Skip to main content
Log in

Children and biobanks: a review of the ethical and legal discussion

  • Review Paper
  • Published:
Human Genetics Aims and scope Submit manuscript

Abstract

The use of tissue samples from children is vital to genetic research. Collections of such tissue, in so-called biobanks, can take the form of large-scale prospective cohort studies or disease-specific studies using tissue of children with that specific disease. Collections of samples gathered in a diagnostics context, such as blood spot cards, can also be used for genetic research. Research on stored tissue samples from children poses ethical questions that are different from those posed by the use of samples from adults. Also, the ethical questions raised by the participation of children in biobanks are not analogous to those raised by the participation of children in clinical trials. In this review we first give an overview of the international ethical guidelines and legal regulations concerning biobanking and minors. Next, we review the different themes that occur in the ethical literature on this subject. Specifically we focus on questions of risk and benefit, consent and assent and the return of individual results. We also discuss the concept of solidarity, which is a relatively new concept in the context of children and biomedical research. To conclude, we discuss the gaps and questions raised by the review.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • (1989) United Nations Convention on the Rights of the Child

  • Ashcroft R, Goodenough T, Williamson E, Kent J (2003) Children’s consent to research participation: social context and personal experience in validate fixed cutoff rules. Am J Bioeth 3:16–18

    PubMed  Google Scholar 

  • Berrington JE, Snowdon C, Fenton AC (2010) Parents’ attitudes to neonatal research involving venepuncture. Clin Ethics 5:148–155

    Article  Google Scholar 

  • Brothers KB (2011) Biobanking in pediatrics: the human nonsubjects approach. Per Med 8(1):71–79

    Article  Google Scholar 

  • Brothers KB, Clayton EW (2009) Biobanks: too long to wait for consent. Science 326:798

    Article  PubMed  CAS  Google Scholar 

  • Burke W, Diekema DS (2006) Ethical issues arising from the participation of children in genetic research. J Pediatr 149:34–38

    Article  Google Scholar 

  • Chadwick R, Berg K (2001) Solidarity and equity: new ethical frameworks for genetic databases. Nat Rev Genet 2:318–321

    Article  PubMed  CAS  Google Scholar 

  • Civil Code of Québec (CCQ) (1991), S.Q., 1991, c. 64, Province of Québec

  • Code de la santé publique (France’s Code of Public Health), modified by Law n°2004-806 (9, August, 2004)

  • Council for International Organizations of Medical Sciences (CIOMS) (2002) International ethical guidelines for biomedical research involving human subjects, Geneva

  • Council for International Organizations of Medical Sciences (CIOMS) (2008) International ethical guidelines for epidemiological studies, Geneva

  • Council of Europe (CE) (1997) Convention for the protection of human rights and dignity of the human being with regard to the application of biology and medicine: Convention on human rights and biomedicine, Oviedo

  • Council of Europe (CE) (2005) Additional protocol to the Convention on human rights and biomedicine, concerning biomedical research, Strasbourg

  • Fisher CB (2006) Privacy and ethics in pediatric environmental health research—part II: protecting families and communities. Environ Health Perspect 114:1622–1625

    Article  PubMed  Google Scholar 

  • Garcia-Merino I, de Las CN, Jimenez JL, Garcia A, Gallego J, Gomez C, Garcia D, Munoz-Fernandez MA (2010) Pediatric HIV BioBank: a new role of the Spanish HIV BioBank in pediatric HIV research. AIDS Res Hum Retroviruses 26:241–244

    Article  PubMed  Google Scholar 

  • Goldenberg AJ, Hull SC, Botkin JR, Wilfond BS (2009) Pediatric biobanks: approaching informed consent for continuing research after children grow up. J Pediatr 155:578–583

    Article  PubMed  Google Scholar 

  • Goodenough T, Williamson E, Kent J, Ashcroft R (2004) Ethical protection in research: including children in the debate. In: Smyth M, Williamson E (eds) Researchers and their ‘subjects’. The Policy Press, Bristol, pp 55–72

    Google Scholar 

  • Gurwitz D, Fortier I, Lunshof JE, Knoppers BM (2009a) Research ethics. Children and population biobanks. Science 325:818–819

