Abstract
We study vector-valued almost minimizers of the energy functional
For Hölder continuous coefficients \(\lambda _\pm (x)>0\), we take the epiperimetric inequality approach and prove the regularity for both almost minimizers and the set of “regular" free boundary points.
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1 Introduction
1.1 A sublinear elliptic system
Let D be a domain in \({{\mathbb {R}}}^n\), \(n\ge 2\), and \(\textbf{ g}:\partial D\rightarrow {{\mathbb {R}}}^m\), \(m\ge 1\), be a given function (the boundary value). We also let \(\lambda _\pm (x)\) be \(\alpha \)-Hölder continuous functions satisfying \(0<\lambda _0\le \lambda _\pm (x)\le \lambda _1<\infty \) for some positive constants \(\lambda _0\), \(\lambda _1\). Then, for \(0<q<1\) and \(F(x,\textbf{v})=\frac{1}{1+q}\left( \lambda _+(x)|\textbf{v}^+|^{q+1}+\lambda _-(x)|\textbf{v}^-|^{q+1}\right) \), consider the minimizer \(\textbf{u}\) of the energy functional
among all functions \(\textbf{v}\in W^{1,2}(D;{{\mathbb {R}}}^m)\) with \(\textbf{v}=\textbf{ g}\) on \(\partial D\). It is well-known that there exists a unique minimizer \(\textbf{u}\) and it solves a sublinear system
The regularity of both the solution \(\textbf{u}\) and its free boundary \(\Gamma (\textbf{u}):=\partial \{x:\,|\textbf{u}(x)|>0\}\) was studied in [4] or in the scalar case (when \(m=1\)) in [3].
1.2 Almost minimizers
In this paper we consider almost minimizers of the functional (1.1).
To introduce the definition of almost minimizers, we let \(\omega :(0,r_0)\longmapsto [0,\infty )\), \(r_0>0\), be a gauge function, which is a nondecreasing function with \(\omega (0+)=0\).
Definition 1
(Almost minimizers) Let \(0<r_0<1\) be a constant and \(\omega (r)\) be a gauge function. We say that a function \(\textbf{u}\in W^{1,2}(B_1;{{\mathbb {R}}}^m)\) is an almost minimizer for the functional \(\int \left( |\nabla \textbf{u}|^2+2F(x,\textbf{u})\right) \,dx\) in a domain D, with gauge function \(\omega (r)\), if for any ball \(B_r(x_0)\Subset D\) with \(0<r<r_0\), we have
for any competitor function \(\textbf{v}\in \textbf{u}+W^{1,2}_0(B_r(x_0);{{\mathbb {R}}}^m)\).
In fact, we can observe that for x, \(x_0\in D\),
with a constant C depending only on \(\lambda _0\) and \(\Vert \lambda _\pm \Vert _{C^{0,\alpha }(D)}\). Using this, we can rewrite (1.2) in the form with frozen coefficients
where
This implies that almost minimizers of (1.1) with Hölder coefficients \(\lambda _\pm \) are almost minimizers with frozen coefficients (1.4).
An example of an almost minimizer can be found in Appendix A. Almost minimizers for the case \(q=0\) and \(\lambda _\pm =1\) were studied by the authors in [2], where the regularity of both the almost minimizers and the regular part of the free boundary has been proved.
In this paper we aim to extend the results in [4] from solutions to almost minimizers and those in [2] from the case \(q=0\) to \(0<q<1\).
1.3 Main results
Due to the technical nature of the problem, we assume that the gauge function \(\omega (r)=r^\alpha \) for \(0<\alpha <2\), D is the unit ball \(B_1\), and the constant \(r_0=1\) in Definition 1.
In addition, to simplify tracking all constants, we take \(M>2\) such that
Now, we state our main results.
Theorem 1
(Regularity of almost minimizers) Let \(\textbf{u}\in W^{1,2}(B_1;{{\mathbb {R}}}^m)\) be an almost minimizer in \(B_1\). Then \(\textbf{u}\in C^{1,\alpha /2}(B_1)\). Moreover, for any \(K\Subset B_1\),
where \(E(\textbf{u},1)=\int _{B_1}\left( |\nabla \textbf{u}|^2+|\textbf{u}|^{q+1}\right) \).
This regularity result is rather immediate in the case of minimizers (or solutions), since their \(W^{2,p}\)-regularity for any \(p<\infty \) simply follows from the elliptic theory with a bootstrapping. This is inapplicable to almost minimizers, as they do not satisfy a partial differential equations. Instead, we follow the approach in [2] by first deriving growth estimates for almost minimizers and then using Morrey and Campanato space embedding theorems.
To investigate the free boundary, for \(\kappa :=\frac{2}{1-q}>2\) we define a subset \(\Gamma ^\kappa (\textbf{u})\) of the free boundary \(\Gamma (\textbf{u})=\partial \{|\textbf{u}|>0\}\) as
Here, the big O is not necessarily uniform on \(\textbf{u}\) and \(x_0\), and \(\lfloor s\rfloor \) is the greatest integer less than s, i.e., \(s-1\le \lfloor s\rfloor < s\).
In the study of solutions in [4], the authors considered a subset of the free boundary, which essentially consists of points where all derivatives of order less than \(\lfloor \kappa \rfloor \) are zero. This subset is slightly larger than \(\Gamma ^\kappa (\textbf{u})\) in (1.7).
Theorem 2
(Optimal growth estimate) Let \(\textbf{u}\) be as in Theorem 1. Then there are constants \(C>0\) and \(r_0>0\), depending only on n, \(\alpha \), M, \(\kappa \), \(E(\textbf{u},1)\), such that
for \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\) and \(0<r<r_0\).
The proof is inspired by the ones for minimizers in [4] and for the case \(q=0\) in [2]. However, in our case concerning almost minimizers with \(\kappa >2\), several new technical difficulties arise and the proof is much more complicated, as we have to improve the previous techniques by using approximation by harmonic polynomials and limiting argument.
One implication of Theorem 2 is the existence of \(\kappa \)-homogeneous blowups (Theorem 8). This allows to consider a subset of \(\Gamma ^\kappa (\textbf{u})\), the so-called “regular" set, using a class of half-space solutions
Definition 2
(Regular free boundary points) We say that a point \(x_0\in \Gamma ^\kappa (\textbf{u})\) is a regular free boundary point if at least one homogeneous blowup of \(\textbf{u}\) at \(x_0\) belongs to \({{\mathbb {H}}}_{x_0}\). We denote by \({\mathcal {R}}_\textbf{u}\) the set of all regular free boundary points in \(\Gamma (\textbf{u})\) and call it the regular set.
The following is our central result concerning the regularity of the free boundary.
Theorem 3
(Regularity of the regular set) \({\mathcal {R}}_\textbf{u}\) is a relatively open subset of the free boundary \(\Gamma (\textbf{u})\) and locally a \(C^{1,\gamma }\)-manifold for some \(\gamma =\gamma (n,\alpha , q,\eta )>0\), where \(\eta \) is the constant in Theorem 7.
The proof is based on the use of the epiperimetric inequality from [4] and follows the general approach in [2, 6]: The combination of the monotonicity of Weiss-type energy functional (Theorem 5) and the epiperimetric inequality, together with Theorem 2, establishes the geometric decay rate for the Weiss functional. This, in turn, provides us with the rate of convergence of proper rescalings to a blowup, ultimately implying the regularity of \({\mathcal {R}}_\textbf{u}\).
1.4 Plan of the paper
The plan of the paper is as follows.
In Sect. 2 we study the regularity properties of almost minimizers. We prove their almost Lipschitz regularity (Theorem 4) and exploit it to infer the \(C^{1,\alpha /2}\)-regularity (Theorem 1).
In Sect. 3 we establish the Weiss-type monotonicity formula (Theorem 5), which will play a significant role in the analysis of the free boundary.
Section 4 is dedicated to providing the proof of the optimal growth estimates in Theorem 2 above.
Section 5 is devoted to proving the non-degeneracy result of almost minimizers, following the line of [2].
In Sect. 6 we discuss the homogeneous blowup of almost minimizers at free boundary points, including its existence and properties. In addition, we estimate a decay rate of the Weiss energy, with the help of the epiperimetric inequality.
In Sect. 7 we make use of the previous technical tools to establish the \(C^{1,\gamma }\)-regularity of the regular set (Theorem 3).
Finally, in Appendix A we provide an example of almost minimizers.
1.5 Notation
We introduce here some notations that are used frequently in this paper.
\(B_r(x_0)\) means the open n-dimensional ball of radius r, centered at \(x_0\), with boundary \(\partial B_r(x_0)\).
\(B_r:=B_r(0)\), \(\partial B_r:=\partial B_r(0)\).
For \(\textbf{u}=(u_1,\cdots ,u_m)\), \(m\ge 1\), we denote
For a domain D, we indicate the integral mean value of \(\textbf{u}\) by
In particular, when \(D=B_r(x_0)\), we simply write
\(\nabla \textbf{u}\) is an \(m\times n\)-matrix with its ij-th entries \(\partial _{x_j}u_i\), \(1\le i\le m\), \(1\le j\le n\), and its norm \(|\nabla \textbf{u}|=\left( \sum _{j=1}^n\sum _{i=1}^m(\partial _{x_j}u_i)^2\right) ^{1/2}\).
For a given set, \(\nu \) denotes the unit outward normal to the boundary.
\(\partial _\theta \textbf{u}:=\nabla \textbf{u}-(\nabla \textbf{u}\cdot \nu )\nu \) is the surface derivative of \(\textbf{u}\).
\(\Gamma (\textbf{u}):=\partial \{|\textbf{u}|>0\}\) is the free boundary of \(\textbf{u}\).
\(\Gamma ^\kappa (\textbf{u}):=\{x_0\in \Gamma (\textbf{u})\,:\, \textbf{u}(x)=O(|x-x_0|^{\xi }) \ \hbox {for some } \lfloor \kappa \rfloor<\xi <\kappa \}.\)
\(\lfloor s\rfloor \) is the greatest integer below \(s\in {{\mathbb {R}}}\), i.e., \(s-1\le \lfloor s\rfloor < s\).
For \(\textbf{u}\in W^{1,2}(B_r;{{\mathbb {R}}}^m)\) and \(0<q<1\), we set
For \(\alpha \)–Hölder continuous functions \(\lambda _\pm :D\rightarrow {{\mathbb {R}}}^n\) satisfying \(\lambda _0\le \lambda _\pm (x)\le \lambda _1\) (as in Sect. 1.1), we denote
We fix constants (for \(x_0\in B_{1}\))
Throughout this paper, a universal constant may depend only on n, \(\alpha \), M, \(\kappa \) and \(E(\textbf{u},1)\).
