Abstract
We use a novel physical space method to prove relatively non-degenerate integrated energy estimates for the wave equation on subextremal Schwarzschild–de Sitter spacetimes with parameters \((M,\Lambda )\). These are integrated decay statements whose bulk energy density, though degenerate at highest order, is everywhere comparable to the energy density of the boundary fluxes. As a corollary, we prove that solutions of the wave equation decay exponentially on the exterior region. The main ingredients are a previous Morawetz estimate of Dafermos–Rodnianski and an additional argument based on commutation with a vector field which can be expressed in the form
where \(\partial _r\) here denotes the coordinate vector field corresponding to a well-chosen system of hyperboloidal coordinates. Our argument gives exponential decay also for small first-order perturbations of the wave operator. In the limit \(\Lambda =0\), our commutation corresponds to the one introduced by Holzegel–Kauffman (A note on the wave equation on black hole spacetimes with small non-decaying first-order terms, 2020. arXiv:2005.13644).
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1 Introduction and Motivation
Einstein’s equation
in the absence of matter with non-negative cosmological constant \(\Lambda \ge 0\) has been extensively studied by both the mathematics and physics communities over the past century. Black hole solutions of (1.1) are of particular interest. We will specifically here consider the Schwarzschild–de Sitter spacetime \((\mathcal {M}_\textit{ext},g_{M,\Lambda })\) with
where \(\textrm{d}\sigma _{\mathbb {S}^2}\) is the standard metric of the unit sphere. This represents a black hole in an expanding cosmological universe, see [22, 31, 35]. Making contact with a recent result of Holzegel–Kauffman [20], we shall also consider the \(\Lambda =0\) case, i.e., the Schwarzschild spacetime \((\mathcal {M}_\textit{S},g_M)\) with \(g_M=g_{M,\Lambda =0}\). The aim of this paper will be to revisit the study of the scalar wave equation
on the background (1.2), studied in [3, 10, 13, 26, 33, 34].
To give some motivation, we recall that over the years a number of methods have been developed to attack problems governed by linear and non-linear equations of hyperbolic type, including (1.1). A fundamental insight is the central role of generalizations of the energy concept as a tool for the global analysis of (1.1). To a large extent, this concept can be understood directly in physical space, i.e., in the ‘time domain’. Physical space energy-based methods have the advantage of displaying incredible resilience when passing from statements concerning linear equations, e.g., the scalar wave equation (1.3), to understanding nonlinear problems, e.g., Einstein’s equation (1.1). A spectacular example of the success of this approach is the proof of the stability of Minkowski spacetime by Christodoulou and Klainerman, see the monograph [7], and the more recent alternative proof [23]. Therefore, it is desirable, when possible, to have a physical space, purely energy based, understanding of boundedness and decay properties of (1.3). This is the goal of the present work.
In the present paper we are specifically interested in the exterior region of subextremal Schwarzschild–de Sitter bounded between the event \(\mathcal {H}^+\) and cosmological \(\bar{\mathcal {H}}^+\) horizons, see already the dark shaded region of Fig. 1. For an analysis of linear waves on the cosmological region, see [30], and analysis of linear waves on the black hole interior see [15, 16, 18]. The extremal case has not been studied systematically for \(\Lambda >0\). It is subject to the Aretakis instability [1].
The wave equation (1.3) on the subextremal Schwarzschild–de Sitter exterior with \(\Lambda >0\) has been studied in the past by two different, though related, approaches.
One approach was initiated in [10] by Dafermos–Rodnianski, where the wave equation (1.3) was studied using only energy estimates. Their energy estimates, which can in fact be expressed exclusively in physical space, prove faster than any polynomial decay in the shaded region of Fig. 1, along a suitable foliation. Specifically, by assigning data on a spacelike hyperboloidal hypersurface
that connects the event \(\mathcal {H}^+\) and cosmological horizon \(\bar{\mathcal {H}}^+\), they prove faster than any polynomial decay, in \(\tau \), of the energy flux through the hypersurface
which is the push forward of \(\Sigma \) by the Killing vector field \(\partial _t\). This decay result, in turn, follows from a Morawetz estimate, which is of the form
where \((r,\bar{t},\theta ,\phi )\) are suitably defined hyperboloidal coordinates. Here, \(\psi _\infty \) is a constant which can also be bounded from initial data. Note that the estimate (1.6) manifestly already excludes finite frequency growing modes and, finally, is non-degenerate at the horizons \(\mathcal {H}^+,\bar{\mathcal {H}}^+\), exploiting thus the red-shift. The estimate, however, degenerates at \(r=3M\) due to the presence of trapped null geodesics, as necessitated by [29, 32].
Another approach was initiated in [3] by Bony–Häfner, where they proved exponential decay for (1.3), restricted, however, away from the horizons \(\mathcal {H}^+, \bar{\mathcal {H}}^+\), based on results concerning the asymptotic distribution of quasinormal modes shown previously by Sá Barreto and Zworski in [28]. Following these proofs, a number of authors worked on the problem, see [26, 33], and finally exponential decay was proved for the slowly rotating Kerr–de Sitter black hole by Dyatlov in [12, 13] without restriction away from the horizons. The papers of Dyatlov appeal to resolvent estimates in the complex plane and further machinery developed in microlocal analysis. Remarkably, building on all these results, Hintz and Vasy [19] proved nonlinear stability for the slowly rotating Kerr–de Sitter spacetime.
For nonlinear applications, arbitrarily fast polynomial decay is in fact more than sufficient, in principle, to obtain stability. Nonetheless, it is curious that the physical space argument of [10] only seemed to give this type of decay and not the full exponential decay. Indeed, this is connected precisely with the degeneration at \(r=3M\) in the Morawetz estimate (1.6), referred to above.
