Abstract
The hypergraph regularity lemma—the extension of Szemerédi’s graph regularity lemma to the setting of k-uniform hypergraphs—is one of the most celebrated combinatorial results obtained in the past decade. By now there are several (very different) proofs of this lemma, obtained by Gowers, by Nagle–Rödl–Schacht–Skokan and by Tao. Unfortunately, what all these proofs have in common is that they yield regular partitions whose order is given by the k-th Ackermann function. We show that such Ackermann-type bounds are unavoidable for every \(k \ge 2\), thus confirming a prediction of Tao. Prior to our work, the only result of this type was Gowers’ famous lower bound for graph regularity.
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Notes
This should be contrasted with the setting of graphs in which (almost) all notions of quasi-randomness are not only known to be equivalent but even effectively equivalent. See e.g. [CGW89].
Another variant of the hypergraph regularity lemma was obtained in [ES12]. This approach does not supply any quantitative bounds.
\({{\,\mathrm{Ack}\,}}_2(x)\) is thus a tower of exponents of height x, \({{\,\mathrm{Ack}\,}}_3(x)\) is the so-called wowzer function, etc.
In a regularity lemma one allows the parts to differ in size by at most 1 so that it applies to all (hyper-)graphs. For our lower bound this is unnecessary.
This is a standard notion, identical to the one used by Rödl and Schacht ([RS07a], Definition10).
\(\prod _{j \ne i} V_j = V_1\times \cdots \times V_{i-1}\times V_{i+1}\times \cdots \times V_k\).
Since we assume that each \(\mathcal {V}_i\) refines \(\{\mathbf {V}^1,\ldots ,\mathbf {V}^k\}\) then \(V_h(\mathcal {V}_i)\) is (recall (1)) the restriction of \(\mathcal {V}_i\) to \(\mathbf {V}^h\).
That is to say, this definition is not symmetric with respect \(\mathbf {X}\),\(\mathbf {Y}\).
We use the basic version stating that \(\mathbb {P}[\text {Bin}(n,p) \ge pn+t] \le \exp (-2t^2/n)\); see, e.g., [Hoe63].
To be clear, all our graphs are bipartite on the vertex classes \((\mathbf {L},\mathbf {R})\).
This in particular means that for (the single graph) \(G_0 \in \mathcal {G}_0\) we have that \(\widetilde{G}_0\) is \(K_{1,1}\), i.e., the single-edge graph.
On the other hand, if \(\delta \) is small compared to the density then a tripartite \(\langle \delta \rangle \)-regular graph does indeed have many triangles, using a standard proof of the counting lemma.
In [RS07b], the statement of the ‘moreover’ part (Corollary 2.3, dense extension lemma) allows for \(\gamma |P^{(k-1)}|\) exceptional edges in \(P^{(k-1)}\) rather than only in \(P_k\), which is nevertheless essentially equivalent to our statement. Furthermore, they allow for counting not only k-cliques, in which case they do not need all \(P_i\) to be regular.
To obtain the bound \(F_{k,\gamma }\) from the proof of Corollary 2.3 in [RS07b] (with \(h=k-1\) and \(\ell =k\)), one can verify that:
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\(\epsilon (\mathbf {\mathcal {F}},\gamma ,d_0)\) in Theorem 2.2 can be bounded by \(\gamma (d_0/2)^{|\mathcal {F}^{(h)}|}\), and so \(\epsilon (K_{k}^{(k-1)},\gamma ,d_0) \le \gamma (d_0/2)^{2^k}\),
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\(\beta \) in Fact 2.4 can be bounded by \(\gamma ^3/4\),
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\(\epsilon _{GDCL}(\mathcal {D}(\mathcal {F}^{(h)},f),\frac{\beta }{3},d_0)\) in the proof of Corollary 2.3 can be bounded by \(\frac{\beta }{3}(d_0/2)^{2^{k+1}}\), using the first item and the fact that \(\mathcal {D}(\mathcal {F}^{(h)},f)\) has at most \(2k-(k-1)=k+1\) vertices.
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We are grateful to an anonymous referee for a careful reading of the paper.
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G. Moshkovitz: Supported in part by ERC Starting Grant 633509. A. Shapira: Supported in part by ISF Grant 1028/16 and ERC Starting Grant 633509.