Below we consider only norms of vectorial functions to \({{\mathbb {R}}}^m\), but not those of scalar functions. Thus, for notational simplicity we drop \({{\mathbb {R}}}^m\) for spaces of vectorial functions, e.g., \(C^1({{\mathbb {R}}}^n)=C^1({{\mathbb {R}}}^n;{{\mathbb {R}}}^m)\), \(W^{1,2}(B_1)=W^{1,2}(B_1;{{\mathbb {R}}}^m)\).
2 Regularity of almost minimizers
The main result of this section is the \(C^{1,\alpha /2}\) estimates of almost minimizers (Theorem 1). The proof is based on the Morrey and Campanato space embeddings, similar to the case of almost minimizers with \(q=0\) and \(\lambda _\pm =1\), treated by the authors in [2]. We first prove the following concentric ball estimates.
Proposition 1
Let \(\textbf{u}\) be an almost minimizer in \(B_1\). Then, there are \(r_0=r_0(\alpha ,M)\in (0,1)\) and \(C_0=C_0(n,M)>1\) such that
for any \(B_{r_0}(x_0)\Subset B_1\) and \(0<\rho<r<r_0.\)
Proof
Without loss of generality, we may assume \(x_0=0\). Let \(\textbf{h}\) be a harmonic replacement of \(\textbf{u}\) in \(B_r\), i.e., \(\textbf{h}\) is the vectorial harmonic function with \(\textbf{h}=\textbf{u}\) on \(\partial B_r\). Since \(|\textbf{h}^\pm |^{q+1}\) and \(|\nabla \textbf{h}|^2\) are subharmonic in \(B_r\), we have the following sub-mean value properties:
Moreover, notice that since \(\textbf{h}\) is harmonic, \(\int _{B_r}\nabla \textbf{h}\cdot \nabla (\textbf{u}-\textbf{h})=0.\) Combining this with the almost minimizing property of \(\textbf{u}\), we obtain that for \(0<r<r_0(\alpha ,M)\),
where in the last line we have used that \(F(0,\textbf{h})-F(0,\textbf{u})\le F(0,\textbf{u},\textbf{h})\).
We also note that by Poincaré inequality there is \(C_1=C_1(n)>0\) such that
Then, for \(\varepsilon _1=\frac{1}{16C_1M}\),
where in the second inequality we applied Young’s inequality.
Similarly, we can get
and it follows that
which gives
Thus
Now, by combining (2.2) and (2.5), we obtain that for \(0<\rho<r<r_0\),
\(\square \)
From here, we deduce the almost Lipschitz regularity of almost minimizers with the help of the following lemma, whose proof can be found in [5].
Lemma 1
Let \(r_0>0\) be a positive number and let \(\varphi :(0,r_0)\rightarrow (0, \infty )\) be a nondecreasing function. Let a, \(\beta \), and \(\gamma \) be such that \(a>0\), \(\gamma>\beta >0\). There exist two positive numbers \(\varepsilon =\varepsilon (a,\gamma ,\beta )\), \(c=c(a,\gamma ,\beta )\) such that, if
for all \(\rho \), r with \(0<\rho \le r<r_0\), where \(b\ge 0\), then one also has, still for \(0<\rho<r<r_0\),
Theorem 4
Let \(\textbf{u}\) be an almost minimizer in \(B_1\). Then \(\textbf{u}\in C^{0,\sigma }(B_1)\) for all \(0<\sigma <1\). Moreover, for any \(K\Subset B_1\),
with \(C=C(n,\alpha ,M,\sigma ,K)\).
Proof
For given \(K\Subset B_1\) and \(x_0\in K\), take \(\delta =\delta (n,\alpha ,M,\sigma ,K)>0\) such that \(\delta <\min \{r_0,{\text {dist}}(K,\partial B_1)\}\) and \(\delta ^\alpha \le \varepsilon (C_0,n,n+2\sigma -2)\), where \(r_0=r_0(\alpha ,M)\) and \(C_0=C_0(n,M)\) are as in Proposition 1 and \(\varepsilon =\varepsilon (C_0,n,n+2\sigma -2)\) is as in Lemma 1. Then, by (2.1), for \(0<\rho<r<\delta \),
By applying Lemma 1, we obtain
Taking \(r\nearrow \delta \), we get
for \(0<\rho <\delta \). In particular, we have
and by Morrey space embedding we conclude \(\textbf{u}\in C^{0,\sigma }(K)\) with
\(\square \)
We now prove \(C^{1,\alpha /2}\)-regularity of almost minimizers by using their almost Lipschitz estimates above.
Proof of Theorem 1
For \(K\Subset B_1\), fix a small \(r_0=r_0(n,\alpha ,M,K)>0\) to be chosen later. Particularly, we ask \(r_0<{\text {dist}}(K,\partial B_1)\). For \(x_0\in K\) and \(0<r<r_0\), let \(\textbf{h}\in W^{1,2}(B_r(x_0))\) be a harmonic replacement of \(\textbf{u}\) in \(B_r(x_0)\). Then, by (2.5) and (2.7) with \(\sigma =1-\alpha /4\in (0,1)\),
for \(0<r<r_0\). Note that since \(\textbf{h}\) is harmonic in \(B_r(x_0)\), for \(0<\rho <r\)
Moreover, by Jensen’s inequality,
and similarly,
Now, we use the inequalities above to obtain
Next, we apply Lemma 1 to get
for \(0<\rho<r<r_0\). Taking \(r\nearrow r_0\), we have
By Campanato space embedding, we obtain \(\nabla \textbf{u}\in C^{0,\alpha /4}(K)\) with
In particular, we have
for any \(K\Subset B_1\). With this estimate and (2.6), we can improve (2.8):
and by repeating the process above we conclude that \(\nabla \textbf{u}\in C^{1,\alpha /2}(K)\) with
\(\square \)
3 Weiss-type monotonicity formula
In the rest of the paper we study the free boundary of almost minimizers. This section is devoted to proving Weiss-type monotonicity formula, which is one of the most important tools in our study of the free boundary. This result is obtained from comparison with \(\kappa \)-homegeneous replacements, following the idea for the one in the case \(q=0\) in [2].
Before stating and proving Weiss-type monotonicity formula, we introduce different types of Weiss energies that will be used in this paper. For \(\kappa =\frac{2}{1-q}>2\) and \(x_0, x_1\in B_{1/2}\), set
Here, we have the relation \(M_{x_0}(\textbf{v})=W^0(\textbf{v},x_0,x_0,1)\). For solutions of the system, the (almost) monotonicity of \(W^0\) was obtained in [4]. For example, if \(\textbf{v}\) solves \(\Delta \textbf{v}=f(x_1,\textbf{v})\) then \(t\longmapsto W^0(\textbf{v},x_0,x_1,t)\) is monotone in t for any point \(x_0\). This fact will be used in Sect. 7.
Concerning almost minimizers, we introduce the following multiplicative perturbation of \(W^0\) (with \(x_0=x_1\)):
with
Theorem 5
(Weiss-type monotonicity formula) Let \(\textbf{u}\) be an almost minimizer in \(B_1\). For \(x_0\in B_{1/2}\) and \(0<t<t_0(n,\alpha ,\kappa ,M)\),
In particular, \(W(\textbf{u},x_0,t)\) is nondecreasing in t for \(0<t<t_0\).
Proof
We follow the argument in Theorem 5.1 in [6]. Without loss of generality, we may assume \(x_0=0\). Then, for \(0<t<1/2\), define the \(\kappa \)-homogeneous replacement of \(\textbf{u}\) in \(B_t\)
Note that \(\textbf{w}\) is homogeneous of degree \(\kappa \) in \(B_t\) and coincides with \(\textbf{u}\) on \(\partial B_t\), that is a valid competitor for \(\textbf{u}\) in \(B_t\). We compute
Moreover, from
we also have
Combining those computations with the almost minimizing property of \(\textbf{u}\), we get
This gives
Note that we can write
where
Then, using (3.1), we obtain
To simplify the last term, we observe that \(\psi (t)\) satisfies the inequality
for \(0<t<t_0(n,\alpha ,\kappa ,M)\). Indeed, by a direct computation, we can see that the inequality above is equivalent to
which holds for \(0<t<t_0(n,\alpha ,\kappa ,M)\). Therefore, we conclude that
\(\square \)
4 Growth estimates
In this section we prove the optimal growth of almost minimizers at the free boundary (Theorem 2).
We will divide our proof into two cases:
The proof for the first case \(\kappa \not \in {{\mathbb {N}}}\) is given in Lemma 3, and the one for the second case \(\kappa \in {{\mathbb {N}}}\) can be found in Lemma 5 and Remark 1.
We start the proof with an auxiliary result on a more general class of almost minimizers.
Lemma 2
For \(0<a_0\le 1\), \(0<b_0\le 1\) and \(z_0\in B_{1/2}\), we define \(G(z,\textbf{u}):=a_0F(b_0z+z_0,\textbf{u})\) and let \(\textbf{u}\) be an almost minimizer in \(B_1\) of functionals
with a gauge function \(\omega (r)=Mr^\alpha .\) If \(\textbf{u}(x)=O(|x-x_0|^\mu )\) for some \(1\le \mu \le \kappa \), \(\mu \not \in {{\mathbb {N}}}\), and \(x_0\in B_{1/2}\), then
with constants \(C_\mu \) and \(r_\mu \) depending only on \(E(\textbf{u},1)\), n, \(\alpha \), M, \(\mu \). As before, the \(O(\cdot )\) notation does not necessarily mean the uniform estimate.
Proof
We can write \(G(z,\textbf{u})=\frac{1}{1+q}\left( {\tilde{\lambda }}_+(z)|\textbf{u}^+|^{q+1}+{\tilde{\lambda }}_-(z)|\textbf{u}^-|^{q+1}\right) \) for \({\tilde{\lambda }}_\pm (z)=a_0\lambda _\pm (b_0z+z_0)\), which means that \(\textbf{u}\) is an almost minimizer of the energy functional (1.1) with variable coefficients \({\tilde{\lambda }}_\pm \). In the previous sections we have proved that almost minimizers with (1.5) satisfies the \(C^{1,\alpha /2}\)-estimate (1.6). \(\textbf{u}\) also satisfies (1.5) but \(1/{\tilde{\lambda }}_0\le M\) for the lower bound \({\tilde{\lambda }}_0\) of \(\lambda _\pm \), since \(a_0<1\). One can check, however, that in the proofs towards (1.6) the bound \(1/\lambda _0\le M\) in (1.5) is used only to get the estimate for \(\frac{\lambda _\pm (x)}{\lambda _\pm (x_0)}\) in (1.3) (when rewriting the almost minimizing property with variable coefficients (1.2) to frozen coefficients (1.4)). Due to cancellation \(\frac{{\tilde{\lambda }}_\pm (x)}{{\tilde{\lambda }}_\pm (x_0)}=\frac{\lambda _\pm (b_0x+z_0)}{\lambda _\pm (b_0x_0+z_0)}\) satisfies (1.3), thus we can apply Theorem 1 to \(\textbf{u}\) to obtain the uniform estimate
In view of this estimate, the statement of Lemma 2 holds for \(\mu =1\).