The purpose of our paper is to overcome this difficulty and to show exponential decay for (1.3) on Schwarzschild–de Sitter, by an elementary additional physical space argument. We do so by proving a different type of local energy estimate, which, though still degenerate at \(r=3M\), is relativelynonspsdegenerate, i.e., its bulk term is not degenerate with respect to its boundary term, see already (1.13). One ingredient of our proof is the Morawetz estimate (1.6). However, on top of the Morawetz estimate (1.6), we will require an additional commutation by a vector field which can again be thought to capture some of the properties of trapping, see already (1.9). In the \(\Lambda =0\) case, this will recover a recent construction of Holzegel–Kauffman [20]. Our physical space commutation, in the high frequency limit, connects with the work of previous authors on ‘lossless estimates’ and ‘non-trapping estimates’, e.g., see [2, 4, 5, 14, 17, 21, 26, 27].
In our companion [24], we use the results of the present paper to prove global well posedness and exponential decay for the solutions of quasilinear wave equation and semilinear wave equations on Schwarzschild–de Sitter.
Before stating our main results, we introduce the commutation and the energies which are of fundamental importance to this paper.
1.1 The Commutation Vector Fields and the Energy
We use a system of regular hyperboloidal coordinates \((r,\bar{t},\theta ,\phi )\), see already Sect. 2, in which the metric takes the form
The leaf
connects the event horizon \(\mathcal {H}^+\) with the cosmological horizon \(\bar{\mathcal {H}}^+\), as depicted in Fig. 2.
We introduce the commutation vector field
where \(\partial _r\) is the coordinate vector field associated to \((r,\bar{t},\theta ,\phi )\). (The simple form of this vector field is intimately related to the precise choice of coordinate \(\bar{t}\). Note that \(\mathcal {G}\) is orthogonal to the Killing vector field \(\partial _{\bar{t}}\) at \(r=3M\).)
We define the energy density
where \(\mathbb {T}\) is the energy momentum tensor of the wave equation, and n is the normal to the foliation \(\phi _\tau (\Sigma )\), see already Sect. 2.
The energy density (1.10) is a non-negative definite quantity which contains up to second derivatives of \(\psi \). We have the property
In particular, we note that \(\mathcal {E}(\mathcal {G}\psi ,\psi )\) controls the \(H^1\) energy density. Note, however, that \(\mathcal {E}(\mathcal {G}\psi ,\psi )\) does not control the full \(H^2\) energy density.
1.2 The Main Result
Let
for \(\tau \ge 0\). We shall refer below to the energy density (1.10) and the commutation vector field (1.9). Our main theorem is an energy estimate without relative degeneration.
Theorem 1
(Rough version). Solutions of the wave equation (1.3) on the exterior of the subextremal Schwarzschild–de Sitter \((\Lambda >0)\) black hole background \(\left( \mathcal {M}_\textit{ext},g_{M,\Lambda }\right) \), dark shaded region of Fig. 1, satisfy
for \(0\le \tau _1<\tau _2\).
Remark 1.1
Theorem 1 remains true with \(\Sigma \) replaced by a general spacelike hypersurface connecting the event with the cosmological horizons.
Remark 1.2
The estimate (1.13) differs from the Morawetz estimate (1.6) in that, in the former, the same energy density appears in both the bulk term on the left-hand side and the initial hypersurface flux term on the right-hand side, while in the latter, certain derivatives in the bulk term have \(\left( 1-\frac{3M}{r}\right) \) weights relative to their flux terms. In this sense, estimate (1.13) is relatively non-degenerate. Note that this is still compatible with the obstructions of [29, 32] due to trapping at \(r=3M\). It is this relative non-degeneracy that will allow us to immediately obtain exponential decay.
As a corollary of Theorem 1, we have exponential decay:
Corollary 1
(Rough version). With the assumptions of Theorem 1, we have the exponential decay estimates
and
for \(0\le \tau \). Here E is an appropriate higher-order energy of the initial data of \(\psi \), and \(\psi _\infty \) is a constant that can be controlled by initial data.
We can apply the arguments of Theorem 1 to obtain a second corollary, concerning small first-order perturbations of the wave operator.
Corollary 2
(Rough version). Let \(\psi \) be a solution of
where the vector field \(a=a^j\partial _j\) is suitably bounded to first order, and \(\epsilon \) sufficiently small. Then, the following estimate holds
Also, if \(a=a^j\partial _j\) is suitably bounded up to second order, we obtain
for \(0\le \tau \), where E is an appropriate integral quantity defined on \(\Sigma \), and \(\psi _\infty \) is a constant that can be controlled by initial data.
In our forthcoming [25], we prove a Morawetz estimate on Kerr–de Sitter spacetimes with parameters \((a,M,\Lambda )\) for the wave equation (1.3), and more generally for the Klein–Gordon equation, and use it in conjunction with a generalization of the methods introduced here, to again prove an analogue of Theorem 1 and exponential decay. We specifically establish exponential decay for slow rotation (\(|a|\ll M,\Lambda \)), or alternatively, in the full subextremal case of parameters but where the solution is assumed axisymmetric.
1.3 The \(\Lambda =0\) Schwarzschild Limit
In the Schwarzschild limit \(\Lambda =0\) the commutation vector field \(\mathcal {G}\) (2.18) reduces to the vector field introduced in [20], see already Sect. 7. Note, however, that in [20] the commutation vector field \(\mathcal {G}\) was expressed in coordinates that were there denoted as \((t,R^\star ,\theta ,\phi )\). Those coordinates, although regular at \(\mathcal {H}^+\), do not coincide with our regular hyperboloidal coordinates. Thus, in those coordinates, \(\mathcal {G}\) did not have the simple form 1.9 for \(\Lambda =0\).
2 Preliminaries
2.1 The Subextremality Conditions
We will use the following notation extensively.
