et Mech 35(2):3–17

    Google Scholar 

  • Einstein HH, Bobet A (1997) Mechanized tunnelling in squeezing rock - from basic thoughts to continuous tunnelling. Proc of Tunn for Peop, ITA W Tunn Cong, Vienna 2, pp 619–632

    Google Scholar 

  • Ercelebi SG, Copur H, Ocak I (2011) Surface settlement predictions for Istanbul Metro tunnels excavated by EPB-TBM. Environ Earth Sci 62:357–365

    Article  Google Scholar 

  • Graziani A, Ribacchi R, Capata A (2007) 3D-modelling of TBM excavation in squeezing rock masses. Proc Int Symp BBT, Innsbruck, pp 143–151

    Google Scholar 

  • Hasanpour R (2013) Evaluation of applicability of double shield tunnel boring machines (DS-TBM) in potentially squeezing grounds. Hacettepe University, The Dep of Min Eng, Doct of Phil Th, Ankara, p 141

    Google Scholar 

  • Hasanpour R (2014) Advance numerical simulation of tunneling by using a double shield TBM. Comput Geotech 57:37–52

    Article  Google Scholar 

  • Hasanpour R, Rostami J, Barla G (2015) Impact of advance rate on entrapment risk of a double-shielded TBM in squeezing ground. Rock Mech Rock Eng 48:1115–1130

    Article  Google Scholar 

  • Hasanpour R, Rostami J, Thewes M, Schmitt J (2018) Parametric study of the impacts of various geological and machine parameters on thrust force requirements for operating a single shield TBM in squeezing ground. Tunn Undergr Sp Tech 73:252–260

    Article  Google Scholar 

  • Hasanpour R, Rostami J, Ünver B (2014) 3D Finite difference model for simulation of double shield TBM tunneling in squeezing grounds. Tunn under Sp Tech 40:109–126

    Article  Google Scholar 

  • Hasanpour R, Schmitt J, Ozcelik Y, Rostami J (2017) Examining the effect of adverse geological conditions on jamming of a single shielded TBM in Uluabat Tunnel using numerical modelling. J Rock Mech Geotech Eng 9:1112–1122

    Article  Google Scholar 

  • Hoek E (2007) Practical rock engineering. https://www.rocscience.com/. Accessed 12 Jan 2017

  • Hoek E, Brown ET (1997) Practical estimates of rock mass strength. Int J Rock Mech Min Sci 34(8):1165–1186

    Article  Google Scholar 

  • Hoek E, Brown ET (2005) Underground excavations in rock. Inst Min Metall, Taylor & Francis, p 527

    Google Scholar 

  • Hoek E, Brown ET (2018) The Hoek-Brown failure criterion and GSI-2018 edition. J Rock Mech Geotech Eng 11(3):445–463

    Article  Google Scholar 

  • Hoek E, Carranza-Torres C, Corkum B (2002) The Hoek-Brown failure criterion - 2002 Edition. Proc of NARMS-TAC Conf, Toronto, pp 267–273

    Google Scholar 

  • Hoek E, Kaiser PK, Bawden WF (2006) Support of underground excavations in hard rock. AA Balkema, Rotterdam, p 215

    Google Scholar 

  • Hoek E, Marinos P, Benissi M (1998) Applicability of the Geological Strength Index (GSI) classification for weak and sheared rock masses-the case of the Athens schist formation. Bull Eng Geol Env 57(2):151–160

    Article  Google Scholar 

  • Itasca (2005) Version 30 user manuals. Itasca Consulting Group, Inc Mill Place, Minnesota

    Google Scholar 

  • John M, Mattle B (2007) Auswirkungen stark druckhafter Gebirgsverhaltnisse auf den TBM-Vortrieb. Felsbau Magazine 25(6):14–21

    Google Scholar 

  • Lombardi G, Neuenschwander M, Panciera A (2009) Gibraltar tunnel project update-the geomechanical challenges. Geomech Tunn 2(5):578–590

    Article  Google Scholar 

  • Lombardi G, Panciera A (1997) Problems with TBM & linings in squeezing ground. Tunnels Tunnelling Int 29(6):54–56

    Google Scholar 

  • Lovsuns (2016) Lovsuns Tunneling Canada Ltd., RME257SE 33000 series e_manual

  • Marinos V, Marinos P, Hoek E (2005) The geological strength index: applications and limitations. Bull Eng Geol Env 64:55–65

    Article  Google Scholar 

  • Nagel F, Stascheit J, Meschke G (2008) A numerical simulation model for shield tunnelling with compressed air support. Geomechanik Und Tunnelbau 1(3):222–228

    Article  Google Scholar 

  • NTF PTK (2008) Beykoz-Kavacık Paşabahçe Tünel Yapımı. NTF firmasına ait proje tanıtım kitapçığı, p 250 (in Turkish)

    Google Scholar 

  • Ocak I (2009) Environmental effects of tunnel excavation in soft and shallow ground with EPBM: the case of Istanbul. Environ Earth Sci 59:347–352

    Article  Google Scholar 

  • Panet M (1995) Calcul des tunnels par la methode convergence-confinement. Press de I’ecole Natinale des Ponts et Chaussees

    Google Scholar 

  • Ramoni M (2010) On the feasibility of TBM drives in squeezing ground and the risk of shield jamming. ETH Zurich, Doct of Phil Th, Zurich, p 212

    Google Scholar 

  • Ramoni M, Anagnostou G (2007a) Numerical analysis of the development of squeezing pressure during TBM standstills, vol 2. Proc of 11th Congr Int Soci for Rock Mech (ISRM), Lisbon, pp 963–966