Now we assume that the statement holds for \(1\le \mu <\kappa \) and prove that it holds for \(\mu +\delta \le \kappa \) with \(\delta <\alpha '/2\), \(\alpha '=\alpha '(n,q)\le \alpha \) small enough, and \(\mu +\delta \not \in {{\mathbb {N}}}\). This will readily imply Lemma 2 by bootstrapping.
First, we claim that (4.2) implies that there exist constants \(C_0>0\) and \(r_0>0\), depending only on \(E(\textbf{u},1)\), n, \(\alpha \), M, \(\mu \), \(\delta \), such that for any \(r\le r_0\)
We will prove (4.3) later, and at this moment assume that it is true. Then, by Poincaré inequality (up to possibly modifying \(\textbf{p}^r\) by a constant and choosing \(C_0\) larger),
By a standard limiting argument, using that \(s<\mu +\delta \), we obtain that for a limiting polynomial \(\overline{\textbf{p}}\), and for all \(r\le r_0\),
From these estimates, under the assumption \(\textbf{u}(x)=O(|x|^{\mu +\delta })\) we deduce \(\overline{\textbf{p}}\equiv 0\), and obtain that for all \(r\le r_0\)
On the other hand, using \(\mu +\delta \le \kappa =\frac{2}{1-q}\), one can easily see that the rescalings \(\textbf{v}(x):=\frac{\textbf{u}(rx)}{r^{\mu +\delta }}\), \(0<r\le r_0\), are almost minimizers of the functional (4.1) with \(G(z,\textbf{v})=r^{2-(1-q)(\mu +\delta )}F(rz,\textbf{v})\) and a gauge function \(\omega _r(\rho )=M(r\rho )^\alpha \). This, together with (4.4), implies that the \(C^{1,\alpha /2}\)-estimates of \(\textbf{v}\) are uniformly bounded, independent of r. This readily gives the desired estimates (4.2) for \(\mu +\delta \)
We are now left with the proof of (4.3). To this aim, let \(\textbf{h}\) be the harmonic replacement of \(\textbf{u}\) in \(B_r\). Note that \(\textbf{h}\) minimizes the Dirichlet integral and attains its maximum on \(\partial B_r\). Combining this with the almost-minimality of \(\textbf{u}\) and (4.2) yields
Here, the last inequality holds for \(\alpha ' \le \alpha \) small enough since \(2(\mu -1)< (q+1)\mu \).
Now, in order to prove (4.3), as in standard Campanato Type estimates, it suffices to show that if (4.3) holds for r, then for a fixed constant \(\rho \) small enough,
Indeed, since \(\textbf{h}-\textbf{p}^r\) is harmonic, there exists a harmonic polynomial \({\hat{\textbf{p}}}^{\rho }\) of degree s such that
as long as \(\rho \) is small enough, given that \(s> \mu +\delta -1.\) To justify the first inequality, notice that if \(\textbf{w}\) is harmonic in \(B_1\) and \(\textbf{q}\) is the tangent polynomial to \(\textbf{w}\) at 0 of degree \(s-1\) then
Thus, we are applying this inequality to \(\textbf{w}=\partial _i (\textbf{h}-\textbf{p}^r)\) and \(\textbf{q}=\partial _i {\hat{\textbf{p}}}^\rho \), \(1\le i\le n\), with \({\hat{\textbf{p}}}^\rho \) the tangent polynomial to \(\textbf{h}-\textbf{p}^r\) at 0 of degree s. The second inequality in (4.7) follows from the fact that \(\textbf{h}\) is the harmonic replacement of \(\textbf{u}\) in \(B_r\).
From (4.5) for this specific \(\rho \) for which (4.7) holds, we obtain that
Combining this inequality with (4.7), since \(\delta <\alpha '/2\), we obtain the desired claim with \(\textbf{p}^{r\rho }= \textbf{p}^r + {\hat{\textbf{p}}}^\rho \), as long as \(C_0 \ge 12C^2_\mu \rho ^{-n -\alpha '-2(\mu -1)}.\) \(\square \)
Now we prove the optimal growth at free boundary points (Theorem 2) when \(\kappa \not \in {\mathbb {N}}\).
Lemma 3
Let \(\textbf{u}\in W^{1,2}(B_1)\) be an almost minimizer in \(B_1\) and \(\kappa \not \in {{\mathbb {N}}}\). Then, there exist \(C>0\) and \(r_0>0\), depending on n, \(\alpha \), M, \(\kappa \), \(E(\textbf{u},1)\), such that
for any \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\) and \(0<r<r_0.\)
Proof
We first prove the weaker version of Lemma 3 by allowing the constants C and \(r_0\) to depend on the points \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\) as well. That is, for each \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\),
where \(C_{x_0}\) and \(r_{x_0}\) depend on n, \(\alpha \), M, \(\kappa \), \(E(\textbf{u},1)\) and \(x_0\).
To show this weaker estimate (4.8), we assume to the contrary there is a point \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\) and a sequence of positive radii \(\{r_j\}^\infty _{j=1}\subset (0,1)\), \(r_j\searrow 0\), such that
Define the function
Then
Now we claim that there exists a harmonic function \(\tilde{\textbf{u}}_0\in C^1_{{\text {loc}}}({{\mathbb {R}}}^n)\) such that over a subsequence
Indeed, for a fixed \(R>1\) and a ball \(B_\rho (z)\subset B_R\), we have
for \(F_j(z,\tilde{\textbf{u}}_j):=\frac{1}{j^{1-q}}F(r_jz+x_0,\tilde{\textbf{u}}_j)=\frac{1}{1+q}\left( (\lambda _j)_+(z)|(\tilde{\textbf{u}}_j)^+|^{q+1}+(\lambda _j)_-(z)|(\tilde{\textbf{u}}_j)^-|^{q+1}\right) \), where \((\lambda _j)_\pm (z)=\frac{1}{j^{1-q}}\lambda _\pm (r_jz+x_0)\). Since each \(\tilde{\textbf{u}}_j\) is an almost minimizer of functional (4.1) with gauge function \(\omega _j(\rho )\le M(r_j\rho )^\alpha \le M\rho ^\alpha \), we can apply Theorem 1 to \(\tilde{\textbf{u}}_j\) to obtain
This implies that up to a subsequence,
By letting \(R\rightarrow \infty \) and using Cantor’s diagonal argument, we further have
To show that \(\tilde{\textbf{u}}_0\) is harmonic, we fix \(R>1\) and observe that for the harmonic replacement \(\textbf{h}_j\) of \(\tilde{\textbf{u}}_j\) in \(B_R\),
From the global estimates of harmonic function \(\textbf{h}_j\)
we see that over a subsequence
for some harmonic function \(\textbf{h}_0\in C^1(\overline{B_R})\). Taking \(j\rightarrow \infty \) in (4.9), we get
which implies that \(\tilde{\textbf{u}}_0\) is the energy minimizer of the Dirichlet integral, or the harmonic function. This finishes the proof of the claim.
Now, we observe that the harmonic function \(\tilde{\textbf{u}}_0\) satisfies
On the other hand, from \(x_0\in \Gamma ^\kappa (\textbf{u})\), we have \(\tilde{\textbf{u}}_j(x)=\frac{\textbf{u}(r_jx+x_0)}{jr_j^\kappa }=O(|x|^{\xi })\) for some \(\lfloor \kappa \rfloor<\xi <\kappa \). Applying Lemma 2 yields \(|\tilde{\textbf{u}}_j(x)|\le C_{\xi }|x|^{\xi }\), \(|x|<r_{\xi }\), with \(C_{\xi }\) and \(r_{\xi }\) depending only on n, \(\alpha \), M, \(\xi \). In fact, as a result of Lemma 2, \(C_\xi \), \(r_\xi \) may depend on \(E({\tilde{u}}_j,1)\) as well. However, from \(\sup _{B_1}(|{\tilde{\textbf{u}}}_j|+|\nabla {\tilde{\textbf{u}}}_j|)=1\), we infer that \(E({\tilde{\textbf{u}}}_j,1)=\int _{B_1}\left( |\nabla {\tilde{\textbf{u}}}_j|^2+|{\tilde{\textbf{u}}}_j|^{q+1}\right) \le C(n)\), which allow us to say that \(C_\xi \), \(r_\xi \) depend only on n, \(\alpha \), M, \(\xi \).
As \({\tilde{\textbf{u}}}_j\rightarrow {\tilde{\textbf{u}}}_0\) in \(C^1_{{\text {loc}}}({{\mathbb {R}}}^n)\), we also have \(|\tilde{\textbf{u}}_0(x)|\le C_{\xi }|x|^{\xi }\), \(|x|<r_{\xi }\). This readily implies
which combined with (4.10) contradicts Liouville’s theorem, and (4.8) is proved.
The pointwise estimate (4.8) tells us \(\textbf{u}(x)=O(|x-x_0|^\kappa )\) at every free boundary point \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\). This in turn implies, using Lemma 2 again, the desired uniform estimate in Lemma 3. \(\square \)
In the rest of this section we establish the optimal growth of almost minimizers at free boundary points when \(\kappa \) is an integer. We start with weak growth estimates.
Lemma 4
Let \(\textbf{u}\in W^{1,2}(B_1)\) be an almost minimizer in \(B_1\) and \(\kappa \in {{\mathbb {N}}}\), \(\kappa > 2\). Then for any \(\kappa -1<\mu <\kappa \), there exist \(C>0\) and \(r_0>0\), depending on n, \(\alpha \), M, \(\mu \), \(E(\textbf{u},1)\), such that
for any \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\) and \(0<r<r_0\).
Proof
The proof is similar to that of Lemma 3. \(\square \)
For \(0<s<1\) small to be chosen later, we define the homogeneous rescaling of \(\textbf{u}\)
Recall that \(\textbf{u}_s\) is an almost minimizer with gauge function \(\omega (r)\le M(sr)^\alpha \). By Lemma 4, we have for all \(\kappa -1<\mu <\kappa \)
with \(C_\mu \) depending on \(E(\textbf{u},1)\), \(\mu \), n, \(\alpha \), M.
Lemma 5
Let \(\textbf{u}\) and \(\kappa \) be as in Lemma 4, and \(0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\). Assume that in a ball \(B_r\), \(r\le r_0\) universal, we have for universal constants \(0<s<1\), \(C_0>1\) and \(\kappa -1<\mu <\kappa \)
with \(\textbf{p}^r\) a harmonic polynomial of degree \(\kappa \) such that
Then, there exists \(\rho >0\) small universal such that (4.11) and (4.12) hold in \(B_{\rho r}\) for a harmonic polynomial \(\textbf{p}^{\rho r}\) of degree \(\kappa \).
