Skip to main content
Log in

A legal case OWL ontology with an instantiation of Popov v. Hayashi

  • Published:
Artificial Intelligence and Law Aims and scope Submit manuscript

Abstract

The paper provides an OWL ontology for legal cases with an instantiation of the legal case Popov v. Hayashi. The ontology makes explicit the conceptual knowledge of the legal case domain, supports reasoning about the domain, and can be used to annotate the text of cases, which in turn can be used to populate the ontology. A populated ontology is a case base which can be used for information retrieval, information extraction, and case based reasoning. The ontology contains not only elements for indexing the case (e.g. the parties, jurisdiction, and date), but as well elements used to reason to a decision such as argument schemes and the components input to the schemes. We use the Protégé ontology editor and knowledge acquisition system, current guidelines for ontology development, and tools for visual and linguistic presentation of the ontology.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11

Similar content being viewed by others

Notes

  1. A previous version of this paper was presented at the Workshop on Modeling Legal Cases, International Conference on Artificial Intelligence and Law, Barcelona, June 8, 2009 and appears in Wyner (2009). The OWL ontology which is discussed here is available upon request from the authors. The case citation is: Popov v. Hayashi, 2002 WL 31833731 (Cal.Superior Dec 18, 2002) (NO. 400545).

  2. See http://www.w3.org/TR/owl-features/.

  3. See http://protege.stanford.edu.

  4. See http://www.w3.org/TR/owl-manchester-syntax.

  5. See http://attempto.ifi.uzh.ch/.

  6. We have slightly “cleaned” the output of ACEView, which was not the key objective of our development. A graphic which represents the assertions and inferences of the ontological representation of this case is available upon request from the authors.

  7. See http://www.gate.ac.uk.

References

  • Aleven V, Ashley KD (1995) Doing things with factors In: ICAIL ’95: Proceedings of the 5th international conference on artificial intelligence and law. ACM, New York, pp 31–41

  • Antoniou G, van Harmelen F (2004) A semantic web primer. The MIT Press, Cambridge, MA

    Google Scholar 

  • Antoniou G, Assmann U, Baroglio C, Decker S, Henze N, Patranjan P-L, Tolksdorf R (eds) (2007) Reasoning Web, Third International Summer School 2007, Dresden, Germany, 3-7 September 2007, Tutorial Lectures. Vol 4636 of lecture notes in computer science. Springer, Berlin

  • Ashley K (1990) Modelling legal argument: reasoning with cases and hypotheticals. Bradford Books/MIT Press, Cambridge

    Google Scholar 

  • Ashley KD (2009) Ontological requirements for analogical, teleological, and hypothetical legal reasoning. In: ICAIL ’09: Proceedings of the 12th international conference on artificial intelligence and law. ACM, New York, NY, pp 1–10

  • Bench-Capon TJM (2002) The missing link revisited: the role of teleology in representing legal argument. Artif Intell Law 10(1-3):79–94

    Article  Google Scholar 

  • Bench-Capon T, Sartor G (2003) A model of legal reasoning with cases incorporating theories and values. Artif Intell 150(1-2):97–143

    Article  MATH  Google Scholar 

  • Bench-Capon TJ, Visser PR (1996) Deep models, ontologies and legal knowledge based systems. In: Legal knowledge based systems. JURIX 1996: The Nineth Annual Conference. Tilburg University Press, Tilburg, pp 3–14

  • Berman D, Hafner C (1993) Representing teleological structure in case-based legal reasoning: the missing link. In: ICAIL ’93: Proceedings of the 4th international conference on artificial intelligence and law. ACM, New York, pp 50–59

  • Breuker J, Valente A, Winkels R (2004) Legal ontologies in knowledge engineering and information management. Artif Intell Law 12(4):241–277

    Article  Google Scholar 

  • Brüninghaus S, Ashley KD (1997) Finding factors: learning to classify case opinions under abstract fact categories. In: ICAIL ’97: proceedings of the 6th international conference on artificial intelligence and law. ACM, New York, pp 123–131

  • Brüninghaus S, Ashley K (2005a) Reasoning with textual cases. In: Munzo-Avila H, Ricci F (eds) Proceedings of the International conference on case-based reasoning 2005. No. 3620 in LNAI. Springer, Berlin, pp 137–151

  • Brüninghaus S, Ashley KD (2005b) Generating legal arguments and predictions from case texts. In: ICAIL 2005. ACM Press, New York, pp 65–74

  • Chorley A (2007) Reasoning with legal cases seen as theory construction. Ph.D. thesis, University of Liverpool, Department of Computer Science, Liverpool, UK

  • Coi JLD, Fuchs NE, Kaljurand K, Kuhn T (2009) Controlled english for reasoning on the semantic web. In: REWERSE. Springer, Berlin, pp 276–308