    Article  PubMed  Google Scholar 

  • Gurwitz D, Fortier I, Lunshof JE, Knoppers BM (2009b) Research ethics children and population biobanks response to comments. Science 326:799

    Article  CAS  Google Scholar 

  • Harris J (2005) Scientific research is a moral duty. J Med Ethics 31:242–248

    Article  PubMed  Google Scholar 

  • Helgesson G (2005) Children, longitudinal studies, and informed consent. Medicine. Health Care Philos 8:307

    Article  Google Scholar 

  • Helgesson G, Dillner J, Carlson J, Bartram CR, Hansson MG (2007) Ethical framework for previously collected biobank samples. Nat Biotechnol 25(9):973–976

    Article  PubMed  CAS  Google Scholar 

  • Hens K, Dierickx K (2010) The use of stored tissue samples from minors for genetic research. Interviews with professionals. New Genet Soc 29:1–14

    Article  Google Scholar 

  • Hens K, Nys H, Cassiman JJ, Dierickx K (2009a) Genetic research on stored tissue samples from minors: a systematic review of the ethical literature. Am J Med Genet A 149A:2346–2358

    Article  PubMed  Google Scholar 

  • Hens K, Wright J, Dierickx K (2009b) Biobanks: oversight offers protection. Science 326:798–799

    Article  PubMed  CAS  Google Scholar 

  • Hens K, Nys H, Cassiman JJ, Dierickx K (2010a) The use of diagnostic collections of DNA for research: interviews at the eight Belgian centers for human genetics. Eur J Med Genet 53:274–279

    Article  PubMed  Google Scholar 

  • Hens K, Snoeck J, Nys H, Cassiman JJ, Dierickx K (2010b) An exploratory survey of professionals on the use of stored tissue samples from minors for genetic research. Genet Mol Res 9:973–980

    Article  PubMed  CAS  Google Scholar 

  • Hens K, Nys H, Cassiman JJ, Dierickx K (2011a) Children, biobanks and the scope of parental consent. Eur J Human Genet doi:10.1038/ejhg.2011.29

  • Hens K, Nys H, Cassiman JJ, Dierickx K (2011b) The return of individual research findings in paediatric genetic research. J Med Ethics 37:179–183

    Article  PubMed  Google Scholar 

  • Hens K, Nys H, Cassiman JJ, Dierickx K (2011c) Risks, benefits, solidarity: a framework for the participation of children in Genetic Biobank Research. J Pediatr doi:10.1016/j.jpeds.2010.12.036

  • Hens K, Nys H, Cassiman JJ, Dierickx K (2011d) The storage and use of biological tissue samples from minors for research: a focus group study. Public Health Genomics 14:68–76

    Article  PubMed  CAS  Google Scholar 

  • Hoedemaekers R, Gordijn B, Pijnenburg M (2006) Does an appeal to the common good justify individual sacrifices for genomic research? Theor Med Bioeth 27:415–431

    Article  PubMed  Google Scholar 

  • Hoedemaekers R, Gordijn B, Pijnenburg M (2007) Solidarity and justice as guiding principles in genomic research. Bioethics 21:342–350

    Article  PubMed  Google Scholar 

  • Holm S (2005) Informed consent and the bio-banking of material from children. Genomics Soc Policy 1:16–26

    Google Scholar 

  • Jaddoe VW, Mackenbach JP, Moll HA, Steegers EA, Tiemeier H, Verhulst FC, Witteman JC, Hofman A (2006) The generation R study: design and cohort profile. Eur J Epidemiol 21:475–484

    Article  PubMed  Google Scholar 

  • Jenkins MM, Rasmussen SA, Moore CA, Honein MA (2008) Ethical issues raised by incorporation of genetics into the National Birth Defects Prevention Study. Am J Med Genet C Semin Med Genet 148C:40–46

    Article  PubMed  Google Scholar 

  • Kaufman D, Geller G, LeRoy L, Murphy J, Scott J, Hudson K (2008) Ethical implications of including children in a large biobank for genetic-epidemiologic research: a qualitative study of public opinion. Am J Med Genet, Part C Seminars in Medical Genetics 148C:31–39

    Article  Google Scholar 

  • Kerr C (2003) UK launch “virtual” tumour bank to improve treatment research. Lancet Oncol 4:264

