We consider the multidimensional Frenkel-Kontorova model with one degree of freedom which is a variational problem for real functions on the lattice \({\bf Z}^n\). For every vector \(\alpha\in{\bf R}^n\) there is a special class of minimal solutions \(u_\alpha:{\bf Z}^n\to{\bf R}\) lying in finite distance to the linear function \(x^{n+1}=\alpha x\) with \(x\in{\bf Z}^n\). Due to periodicity properties of the variational problem \(\alpha\) is called the rotation vector of these solutions. The average action \(A(\alpha)\) of a minimal solution \(u_\alpha\) is obtained by averaging the variational sum over \({\bf Z}^n\). One shows that this average action is the same for any minimal solution with finite distance to the linear function \(x^{n+1}=\alpha x\) with rotation vector \(\alpha\). Our main results concern the differentiability properties of \(A(\alpha)\) as a function of the rotation vector: Typically, \(A\) is not differentiable at \(\alpha\in{\bf Q}^n\). This will be interpreted in a dual form as phase-locking. The phase \(\alpha(\mu)\) of \(\mu\in{\bf R}^n\) is defined by the unique vector in \({\bf R}^n\) for which \(A(\alpha)-\alpha\cdot\mu\) is minimal. If one perturbs the variational principle by changing the parameter \(\mu\), the non-differentiability of \(A\) at \(\alpha\in{\bf Q}^n\) forces the phase to be locked onto the rational value \(\alpha(\mu)\).
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Received: 28 April 1994; in final form 11 April 1996
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Senn, W. Phase-locking in the multidimensional Frenkel-Kontorova model. Math Z 227, 623–643 (1998). https://doi.org/10.1007/PL00004396
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DOI: https://doi.org/10.1007/PL00004396