Definition 2.1
Let \(M>0\) and \(\Lambda \ge 0\). Then, we define the function \(\mu \) by
We will often simply denote it as \(\mu \).
We define the following.
Definition 2.2
Let \(\Lambda \ge 0\). Then, the set of sub-extremal black hole parameters is
For \(M\in \mathcal {B}_\Lambda \), we denote the two positive real roots of \(1-\mu \) as
which will correspond to the area radius of the event and cosmological horizons, respectively, see Definition 2.4. We shall often denote these simply as \(r_+,\bar{r}_+\).
2.2 The Spacetimes in Regular Hyperboloidal Coordinates
We now define the metric of Schwarzschild–de Sitter.
Definition 2.3
Let \(\Lambda > 0\) and \(M\in \mathcal {B}_\Lambda \). We define the following manifold with boundary
for a \(\delta >0\) sufficiently small, and the metric
where \(\textrm{d}\sigma _{\mathbb {S}^2}\) is the standard metric of the unit sphere and
We refer to the tuple \((r,\bar{t},\theta ,\phi )\) as regular hyperboloidal coordinates. Note the inverse metric components
See also “Appendix A” for the Christoffel symbols of the metric (2.4).
2.3 The Time Orientation
We take the vector field
to be future oriented. This defines a time orientation for \(\mathcal {M}_\textit{ext}\).
2.4 The Event \(\mathcal {H}^+\) and Cosmological \(\bar{\mathcal {H}}^+\) Horizons
Now we can define the following boundaries.
Definition 2.4
We define the following boundaries to the manifolds \(\mathcal {M}_{\textit{ext}},\mathcal {M}_{\textit{ext},\delta }\)
which we call future event horizon and future cosmological horizon, respectively.
2.5 The Photon Sphere
The hypersurface \(\{r=3M\}\) is called the ‘photon sphere’. All future directed null geodesics either cross \(\mathcal {H}^+\), cross \(\bar{\mathcal {H}}^+\), or asymptote to \(r=3M\). We will refer to the ones asymptoting to \(r=3M\) as ‘future trapped null geodesics’.
2.6 The Schwarzschild–de Sitter Coordinates
We define the following coordinates.
Definition 2.5
From regular hyperboloidal coordinates, Definition 2.3, we define the Schwarzschild–de Sitter coordinates, \((r,t,\theta ,\phi )\in (r_+,\bar{r}_+)\times \mathbb {R}\times \mathbb {S}^2\), by the following transformation
where \(\xi (r)\) is given by (2.5). These coordinates cover the region \(\mathcal {M}_{\textit{ext}}^o\).
We rewrite the metric (2.4) by using the transformation (2.9) to obtain
We distinguish between the coordinate vector field
with respect to the Schwarzschild–de Sitter coordinate system \((r,t,\theta ,\phi )\), and the coordinate vector field
with respect to the regular hyperboloidal coordinates \((r,\bar{t},\theta ,\phi )\).
The following equality holds
in the region \(\mathcal {M}^o_\textit{ext}\) that the Schwarzschild–de Sitter coordinates are defined.
2.7 Tortoise Coordinate
We define the tortoise coordinate
The expression
will denote the vector field taken in \((r^\star ,t,\theta ,\phi )\) coordinates. Note that \(\frac{\partial }{\partial r^\star }=(1-\mu )\varvec{\frac{\partial }{\partial r}}\). The vector field (2.15) extends smoothly to a tangential vector field along \(\mathcal {H}^+\) and \(\bar{\mathcal {H}}^+\).
2.8 Chain Rule Between Coordinate Vector Fields
By a simple chain rule, we have
We have
where, for H(r), see Sect. 2.6. Note that at \(r=3M\) the vector field \(\partial _r\) is in the direction of \(\partial _{r^\star }\), since
2.9 The Vector Field \(\mathcal {G}\) in Schwarzschild–de Sitter Coordinates
We define the vector field
Note that \(\mathcal {G}\) is \(C^0\) on the horizons \(\mathcal {H}^+,\bar{\mathcal {H}}^+\), but not \(C^1\). We extend the vector field \(\mathcal {G}\), of (2.18), beyond the horizons \(\mathcal {H}^+,\bar{\mathcal {H}}^+\) such that
This vector field is suggested by the good commutation property of Proposition 4.1. Note that in view of (2.17), at \(r=3M\) the vector field \(\mathcal {G}\) is in the direction of \(\partial _{r^\star }\) and is thus orthogonal to \(\partial _{\bar{t}}\). This is significant because this is precisely the derivative that does not degenerate in estimate (1.6).
We express the vector field (2.18) in Schwarzschild–de Sitter coordinates.
Lemma 2.1
In \(\mathcal {M}^o_{\textit{ext}}\) the vector field (2.18) can be written as
in Schwarzschild–de Sitter coordinates. The functions \(G_1,G_2\) are defined as follows
Proof
We note
since \((1-\mu )\frac{d H}{d r}=\frac{1-\frac{3\,M}{r}}{\sqrt{1-9\,M^2\Lambda }}\sqrt{1+\frac{6\,M}{r}}\). \(\square \)
2.10 Wave Operator
We denote by the covariant derivative with respect to \(r^2 \textrm{d}\sigma _{\mathbb {S}^2}\).
The wave operator is
where . Note, moreover, that we define the following expression
Furthermore, we denote as \(\Omega _\alpha \), for \(\alpha =1,2,3\) the standard vector fields
that generate the lie algebra so(3). Note \([\Box _{g_{M,\Lambda }},\Omega _\alpha ]=0, [\Box _{g_{M,\Lambda }},\partial _{\bar{t}}]=0\).
