Skip to main content
Log in

…And yet they persist: Explaining survival and transition in neopatrimonial regimes

  • Articles
  • Published:
Studies in Comparative International Development Aims and scope Submit manuscript

Abstract

Although the literature on transitions from neopatrimonial regimes provides many accounts of chaotic breakdown, it seldom explains why some personalistic regimes survive the kinds of intense domestic crises that topple similar systems. This article introduces cases of regime restabilization to a previous analysis of change, showing that while patrimonial authority often isolates leaders and provokes unrest, extensive patrimonial ties can help the regime endure these same challenges and defeat its domestic foes. Specifically, when their repressive capacity is not inhibited by foreign powers during crises, neopatrimonial leaders can withstand insurgencies and prevent regime change. Building upon Richard Snyder's study of neopatrimonial transitions, I explore this argument through a variable of “hard-liner” strength derived from the regime's domestic patrimonial networks and its relationship to a foreign patron. Adding four original case studies of enduring neopatrimonialism (Syria, Iraq, Libya, Tunisia) to Snyder’s prior work, I find the revised voluntarist framework explains both transition and restabilization in a composite set of fifteen cases.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Abd Al-Jabbar, Faleh. 1992. “Why the Uprisings Failed.”Middle East Report 176 (May–June): 3–4.

    Google Scholar 

  • Ahmad, Eqbal. 1982. “Rentier State and Shia Islam in the Iranian Revolution: Comments on Skocpol.”Theory and Society 11, 3: 293–300.

    Article  Google Scholar 

  • Al-Khafaji, Isam. 1992. “State Terror and the Degradation of Politics.”Middle East Report 176 (May–June): 16.

    Google Scholar 

  • Al-Qadhafi, Muammar. 1980.The Green Book. Tripoli: The Green Book Center.

    Google Scholar 

  • Al-Sayyid, Mustapha Kamel. 1991. “Slow Thaw in the Arab World.”World Policy Journal 8 (Fall): 711–738.

    Google Scholar 

  • Anderson, Lisa. 1995. “Qadhafi's Legacy: An Evaluation of a Political Experiment.” Pp. 223–37 inQadhafi's Libya, 1969–1994, ed. Dirk Vandewalle. New York: St. Martin's Press.

    Google Scholar 

  • Bachrach, Peter and Morton S. Baratz. 1962. “Two Faces of Power.”American Political Science Review 56 (December): 947–952.

    Google Scholar 

  • Batatu, Hanna. 1978.The Old Social Classes and the Revolutionary Movements of Iraq: A Study of Iraq's Old Landed and Commercial Classes and of its Communists, Ba'thists, and Free Officers. Princeton: Princeton University Press.

    Google Scholar 

  • —. 1982. “Syria's Muslim Brethren.”Middle East Research and Information Project Reports (MERIP) 110 (November–December): 12–20.

    Google Scholar 

  • Bermeo, Nancy. 1997. “Myths of Moderation: Confrontation and Conflict during Democratic Transitions.”Comparative Politics 29 (April): 305–322.

    Article  Google Scholar 

  • Bienen, Henry and Nicolas van de Walle. 1991.Of Time and Power: Leadership Duration in the Modern World. Stanford: Stanford University Press.

    Google Scholar 

  • Booth, John A. 1998. “The Somoza Regime in Nicaragua.” Pp. 132–152 inSultanistic Regimes, eds. H. E. Chehabi and J. Linz. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Boulby, Marion. 1989. “The Islamic Challenge: Tunisia since Independence.”Third World Quarterly 10 (April): 590–614.

    Google Scholar 

  • Bratton, Michael and Nicolas van de Walle. 1997.Democratic Experiments in Africa: Regime Transitions in Comparative Perspective. Cambridge: Cambridge University Press.

    Google Scholar 

  • Carothers, Thomas. 2000. “The Clinton Record on Democracy Promotion.” Carnegie Working Paper No. 16.

  • Chehabi, H. E. and Juan J. Linz. 1998. “A Theory of Sultanism.” Pp. 3–48 inSultanistic Regimes, eds. H. E. Chehabi and J. Linz. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Colhoun, Jack. 1992. “Washington Watch: How Bush Backed Iraq.”Middle East Report 176 (May–June): 35–37.