Remark 1
Lemma 5 readily implies Theorem 2 when \(\kappa \in {\mathbb {N}}\). In fact, as in the standard Campanato Type estimates, the lemma ensures that (4.11)–(4.12) are true for small \(r\le r_1\). Combining these two estimates yields
Scaling back to \(\textbf{u}(x)=s^\kappa \textbf{u}_s(x/s)\) gives its optimal growth estimates at \(0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\). This also holds for any \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\) by considering \(\textbf{u}(\cdot -x_0)\).
Proof
For notational simplicity, we write \(\textbf{v}:=\textbf{u}_s\).
Step 1. For \(0<r<1\), we denote by \({\tilde{\textbf{v}}}\) and \({\tilde{\textbf{p}}}^r\) the rescalings of \(\textbf{v}\) and \(\textbf{p}^r\), respectively, to the ball of radius r, that is
When not specified, \(\Vert \cdot \Vert _\infty \) denotes the \(L^\infty \) norm in the unit ball \(B_1\). With these notations, (4.11)–(4.12) read
and
We claim that if \({\tilde{\textbf{p}}}^r\) is \(\kappa \)-homogeneous, then the finer bound
holds for a universal constant \(C_0>0\). Indeed, applying Theorem 5, Weiss-type monotonicity formula, gives
and since \(b>0\),
Using that \({\tilde{\textbf{p}}}^r\) is a \(\kappa \)-homogeneous harmonic polynomial satisfying (4.13), we get
Thus
In conclusion (for a universal constant \(C>0\)) we have \( \Vert {\tilde{\textbf{p}}}^r\Vert _\infty ^{q+1}\le CL_s^2\) from which we deduce that
Step 2. We claim that for some \(t_0>0\) small universal
Indeed, (4.13)–(4.14) give (C universal possibly changing from equation to equation)
Similarly,
and Höder’s inequality gives
We conclude that the following energy estimate \(E( {\tilde{\textbf{w}}},1)\le C, \) where \({\tilde{\textbf{w}}}:=L_s^{-\frac{2}{1+q}}{\tilde{\textbf{v}}}\) is an almost minimizer with the same gauge function as \({\tilde{\textbf{v}}}\) for the energy
As before, \(L_s^{\frac{2(q-1)}{q+1}}\le 1\) allows us to repeat the arguments towards the \(C^{1,\alpha /2}\)-estimtate of almost minimizers as well as towards Lemma 4. Since \(\textbf{u}=o(|x|^{\kappa -1})\) implies \({\tilde{\textbf{w}}}=o(|x|^{\kappa -1})\), we can apply Lemma 4 to have
This readily implies (4.15).
Step 3. Let \({\tilde{\textbf{h}}}\) be the harmonic replacement of \({\tilde{\textbf{v}}}\) in \(B_{t_0}\). Then, we claim that
Let us first recall that \(\textbf{v}(x)=\frac{\textbf{u}(sx)}{s^\kappa }\) and that \({\tilde{\textbf{v}}}(x)=\frac{\textbf{v}(rx)}{r^\kappa }=\frac{\textbf{u}(rsx)}{(rs)^\kappa }\) is an almost minimizer with gauge function \(\omega (\rho )\le M(rs\rho )^\alpha \). Thus,
To estimate I, we use that \({\tilde{\textbf{h}}}\) is the harmonic replacement of \({\tilde{\textbf{v}}}\), together with (4.15), to get
In addition, it follows from the subharmonicity of \(|{\tilde{\textbf{h}}}|^2\) and (4.15) that
This gives
Therefore,
where the last inequality holds if \(\mu \) is chosen universal close enough to \(\kappa \) (specifically, \(\mu \ge \kappa -\frac{\alpha (1+q)}{3(1-q)})\).
Next, we estimate II.
To bound the last term, we observe
and use it to obtain
Therefore,
where we used (4.13) in the last inequality. This completes the proof of (4.16).
Step 4. For \(\rho \in (0,t_0)\) small to be chosen below, we have by (4.16)
Since \({\tilde{\textbf{h}}}-{\tilde{\textbf{p}}}^r\) is harmonic, arguing as in the proof of Lemma 2, we can find a harmonic polynomial \(\textbf{q}^r\) (in \(B_r\)) of degree \(\kappa \) such that \({\tilde{\textbf{q}}}^r (x)=\frac{\textbf{q}^r (rx)}{r^\kappa } \) satisfies
Using (4.13) and (4.16), we further have
This, combined with the equation above, gives
By possibly modifying \({\tilde{\textbf{q}}}^r\) by adding a constant, we also have by Poincaré inequality
One can see that \({\tilde{\textbf{q}}}^r\) depends on \(\rho \) as well as r, but we keep denoting \({\tilde{\textbf{q}}}^r\) for the notational simplicity. We choose \(\rho \in (0,t_0)\) small so that
and then choose \(L_s\) large (that is s small) so that
This yields that
Notice that (4.17) holds for any \(\rho \in [\rho _1,\rho _2]\), with some constants \(\rho _1\), \(\rho _2>0\) small universal and \(L_s>0\) large universal.
In addition, we have
where the last line follows from (4.13) and (4.17). We remark that \({\bar{C}}\) depends on \(\rho _2\), but is independent of \(\rho _1\).
Step 5. In this step, we prove that the estimates (4.11)–(4.12) over \(B_r\) imply the same estimates over \(B_{\rho r}\). We set (by abuse of notation) \(\textbf{p}^{\rho r}:=\textbf{p}^r+\textbf{q}^r\) and recall \(\textbf{q}^r(x):=r^\kappa {\tilde{\textbf{q}}}^r\left( \frac{x}{r}\right) \). Following the notations above we denote its homogeneous rescaling by
We divide the proof into the following two cases:
Case 1. Suppose that \(\textbf{p}^{\rho r}\) is \(\kappa \)-homogeneous. Then (4.11) over \(B_{\rho r}\) follows from (4.17) and (4.12) over \(B_{\rho r}\) with \(\textbf{p}^{\rho r}\) from the monotonicity formula, see the claim in Step 1.
Case 2. Now we assume that \(\textbf{p}^{\rho r}\) is not homogeneous of degree \(\kappa \). Note that for each polynomial \(\textbf{p}\) of degree \(\kappa \), we can decompose \(\textbf{p}=\textbf{p}_h+\textbf{p}_i\) with \(\textbf{p}_h\), \(\textbf{p}_i\) respectively the \(\kappa \)-homogeneous and the inhomogeneous parts of \(\textbf{p}\). We will prove that (4.11)–(4.12) hold in \(B_{\rho r}\) with the harmonic polynomial \(\textbf{p}^{\rho r}_h\) (in the place of \(\textbf{p}^{\rho r}\)). In fact, it is enough to prove the statement in \(B_{\rho r}\) under the assumption that \(\textbf{p}^r\) is \(\kappa \)-homogeneous. Indeed, we note that (4.17) holds for every any \(r\le 1\) and \(\rho _1<\rho <\rho _2\). Thus, if \(r\le r_0\) is small enough, we can find \(\rho \in [\rho _1,\rho _2]\) such that \(r=\rho ^m\) for some \(m\in {\mathbb {N}}\). Then, we can iterate the above statement with such \(\rho \), starting with \(\textbf{p}^1=0\).
Now, we distinguish two subcases, for \(\delta >0\) small and \(L_s>0\) large universal:
Case 2.1. We first consider the case \(\Vert {\tilde{\textbf{q}}}^r_i\Vert _\infty \le \delta L_s\). To prove (4.11), we use the \(\kappa \)-homogeneity of \(\textbf{p}^r\) to have
which implies (in accordance with the decomposition above)
Combining this with (4.17) gives
Similarly,
This proves (4.11) in \(B_{\rho r}\) with harmonic polynomial \(\textbf{p}_h^{\rho r}\). (4.12) follows from the homogeneity of \(\textbf{p}^{\rho r}_h\).
Case 2.2. Now we assume \(\Vert {\tilde{\textbf{q}}}^r_i\Vert _\infty >\delta L_s\). We will show that it leads to a contradiction and that we always fall in the previous case.
Indeed, for \({\bar{r}}:=\rho _1 r\),
Recall that the constant \({\bar{C}}\) in (4.18) is independent of \(\rho _1\). Thus, for \(\rho _1>0\) small,
Similarly,
For \(L_s\) large
and thus
We iterate again, and conclude that
while
Indeed, using that \(\Vert {\tilde{\textbf{p}}}^{{\bar{r}}}_i\Vert _\infty \ge C_3L_s\ge 2\Vert {\tilde{\textbf{q}}}^{{\bar{r}}}\Vert _\infty \), we get
and similarly
In addition,
In conclusion, if \(a_l:=\Vert {\tilde{\textbf{p}}}^{\rho _1^l{\bar{r}}}_i\Vert _\infty \) and \(b_l:=\Vert {\tilde{\textbf{p}}}^{\rho _1^l{\bar{r}}}_h\Vert _\infty \), \(l\ge 0\), we can iterate and have that (\(\rho _1\) small)
as long as
which holds at \(l=0\). This iteration is possible, since we can repeat Step 1–4 as long as \(\Vert {\tilde{\textbf{p}}}^{\rho _1^l{\bar{r}}}\Vert _\infty \le a_l+b_l\le C_0L_s^{\frac{2}{1+q}}\).
Thus we can iterate till the first \(l\ge 1\) (\(l \sim \log L_s)\) such that for \(c_0\le \frac{1}{2C^*}\) small universal
We will now finally show that these inequalities lead to a contradiction.
For simplicity we write \({\tilde{\textbf{v}}}^l:={\tilde{\textbf{v}}}^{\rho _1^l{\bar{r}}}\) and \({\tilde{\textbf{p}}}^l:={\tilde{\textbf{p}}}^{\rho _1^l{\bar{r}}}\). From
we see that for any \(\eta \le 1\),
Moreover, from (4.15) and (4.20), for \(\mu > \kappa -1,\) and \(|x| \le 1/2,\)
This combined with the equation above gives that
Hence, we conclude from (4.19) that
Since \(\mu > \kappa -1\), for \(\eta \) small and \(L_s\) large we obtain a contradiction. \(\square \)
Before closing this section, we notice that the combination of Theorems 1 and 2 provides the following optimal regularity of an almost minimizer at the free boundary.
Corollary 1
Let \(\textbf{u}\) be an almost minimizer in \(B_1\). Then, for \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\), \(0<r<1/2\), \(\textbf{u}_{x_0,r}\in C^{1,\alpha /2}(B_1)\) and for any \(K\Subset B_1\),
5 Non-degeneracy
In this section we shall derive an important non-degeneracy property of almost minimizers, Theorem 6.