Proof of Claim 5.4
Proof of Claim 5.4
1.1 Basic facts.
In order to prove Claim 5.4 we will need several auxiliary results and definitions. We begin with the notion of complexes. Henceforth, the rank of a (not necessarily uniform) hypergraph P is \(\max _{e \in P} |e|\). For \(r \ge 2\) we denote \(P^{(r)} = \left\{ e \in P \,\big \vert \, |e|=r\right\} \) and \(P^{(1)}=V(P)\).
Definition A.1
(Complex). A k-complex\((k \ge 2)\) is a k-partite hypergraph P of rank \(k-1\) where \(P^{(r)} \subseteq \mathcal {K}(P^{(r-1)})\) for every \(2 \le r \le k-1\).
Definition A.2
(f-regular complex). Let \(f :[0,1]\rightarrow [0,1]\). A k-complex P on vertex classes \((V_1,\ldots ,V_k)\) is \((f,d_2,\ldots ,d_{k-1})\)-regular, or simply f-regular, if for every \(2 \le r \le k-1\) and every r vertex classes \(V_{i_1},\ldots ,V_{i_r}\) we have that \(P^{(r)}[V_{i_1},\ldots ,V_{i_r}]\) is \((\epsilon ,d_r)\)-regular in \(P^{(r-1)}[V_{i_1},\ldots ,V_{i_r}]\), where \(\epsilon =f(d_0)\) and \(d_0=\min \{d_2,\ldots ,d_{k-1}\}\).
Note that by using the notion of complexes one can equivalently define an f-equitable partition (recall Definition 5.3) as follows; an \((r,a_1,\ldots ,a_r)\)-partition \(\mathcal {P}\) is f-equitable if \(\mathcal {P}^{(1)}\) is equitable and, if \(r \ge 2\), every r-complex of \(\mathcal {P}\) is \((f,1/a_2,\ldots ,1/a_r)\)-regular.
We now state the dense counting lemma of [RS07b] specialized to complexes. We henceforth fix the following notation for \(k \ge 3\), \(\gamma > 0\);
The statement we use below follows from combining Theorem 10 and Corollary 14 in [RS07b], and generalized to the case where the vertex classes are not necessarily of the same size. For a k-polyad F and an edge \(e \in F\), we denote the set of k-cliques in F containing e by \(\mathcal {K}(F,e)=\{e' \in \mathcal {K}(F) \,\vert \, e \subseteq e'\}\). For a k-complex P we abbreviate \(\mathcal {K}(P):=\mathcal {K}(P^{(k-1)})\).
Fact 1
(Dense counting lemma for k-complexes). Let \(\gamma > 0\) and let P be a k-complex \((k \ge 3)\) that is \((F_{k,\gamma },d_2,\ldots ,d_{k-1})\)-regular with \(n_i \ge n_0(\gamma ,d_2,\ldots ,d_{k-1})\) vertices in the \(i\text {-th}\) vertex class. Then
Moreover,Footnote 16 let \(P^{(k-1)}=(P_1,\ldots ,P_k)\). We have for all edges \(e \in P_k\) but at most \(\gamma |P_k|\) thatFootnote 17
We will also need a slicing lemma for complexes.
Lemma A.3
(Slicing lemma for complexes). Let P be a k-complex \((k\ge 3)\) on vertex classes \((V_1,\ldots ,V_k)\) and let \(V_k' \subseteq V_k\) with \(|V_k'| \ge \delta |V_k|\). If P is \((f,\,d_2,\ldots ,d_{k-1})\)-regular with \(f(x) \le \frac{\delta }{2} F_{k-1,\frac{1}{4}}(x)\) and \(|V(P)| \ge n_0(d_2,\ldots ,d_{k-1})\) then the induced k-complex \(Q=P[V_1,\ldots ,V_{k-1},V_k']\) is \((f^*,d_2,\ldots ,d_{k-1})\)-regular with \(f^*=\frac{2}{\delta } \cdot f\).
For the proof we will need the notation \(P^{(\le i)} = \{e \in P \,\vert \, |e| \le i\}\) where P is any hypergraph.