    Article  Google Scholar 

  • Collier, David and James Mahoney. 1996. “Insights and Pitfalls: Selection Bias in Qualitative Research.”World Politics 49 (October): 56–91.

    Google Scholar 

  • Collier, Ruth Berins. 1999.Paths Toward Democracy: The Working, Class and Elites in Western Europe and South America. Cambridge: Cambridge: Cambridge University Press.

    Google Scholar 

  • Dahl, Robert A. 1961.Who Governs? Democracy and Power in an American City. New Haven: Yale University Press.

    Google Scholar 

  • Deeb, Mary-Jane and Ellen Laipson. 1991. “Tunisian Foreign Policy: Continuity and Change Under Bourguiba and ben Ali.” Pp. 221–41 inTunisia: The Political Economy of Reform, ed. I. W. Zartman. Boulder: Lynne Rienner Publishers.

    Google Scholar 

  • Drysdale, Alasdair, 1982. “The Asad Regime and its Troubles.”MERIP Reports 110 (November–December): 3–11.

    Article  Google Scholar 

  • Economist Intelligence Unit (EIU). 2000.Country Profile: Iraq 1999–2000.

  • Economist Intelligence Unit (EIU). 2000.Country Profile: Libya 1999–2000.

  • Economist Intelligence Unit (EIU). 2000.Country Profile: Syria 1999–2000.

  • Ekiert, Grzegorz 1996.The State Versus Society: Political Crises and their Aftermath in East Central Europe. Princeton: Princeton University Press.

    Google Scholar 

  • El Fathaly, Omar I. and Monte Palmer. 1995. “Institutional Development in Qadhafi's Libya.” Pp. 157–76 inQadhafi’s Libya, 1969–1994, ed. Dirk Vandewalle. New York: St. Martin's Press.

    Google Scholar 

  • Entelis, John. 2000. “Democracy Denied: America's Authoritarian Approach Towards the Maghreb.” Paper presented at the 18th World Congress of the International Political Science Association, 1–5 August, Quebec, Canada. http://mediamonitors.emailthis.clickability.com/et/emailThis?clickMap=viewThis&etMailToID=1585525625

  • Fearon, James D. 1991. “Counterfactuals and Hypothesis Testing in Political Science.”World Politics 43 (January): 169–195.

    Article  Google Scholar 

  • Freedom House. 1998. “The Most Repressive Regimes of 1998: Libya.” Washington, D.C.: Freedom House. http://www.freedomhouse.org/reports/worst98/libya.html

    Google Scholar 

  • Gaventa, John. 1980.Power and Powerlessness: Quiescence and Rebellion in an Appalachian Valley. Urbana: University of Illinois Press.

    Google Scholar 

  • Geddes, Barbara. 1990. “How the Cases You Choose Affect the Answers You Get: Selection Bias in Comparative Politics.”Political Analysis 2: 131–150.

    Article  Google Scholar 

  • —. 1991. “Paradigms and Sand Castles in Comparative Politics of Developing Areas.” Pp. 45–75 inPolitical Science: Looking to the Future. Vol. 2:Comparative Politics, Policy and International Relations, ed. William Crotty. Evanston, IL: Northwestern University Press.

    Google Scholar 

  • Geddes, Barbara. 1997. “Paradigms and Sandcastles: Research Design in Comparative Politics.”APSA-CP (Newsletter of the APSA Organized Section in Comparative Politics) 8 (Winter): 18–20.

  • Geddes, Barbara. 1999. “Authoritarian Breakdown: Empirical Test of a Game Theoretic Argument.” Paper presented at the Annual Meeting of the American Political Science Association, Atlanta, GA, August 29–September 1.

  • Gerges, Fawaz A. 1999.America and Political Islam: Clash of Cultures or Clash of Interests? New York: Cambridge University Press.

    Google Scholar 

  • Goldstone, Jack A. 1986. “Revolutions and Superpowers.” Pp. 34–48 inSuperpowers and Revolutions, ed. J. Adelman. New York: Praeger.