In the rest of this paper, for \(x_0\in B_{1/2}\) and \(0<r<1/2\) we denote the \(\kappa \)-homogeneous rescalings of \(\textbf{u}\) by
Theorem 6
(Non-Degeneracy) Let \(\textbf{u}\) be an almost minimizer in \(B_1\). There exist constants \(c_0=c_0(q,n,\alpha ,M, E(\textbf{u}, 1))>0\) and \(r_0=r_0(q,n,\alpha ,M)>0\) such that if \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\) and \(0<r<r_0\), then
To establish Theorem 6, we first prove Lemma 6 below. The idea of this lemma is to replace the almost minimizer \(\textbf{u}_{x_0,r}\) with the solution of the system with frozen coefficient at \(x_0\) and boundary datum \(\textbf{u}\) and use its non-degeneracy property.
Lemma 6
Let \(\textbf{u}\) be an almost minimizer in \(B_1\). Then, there exist small constants \(\varepsilon _0=\varepsilon _0(q,n,M)>0\) and \(r_0=r_0(q,n,\alpha ,M)>0\) such that for \(0<r<r_0\) and \(x_0\in B_{1/2}\), if \(E(\textbf{u}_{x_0,r},1)\le \varepsilon _0\) then \(E(\textbf{u}_{x_0,r/2},1)\le \varepsilon _0\).
Proof
For simplicity we may assume \(x_0=0\). For \(0<r<r_0\) to be specified later, let \(\textbf{v}_r\) be a solution of \(\Delta \textbf{v}_r=f(0,\textbf{v}_r)\) in \(B_1\) with \(\textbf{v}_r=\textbf{u}_r\) on \(\partial B_1\). We claim that if \(\varepsilon _0=\varepsilon _0(q,n,M)>0\) is small, then \(\textbf{v}_r\equiv \textbf{0}\) in \(B_{1/2}\). Indeed, if not, then \(\sup _{B_{3/4}}|\textbf{v}_r|\ge c_0(q,n)\) by the non-degeneracy of the solution \(\textbf{v}_r\). Thus \(|\textbf{v}_r(z_0)|\ge c_0(q,n)\) for some \(z_0\in \overline{B_{3/4}}\). Moreover, from \(1/M\le \lambda _\pm \le M\) and \(0<q<1\), we have \(1/M\le \frac{2}{1+q}\lambda _\pm \le 2M\), thus
Then
Combining this with the estimate for the solution \(\textbf{v}_r\) gives
hence
for some small \(\rho _0=\rho _0(q,n,M)>0\). This implies that
which is a contradiction if \(\varepsilon _0=\varepsilon _0(q,n,M)\) is small.
Now, we use \(E(\textbf{v}_r,1)\le 2M^2\varepsilon _0\) together with the fact that \(\textbf{u}_r\) satisfies (1.4) in \(B_1\) with gauge function \(\omega _r(\rho )\le M(r\rho )^\alpha \) to get
thus
This gives
To compute the last two terms, we use \( \textbf{u}_r\cdot \textbf{v}_r^+\le \textbf{u}_r^+\cdot \textbf{v}_r^+\le |\textbf{u}_r^+||\textbf{v}_r^+|\) and Young’s inequality to get
Similarly, from \(-\textbf{u}_r\cdot \textbf{v}_r^-\le \textbf{u}_r^-\cdot \textbf{v}_r^-\le |\textbf{u}_r^-||\textbf{v}_r^-|,\) we also have
Combining those inequalities and (5.1) yields
Applying Poincaré inequality and Hölder’s inequality, we obtain
Since \(\textbf{v}_r\equiv {\textbf{0}}\) in \(B_{1/2}\), we see that for \(0<r<r_0(q,n,\alpha ,M)\),
Therefore, we conclude that
\(\square \)
Lemma 6 immediately implies the following integral form of non-degeneracy.
Lemma 7
Let \(\textbf{u}\), \(\varepsilon _0\) and \(r_0\) be as in the preceeding lemma. If \(x_0\in \overline{\{|\textbf{u}|>0\}}\cap B_{1/2}\) and \(0<r<r_0\), then
Proof
By the continuity of \(\textbf{u}\), it is enough to prove (5.2) for \(x_0\in \{|\textbf{u}|>0\}\cap B_{1/2}\). Towards a contradiction, we suppose that \(\int _{B_r(x_0)}\left( |\nabla \textbf{u}|^2+|\textbf{u}|^{q+1}\right) \le \varepsilon _0r^{n+2\kappa -2}\), or equivalently \(E(\textbf{u}_{x_0,r},1)\le \varepsilon _0\). Then, by the previous lemma we have \(E(\textbf{u}_{x_0,r/2^j},1)\le \varepsilon _0\) for all \(j\in {{\mathbb {N}}}\). From \(|\textbf{u}(x_0)|>0\), we see that \(|\textbf{u}|>c_1>0\) in \(B_{r/2^j}(x_0)\) for large j. Therefore,
This is a contradiction, as desired. \(\square \)
We are now ready to prove Theorem 6.
Proof of Theorem 6
Assume by contradiction that
with \(c_0\) small, to be made precise later. Let \(\epsilon _0, r_0\) be the constants in Lemma 6 and \(\omega _n=|B_1|\) be the volume of an n-dimensional ball. For \(r<r_0\), by interpolation together with the estimate (4.21),
by choosing \(\epsilon = \frac{\epsilon _0}{2^{n+2\kappa }C\omega _n^{1/2}}\) and \(c_0 \le \epsilon _0/(2^{n+2\kappa }K(\epsilon )\omega _n^{1/2})\). Thus, if \(\omega _n c_0^{q+1} < \epsilon _0/2^{n+2\kappa -1}\), then \(E(\textbf{u}_{x_0,r}, \frac{1}{2}) < \frac{\epsilon _0}{2^{n+2\kappa -2}}\), which contradicts Lemma 7. \(\square \)
6 Homogeneous blowups and energy decay estimates
In this section we study the homogeneous rescalings and blowups. We first show that the \(\kappa \)-homogeneous blowups exist at free boundary points.
Lemma 8
Suppose \(\textbf{u}\) is an almost minimizer in \(B_1\) and \(x_0\in \Gamma ^\kappa (\textbf{u})\cap B_{1/2}\). Then for \(\kappa \)-homogeneous rescalings \(\textbf{u}_{x_0,t}(x)=\frac{\textbf{u}(x_0+tx)}{t^\kappa }\), there exists \(\textbf{u}_{x_0,0}\in C^1_{{\text {loc}}}({{\mathbb {R}}}^n)\) such that over a subsequence \(t=t_j\rightarrow 0+\),
Moreover, \(\textbf{u}_{x_0,0}\) is a nonzero \(\kappa \)-homogeneous global solution of \(\Delta \textbf{u}_{x_0,0}=f(x_0,\textbf{u}_{x_0,0})\).
Proof
For simplicity we assume \(x_0=0\) and write \(\textbf{u}_t=\textbf{u}_{0,t}\) and \(W(\textbf{u},r)=W(\textbf{u},0,0,r)\).
Step 1. We first prove the \(C^1\)-convergence. For any \(R>1\), Corollary 1 ensures that there is a function \(\textbf{u}_0\in C^1(B_{R/2})\) such that over a subsequence \(t=t_j\rightarrow 0+\),
By letting \(R\rightarrow \infty \) and using a Cantor’s diagonal argument, we obtain that for another subsequence \(t=t_j\rightarrow 0+\),
Step 2. By the non-degeneracy in Theorem 6, \(\sup _{B_1}|\textbf{u}_{t_j}|\ge c_0>0\). By the \(C^1\)-convergence of \(\textbf{u}_{t_j}\) to \(\textbf{u}_0\), we have \(\textbf{u}_0\) is nonzero. To show that \(\textbf{u}_0\) is a global solution, for fixed \(R>1\) and small \(t_j\), let \(\textbf{v}_{t_j}\) be the solution of \(\Delta \textbf{v}_{t_j}=f(0,\textbf{v}_{t_j})\) in \(B_R\) with \(\textbf{v}_{t_j}=\textbf{u}_{t_j}\) on \(\partial B_R\). Then, by elliptic theory,
Thus, there exists a solution \(\textbf{v}_0\in C^1(\overline{B_R})\) such that
Moreover, we use again that \(\textbf{u}_{t_j}\) is an almost minimizer with the frozen coefficients in \(B_{1/2t_j}\) with a gauge function \(\omega _j(\rho )\le M(t_j\rho )^\alpha \) to have
By taking \(t_j\rightarrow 0\) and using the \(C^1\)-convergence of \(\textbf{u}_{t_j}\) and \(\textbf{v}_{t_j}\), we obtain
Since \(\textbf{v}_{t_j}=\textbf{u}_{t_j}\) on \(\partial B_R\), we also have \(\textbf{v}_0=\textbf{u}_0\) on \(\partial B_R\). This means that \(\textbf{u}_0\) is equal to the energy minimizer (or solution) \(\textbf{v}_0\) in \(B_R\). Since \(R>1\) is arbitrary, we conclude that \(\textbf{u}_0\) is a global solution.
Step 3. Now we prove that \(\textbf{u}_0\) is \(\kappa \)-homogeneous. Fix \(0<r<R<\infty \) and write for simplicity \(W(\textbf{u},s)=W(\textbf{u},0,s)\). By the Weiss-type monotonicity formula, Theorem 5, we have that for small \(t_j\),
On the other hand, by the optimal growth estimates Theorem 2,
thus \(W(\textbf{u},0+)\) is finite. Using this and taking \(t_j\rightarrow 0+\) in (6.1), we get
Taking \(r\rightarrow 0+\) and \(R\rightarrow \infty \), we conclude that \(x\cdot \nabla \textbf{u}_0-\kappa \textbf{u}_0=0\) in \({{\mathbb {R}}}^n\), which implies that \(\textbf{u}_0\) is \(\kappa \)-homogeneous in \({{\mathbb {R}}}^n\). \(\square \)
Out next objective is the polynomial decay rate of the Weiss-type energy functional W at the regular free boundary points \(x_0\in {\mathcal {R}}_\textbf{u}\), Lemma 9. It can be achieved with the help of the epiperimetric inequality, proved in [4]. To describe the inequality, we recall
and recall that \({{\mathbb {H}}}_{x_0}\) is a class of half-space solutions.
Theorem 7
(Epiperimetric inequality) There exist \(\eta \in (0,1)\) and \(\delta >0\) such that if \(\textbf{c}\in W^{1,2}(B_1)\) is a homogeneous function of degree \(\kappa \) and \(\Vert \textbf{c}-\textbf{h}\Vert _{W^{1,2}(B_1)}\le \delta \) for some \(\textbf{h}\in {{\mathbb {H}}}_{x_0}\), then there exists a function \(\textbf{v}\in W^{1,2}(B_1)\) such that \(\textbf{v}=\textbf{c}\) on \(\partial B_1\) and \(M_{x_0}(\textbf{v})\le (1-\eta )M_{x_0}(\textbf{c})+\eta M_{x_0}(\textbf{h})\).