  • Costa M, Sousa O, Neves J (1998) An architecture to legal distributed case representation. In: Hage J, Bench-Capon T, Koers A, de Vey Mestdagh C, Grütters C (eds) Legal knowledge based systems: JURIX: The Eleventh Conference

  • Daniels JJ, Rissland EL (1997) Finding legally relevant passages in case opinions. In: ICAIL ’97: proceedings of the 6th international conference on artificial intelligence and law. ACM, New York, pp 39–46

  • Dick J (June 1991) Representation of legal text for conceptual retrieval. In: ICAIL’91: proceedings of the 3rd international conference on artificial intelligence and law. Oxford, pp 244–252

  • Gangemi A (2007) Trends in Legal Knowledge: The semantic web and the regulation of electronic social systems. European Press Academic Publishing, Ch. Design Patterns for Legal Ontology Construction

  • Gangemi A, Sagri M, Tiscornia D (2005) A constructive framework for legal ontologies. In: Benjamins V, Casanovas P, Breuker J, Gangemi A (eds) Law and the semantic web. Springer, Berlin, pp 97–124

  • Gordon TF (1993) The pleadings game: formalizing procedural justice. In: ICAIL ’93: proceedings of the 4th international conference on artificial intelligence and law. ACM Press, Amsterdam, The Netherlands, pp 10–19

  • Gordon TF, Prakken H, Walton D (2007) The carneades model of argument and burden of proof. Artif Intell 171(10–15):875–896

    Article  MathSciNet  MATH  Google Scholar 

  • Gruber TR (1993) A translation approach to portable ontology specifications. Knowl Acquis 5(2):199–220

    Article  Google Scholar 

  • Guarino N, Welty C (2002) Evaluating ontological decisions with OntoClean. Commun ACM 45(2):61–65

    Article  Google Scholar 

  • Guarino N, Welty CA (2004) An Overview of OntoClean In: Staab S, Studer R (eds) Handbook on ontologies. Springer, Berlin, Ch. 8

  • Hafner CD (1981) Representation of knowledge in a legal information retrieval system. In: SIGIR ’80: proceedings of the 3rd annual ACM conference on research and development in information retrieval. Butterworth & Co., Kent, UK, UK, pp 139–153

  • Hafner C (1987) Conceptual organization of case law knowledge bases. In: ICAIL ’87: Proceedings of the 1st international conference on artificial intelligence and law. ACM, New York, pp 35–42

  • Hoekstra R (June 2009) Ontology representation—design patterns and ontologies that make sense. Vol 197 of Frontiers of artificial intelligence and applications. IOS Press, Amsterdam

  • Hoekstra R, Breuker J, Bello MD, Boer A (June 2007) The LKIF core ontology of basic legal concepts. In: Legal ontologies and artificial intelligence techniques. Stanford University, Palo Alto, CA, USA

  • Hoekstra R, Breuker J, Bello MD, Boer A (2009) Lkif core: Principled ontology development for the legal domain. In: Breuker J, Casanovas P, Klein MCA, Francesconi E (eds) Law, ontologies and the semantic web. Vol. 188 of frontiers in artificial intelligence and applications. IOS Press, Amsterdam, pp 21–52

  • Jackson P, Al-Kofahi K, Tyrell A, Vachher A (2003) Information extraction from case law and retrieval of prior cases. Artif Intell 150(1-2):239–290

    Article  Google Scholar 

  • Kralingen RWV, Visser PRS, Bench-Capon TJM, Herik HJVD (1999) A principled approach to developing legal knowledge systems. Int J Hum Comput Stud 51:1127–1154

    Article  Google Scholar 

  • Lame G (2004) Using nlp techniques to identify legal ontology components: concepts and relations. Artif Intell Law 12(4):379–396

    Article  Google Scholar 

  • Luria D (1988) Death on the highway: Reckless driving as murder. Oregon Law Review 799:821–822

    Google Scholar 

  • Maynard D, Li Y, Peters W (2008) NLP techniques for term extraction and ontology population. In: Proceedings of the 2008 conference on ontology learning and population: bridging the Gap between text and knowledge. IOS Press, Amsterdam, The Netherlands, pp 107–127

  • Moens M-F, Boiy E, Mochales-Palau R, Reed C (2007) Automatic detection of arguments in legal texts. In: ICAIL ’07: proceedings of the 11th international conference on artificial intelligence and law. ACM Press, New York, pp 225–230

  • Motik B, Patel-Schneider P, Parsia B, Bock C, Fokoue A, Haase P, Hoekstra R, Horrocks I, Ruttenberg A, Sattler U, Smith M, 11th June 2009 OWL 2 web ontology language structural specification and functional-style syntax. Technical report, World Wide Web Consortium, candidate Recommendation

  • Peters W (2009) Text-based legal ontology enrichment. In: Proceedings of the workshop on legal ontologies and AI techniques. Barcelona, Spain

  • Peters W, Sagri M-T, Tiscornia D (2007) The structuring of legal knowledge in LOIS. Artif Intell Law 15(2):117–135