    Google Scholar 

  • Hawthorne, Amy. 2001. “Do We Want Democracy in the Middle East?”American Foreign Service Journal (February). http://www.afsa.org/fsj/feb01/hawthorne01.html

  • Hermassi, Elbaki. 1991. “The Islamicist Movement and November 7.” Pp. 193–204 inTunisia: The Political Economy of Reform, ed. I. W. Zartman. Boulder: Lynne Rienner Publishers.

    Google Scholar 

  • Heydemann, Steven. 1999.Authoritarianism in Syria: Institutions and Social Conflict 1946–1970. Ithaca: Cornell University Press.

    Google Scholar 

  • Hull, Adrian Prentice. 1998. “Comparative Political Science: An Inventory and Assessment since the 1980s.”PS: Political Science and Politics 32 (March): 117–124.

    Google Scholar 

  • Human Rights Watch. 2002a. “Human Rights Watch World Report: Introduction.” New York: Human Rights Watch. http://hrw.org/wr2k2/intro.html

    Google Scholar 

  • —. 2002b. “Opportunism in the Face, of Tragedy: Repression in the Name of Anti-terrorism.” New York: Human Rights Watch. http://www.hrw.org/campaigns/september11/opportunismwatch.htm

    Google Scholar 

  • Huntington, Samuel P. 1991.The Third Wave: Democratization in the Late Twentieth Century. Norman: University of Oklahoma Press.

    Google Scholar 

  • Kamrava, Mehran. 2000. “Military Professionalization and Civil-Military Relations in the Middle East.”Political Science Quarterly 115 (Spring): 67–92.

    Article  Google Scholar 

  • Lawson, Fred. 1982. “Social Bases of the Hamah Revolt.”MERIP Reports 110 (November–December): 24–28.

    Article  Google Scholar 

  • Linz, Juan J. 1978.The Breakdown of Democratic Regimes: Crisis, Breakdown, and Reequilibration. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Linz, Juan and Alfred Stepan. 1996.Problems of Democratic Consolidation: Lessons from Latin America, Southern Europe, and Eastern Europe. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Lukes, Steven. 1974.Power: A Radical View. London: Macmillan.

    Google Scholar 

  • Mahoney, James and Richard Snyder. 1999. “Rethinking Agency and Structure in the Study of Regime Change.”Studies in Comparative International Development 34 (Summer): 3–32.

    Google Scholar 

  • Mahoney, James. 1999. “Nominal, Ordinal and Narrative Appraisal in Macrocausal Analysis.”American Journal of Sociology 104 (January): 1154–1996.

    Article  Google Scholar 

  • Makiya, Kanan. 1989.Republic of Fear: The Politics of Modern Iraq. Berkeley: University of California Press.

    Google Scholar 

  • —. 1993.Cruelty and Silence: War, Tyranny, Uprising, and the Arab World. New York: Norton.

    Google Scholar 

  • Michaud, Gerard. 1982. “The Importance of Bodyguards.”MERIP Reports 110 (November–December): 29–33.

    Article  Google Scholar 

  • Moore, Clement. 1965.Tunisia Since Independence: The Dynamics of One-Party Government. Berkeley: University of California Press.

    Google Scholar 

  • —. 1970. “Tunisia: The Prospects for Institutionalization.” InAuthoritarian Politics in Modern Society: The Dynamics of One-Party Systems, eds. S. Huntington and C. H. Moore. New York: Basic Books.

    Google Scholar 

  • Murphy, Emma. 1999.Economic and Political Change in Tunisia. New York: St. Martin's Press.

    Google Scholar 

  • Nakash, Yitzhak. 1994.The Shi'is of Iraq. Princeton: Princeton University Press.

    Google Scholar 

  • O'Donnell, Guillermo and Philippe C. Schmitter. 1986.Transitions From Authoritarian Rule: Tentative Conclusions about Uncertain Democracies. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Paul, Jim. 1984. “States of Emergency: The Riots in Tunisia and Morocco.”MERIP Reports 127 (October): 3–6.