For \(x_0\in B_{1/2}\) and \(0<r<1/2\), we denote the \(\kappa \)-homogeneous replacement of \(\textbf{u}\) in \(B_r(x_0)\) (or equivalently, the \(\kappa \)-homogeneous replacement of \(\textbf{u}_{x_0,r}\) in \(B_1\)) by
Lemma 9
Let \(\textbf{u}\) be an almost minimizer in \(B_1\) and \(x_0\in {\mathcal {R}}_\textbf{u}\cap B_{1/2}\). Suppose that the epiperimetric inequality holds with \(\eta \in (0,1)\) for each \(\textbf{c}_{x_0,r},\) \(0<r<r_1<1\). Then
for some \(\delta =\delta (n,\alpha ,\kappa ,\eta )>0\).
Proof
For simplicity we may assume \(x_0=0\) and write \(\textbf{u}_r=\textbf{u}_{0,r}\), \(\textbf{c}_r=\textbf{c}_{0,r}\). For \(W(\textbf{u},r)=W(\textbf{u},0,r)\), we define
and compute
and
Then
To simplify the last term, we observe that \(\textbf{u}_r=\textbf{c}_r\) and \(\partial _\nu \textbf{c}_r=\kappa \textbf{c}_r\) on \(\partial B_1\) and that \(|\nabla \textbf{c}_r|^2+2F(0,\textbf{c}_r)\) is homogeneous of degree \(2\kappa -2\), and obtain
Thus
We want to estimate \(M_0(\textbf{c}_r)\). From the assumption that the epiperimetric inequality holds for \(\textbf{c}_r\), we have \(M_{0}(\textbf{v}^r)\le (1-\eta )M_{0}(\textbf{c}_r)+\eta M_{0}(\textbf{h}^r)\) for some \(\textbf{h}^r\in {{\mathbb {H}}}_0\) and \(\textbf{v}^r\in W^{1,2}(B_1)\) with \(\textbf{v}^r=\textbf{c}_r\) on \(\partial B_1\). In addition, \(0\in {\mathcal {R}}_\textbf{u}\) ensures that there exists a sequence \(t_j\rightarrow 0+\) such that \(\textbf{u}_{t_j}\rightarrow \textbf{h}_0\) in \(C^1_{{\text {loc}}}({{\mathbb {R}}}^n)\) for some \(\textbf{h}_0\in {{\mathbb {H}}}_0\). Then
Here, the last equality holds since both \(\textbf{h}_j\) and \(\textbf{h}^r\) are elements in \({{\mathbb {H}}}_0\). By the epiperimetric inequality and the almost-minimality of \(\textbf{u}_r\),
We rewrite it as
and, combining this with (6.2), obtain
Note that from Theorem 2, there is a constant \(C>0\) such that
and
for small \(r>0\). Then
Now, take \(\delta =\delta (n,\alpha ,\kappa ,\eta )\) such that \(0<\delta <\min \left\{ \frac{(n+2\kappa -2)\eta }{1-\eta },\alpha \right\} \). Using the differential inequality above for e(r) and that \(e(r)=W(\textbf{u},r)-W(\textbf{u},0+)\ge 0\), we have for \(0<r<r_0\)
Thus
and hence we conclude that
\(\square \)
Now, we consider an auxiliary function
which is a solution of the differential equation
For \(x_0\in B_{1/2}\), we define the \(\kappa \)-almost homogeneous rescalings by
Lemma 10
(Rotation estimate) Under the same assumption as in Lemma 9,
Proof
Without loss of generality, assume \(x_0=0\). For \(\textbf{u}_r^\phi =\textbf{u}_{0,r}^\phi \) and \(W(\textbf{u},r)=W(\textbf{u},0,r)\),
By Theorem 5, we have for \(0<r<t_0\)
Using this and Lemma 9, we can compute
Now, by a standard dyadic argument, we conclude that
\(\square \)
The following are generalization of Lemma 4.4 and Proposition 4.6 in [4] on \(\kappa \)-homogeneous solutions from the case \(\lambda _{\pm }=1\) to the constant coefficients \(\lambda _\pm (x_0)\), which can be proved in similar fashion.
Lemma 11
For every \(x_0\in B_{1/2}\), \({{\mathbb {H}}}_{x_0}\) is isolated (in the topology of \(W^{1,2}(B_1)\)) within the class of \(\kappa \)-homogeneous solutions \(\textbf{v}\) for \(\Delta \textbf{v}=f(x_0,\textbf{v})\).
Proposition 2
For \(x_0\in B_{1/2}\), let \(\textbf{v}\not \equiv 0\) be a \(\kappa \)-homogeneous solution of \(\Delta \textbf{v}=f(x_0,\textbf{v})\) satisfying \(\{|\textbf{v}|=0\}^{\textrm{0}}\ne \emptyset \). Then \(M_{x_0}(\textbf{v})\ge {\mathcal {B}}_{x_0}\) and equality implies \(\textbf{v}\in {{\mathbb {H}}}_{x_0}\); here \({\mathcal {B}}_{x_0}=M_{x_0}(\textbf{h})\) for every \(\textbf{h}\in {{\mathbb {H}}}_{x_0}\).
The proof of the next proposition can be obtained as in Proposition 4.5 in [1], by using Lemma 11 and a continuity argument.
Proposition 3
If \(x_0\in {\mathcal {R}}_\textbf{u}\), then all blowup limits of \(\textbf{u}\) at \(x_0\) belong to \({{\mathbb {H}}}_{x_0}\).
7 Regularity of the regular set
In this last section we establish one of the main result in this paper, the \(C^{1,\gamma }\)-regularity of the regular set \({\mathcal {R}}_\textbf{u}\).
We begin by showing that \({\mathcal {R}}_\textbf{u}\) is an open set in \(\Gamma (\textbf{u})\).
Lemma 12
\({\mathcal {R}}_\textbf{u}\) is open relative to \(\Gamma (\textbf{u})\).
Proof
Step 1. For points \(y\in B_{1/2}\), we let \({\mathbb {A}}_{y}\) be a set of \(\kappa \)-homogeneous solutions \(\textbf{v}\) of \(\Delta \textbf{v}=f(y,\textbf{v})\) satisfying \(\textbf{v}\not \in {{\mathbb {H}}}_{y}\), and define
From \(\Vert \textbf{h}-\textbf{v}\Vert _{C^1(\overline{B_1})}\ge c(n)\Vert \textbf{h}-\textbf{v}\Vert _{W^{1,2}(B_1)}\), the isolation property of \({{\mathbb {H}}}_{x_0}\) in Lemma 11 also holds in \(C^1(\overline{B_1})\)-norm, thus \(\rho _y>0\) for every \(y\in B_{1/2}\).
We claim that there is a universal constant \(c_1>0\) such that \(c_1<\rho _y<1/c_1\) for all \(y\in B_{1/2}\). Indeed, the second inequality \(\rho _y<1/c_1\) is obvious. For the first one, we assume to the contrary that \(\rho _{y_i}\rightarrow 0\) for a sequence \(y_i\in B_{1/2}\). This gives sequences \(\textbf{h}_{y_i}\in {{\mathbb {H}}}_{y_i}\) and \(\textbf{v}_{y_i}\in {\mathbb {A}}_{y_i}\) such that \({\text {dist}}(\textbf{h}_{y_i},\textbf{v}_{y_i})\rightarrow 0\), where the distance is measured in \(C^1(\overline{B_1})\)-norm. Over a subsequence, we have \(y_i\rightarrow y_0\) and, using that \(\textbf{h}_{y_i}\) and \(\textbf{v}_{y_i}\) are uniformly bounded, \(\textbf{h}_{y_i}\rightarrow \textbf{h}_{y_0}\) and \(\textbf{v}_{y_i}\rightarrow \textbf{v}_{y_0}\) for some \(\textbf{h}_{y_0}\in {{\mathbb {H}}}_{y_0}\) and \(\textbf{v}_{y_0}\in {\mathbb {A}}_{y_0}\). It follows that \({\text {dist}}(\textbf{h}_{y_0},\textbf{v}_{y_0})=\lim _{i\rightarrow \infty }{\text {dist}}(\textbf{h}_{y_i},\textbf{v}_{y_i})=0\), meaning that \(\textbf{h}_{y_0}=\textbf{v}_{y_0}\), a contradiction.
Step 2. Towards a contradiction we assume that the statement of Lemma 12 is not true. Then we can find a point \(x_0\in {\mathcal {R}}_\textbf{u}\) and a sequence of points \(x_i\in \Gamma (\textbf{u})\setminus {\mathcal {R}}_\textbf{u}\) such that \(x_i\rightarrow x_0\).
For a small constant \(\varepsilon _1=\varepsilon _1(n,q,M,c_1)>0\) to be specified later, we claim that there is a sequence \(r_i\rightarrow 0\) and a subsequence of \(x_i\), still denoted by \(x_i\), such that
where \(\textbf{u}_{x_i,r_i}(x)=\frac{\textbf{u}(x_i+r_ix)}{r_i^\kappa }\) are the \(\kappa \)-homogeneous rescalings.
Indeed, since \(x_0\in {\mathcal {R}}_\textbf{u}\), we can find a sequence \(t_j\rightarrow 0\) such that
For each fixed \(t_j\), we take a point from the above sequence \(\{x_i\}_{i=1}^\infty \) (and redefine the point as \(x_j\) for convenience) close to \(x_0\) such that
On the other hand, using \(x_j\not \in {\mathcal {R}}_\textbf{u}\) and Proposition 3, we see that there is \(\tau _j<t_j\) such that \({\text {dist}}(\textbf{u}_{x_j,\tau _j},{{\mathbb {H}}}_{x_j})>\rho _{x_j}/2\). Using the result in Step 1, we have \({\text {dist}}(\textbf{u}_{x_j,\tau _j},{{\mathbb {H}}}_{x_j})>c_1/2>2\varepsilon _1\) for small \(\varepsilon _1\). We next want to show that for large j
For this aim, we let \(\textbf{h}_{x_0}\in {{\mathbb {H}}}_{x_0}\) be given. Then \(\textbf{h}_{x_j}:=\frac{\beta _{x_j}}{\beta _{x_0}}\textbf{h}_{x_0}\in {{\mathbb {H}}}_{x_j}\) and \(\frac{\beta _{x_j}}{\beta _{x_0}}=\left( \frac{\lambda _+(x_j)}{\lambda _+(x_0)}\right) ^{\kappa /2}\rightarrow 1\) as \(j\rightarrow \infty \). Thus \({\text {dist}}(\textbf{h}_{x_j},\textbf{h}_{x_0})<\varepsilon _1/2\) for large j, and hence
This implies (7.3).