Proof
We proceed by induction on k. We begin with the induction basis \(k=3\). Let \(P=(P_1,P_2,P_3)\) be an \((f,d_2)\)-regular 3-complex on vertex classes \((V_1,V_2,V_3)\), meaning that each bipartite graph \(P_i\) (which is obtained from P by removing \(V_i\) and its adjacent edges) is \((\epsilon ,d)\)-regular with \(d=d_2\) and \(\epsilon =f(d)\). Put \(Q=(Q_1,Q_2,Q_3)\). We will show that the bipartite graphs \(Q_1=P_1[V_2,V_3']\) and \(Q_2=P_2[V_1,V_3']\) are each \((\epsilon /\delta ,\,d)\)-regular. Since \(f(x)/\delta \le f^*(x)\), and since \(Q_3=P_3\) is \((\epsilon ,d)\)-regular by assumption, this would imply that Q is \((f^*,d_2)\)-regular, as needed. To prove that \(Q_1\) is \((\epsilon /\delta ,d)\)-regular, let \(S \subseteq V_2 \cup V_3'\) with \(|\mathcal {K}(S)| \ge (\epsilon /\delta )|V_2||V_3'|\). Then \(|\mathcal {K}(S)| \ge \epsilon |V_2||V_3|\), hence \(d_{Q_1}(S)=d_{P_1}(S) = d \pm \epsilon \), as desired. Similarly, to prove that \(Q_{2}\) is \((\epsilon /\delta ,d)\)-regular, let \(S \subseteq V_1 \cup V_3'\) with \(|\mathcal {K}(S)| \ge (\epsilon /\delta )|V_1||V_3'|\). Then \(|\mathcal {K}(S)| \ge \epsilon |V_1||V_3|\), hence \(d_{Q_2}(S)=d_{P_2}(S) = d \pm \epsilon \). This proves the induction basis.
It remains to prove the induction step. Let P be a \((k+1)\)-complex on vertex classes \((V_1,\ldots ,V_{k+1})\) and let \(V_{k+1}^{\prime } \subseteq V_{k+1}\) with \(|V_{k+1}^{\prime }| \ge \delta |V_{k+1}|\), and suppose P is \((f,d_2,\ldots ,d_k)\)-regular with
We need to show that the induced \((k+1)\)-complex \(Q=P[V_1,\ldots ,V_k,V_{k+1}^{\prime }]\) is \((f^*,d_2,\ldots ,d_k)\)-regular. Put \(d_0 = \min \{d_2,\ldots ,d_{k-1}\}\), \(P^{(k)}=(P_1,\ldots ,P_{k+1})\) and \(Q^{(k)}=(Q_1,\ldots ,Q_{k+1})\). Let \(i \in [k+1]\), and observe that the regularity assumption on P translates to the following assumptions on \(P_i\):
-
(i)
the k-complex \(P_i^{(\le k-1)}\) is \((f,d_2,\ldots ,d_{k-1})\)-regular,
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(ii)
the k-partite k-graph \(P^{(k)}_i\) is \((f(d_0),\,d_k)\)-regular in \(P^{(k-1)}_i\).
To prove that Q is \((f^*,d_2,\ldots ,d_k)\)-regular we need to show that \(Q_i\) satisfies the following conditions:
-
(i)
the k-complex \(Q_i^{(\le k-1)}\) is \((f^*,d_2,\ldots ,d_{k-1})\)-regular,
-
(ii)
the k-partite k-graph \(Q^{(k)}_i\) is \((f^*(d_0),\,d_k)\)-regular in \(Q^{(k-1)}_i\).
We henceforth assume \(i \ne k+1\), since otherwise \(Q_i=P_i\) and so the above conditions follow from the above assumptions together with the fact that \(f(x) \le f^*(x)\).
Apply the induction hypothesis with the k-complex \(P_i^{(\le k-1)}\) and \(V_{k+1}^{\prime }\), using assumption (i), the fact that \(f(x) \le \frac{\delta }{2}F_{k-1,\frac{1}{4}}(x)\) by (61) and the statement’s assumption on |V(P)|. It follows that the k-complex \(Q_i^{(\le k-1)}=P_i^{(\le k-1)}[V_1,\ldots ,V_{i-1},V_{i+1},\ldots ,V_k,V_{k+1}^{\prime }]\) is \((f^*,d_2,\ldots ,d_k)\)-regular, thus proving condition (i).