2.11 Spacelike Hypersurfaces
In Schwarzschild–de Sitter a prototype hypersurface that is spacelike and connects the event horizon \(\mathcal {H}^+\) with the cosmological horizon \(\bar{\mathcal {H}}^+\) would be
Our results also hold for general spacelike hypersurfaces connecting \(\mathcal {H}^+\) and \(\bar{\mathcal {H}}^+\). (For convenience, however, we always work with \(\Sigma \) fixed as above.)
2.12 Spacelike Foliations and Causal Domains
We push forward the hypersurface \(\Sigma \), see Sect. 2.11, under the flow \(\phi _\tau \) of the vector field \(\partial _{\bar{t}}\) to obtain the family of hypersurfaces
We define the following spacetime domains.
Definition 2.6
For \(\tau _1<\tau _2\) define the spacetime domain
and
The domains of Definition 2.6 are both globally hyperbolic, with \(\phi _{\tau _1}(\Sigma )\) and \(\phi _{\tau }(\Sigma )\), respectively, as Cauchy hypersurfaces.
2.13 Normals of Spacelike Hypersurfaces
The unit normal vector fields of the foliation of Sect. 2.11 can be computed from the gradient \(\nabla \bar{t}\) which in regular hyperboloidal coordinates is
Note moreover that \(g(\nabla \bar{t},\nabla \bar{t})\le b(M,\Lambda )<0\) on \([r_+,\bar{r}_+]\). The normal of the relevant foliation will be
often denoted simply as n.
2.14 Volume Forms
The volume form of a spacetime domain is
with respect to the \(\left( r,\bar{t},\theta ,\phi \right) \) coordinates.
By pulling back the spacetime volume form (2.31) into hypersurfaces of constant \(\bar{t}\), we obtain that the \(\{\bar{t}=\tau \}\) hypersurfaces admit the volume form
We define the normals of the event and cosmological horizons respectively as
With the above choice of normals, the corresponding volume forms of the respective null hypersurfaces take the form
In all integrals without explicit volume form, it is to be understood that the volume forms are taken to be the ones defined in this section.
2.15 Coarea Formula
Let f be a continuous non-negative function. Then, note the coarea formula
where the constants in the above similarity depend only on the black hole mass M and do not degenerate in the limit \(\Lambda \rightarrow 0\). For fixed \(\Lambda >0\) the r factor of (2.34) is of course inessential.
2.16 Penrose Diagrams
The reader familiar with the Penrose diagrammatic representation may wish to refer to Fig. 3.
2.17 Currents and the Divergence Theorem
We will employ the energy momentum tensor and the relevant current it produces.
Definition 2.7
Let g be a smooth Lorentzian metric. For \(\psi \) a solution of
we define the energy momentum tensor
The energy current with respect to a vector field X is
with divergence
where
is the deformation tensor.
Lastly, for X, n future causal vector fields, we have that
We apply the divergence theorem in the region \(D(\tau _1,\tau _2)\) to obtain the following Proposition.
Proposition 2.1
Let \(\psi \) satisfy the Eq. (2.35) on \(D(\tau _1,\tau _2)\). Then, with the notation above, the following holds
In the above, in accordance with our conventions from Sect. 2.14, all integrals are taken with respect to the volume form of the respective hypersurfaces or spacetime domain.
For a further study on currents related to partial differential equations, see the monograph of Christodoulou [6].
3 The Main Theorems
3.1 The Homogeneous Wave Equation
The following is the central theorem of this paper.
Theorem 1
(Detailed version). We fix the parameters \(M,\Lambda >0\). Then, there exists a constant \(C=C(M,\Lambda )>0\), such that for \(\psi \) a sufficiently regular solution of the wave equation (1.3) on \(D(\tau _1,\tau _2)\), we have
for all \(0\le \tau _1<\tau _2\), where \(\mathcal {E}\left( \mathcal {G}\psi ,\psi \right) \) is defined in (1.10).
Since \(\int \int _{D(\tau _1,\tau _2)} \mathcal {E}(\mathcal {G}\psi ,\psi )\sim \int _{\tau _1}^{\tau _2}\textrm{d}\tau \int _{\phi _\tau (\Sigma )}\mathcal {E}(\mathcal {G}\psi ,\psi )\) we in particular have
Note that this Theorem also holds for the domain \(D_\delta (\tau _1,\tau _2)\) in the place of \(D(\tau _1,\tau _2)\), for a sufficiently small \(\delta >0\), where the constant C is independent of \(\delta \).
As an immediate corollary we have exponential decay.
Corollary 1
(Detailed version). There exist positive constants \(c(M,\Lambda )>0, C(M,\Lambda )>0\), such that for \(\psi \) a sufficiently regular solution of the wave equation (1.3) on \(D(0,\tau )\), we have
and also the pointwise decay
where \(\psi _\infty \) is a constant satisfying \(|\psi _\infty |\le C\left( \sup _{\Sigma }|\psi |+ \sqrt{\int _{\Sigma }\mathbb {T}(n,n)[\psi ]}\right) \), and
where \(\Omega _\alpha \) are defined in (2.24).
3.2 The Inhomogeneous Wave Equation and Absorption of Small Error Terms
The following theorem concerns the inhomogeneous wave equation on the Schwarzschild–de Sitter background.
Theorem 2
(Detailed version). Let F be a sufficiently regular function on \(D(\tau _1,\tau _2)\). We have that, for sufficiently regular solutions of
on \(D(\tau _1,\tau _2)\), the following holds
for all \(0\le \tau _1<\tau _2\), and for some constant \(C(M,\Lambda )\).
Note that this theorem also holds for the domain \(D_\delta (\tau _1,\tau _2)\) in the place of \(D(\tau _1,\tau _2)\) for a sufficiently small \(\delta >0\), where the constant C is independent of \(\delta \).
We have the following Corollary.