Now, (7.2) and (7.3) ensure the existence of \(r_j\in (\tau _j,t_j)\) such that
Step 3. (7.1) implies that \(\{\textbf{u}_{x_i,r_i}\}\) is uniformly bounded in \(C^1\)-norm (so in \(C^{1,\alpha /2}\)-norm as well), thus we can follow the argument in Step 1–2 in the proof of Lemma 8 with \(\textbf{u}_{x_i,r_i}\) in the place of \(\textbf{u}_t\) to have that over a subsequence
for some nonzero global solution \(\textbf{u}^*\) of \(\Delta \textbf{u}^*=f(x_0,\textbf{u}^*)\).
From (7.1) again, we may assume that \(\Vert \textbf{u}_{x_i,r_i}-\textbf{h}\Vert _{C^1(\overline{B_1})}\le 2\varepsilon _1\) for \(\textbf{h}(x)=\beta _{x_0}(x^1_+)^\kappa \). Then \(|\textbf{u}_{x_i,r_i}|+|\nabla \textbf{u}_{x_i,r_i}|\le 2\varepsilon _1\) in \(B_1\cap \{x_1\le 0\}\). By the nondegeneracy property, Lemma 7, we know that \(\int _{B_t(z)}\left( |\nabla \textbf{u}_{x_i,r_i}|^2+|\textbf{u}_{x_i,r_i}|^{q+1}\right) \ge \varepsilon _0t^{n+2\kappa -2}\) for any \(z\in \overline{\{|\textbf{u}_{x_i,r_i}|>0\}}\) and \(B_t(z)\Subset B_1\). We can deduce from the preceding two inequalities that if \(\varepsilon _1\) is small, then \(\textbf{u}_{x_i,r_i}\equiv 0\) in \(B_1\cap \{x_1\le -1/4\}\). Therefore, the coincidence set \(\{|\textbf{u}^*|=0\}\) has a nonempty interior, and there exist an open ball \(D\Subset \{|\textbf{u}^*|=0\}\) and a point \(z_0\in \partial D\cap \partial \{|\textbf{u}^*|>0\}\).
Step 4. We claim that \(\Vert \textbf{u}^*\Vert _{L^\infty (B_r(z_0))}=O(r^\kappa )\).
In fact, we can proceed as in the proof of the sufficiency part of Theorem 1.2 in [4]. In the theorem, they assume \(\Vert \textbf{u}\Vert _{L^\infty (B_r)}=o(r^{\lfloor \kappa \rfloor })\) and prove \(\Vert \textbf{u}\Vert _{L^\infty (B_r)}=O(r^\kappa )\). We want to show that the condition \(\Vert \textbf{u}\Vert _{L^\infty (B_r)}=o(r^{\lfloor \kappa \rfloor })\) can be replaced by \(0\in \partial D\cap \partial \{|\textbf{u}|>0\}\), where D is an open ball contained in \(\{|\textbf{u}|=0\}\) (then it can be applied to \(\textbf{u}^*\) in our case, and \(\Vert \textbf{u}^*\Vert _{L^\infty (B_r(z_0))}=O(r^\kappa )\) follows). Indeed, the growth condition on \(\textbf{u}\) in the theorem is used only to prove the following: if \({\tilde{\textbf{u}}}_j(x)=P_j(x)+\Gamma _j(x)\) in \(B_r\), where \({\tilde{\textbf{u}}}_j(x)=\frac{\textbf{u}(rx)}{jr_j^\kappa }\) is a rescaling of \(\textbf{u}\) at 0, \(P_j\) is a harmonic polynomial of degree \(l\le \lfloor \kappa \rfloor \) and \(|\Gamma _j(x)|\le C|x|^{l+\varepsilon }\), \(0<\varepsilon <1\), then \(P_j\equiv 0\). To see that \(0\in \partial D\cap \partial \{|\textbf{u}|>0\}\) also gives the same result, we observe that it implies that \({\tilde{\textbf{u}}}_j=0\) in an open subset \(A_r\) of the ball \(B_r\). This is possible only when \(P_j=\Gamma _j=0\) in \(A_r\). Thus, by the unique continuation \(P_j\equiv 0\).
Step 5. Recall the standard Weiss energy
By the result in Step 4, there exists a \(\kappa \)-homogeneous blowup \(\textbf{u}^{**}\) of \(\textbf{u}^*\) at \(z_0\) (i.e., \(\textbf{u}^{**}(x)=\lim _{r\rightarrow 0}\frac{\textbf{u}^*(rx+z_0)}{r^\kappa }\) over a subsequence). From \(z_0\in \partial D\), \(\textbf{u}^{**}\) should have a nonempty interior of the zero-set \(\{|\textbf{u}^{**}|=0\}\) near the origin 0, thus by Proposition 2
Moreover, we observe that for any \(\rho \in (0,1)\) and \(s\in (0,1)\)
Here, the first inequality follows from \(\Delta \textbf{u}^*=f(x_0,\textbf{u}^*)\) and Weiss monotonicity formula. We have used in the second step that \(|\nabla \textbf{u}_{x_i,r_i}|^2+2F(x_i+r_iz_0,\textbf{u}_{x_i,r_i})\) and \(|\textbf{u}_{x_i,r_i}|^2\) converge uniformly to \(|\nabla \textbf{u}^*|^2+2F(x_0,\textbf{u}^*)\) and \(|\textbf{u}^*|^2\), respectively. The fourth step follows from the definition of \(W^0\) and W together with the fact that \(W^0(\textbf{u},x_i+r_iz_0,x_i+r_iz_0,\rho r_i)\) is positive for large i (since \(\lim _{i\rightarrow \infty }W^0(\textbf{u},x_i+r_iz_0,x_i+r_iz_0,\rho r_i)\ge {\mathcal {B}}_{x_0}\)). Next, taking \(s\searrow 0\) and using \(W(\textbf{u},x_0,0+)={\mathcal {B}}_{x_0}\), we obtain that \(W^0(\textbf{u}^*,z_0,x_0,0+)\le {\mathcal {B}}_{x_0}\). Thus we conclude \(W^0(\textbf{u}^*,z_0,x_0,\rho )={\mathcal {B}}_{x_0}\) for \(0<\rho <1\), and hence \(\textbf{u}^*\) is a \(\kappa \)-homogeneous function with respect to \(z_0\).
Now, we can apply Proposition 2 to obtain that \(\textbf{u}^*\) is a half-space solution with respect to \(z_0\), i.e., \(\textbf{u}^*(\cdot -z_0)\in {{\mathbb {H}}}_{x_0}\). Since \(\textbf{u}_{x_i,r_i}\) satisfies \(|\textbf{u}_{x_i,r_i}(0)|=0\) and the nondegeneracy \(\int _{B_t}\left( |\nabla \textbf{u}_{x_i,r_i}|^2+|\textbf{u}_{x_i,r_i}|^{q+1}\right) \ge \varepsilon _0 t^{n+2\kappa -2}\), \(\textbf{u}^*\) also satisfies the similar equations, and thus \(z_0=0\). This implies \(\textbf{u}^*\in {{\mathbb {H}}}_{x_0}\), which contradicts (7.1). \(\square \)
Lemma 13
Let \(C_h\) be a compact subset of \({\mathcal {R}}_\textbf{u}\). For any \(\varepsilon >0\), there is \(r_0>0\) such that if \(x_0\in C_h\) and \(0<r<r_0\), then the \(\kappa \)-homogeneous replacement \(\textbf{c}_{x_0,r}\) of \(\textbf{u}\) satisfies
where the distance is measured in the \(C^1(\overline{B_1})\)-norm.
Proof
We claim that for any \(\varepsilon >0\), there is \(r_0>0\) such that
which readily gives (7.4) (see the proof of Lemma 10 in [2]).
Towards a contradiction we assume that there exist a constant \(\varepsilon _0>0\) and sequences \(x_j\in C_h\) (converging to \(x_0\in C_h\)) and \(r_j\rightarrow 0\) such that
By a continuity argument, for each \(\theta \in (0,1)\) we can find a sequence \(t_j<r_j\) such that
By following the argument in Step 1–2 in the proof of Lemma 8 with \(\textbf{u}_{x_j,t_j}\) in the place of \(\textbf{u}_t\), we can show that up to a subsequence
for some nonzero global solution \(\textbf{u}_{x_0}\in C^1_{{\text {loc}}}({{\mathbb {R}}}^n;{{\mathbb {R}}}^m)\) of \(\Delta \textbf{u}_{x_0}=f(x_0,\textbf{u}_{x_0})\). We remark that the blowup \(\textbf{u}_{x_0}\) depends on the sequence \(\{t_j\}\), thus on the choice of \(0<\theta <1\).
From \({\text {dist}}(\textbf{u}_{x_j,t_j},{{\mathbb {H}}}_{x_j})=\theta \varepsilon _0\), we can take \(\textbf{h}_{x_j}\in {{\mathbb {H}}}_{x_j}\) such that \({\text {dist}}(\textbf{u}_{x_j,t_j},\textbf{h}_{x_j})\le 2\theta \varepsilon _0.\) For each j we define \(\textbf{h}_{x_0}^j:=\frac{\beta _{x_0}}{\beta _{x_j}}\textbf{h}_{x_j}\in {{\mathbb {H}}}_{x_0}\). Since \(\frac{\beta _{x_0}}{\beta _{x_j}}=\left( \frac{\lambda _+(x_0)}{\lambda _+(x_j)}\right) ^{\kappa /2}\rightarrow 1\),
Thus,
and hence
On the other hand, for each \(h^{x_0}\in {{\mathbb {H}}}_{x_0}\) we let \(\textbf{h}^{x_j}:=\frac{\beta _{x_j}}{\beta _{x_0}}\textbf{h}^{x_0}\in {{\mathbb {H}}}_{x_j}\) so that \({\text {dist}}(\textbf{h}^{x_j},\textbf{h}^{x_0})\le o(|x_j-x_0|)\). Using \({\text {dist}}(\textbf{u}_{x_j,t_j},{{\mathbb {H}}}_{x_j})=\theta \varepsilon _0\) again, we obtain
and conclude
Therefore,
For \(\theta >0\) small enough, this inequality contradicts the isolation property of \({{\mathbb {H}}}_{x_0}\) in Lemma 11, provided \(\textbf{u}_{x_0}\) is homogeneous of degree \(\kappa \).