Apply Fact 1 (dense counting lemma) with \(\gamma =1/2\) and the k-complex \(P_i^{(\le k-1)}\), using assumption (i), the fact that \(f(x) \le F_{k,\frac{1}{2}}(x)\) by (61) and the statement’s assumption on |V(P)|, to deduce that
On the other hand, applying Fact 1 with \(\gamma =1/4\) and the k-complex \(Q_i^{(\le k-1)}\), using condition (i), the fact that \(f^*(x) = \frac{2}{\delta }f(x) \le F_{k,\frac{1}{4}}(x)\) by (61) and the statement’s assumption on |V(P)|, implies that
We now prove condition (ii). Let \(S \subseteq Q_i^{(k-1)}\) satisfy \(|\mathcal {K}(S)| \ge f^*(d_0)|\mathcal {K}(Q_i^{(k-1)})|\). Then \(|\mathcal {K}(S)| \ge f(d_0)|\mathcal {K}(P_i^{(k-1)})|\) by (62). Therefore \(d_{Q_i^{(k)}}(S)=d_{P_i^{(k)}}(S) = d_k \pm f(d_0)\), where the last equality uses assumption (ii). This proves condition (ii), thus completing the induction step and the proof. \(\square \)
1.2 Proof of Claim 5.4.
Proof
Put \(G=G_H^k\), \(\delta ^{\prime }=2\sqrt{\delta }\), and let \(E \in E_k(\mathcal {P})\) and \(V \in V_k(\mathcal {P})\).
Note that E is a \((k-1)\)-partite \((k-1)\)-graph, and let \((V_1,\ldots ,V_{k-1})\) denote its vertex classes. Thus, \(V_j \subseteq \mathbf {V}^j\) for every \(1 \le j \le k-1\), and \(V \subseteq \mathbf {V}^k\).
Moreover, let \(E^{\prime } \subseteq E\), \(V^{\prime } \subseteq V\) with \(|E^{\prime }| \ge \delta ^{\prime }|E|\), \(|V^{\prime }| \ge \delta ^{\prime }|V|\).
To complete the proof our goal is to show that \(d_{G}(E^{\prime },V^{\prime }) \ge \frac{1}{2} d_{G}(E,V)\) (recall Definition 2.2).
Consider the following k-partite k-graph and subgraph thereof:
We claim that
Proving (63) would mean that to complete the proof it suffices to show that
To prove (63) first note that
Furthermore,
and similarly, \(e_G(E^{\prime },V^{\prime })=|H \cap K^{\prime }|\). Therefore, using (65), we indeed have
Having completed the proof of (63), it remains to prove (64). By Claim 3.8 there is a set of k-polyads \(\{P_i\}_i\) of \(\mathcal {P}\) on \((V_1,\ldots ,V_{k-1},V)\) such that
For each k-polyad \(P_i=(P_{i,1},\ldots ,P_{i,k-1},E)\), let \(P_i^{\prime }\) be the induced k-polyad \(P_i^{\prime } = P_i[V_1,\ldots ,V_{k-1},V^{\prime }]\). Write \(P_i^{\prime }=(P^{\prime }_{i,1},\ldots ,P^{\prime }_{i,k},E)\), and let \(Q_i\) be the k-polyad \(Q_i=(P^{\prime }_{i,1},\ldots ,P^{\prime }_{i,k-1},E^{\prime })\). Note that \(Q_i\) satisfies \(\mathcal {K}(Q_i) = \mathcal {K}(P_i) \cap K^{\prime }\). It therefore follows from (66) that
Suppose \(\mathcal {P}\) is a \((k-1,a_1,a_2,\ldots ,a_{k-1})\)-partition, and denote \(d_j = 1/a_j\) and
Put \(\gamma = \frac{1}{8}\delta ^{\prime }\) (\(\le \frac{1}{8}\), as otherwise there is nothing to prove). We will next apply the dense counting lemma (Fact 1) to prove the estimates:
and
Note that proving these estimates would in particular imply the bound
indeed, from the assumptions \(|E^{\prime }| \ge \delta ^{\prime }|E|\), \(|V^{\prime }| \ge \delta ^{\prime }|V|\) and (65) we have that \(|K^{\prime }| \ge (\delta ^{\prime })^2|K|\), hence we deduce from (68) and (69) the lower bound
where we used the inequality
In order to prove (68) and (69) we first need to introduce some notation.