Corollary 2
(Detailed version). Let \(a=a^j\partial _j\) be a vector field, where
are smooth and bounded functions on \(D(0,\infty )\). For \(\epsilon >0\) sufficiently small, there exists a constant \(C(M,\Lambda )>0\) such that sufficiently regular solutions of the equation
satisfy the following estimate
Also, there exist constants \(C(M,\Lambda )>0\), \(c(M,\Lambda )>0\) depending only on the black hole parameters such that
Moreover, let \([\Omega _\alpha \mathcal {G},a]^{\bar{t}}, [\Omega _\alpha \mathcal {G},a]^r, g^{\theta \theta }([\Omega _\alpha \mathcal {G},a]^\theta )^2+g^{\phi \phi }([\Omega _\alpha \mathcal {G},a]^\phi )^2 \) be bounded for all \(\alpha \), where \(\Omega _\alpha \) are defined in Eq. (2.24). Then, we obtain
where \(\psi _\infty \) is a constant satisfying \(|\psi _\infty |\le C\left( \sup _{\Sigma }|\psi |+ \sqrt{\int _{\Sigma }\mathbb {T}(n,n)[\psi ]+\mathbb {T}(n,n)[\mathcal {G}\psi ]}\right) \), and
3.3 The Higher-Order Statement
The following theorem is the higher-order statement of Theorem 2. We will use the following result in our companion paper [24] to prove stability of solutions of the quasilinear wave equation.
Theorem 3
Let F be a sufficiently regular function on \(D(\tau _1,\tau _2)\). We have that, for a sufficiently regular solution of
on \(D(\tau _1,\tau _2)\), and for any \(j\ge 3\), there exists a constant \(C=C(j,M,\Lambda )\) such that the following higher-order estimate holds
for all \(0\le \tau _1\le \tau _2\), where
The \(j=2\) case is the same without the hypersurface error terms in the right-hand side of (3.13).
Note that this theorem also holds for the domain \(D_\delta (\tau _1,\tau _2)\) in the place of \(D(\tau _1,\tau _2)\), for a sufficiently small \(\delta >0\), where the constant C is independent of \(\delta \).
Proof
See Sect. 6. \(\square \)
4 Proof of Theorem 1
4.1 The Morawetz Estimate of [10]
As mentioned earlier, this proof utilizes a Morawetz estimate for the wave equation on Schwarzschild–de Sitter, which we find in [10].
Theorem 4.1
(Theorem 1.1 in [10]). There exists a constant \(B=B(\Sigma ,M,\Lambda )>0\) such that, for \(\psi \) satisfying the wave equation (1.3) in \(D(\tau _1,\tau _2)\)
and
where the constant \(\psi _\infty \) satisfies \(|\psi _\infty |\le C\left( \sup _{\phi _{\tau _1}(\Sigma )}|\psi |+ \sqrt{\int _{\phi _{\tau _1}(\Sigma )}J^n_\mu [\psi ] n^\mu }\right) \).
Remark 4.1
At \(r=3M\), corresponding to trapping, note that the vector field \(\partial _r\) does not degenerate and is, in fact, in the direction of \(\partial _{r^\star }\) by (2.17). We have used this relation to translate Theorem 4.1 from the coordinates of [10].
Remark 4.2
The proof of Theorem 4.1 of Dafermos–Rodnianski actually made use of a spherical harmonics decomposition. It would be interesting to give a completely physical space proof, as has been done for Schwarzschild, see [9].
Remark 4.3
For a solution of the inhomogeneous equation
one sees that the same estimate applies, with an additional term
on the right-hand side of both equations of Theorem 4.1. Moreover, in this case, \(\psi _\infty \) is bounded by
4.2 The Equation for \(\mathcal {G}\psi \) and the \(\partial _{\bar{t}}\) Energy Identity
Before we begin the proof, we derive the equation satisfied by \(\mathcal {G}\psi \).
Proposition 4.1
Let \(\psi \) satisfy the wave equation (1.3). Then, the following holds
where
Proof
For convenience let
Let \(\varphi \) be a smooth function on \(\mathcal {M}_{\textit{ext}}\), and note the commutation
where
Now, by computing the right-hand side of Eq. (4.10) for \(\psi \), a solution of the wave equation (1.3), we obtain
Finally, by using Eq. (4.9) for \(\psi \), a solution of the wave equation (1.3), together with (4.11), we obtain
By revisiting the metric in regular hyperboloidal coordinates, see (2.4), we note
also
and finally
Therefore, we conclude
Now, by revisiting the wave operator (2.22), we compute
and
By examining equations (4.16) and (4.17), (4.18) we conclude the result. \(\square \)
Remark 4.4
From relations (4.13), (4.14) we can see how we arrived at our choice of coordinates, Definition 2.3, and our vector field (2.18). Specifically, in the class of coordinate transformations \(\bar{t}=t-H(r)\) we select H(r) such that equation (4.13) holds. Moreover, we select the function f, such that (4.14) holds. By this choice of coordinates \((r,\bar{t}, \theta ,\phi )\) and vector field \(\mathcal {G}\), the expression of Eq. (4.15) is positive. This reflects the good unstable structure of trapping.
We apply a \(\partial _{\bar{t}}\)-multiplier estimate to the Eq. (4.6).
Proposition 4.2
Let \(\psi \) satisfy the wave equation (1.3). Then, we have the following
Proof
We have
and we have already computed
in Proposition 4.1. We apply the divergence theorem, see Eq. (2.41), to \(\mathcal {G}\psi \) and conclude the result. \(\square \)
4.3 Auxiliary Estimates
Remark 4.5
In the proof of this section we shall keep track of the powers of r in our estimates, such that the constants in our estimates do not degenerate as \(\Lambda \rightarrow 0\). This shall be useful in the next Sect. 7, where we treat the \(\Lambda =0\) Schwarzschild case.