    Article  PubMed  Google Scholar 

  • Klotz J, Bryant P, Wilcox HB, Dillon M, Wolf B, Fagliano J (2006) Population-based retrieval of newborn dried blood spots for researching paediatric cancer susceptibility genes. Pediatr Perinat Epidemiol 20:449–452

    Article  Google Scholar 

  • Knoppers BM, Avard D, Cardinal G, Glass KC (2002) Science and society: children and incompetent adults in genetic research: consent and safeguards. Nat Rev Genet 3:221–225

    Article  PubMed  CAS  Google Scholar 

  • Lévesque E, Fraser W, Knoppers BM (2009) Consent to research: exceptional situations. GenEdit 7(3):1–12

    Google Scholar 

  • Lyons B (2011) Obliging children. Med Law Rev 19:55–85

    Article  PubMed  Google Scholar 

  • McMurter B, Parker L, Fraser RB, Magee JF, Kozancyzn C, Fernandez CV (2011) Parental views on tissue banking in pediatric oncology patients. Pediatr Blood Cancer. doi:10.1002/pbc.22716

  • Neidich AB, Joseph JW, Ober C, Ross LF (2008) Emprical data about women’s attitudes towards a hypothetical pediatric biobank. Am JMed Genet Part A 146:297–304

    Article  Google Scholar 

  • Organisation for Economic Co-operation and Development (OECD) (2009) Recommendation on Human Biobanks and Genetic Research Databases, Paris

  • Pembrey M (2004) The avon longitudinal study of parents and children (ALSPAC): a resource for genetic epidemiology. Eur J Endocrinol 151(Suppl 3):U125–U129

    Article  PubMed  CAS  Google Scholar 

  • Raynor P, Born in Bradford Collaborative Group (2008) Born in Bradford, a cohort study of babies born in Bradford, and their parents: Protocol for the recruitment phase. BMC Public Health 8:327

  • Ries NM, Legrandeur J, Caulfield T (2010) Handling ethical, legal and social issues in birth cohort studies involving genetic research: responses from studies in six countries. BMC Med Ethics 11:4

    Article  PubMed  Google Scholar 

  • Ronningen KS, Paltiel L, Meltzer HM, Nordhagen R, Lie KK, Hovengen R, Haugen M, Nystad W, Magnus P, Hoppin JA (2006) The biobank of the Norwegian Mother and Child Cohort Study: a resource for the next 100 years. Eur J Epidemiol 21:619–625

    Article  PubMed  CAS  Google Scholar 

  • Rothstein MA (2010) Is deidentification sufficient to protect health privacy in research? Am J Bioeth 10(9):3–11

    Article  PubMed  Google Scholar 

  • United Nations Educational, Scientific and Cultural Organization (UNESCO) (2003) International declaration on human genetic data, Paris

  • Williams G (2011) Children as means and ends in large-scale medical research. Bioethics. doi:10.1111/j.1467-8519.2010.01873.x

  • Williamson E, Goodenough T, Kent J, Ashcroft R (2004) Children’s participation in genetic epidemiology. In: Tutton R, Corrigan O (eds) Genetic databases: socio-ethical issues in the collection and use of DNA. Routledge, London, pp 139–160

    Google Scholar 

  • World Health Organization (WHO) (2003) Genetic databases. Assessing the benefits and the impact on human and patient rights, Geneva

  • World Medical Association (WMA) (2008) Declaration of Helsinki–Ethical principles for medical research involving human subjects, Seoul

  • US Federal Register, 45 C.F.R., part 46

Download references

Acknowledgments

Kristien Hens and Kris Dierickx were supported by FWO Flanders, project number G029107. They also gratefully acknowledge the financial support of the European Commission under the DISC REGENERATION project (NMP3-LA-2008-213904). Emmanuelle Lévesque gratefully acknowledges the financial support of the Québec Network of Applied Genetic Medicine (RMGA) and the Canadian Institutes of Health Research (Écogène project).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Kristien Hens.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Hens, K., Lévesque, E. & Dierickx, K. Children and biobanks: a review of the ethical and legal discussion. Hum Genet 130, 403–413 (2011). https://doi.org/10.1007/s00439-011-1031-8

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00439-011-1031-8

Keywords

Navigation