To prove the homogeneity, we fix \(0<r<R<\infty \) and follow the argument in Step 3 in Lemma 8 to obtain
for small t. Recall the standard Weiss energies
We have
where the second equality holds by Theorem 2. This, together with \(x_j\in {{\mathcal {R}}}_\textbf{u}\) and the monotonicity of \(W(\textbf{u},x_j,\cdot )\), gives that
Applying Dini’s theorem gives that for any \(\varepsilon >0\) there exists \(t_0=t_0(\varepsilon )>0\) such that
Then, for large j, we have \({{\mathcal {B}}}_{x_j}\le W(\textbf{u},x_j,Rt_j)\le {{\mathcal {B}}}_{x_j}+\varepsilon \), and thus
Taking \(\varepsilon \searrow 0\), we obtain that
Similarly, we have \(\lim _{j\rightarrow \infty }W(\textbf{u},x_j,rt_j)={{\mathcal {B}}}_{x_0}\). They enable us to take \(j\rightarrow \infty \) in (7.5) to get
Since \(0<r<R<\infty \) are arbitrary, we conclude that \(x\cdot \nabla \textbf{u}_{x_0}-\kappa \textbf{u}_{x_0}=0\), or \(\textbf{u}_{x_0}\) is \(\kappa \)-homogeneous in \({{\mathbb {R}}}^n\). \(\square \)
Lemma 14
Let \(\textbf{u}\) be an almost minimizer in \(B_1\), \(C_h\) a compact subset of \({\mathcal {R}}_\textbf{u}\), and \(\delta \) as in Lemma 9. Then for every \(x_0\in C_h\) there is a unique blowup \(\textbf{u}_{x_0,0}\in {{\mathbb {H}}}_{x_0}\). Moreover, there exist \(t_0>0\) and \(C>0\) such that
for all \(0<t<t_0\) and \(x_0\in C_h\).
Proof
By the definition of \({\mathcal {R}}_\textbf{u}\), for a subsequence of \(t_j\rightarrow 0+\) we have \(\textbf{u}_{x_0,t_j}\rightarrow \textbf{u}_{x_0,0}\in {{\mathbb {H}}}_{x_0}\). From \(\lim _{t_j\rightarrow 0+}\frac{\phi (t)}{t^\kappa }=1\), we also have \(\textbf{u}_{x_0,t_j}^\phi \rightarrow \textbf{u}_{x_0,0}\). Taking \(s=t_j\) in the above inequality and passing to the limit, we get
To prove the uniqueness, we let \(\tilde{\textbf{u}}_{x_0,0}\) be another blowup. Then
We proved in Lemma 8 that every blowup is \(\kappa \)-homogeneous in \({{\mathbb {R}}}^n\), thus \(\tilde{\textbf{u}}_{x_0,0}=\textbf{u}_{x_0,0}\) in \({{\mathbb {R}}}^n\). \(\square \)
As a consequence of the previous results, we prove the regularity of \({\mathcal {R}}_\textbf{u}\).
Proof of Theorem 3
The proof of the theorem is similar to those of Theorem 3 in [2] and Theorem 1.4 in [4].
Step 1. Let \(x_0\in {\mathcal {R}}_\textbf{u}\). By Lemmas 12 and 14, there exists \(\rho _0>0\) such that \(B_{2\rho _0}(x_0)\subset B_1\), \(B_{2\rho _0}(x_0)\cap \Gamma ^\kappa (\textbf{u})=B_{2\rho _0}(x_0)\cap {\mathcal {R}}_\textbf{u}\) and
for any \(x_1\in \Gamma ^\kappa (\textbf{u})\cap \overline{B_{\rho _0}(x_0)}\) and for any \(0<r<\rho _0\). We then claim that \(x_1\longmapsto \nu (x_1)\) and \(x_1\longmapsto \textbf{e}(x_1)\) are Hölder continuous of order \(\gamma \) on \(\Gamma ^\kappa (\textbf{u})\cap \overline{B_{\rho _1}(x_0)}\) for some \(\gamma =\gamma (n,\alpha ,q,\eta )>0\) and \(\rho _1\in (0,\rho _0)\). Indeed, we observe that for \(x_1\) and \(x_2\) near \(x_0\) and for small \(r>0\),
Moreover,
The above two estimates give
Taking \(r=|x_1-x_2|^{\frac{2}{\delta +2\kappa }}\), we get
where \(\gamma =\min \{\frac{\delta }{\delta +2\kappa },\alpha \}\). Combining this with the following estimate (see equation (21) in the proof of Theorem 1.4 in [4])
we obtain the Hölder continuity of \(x_1\longmapsto \nu (x_1)\) and \(x_1\longmapsto \textbf{e}(x_1)\).
Step 2. We claim that for every \(\varepsilon \in (0,1)\), there exists \(\rho _\varepsilon \in (0,\rho _1)\) such that for \(x_1\in \Gamma ^\kappa (\textbf{u})\cap \overline{B_{\rho _1}(x_0)}\) and \(y\in \overline{B_{\rho _\varepsilon }(x_1)}\),
Indeed, if (7.6) does not hold, then we can take a sequence \(\Gamma ^\kappa (\textbf{u})\cap \overline{B_{\rho _1}(x_0)}\ni x_j\rightarrow \bar{x}\) and a sequence \(y_j-x_j\rightarrow 0\) as \(j\rightarrow \infty \) such that
Then we consider \(\textbf{u}_j(x):=\frac{\textbf{u}(x_j+|y_j-x_j|x)}{|y_j-x_j|^\kappa }\) and observe that for \(z_j:=\frac{y_j-x_j}{|y_j-x_j|}\in \partial B_1\), \(|\textbf{u}_j(z_j)|>0\) and \(z_j\cdot \nu (x_j)<-\varepsilon |z_j|\). As we have seen in the proof of Lemma 13, the rescalings \(\textbf{u}_j\) at \(x_j\in {\mathcal {R}}_\textbf{u}\) converge in \(C^1_{{\text {loc}}}({{\mathbb {R}}}^n)\) to a \(\kappa \)-homogeneous solution \(\textbf{u}_0\) of \(\Delta \textbf{u}_0=f({\bar{x}},\textbf{u}_0)\). By applying Lemma 14 to \(\textbf{u}_j\), we can see that \(\textbf{u}_0(x)=\beta _{\bar{x}}\max (x\cdot \nu (\bar{x}),0)^\kappa \textbf{e}(\bar{x})\). Then, for \(K:=\{z\in \partial B_1:\,z\cdot \nu (\bar{x})\le -\varepsilon /2|z|\}\), we have that \(z_j\in K\) for large j by Step 1. We also consider a bigger compact set \(\tilde{K}:=\{z\in {{\mathbb {R}}}^n\,:\,1/2\le |z|\le 2, z\cdot \nu (\bar{x})\le -\varepsilon /4|z|\}\), and let \(t:=\min \{{\text {dist}}(K,\partial \tilde{K}),r_0\}\), where \(r_0=r_0(n,\alpha ,q,M)\) is as in Lemma 6, so that \(B_t(z_j)\subset \tilde{K}\). By applying Lemma 7, we obtain
which gives
However, this is a contradiction since \(\textbf{u}_0(x)=\beta _{\bar{x}}\textbf{e}(\bar{x})\max (x\cdot \nu (\bar{x}),0)^\kappa =0\) in \(\tilde{K}\).
On the other hand, if (7.7) is not true, then we take a sequence \(\Gamma (\textbf{u})\cap \overline{B_{\rho _1}(x_0)}\ni x_j\rightarrow \bar{x}\) and a sequence \(y_j-x_j\rightarrow 0\) such that \(|\textbf{u}(y_j)|=0\) and \((y_j-x_j)\cdot \nu (x_j)>\varepsilon |y_j-x_j|\). For \(\textbf{u}_j\), \(\textbf{u}_0(x)=\beta _{\bar{x}}\max (x\cdot \nu (\bar{x}),0)^\kappa \textbf{e}(\bar{x})\) and \(z_j\) as above, we will have that \(\textbf{u}_j(z_j)=0\) and \(z_j\in K':=\{z\in \partial B_1\,:\,z\cdot \nu (\bar{x})\ge \varepsilon /2|z|\}\). Over a subsequence \(z_j\rightarrow z_0\in K'\) and we have \(\textbf{u}_0(z_0)=\lim _{j\rightarrow \infty }\textbf{u}_j(z_j)=0\). This is a contradiction since the half-space solution \(\textbf{u}_0\) is nonzero in \(K'\).
Step 3. By rotations we may assume that \(\nu (x_0)=\textbf{e}_n\) and \(\textbf{e}(x_0)=\textbf{e}_1\). Fixing \(\varepsilon =\varepsilon _0\), by Step 2 and the standard arguments, we conclude that there exists a Lipschitz function \(g:{{\mathbb {R}}}^{n-1}\rightarrow {{\mathbb {R}}}\) such that for some \(\rho _{\varepsilon _0}>0\),
Now, taking \(\varepsilon \rightarrow 0\), we can see that \(\Gamma (\textbf{u})\) is differentiable at \(x_0\) with normal \(\nu (x_0)\). Recentering at any \(y\in B_{\rho _{\varepsilon _0}}(x_0)\cap \Gamma (\textbf{u})\) and using the Hölder continuity of \(y\longmapsto \nu (y)\), we conclude that g is \(C^{1,\gamma }\). This completes the proof. \(\square \)
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Appendix A: Example of almost minimizers
Appendix A: Example of almost minimizers
In this section we give an example of almost minimizers, following the line of Example 1 in [2]. We remark that a minimizer of (1.1) studied in [4] is a trivial example of almost minimizers.
Example 1
Let \(\textbf{u}\) be a solution of the system
where \(\textbf{b}\in L^p(B_1)\), \(p>n\), is the velocity field. Then \(\textbf{u}\) is an almost minimizer of the functional \(\int \left( |\nabla \textbf{u}|^2+2F(x,\textbf{u})\right) \,dx\) with a gauge function \(\omega (r)=C(n,p,\Vert \textbf{b}\Vert _{L^p(B_1)})r^{1-n/p}\).
Proof
Let \(B_r(x_0)\Subset B_1\) and \(\textbf{v}\in \textbf{u}+W^{1,2}_0(B_r(x_0))\). Without loss of generality assume that \(x_0=0\). Then
To estimate the integral in the last line, we note that the following estimate was obtained in the proof of Example 1 in [2]:
In addition, from \(\textbf{u}^+\cdot \textbf{v}\le \textbf{u}^+\cdot \textbf{v}^+\le |\textbf{u}^+||\textbf{v}^+|\) and \(-\textbf{u}^-\cdot \textbf{v}\le \textbf{u}^-\cdot \textbf{v}^-\le |\textbf{u}^-||\textbf{v}^-|\), we have
and thus
Combining the above equality and inequalities yields
From
we further have
This implies that
and hence we conclude that for \(0<r<r_0\)
with \(r_0\) and C depending only on n, p, \(\Vert \textbf{b}\Vert _{L^p(B_1)}\). \(\square \)
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De Silva, D., Jeon, S. & Shahgholian, H. Almost minimizers for a sublinear system with free boundary. Calc. Var. 62, 149 (2023). https://doi.org/10.1007/s00526-023-02501-x
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DOI: https://doi.org/10.1007/s00526-023-02501-x