We will also need the following elementary pointwise lemma later.
Lemma 4.1
Let \(E_1(r),E_2(r)\) be defined as in Proposition 4.1. Then, we have the following
We want to generate all the derivatives of \(\mathcal {G}\psi \) from terms appearing in Eq. (4.19).
Lemma 4.2
There exists a constant \(C(M,\Lambda )>0\), which does not degenerate as \(\Lambda \rightarrow 0\), such that, if \(\psi \) solves the wave equation (1.3), then we obtain
Proof
We begin from the equation for \(\mathcal {G}\psi \), see the commutation (4.6)
and multiply it with \(\frac{1}{r}\mathcal {G}\psi \)
where \(\textit{RHS}\) is the right-hand side of Eq. (4.24).
We integrate (4.25) over \(D(\tau _1,\tau _2)\). Then, we perform the necessary integration by parts and Young’s inequalities to get the result. \(\square \)
We want to generate a non-degenerate \((\partial _t\psi )^2\) from terms appearing in Eq. (4.19).
Lemma 4.3
There exists a constant \(C(M,\Lambda )>0\) that does not degenerate as \(\Lambda \rightarrow 0\), such that for all \(\epsilon >0\), if \(\psi \) satisfies the wave equation (1.3), then we have
Proof
We begin by
We perform an integration by parts and write the right-hand side of the above as
We conclude the proof. \(\square \)
4.4 Proofs of Theorem 1 and Corollary 1
We are now ready to conclude Theorem 1 and the exponential decay Corollary 1.
Proof of Theorem 1
We first use Lemma 4.1 on Eq. (4.19), in conjunction with Lemmata 4.1, 4.3 to obtain
Note that the horizon hypersurface terms on \(\mathcal {H}^+,\bar{\mathcal {H}}^+\), on the left-hand side of Eq. (4.26), are non-negative, see (2.40), so we may drop them from our estimates. We multiply the estimate of Lemma 4.2 with a smallness parameter and add it to (4.26) to obtain
Finally, we add in the Morawetz estimate (4.1) of Theorem 4.1, multiplied with a large parameter and use the boundedness estimate (4.2), to conclude
We recall the definition of \(\mathcal {E}(\mathcal {G}\psi ,\psi )\) in Eq. (1.10) and note Eq. (1.11). We conclude (3.1).
Moreover, we conclude (3.2), in view of the relation of the coarea formula of Sect. 2.15, namely
\(\square \)
We need the following lemma.
Lemma 4.4
Let \(f:[0,\infty )\rightarrow \mathbb {R}\) a nonnegative continuous function satisfying
for all \(\tau _2>\tau _1\ge 0\) and some \(k> 0\). Then, there exists constants \(c,C>0\) depending only on k such that:
for all \(\tau \ge 0\).
Proof
This is elementary. See for example [10]. \(\square \)
Now we can infer exponential decay.
Proof of Corollary 1
The estimate
is an immediate consequence of Eq. (3.2) of Theorem 1 and Lemma 4.4, where \(f(\tau )=\int _{\phi _\tau (\Sigma )}\mathcal {E}(\mathcal {G}\psi ,\psi )\).
We note that inequality (4.30) holds for \(\partial _{\bar{t}}^i\Omega _\alpha ^j\psi \), for all indices i, j, in the place of \(\psi \), where \(\Omega _\alpha \) are defined in Eq. (2.24), since the following hold: \([\Box _{g_{M,\Lambda }},\partial _{\bar{t}}]=0, [\Box _{g_{M,\Lambda }},\Omega _\alpha ]=0\).
Therefore, one can prove, by commuting with \(\Omega _\alpha \) and then a Sobolev estimate, the pointwise estimate
where \(\psi _\infty \) is from Theorem 4.1, and satisfies \(|\psi _\infty |\!\le \! C\left( \sup _{\Sigma }|\psi |\!+\!\sqrt{\int _{\Sigma }J^n_\mu [\psi ]n^\mu } \right) \).
\(\square \)
Remark 4.6
Note that from Theorem 3 and the use of Sobolev estimates we can obtain pointwise estimates for arbitrary regular higher-order derivatives
where for \(E_{\mathcal {G},k+3}\) see (3.14).
5 Proof of Theorem 2
We recall
from which we easily deduce
Now, we follow the arguments of Sect. 4. Specifically, we conclude that there exists a constant \(C=C(M,\Lambda )>0\), such that for \(\psi \) a sufficiently regular solution of the inhomogeneous wave equation (3.4) on \(D(\tau _1,\tau _2)\), we obtain
Then, we use appropriate Young’s inequalities on the right-hand side of (5.3) to conclude
Now, we sum in (5.4) the Morawetz estimate of Theorem 4.1, (in the inhomogeneous form given by Remark 4.3), to conclude
where we generated all the derivatives of \(\mathcal {G}\psi \) and \(\psi \) on the left-hand side of our estimate (5.5), by Lemmata 4.2, 4.3. We apply a Young’s inequality on the last term on the right-hand side of (5.5) and conclude
Now, Theorem 2 is a trivial consequence of Eq. (5.6), since we have the property (1.11).
Proof of Corollary 2
Suppose that
where \(a^j\) are smooth and bounded with \(\mathcal {G}a^j\) bounded, for all j. Now, we use Eq. (5.5) to obtain
since
If \(\epsilon \) is sufficiently small the terms on the right-hand side can be absorbed, after also using a Hardy inequality.