Put \(m=n/a_1\) where \(n=|V(H)|\) is the size of the vertex set, and put
Note that \(d \ge d_0^{2^k}\). Using the statement’s assumption on f we have (recall (60))
In particular,
Note that if P is an \(\ell \)-polyad of \(\mathcal {P}\), for any \(2 \le \ell \le k\), then, since \(\mathcal {P}\) is f-equitable, the unique \(\ell \)-complex of \(\mathcal {P}\) containing P is \((f,d_2,\ldots ,d_{\ell -1})\)-equitable. Applying Fact 1 (dense counting lemma) with \(\gamma ^{\prime }\) implies, using the fact that \(f(x) \le F_{k,\gamma ^{\prime }}(x) \le F_{\ell ,\gamma ^{\prime }}(x)\) by (72) and the statement’s assumption on n, that
Let \(P_E\) be the unique \((k-1)\)-polyad of \(\mathcal {P}\) such that \(E \subseteq K(P_E)\).
Then \(|E|=d_E(P_E)|\mathcal {K}(P_E)|\), and since \(\mathcal {P}\) is f-equitable, E is \((d_{k-1},f(d_0))\)-regular in \(P_E\). In particular, \(|E| \ge (d_{k-1}-f(d_0))|\mathcal {K}(P_E)|\).
By (74),
Thus,
where the second inequality uses (73). Furthermore, for every \(P_i\) as above we have (recall \(P_i\) is a k-polyad of \(\mathcal {P}\)), again by (74), that
where the penultimate inequality uses (75), and the last inequality uses (65) and the fact that \(\gamma ^{\prime } \le \gamma \le \frac{1}{8}\). This proves (68).
Next we prove (69). Let \(\overline{P_i}\) be the unique k-complex of \(\mathcal {P}\) containing the k-polyad \(P_i\), and let \(\overline{P_i}^{\prime }\) be the induced k-complex \(\overline{P_i}^{\prime }=\overline{P_i}[V_1,\ldots ,V_{k-1},V^{\prime }]\). Apply Lemma A.3 (slicing lemma) on \(\overline{P_i}\), using the fact that \(|V^{\prime }| \ge \delta ^{\prime }|V|\) and \(f(x) \le \frac{\delta }{2}F_{k-1,\frac{1}{4}}\) by (72), to deduce that \(\overline{P_i}^{\prime }\) is \((\frac{2}{\delta }f,\, d_2,\ldots ,d_{k-1})\)-regular. Let the k-complex \(\overline{Q_i}\) be obtained from the k-complex \(\overline{P_i}^{\prime }\) by replacing E\((=P[V_1,\ldots ,V_{k-1}])\) with \(E^{\prime }\), and note that the \((k-1)\)-uniform hypergraph \(\overline{Q_i}^{(k-1)}\) is precisely the k-polyad \(Q_i\). Apply Fact 1 (dense counting lemma, the “moreover” part) with \(\gamma ^{\prime }\) on \(\overline{P_i}^{\prime }\), using the fact that \(\frac{2}{\delta }f(x) \le F_{k,\gamma ^{\prime }}(x)\) by (72) and the statement’s assumption on n, to deduce that
where the second inequality uses the assumption that \(|E^{\prime }|\ge \delta ^{\prime }|E|\) and the third inequality uses (65). This proves (69).
Finally, recall that our goal is to prove (64). We have
where the first equality uses (66) and the inequality is by (68). Put \(d^{\prime }=d\sum _i d_H(P_i)\). Then
Observe that for every i, the statement’s assumption on \(\mathcal {P}\) implies, together with (70), that
We have
where the first equality uses (67), the first inequality uses (77) and the second inequality uses (69). This means that
where the second inequality uses (76) and the third inequality uses (71). We have thus proved (64) and are therefore done. \(\square \)
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Moshkovitz, G., Shapira, A. A Tight Bound for Hyperaph Regularity. Geom. Funct. Anal. 29, 1531–1578 (2019). https://doi.org/10.1007/s00039-019-00512-5
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DOI: https://doi.org/10.1007/s00039-019-00512-5