    Article  Google Scholar 

  • Perthes, Volker. 1995.The Political Economy of Syria under Asad. London: I. B. Tauris.

    Google Scholar 

  • Pierson, Paul. 2000. “Big, Slow-Moving, and…Invisible: Macro-Social Processes in the Study of Comparative Politics.” Paper presented at the Annual Meeting of the American Political Science Association, Washington, D.C., August 31–September 3.

  • Polsby, Nelson. 1963.Community Power and Political Theory. New Haven: Yale University.

    Google Scholar 

  • Roth, Guenther. 1968. “Personal Rulership, Patrimonialism, and Empire-Building in the New States.”World Politics 20 (January): 194–206.

    Article  Google Scholar 

  • Quinlivan, James. 1999. “Coup-Proofing: Its Practice and Consequences in the Middle East.”International Security 24 (Fall): 131–165.

    Article  Google Scholar 

  • Seale, Patrick 1988.Asad: The Struggle for the Middle East. Berkeley: University of California Press.

    Google Scholar 

  • Seddon, David. 1984. “Winter of Discontent: Economic Crisis in Tunisia and Morocco.”MERIP Reports 127 (October): 7–16.

    Article  Google Scholar 

  • Snyder, Richard. 1992. “Explaining Transitions from Neopatrimonial Dictatorships.”Comparative Politics 24 (October): 379–399.

    Article  Google Scholar 

  • —. 1998. “Paths Out of Sultanistic Regimes: Combining Structural and Voluntarist Perspectives.” Pp. 49–81 inSultanistic Regimes, eds. H. E. Chehabi and J. Linz. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Snyder, Richard and James Mahoney. 1999. “The Missing Variable: Institutions and the Study of Regime Change.”Comparative Politics 32 (October): 103–122.

    Article  Google Scholar 

  • Takeyh, Ray and Gideon Rose. 1998. “Special Policy Forum Report: Qadhafi, Lockerbie, and Prospects for Libya.”Washington Institute: Policywatch 342 (October 1). http://www.geocities.com/CapitolHill/5260/profile.html

  • United States Department of State. 1996.Libya Report on Human Rights Practices for 1996. http://www.state.gov/www/global/human_rights/1996_hrp_report/libya.html

  • Vandewalle, Dirk. 1998.Libya: Oil and State-Building. Ithaca: Cornell University Press.

    Google Scholar 

  • Waltz, Susan. 1991. “Clientelism and Reform in Ben Ali's Tunisia.” Pp. 29–44 inTunisia: The Political Economy of Reform, ed. I. W. Zartman. Boulder: Lynne Rienner Publishers.

    Google Scholar 

  • Weber, Max. 1978.Economy and Society. Berkeley: University of California Press.

    Google Scholar 

  • Wedeen, Lisa. 1999.Ambiguities of Domination: Politics, Rhetoric and Symbols in Contemporary Syria. Chicago: University of Chicago Press.

    Google Scholar 

  • Welch, David. 2002. “American Policy in the Middle East.” 28 January 2002. Speech for the English Public Lecture Series, Ewert Hall, American University in Cairo, Cairo, Egypt.

    Google Scholar 

  • Whitehead, Lawrence. 1986. “International Aspects of Democratization.” Pp. 3–47 inTransitions from Authoritarian Rule, eds. G. O'Donnell, P. Schmitter, and L. Whitehead.

Download references

Authors

Additional information

Jason Brownlee is a Ph.D. candidate in the Politics Department of Princeton, University. His dissertation examines the causes of regime change and stability in electoral authoritarian systems.

For constructive feedback on earlier versions of this article, I thank Michele Penner Angrist, Nancy Bermeo, Mac Brownlee, Ellis Goldberg Fred Greenstein, Atul, Kohli, James Mahoney, Dan Slater, Richard Snyder, David Waldner, the participants of the Comparative Politics Research Seminar at Princeton University, and two anonymous reviewers.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Brownlee, J. …And yet they persist: Explaining survival and transition in neopatrimonial regimes. St Comp Int Dev 37, 35–63 (2002). https://doi.org/10.1007/BF02686230

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1007/BF02686230

Keywords

Navigation