Finally, for the pointwise result, we commute the inhomogeneous Eq. (3.4) with the vector fields \(\Omega _\alpha \), see Eq. (2.24), to conclude that (5.7) holds for \(\Omega _\alpha \psi \) in the place of \(\psi \). Moreover, we know that \([\Omega _\alpha \mathcal {G}, a]^{\bar{t}},[\Omega _\alpha \mathcal {G}, a]^{r},g^{\theta \theta }([\Omega _\alpha \mathcal {G}, a]^{\theta })^2+g^{\phi \phi }([\Omega _\alpha \mathcal {G}, a]^{\phi })^2\) are bounded. We use a Sobolev inequality and conclude that
where, in view of Eq. (4.5), the following holds
and
\(\square \)
6 Proof of Theorem 3
We define the auxiliary energy
We begin by noting the following Proposition, which is a higher-order analogue of the inhomogeneous version of Theorem 4.1
Proposition 6.1
Let \(\psi \) satisfy the inhomogeneous wave equation (3.12). Then, we obtain the following higher-order Morawetz estimate
for a constant \(C(j,M,\Lambda )>0\).
Proof
The proof of this Proposition follows from Theorem 4.1 and additional redshift commutations of the Lecture notes [11] and elliptic estimates. \(\square \)
Now we prove Theorem 3.
Proof of Theorem 3
We start by recalling the result of Theorem 2, namely
where we have kept certain r factor explicitly for integrands related to \(\mathcal {G}\), for comparison with the case \(\Lambda =0\). (We note, however, that we drop the r factor in the lower-order terms.) The inequality (6.3) already gives the result of the Theorem for \(j=2\).
Now, for any \(j\ge 3\), by commuting the inhomogeneous wave equation (3.12) with
we obtain
Then, to obtain all the lower-order terms on the bulk of the left-hand side of (6.5) we sum in the Morawetz estimate (6.2) of Proposition 6.1, at order \(j-1\), and after appropriate Young’s inequalities on the contribution of the F error term we obtain
where we used the auxiliary energy
Note that in the energy estimate (6.6) there is no degeneration, at the low order, on the photon sphere \(r=3M\), because we repeated a Poincare-type argument at top order, see Lemma 4.3.
Note that we control all the desired higher-order derivatives (at order j) related to \(\mathcal {G}\), on the left-hand side of (6.6), except for
with the appropriate degenerative weight. For that purpose, we return to the equation satisfied by \(\mathcal {G}\psi \), see (4.6), which reads
where recall \(g^{rr}=1-\mu \). We differentiate (6.9) by
and then we square the result and note that there exists a constant \(C(j,M,\Lambda )>0\) such that
where, in inequality (6.11) the three terms displayed are from left to right the highest \(\partial _r\) derivative term, the fastest degenerating \((1-\mu )\) term and the contribution of the inhomogeneity F. We rewrite (6.11) as
and therefore, by multiplying (6.12) with \(\frac{(1-\mu )^{2i_3-3}}{r}\), so that no terms blow up at the roots of \(1-\mu =0\), we obtain
For the \(j=3\) case of inequality (6.13) with all its terms displayed see already Remark 6.1. Therefore, by using the integrated inequality (6.6) and the pointwise estimate (6.13) we obtain
for all \(\tau _1\le \tau _2\) and for all \(j\ge 2\).
Now, we want to estimate from below \(E^\prime _{\mathcal {G},j}[\psi ](\tau _2)\) by \(E_{\mathcal {G},j}[\psi ](\tau _2)\), in the energy estimate (6.14), for all orders \(j\ge 3\) at the expense of producing hypersurface error terms. We note that there exists a constant \(c(j,M,\Lambda )\) such that
Then, we want to obtain the top order derivatives
on the left-hand side, with the appropriate degenerative weights of \((1-\mu )\). Therefore, we multiply the pointwise estimate (6.12) with \((1-\mu )^{2i_3-3}\) and sum it to (6.15) to obtain that there exist constants
Note that the left-hand side of (6.18) is similar to \(E_{\mathcal {G},j}[\psi ](\tau )\).
Finally, by using the energy estimate (6.14) in conjunction with the pointwise estimate (6.18) we conclude the result of the Corollary. \(\square \)
Remark 6.1
For an example of the computation (6.13) note that at order \(j=3\) we obtain
where the constant \(C(M,\Lambda )\) does not degenerate in the limit \(\Lambda \rightarrow 0\).
7 The Schwarzschild Case \(\Lambda =0\)
We can also prove the equivalent of Theorem 2 on the asymptotically flat Schwarzschild exterior. This result had been obtained previously by [20]. For completeness, we give a treatment here in our set up.
We study the inhomogeneous wave equation
Before stating the theorem let us introduce some preliminary notions, specifically for the Schwarzschild case.
First, we define regular hyperboloidal coordinates \((\bar{t},r,\theta ,\phi )\) on which the metric takes the form
These correspond to the regular hyperboloidal coordinates of Sect. 2.2, when we take \(\Lambda =0\). Moreover, we can define the Schwarzschild coordinates \((t,r,\theta ,\phi )\) similarly to the Schwarzschild–de Sitter coordinates, see Sect. 2.
We may attach null infinity
as a boundary in the obvious way. Formally, we consider its normal to be \(n_{\mathcal {I}^+}=\frac{\partial }{\partial \bar{t}}\) and note
Let
Then the leaves of the foliation
connect the event horizon \(\mathcal {H}^+\) with future null infinity \(\mathcal {I}^+\). Also, we define the spacetime domain
The reader familiar with the Penrose diagram may want to consult Fig. 4.
Note that the volume form of (7.7) is
and the volume form of (7.6) is
and the normal of the \(\{\bar{t}=c\}\) hypersurface is
where \(\xi (r)=\left( 1-\frac{3M}{r}\right) \sqrt{1+\frac{6M}{r}}\).