    Article  Google Scholar 

  • Rahwan, Iyad CR, Zablith F (2007) On building argumentation schemes using the argument interchange format. In: Working notes of the 7th workshop on computational models of natural argument (CMNA 2007), Hyderabad

  • Rissland EL, Ashley KD (2002) A note on dimensions and factors. Artif Intell Law 10(1–3):65–77

    Article  Google Scholar 

  • Rissland EL, Skalak DB, Friedman MT (1996) BankXX: supporting legal arguments through heuristic retrieval. Artif Intell Law 4(1):1–71

    Article  Google Scholar 

  • Rissland EL, Ashley KD, Branting LK (2006) Case-based reasoning and law. Knowl Eng Rev 20:293–298

    Article  Google Scholar 

  • Saias J, Quaresma P (2004) A methodology to create legal ontologies in a logic programming based web information retrieval system. Artif Intell Law 12(4):397–417

    Article  Google Scholar 

  • Sartor G (2006) Fundamental legal concepts: a formal and teleological characterisation. Artif Intell Law 14(1):101–142

    Article  Google Scholar 

  • Schweighofer E (1999) The revolution in legal information retrieval or: The empire strikes bac. J Inf Law Technol 1, online

  • Schweighofer E, Liebwald D (2007) Advanced lexical ontologies and hybrid knowledge based systems: first steps to a dynamic legal electronic commentary. Artif Intell Law 15(2):103–115

    Article  Google Scholar 

  • Schwitter R, Kaljurand K, Cregan A, Dolbear C, Hart G ( 2008) A comparison of three controlled natural languages for OWL 1.1. In: 4th OWL experiences and directions workshop (OWLED 2008 DC). Washington

  • Shen Y, Steele R, Murphy J (2008) Building a semantically rich legal case repository in owl. In: Richardson J, Ellis A (eds) Proceedings of AusWeb08, The fourteenth Australian world wide web conference. Southern Cross University, Lismore, New South Wales, pp 97–108

  • Sierra S (2008) Owl case features. http://github.com/lawcommons/altlaw-vocab/tree/master

  • Solan LM (2003) Cognitive foundations of the impulse to blame. Brookyn Law Rev 68:1003–1029

    Google Scholar 

  • Solan LM (2005) Language and law: definitions in law. In: Encyclopedia of language and linguistics (2nd edn), Elsevier

  • Solan LM, Darley J (2001) Causation, contribution and legal liability: an empirical study. Law Contemp Probl 64(4):265–298

    Article  Google Scholar 

  • Sporleder C, Lascarides A (2006) Using automatically labelled examples to classify rhetorical relations: an assessment. Nat Lang Eng 14(3):369–416

    Google Scholar 

  • Uschold M, Gruninger M (1996) Ontologies: principles, methods and applications. Know Eng Rev 11(2):93–155

    Article  Google Scholar 

  • Valente A (2005) Types and roles of legal ontologies. In: Benjamins V, Casanovas P, Breuker J, Gangemi A (eds) Law and the semantic web. Vol. 3369 of lecture notes in artificial intelligence. Springer, Berlin, pp 65–76

  • Walton D (2002) Legal argumentation and evidence. The Pennsylvannia State University Press, Pennsylvania

    Google Scholar 

  • Weber RO, Ashley KD, Brüninghaus S (2005) Textual case-based reasoning. Know Eng Rev 20(3):255–260

    Article  Google Scholar 

  • Wyner A (2008) An ontology in OWL for legal case-based reasoning. Artif Intell Law 16(4):361–387

    Article  Google Scholar 

  • Wyner A (2009) An OWL ontology for legal cases with an instantiation of Popov v. Hayashi. In: Atkinson K (ed) Proceedings of the ICAIL 2009 workshop on modeling legal cases. IDT Series. Huygens Editorial, Barcelona, pp 21–40

  • Wyner A, Bench-Capon T (2007) Argument schemes for legal case-based reasoning. In: Lodder AR, Mommers L (eds) Legal knowledge and information systems. JURIX 2007. IOS Press, Amsterdam, pp 139–149

  • Wyner A, Bench-Capon T, Atkinson K (2007) Arguments, values and baseballs: representation of popov v. hayashi. In: Lodder AR, Mommers L (eds) Legal knowledge and information systems. JURIX 2007. IOS Press, Amsterdam, pp 151–160

  • Zeng Y, Wang R, Zeleznikow J, Kemp EA (2005) Knowledge representation for the intelligent legal case retrieval. In: Knowledge-based intelligent information and engineering systems, pp 339–345

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Adam Wyner.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Wyner, A., Hoekstra, R. A legal case OWL ontology with an instantiation of Popov v. Hayashi . Artif Intell Law 20, 83–107 (2012). https://doi.org/10.1007/s10506-012-9119-6

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10506-012-9119-6

Keywords

Navigation