    Google Scholar 

  • Ramoni M, Anagnostou G (2007b) The effect of advance rate on shield loading in squeezing ground, vol 1. Proc of ITA W Tunn Congr, Prague, pp 673–677

    Google Scholar 

  • Ramoni M, Anagnostou G (2008) TBM drives in squeezing rock-shield-rock interaction. Proc of AFTES Int Congr, Monaco, Montecarlo, pp 163–172

    Google Scholar 

  • Ramoni M, Anagnostou G (2010) Thrust force requirements for TBMs in squeezing ground. Tunn Undergr Space Technol 25(4):433–455

    Article  Google Scholar 

  • Ramoni M, Anagnostou G (2011) The interaction between shield, ground and tunnel support in TBM tunnelling through squeezing ground. Rock Mech Rock Eng 44:37–61

    Article  Google Scholar 

  • RocLab, (2004) Version 1.01. Rocscience Inc

    Google Scholar 

  • Sakcali A (2018) 3D numerical modelling of TBM excavated tunnels in weak rocks. Suleyman Demirel University, The Dep of Min Eng, Doct of Phil Th, Isparta, p 174 (in Turkish)

    Google Scholar 

  • Sakcali A, Yavuz H (2019a) Numerical modelling analysis of radial deformations around a circular tunnel excavated in weak rock masses. Süleyman Demirel Uni J Nat App Sci 23(1):66–73 (in Turkish)

    Google Scholar 

  • Sakcali A, Yavuz H (2019b) Estimation of radial deformations around circular tunnels in weak rock masses through numerical modelling. Int J Rock Mec Min Sci 123(104092):1–14

    Google Scholar 

  • Schmitt JA (2009) Spannungsverformungsverhalten des gebirges beim vortrieb mit tunnel bohrmaschinenmit schild. Bauingenieurwesen und Umweltwissenschaften der Technischen Universität Carolo-Wilhelmina zu Braunschweig, Fakultät Architektur, Doktoringenieurs, p 238 (in German)

    Google Scholar 

  • Serafim JL, Pereira JP (1983) Consideration of the geomechanical classification of Bieniawski, vol 1. Proc of Int Symp Eng Geol Undergr Const, Lisbon, pp 33–44

    Google Scholar 

  • Serlev AF (2010) Assessing the impact of squeezing ground on TBM excavation. Universitat de Barcelona, Universitat Politecnica de Catalunya, Enginyeria del Terreny, Enginyeria del Terreny Departament, p 98

    Google Scholar 

  • Shalabi FI (2005) FE analysis of time-dependent behaviour of tunnelling in squeezing ground using two different creep models. Tunn Undergr Space Techn 20:271–279

    Article  Google Scholar 

  • Sterpi D, Gioda G (2007) Ground pressure and convergence for TBM driven tunnels in visco-plastic rocks. Proc of ECCOMAS Them Conf on Comp Meth in Tunn, Vienna, p 89

    Google Scholar 

  • Technical Report (2016) Dudullu-Bostancı metrosu inşaat ve elektromekanik işleri, yer altı aktarma merkezleri (otoparklar), depo alanı ile yönetim binası ve kontrol merkezi inşaatı. TBM hat tünelleri ∅ 5.7m iç çaplı segment kaplama teknik raporu, p 250 (in Turkish)

    Google Scholar 

  • TGJGP (2013) Tünel Güzergâhı Jeolojik ve Geoteknik Profili. Hazırlık Çalışmaları, Zemin ve Saha Etütleri (in Turkish)

    Google Scholar 

  • Terratec (2016) TERRATEC Ltd., TERRATEC S-42 TBM manual

  • TS 500 (2000) Betonarme yapıların tasarım ve yapım kuralları. Türk Standardı p 67 (in Turkish)

  • TS EN ISO 3834–2 (2006) Metalik malzemelerin ergitme kaynağı için kalite şartları. Türk Standardı p 11 (in Turkish)

  • TS EN 1993–1–1 (2014) Çelik yapıların tasarımı. Türk Standardı p 101 (in Turkish)

  • Vlachopoulos N, Diederichs MS (2009) Improved displacement profiles for convergence-confinement analysis of deep tunnels. Rock Mech Rock Eng 42:131–146

    Article  Google Scholar 

  • Wittke W, Wittke-Gattermann P, Wittke-Schmitt B (2007) TBM-heading in rock, design of the shield mantle. Proc of ECCOMAS Them Conf on Comp Meth in Tunn, Vienna, p 98

    Google Scholar 

  • YMYKBHA (2016) Yapı malzemeleri ve yapı kısımlarının birim hacim ağırlıkları. http://www.imo.org.tr/. Accessed 25 Feb 2016 (In Turkish)

  • Zhao K, Janutolo M, Barla G (2012) A completely 3D model for the simulation of mechanized tunnel excavation. Rock Mech Rock Eng 45:475–497

    Article  Google Scholar 

  • Zhao K, Bonini M, Debernardi D, Janutolo M, Barla G, Chen G (2015) Computational modelling of the mechanised excavation of deep tunnels in weak rock. Comput Geotech 66:158–171

    Article  Google Scholar 

Download references

Funding

The authors are deeply grateful for the financial support of the SDU, Coordination of OYP Institution with Project No: OYP05714-DR-14.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Alaattin Sakcali.

Rights and permissions

Springer Nature or its licensor holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Sakcali, A., Yavuz, H. Prediction of the longitudinal ground pressure-acting roof of the shield during single-shield TBM excavation in weak rock masses. Bull Eng Geol Environ 81, 477 (2022). https://doi.org/10.1007/s10064-022-02958-8

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s10064-022-02958-8

Keywords

Navigation