The vector field \(\mathcal {G}\) here takes the form
and the energy density,
is now defined with \(\mathcal {G}\) as in (7.11), where N is a time translation invariant strictly timelike vector field, see the Lecture notes [11] that away from the horizon \(\mathcal {H}^+\) is equal to \(\partial _{\bar{t}}\). We also obtain
Remark 7.1
Note that the vector field (7.11) coincides with the vector field already described by Holzegel–Kauffman [20].
Note that the divergence theorem of Eq. (2.41), holds with \(\mathcal {I}^+\) in the place of \(\bar{\mathcal {\mathcal {H}}}^+\). The energy flux at null infinity \(\mathcal {I}^+\), and the event horizon \(\mathcal {H}^+\), are nonnegative and we will may drop them from our estimates, see Eq. (7.4).
The Morawetz estimate we will need was proved in [8] by Dafermos–Rodnianski.
Theorem 7.1
(Theorem 1.1 in [8]). Let \(\psi \) satisfy Eq. (7.1) on a fixed Schwarzschild background. Then, for initial data vanishing at infinity, for all \(0<\eta \le 1\) there exists a constant \(C=C(M,\eta )\) such that
and
where N is the redshift vector field of Dafermos–Rodnianski, see the Lecture notes [11].
Recalling Remark 4.5, we repeat similar arguments to the ones used in the previous Sect. 4, up to estimate (4.27). Note, however, that we use the commutation vector field (7.11) and the energy density (1.10) with \(\Lambda =0\). Now, adding the Morawetz estimate of Theorem 7.1, noting the weights and absorbing relevant terms, we conclude the following.
Theorem 7.2
There exists a constant \(C(M,\eta )>0\), such that if \(\psi \) satisfies
on the spacetime domain \(\tilde{D}(0,\tau )\), the following holds
for any \(\eta \in (0,1]\).
Proof
By repeating the arguments of Sect. 4, and by keeping track of the weights in r, we conclude the following estimate
where for \(E_1(r),E_2(r)\) see Proposition 4.6. Then, to obtain all of the derivatives of \(\mathcal {G}\psi \) on the left-hand side of (7.17) we use Lemma 4.2, by keeping the weights in r and by an additional F error term to obtain
To control all the first-order terms on the right-hand side of (7.18), we use the boundedness estimate and the Morawetz estimate of Theorem 7.1 and obtain
for any \(\eta \in (0,1]\), where we used Young’s inequalities in the lower-order terms on the right-hand side of (7.17). Note that no degeneration is present on the photon sphere \(r=3M\) since we repeated the Poincare-type inequality of Lemma 4.3. Finally, by using the appropriate Young’s inequalities on the right-hand side of (7.19), we conclude the result. \(\square \)
Moreover, we have the Corollary.
Corollary 7.1
Under the assumptions of the above theorem, and the additional assumptions that, for the vector field \(a=a^j\partial _j\) and the scalar function b the following
are smooth functions on \(\tilde{D}(0,\infty )\), with
and
then we have the following.
There exists a constant \(C=C(M,\eta )\) such that for solutions of
and for \(\epsilon \) sufficiently small, we have
and
since by the relation of the volume forms, see Sect. 2.14, we have
where the constants in the above similarity depend only on the black hole mass M.
Remark 7.2
The bulk term, on the left-hand side of inequality (7.25), and the hypersurface term, on the right-hand side of inequality (7.25), have different weights in r. Specifically, some of the terms of the right-hand side, have larger weights in r. It is because of this reason that one does not obtain exponential decay for \(\psi \), on a Schwarzschild exterior.
Remark 7.3
The reason we can include the zeroth-order term, with component b(r), in Eq. (7.23), as opposed to Eq. (3.7) on the Schwarzschild–de Sitter case, is the lack of the \(\psi _\infty \) term in (7.14) for initial data vanishing at infinity.
Remark 7.4
Our Corollary 7.1, without the \(\frac{1}{r(1-\mu )}(\partial _{\bar{t}}\mathcal {G}\psi )^2\) term and slightly different weights of r on the left-hand side, coincides with Theorem 4.1 of [20].
Note that we have the following higher-order theorem.
Theorem 7.3
Under the assumption of Theorem 7.2, for all \(j\ge 3\) there exists a positive constant \(C=C(j,M,\eta )>0\) such that
for all \(0\le \tau _1\le \tau _2\), where
where N is the redshift vector field of Dafermos–Rodnianski, see the Lecture notes [11]. The \(j=2\) case is the same without the hypersurface error terms on the right-hand side of (7.27). For the volume forms of the spacetime domains and of the hypersurface terms see Sect. 2.14.
Proof
The proof of this Theorem is essentially the same as Theorem 3 of the Schwarzschild–de Sitter case. Note that in the proof of Theorem 3 we kept some ‘key’ weights in r so that the proof can be read for the asymptotically flat case. \(\square \)
Remark 7.5
In order to write inequality (7.27) in its most compact form, we had to slightly differ its presentation from the relevant inequality of Theorem 3, since the weights in r are now significant.
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Acknowledgements
The author thanks his supervisor M. Dafermos for numerous useful comments and helpful discussions. Moreover, the author acknowledges the assistance of G. Moschidis, Y. Shlapentokh Rothman, D. Gajic and C. Kehle for various insightful conversations and important remarks.
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Funding is provided by Engineering and Physical Sciences Research Council Grant No. EP/L016516/1.
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Appendix A. The Christoffel Symbols of the Metric (2.4)
Appendix A. The Christoffel Symbols of the Metric (2.4)
The nonzero Christoffel symbols, of the metric (2.4), are
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Mavrogiannis, G. Morawetz Estimates Without Relative Degeneration and Exponential Decay on Schwarzschild–de Sitter Spacetimes. Ann. Henri Poincaré 24, 3113–3152 (2023). https://doi.org/10.1007/s00023-023-01293-2
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DOI: https://doi.org/10.1007/s00023-023-01293-2