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Tools of Effective Compliance

Proven Measures for Compliance Officers

  • Book
  • © 2023

Overview

  • Offers field-proven solutions
  • Provides psychological as well as sociological insights and integrates ethical and behavioral approaches
  • Offers tools for effective compliance
  • 8160 Accesses

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Table of contents (23 chapters)

Keywords

About this book

 

Unlike many standard works on compliance, this book focuses not on the goals, but on the means that enable effective compliance. From the internal perspective of the compliance officer, everyday problems are addressed and solved with the help of concrete, tried-and-tested measures. Based on the tension between profit generation and compliance, ethical principles as well as the appearance of compliance, its handling of contacts and its procedure in the event of violations are also discussed. Psychological and sociological insights broaden the perspective, put people at the center and offer new starting points for the design of successful compliance.

Authors and Affiliations

  • Essen, Germany

    Thomas Schneider

About the author

Thomas Schneider holds a degree in business administration. After working for many years as an internal auditor for a Dax 30 company, he has been responsible for the compliance management of a medium-sized steel trader in Essen for several years. He regularly publishes articles and books on the subject of compliance and speaks at conferences. 

Bibliographic Information

  • Book Title: Tools of Effective Compliance

  • Book Subtitle: Proven Measures for Compliance Officers

  • Authors: Thomas Schneider

  • DOI: https://doi.org/10.1007/978-3-662-66748-4

  • Publisher: Springer Berlin, Heidelberg

  • eBook Packages: Business and Management, Business and Management (R0)

  • Copyright Information: The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer-Verlag GmbH, DE, part of Springer Nature 2023

  • Softcover ISBN: 978-3-662-66747-7Published: 10 January 2023

  • eBook ISBN: 978-3-662-66748-4Published: 09 January 2023

  • Edition Number: 1

  • Number of Pages: XIV, 236

  • Number of Illustrations: 45 b/w illustrations

  • Additional Information: Originally published under: Schneider, T. Wirkungsvolle Compliance - Mit praxiserprobten Maßnahmen zur erfolgreichen Umsetzung

  • Topics: Business Law, Business Ethics

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