Skip to main content
SpringerLink
Log in

Forms of Securities Lending and Repos

  • Chapter
  • First Online:
Securities Lending and Repos

Part of the book series: SpringerBriefs in Finance ((BRIEFSFINANCE))

  • 66 Accesses

Abstract

The legal basis for selected market participants is only briefly described below.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Log in via an institution
Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 34.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 44.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Bibliography

  • Adrian T, Begalle B, Copeland A, Martin A (2011) Working Paper - Repo and securities lending, o.O., 2011

    Google Scholar 

  • Benders R (2006) Stock exchange lowers repo fee, in HB, No. 94, 16.5.2006, p 111

    Google Scholar 

  • Brooks A (1995) Orange Blues, in Repo, a RISK REPO supplement, November 1995, pp 10–13

    Google Scholar 

  • Brooks A (1996) Equity Repo comes of age. Risk 9(10):2–3

    Google Scholar 

  • Burke K, Martello G (1997) The evolution of securities lending. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Caan GW Jr (1997) Managing internal lending programs. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Cahn A, Ostler N (2008). Own shares and securities lending. In Working Paper Series No. 76, ed. Institute For Law And Finance - Johann Wolfgang Goethe Universität-Frankfurt, 01/2008

    Google Scholar 

  • Chichilinsky G (2012) Short sales and financial innovation: how to take the good while avoiding widespread default. In: Gregoriou GN (ed) Handbook of short selling. Elsevier, Oxford, pp 5–8

    Google Scholar 

  • Choudhry M (2006) The REPO handbook, 1st edn - Reprinted 2004, 2006. Butterworth-Heinemann, Oxford

    Google Scholar 

  • Cohen J, Haushalter D, Reed AV (2004) Mechanics of the equity lending market. In: Fabozzi FJ (ed) Short selling, strategies, risks, and rewards. Wiley, Hoboken, NJ

    Google Scholar 

  • Cox JC, Rubinstein M (1985) Options markets. Prentice-Hall, Englewood Cliffs, NJ

    Google Scholar 

  • DÀmario (1997) The nondollar repo market. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Fabozzi FJ, Jacobowitz E (1997) Understanding cash collateral reinvestment risks. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Fabozzi FJ, Mann SV (2005) Repurchase and reverse repurchase agreements. In: Fabozzi FJ, Mann SV (eds) Securities finance, securities lending and repurchase agreements. Wiley, Hoboken, NJ

    Google Scholar 

  • Faulkner MC (2000). Securities lending and corporate governance, n.d.

    Google Scholar 

  • Faulkner MC (2005) Finding a route to market: an institutional guide to the securities lending maze. In: Fabozzi FJ, Mann SV (eds) Securities finance, securities lending and re-purchase agreements. Wiley, Hoboken, NJ

    Google Scholar 

  • Faulkner MC, Sackville CLS (1997) Finding a route to market: an institutional guide to the securities lending maze. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Godek M (2001) Short selling as a strategy, in HB, No. 186, 26.9.2001, pp B11, B12

    Google Scholar 

  • Häuselmann H, Wiesenbart T (1990) Die Bilanzierung und Besteuerung von Wertpapier-Leihgeschäften, in Wochenschrift für Betriebswirtschaft, Steuerrecht, Wirtschaftsrecht, Ar-beitsrecht, 43rd Jg, Heft 43

    Google Scholar 

  • Heinke E (1992) The short-term surrender of papers opens up new sources of income for investors, in HB, No. 165, 27.8,1992, pp B 23-B 24

    Google Scholar 

  • Hohmann R (1996) Portfolio insurance in Germany - strategies against share price losses. DUV. Dt. Univ.-Verl, Wiesbaden

    Google Scholar 

  • Homm F and Dag G (2017) The art of short selling, ed. DIE ZWEITE MEINUNG GmbH, Hattersheim

    Google Scholar 

  • Jacklin N, Felsenthal D (1997) International legal and regulatory concerns. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania, pp 189–200

    Google Scholar 

  • Janowski T (2017) Stock short selling with inverse ETFs, ed. AutorenServices.de, Fulda

    Google Scholar 

  • Jensen MR, Scheetz RW (1997) Performance measurement for securities lending. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Jörg E (2020) Greed for short selling, BoD, Norderstedt

    Google Scholar 

  • Kirchner C (2007) Kampf um jeden Basispunkt, in HB, No. 76, 19.4.2007, p. 28

    Google Scholar 

  • Kokologiannis G (2012) Risky downside speculation, in HB, 32, 14.2.2012, pp 38, 39

    Google Scholar 

  • Kumar A (2015) Short selling, finding uncommon short ideas. Columbia University Press, New York

    Book  Google Scholar 

  • Landgraf R (1991) German market has accepted securities lending, in HB, No. 40, 26.2.1991, p 41

    Google Scholar 

  • Landgraf R (2003) Securities lending comes into fashion, in HB, No. 231, 1.12.2003, p 19

    Google Scholar 

  • Ledwig K (2017) Wertpapierleihen von Versicherungsunternehmen. Fred Wagner (ed) Verlag Versicherungswirtschaft, Karlsruhe

    Google Scholar 

  • Leez M (2007) Wertpapierleihe - Rechts- und Verfassungsfragen der Unternehmens-steuerreform 2008. GRIN Verlag, Norderstedt

    Google Scholar 

  • Limmert M (1994) Die Wertpapierleihe, Veröffentlichungen des Lehrstuhls für Allgemeine Bank- und Versicher- Betriebswirtschaftslehre an der Friedrich-Alexander-Universität Erlangen - Nürnberg, Herausgeber Professor Dr. Oswald Hahn, Nürnberg

    Google Scholar 

  • McCrary S (2012) Financing techniques for short sellers. In: Gregoriou GN (ed) Handbook of short selling. Elsevier, Oxford, pp 120–122

    Google Scholar 

  • Miller KA (1997) The US dollar repo market. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Nazzaro AA (1997) Evaluating lending options. In: Fabozzi FJ (ed) Securities lending and repurchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Nazzaro AA (2005) Evaluating lending options. In: Fabozzi FJ, Mann SV (eds) Securities finance, securities lending and repurchase agreements. Wiley, Hoboken, NJ

    Google Scholar 

  • O.V. (1995) Glossary: common terms used in the repo market, in RISK REPO supplement, November 1995, pp 27–28

    Google Scholar 

  • O.V (2004) Global securities financing, clearstream. Deutsche Börse Group, pp 1–13

    Google Scholar 

  • O.V. (2010) Finance trader - repurchase agreements, ed. Finance Trader Internatio-nal GmbH, 2.4.2010

    Google Scholar 

  • O.V. (2013a) Eurex, in Wikipedia, printout from the Internet, 24.9.2013

    Google Scholar 

  • Oegerli (1991) Securities Lending & Borrowing, Schweitzer Bank, 1991/3

    Google Scholar 

  • Oho W and Hülst R (1992) Tax law aspects of securities lending and repo transactions, in DB, issue 51/52 of 18.12.1992, pp 2582–2587

    Google Scholar 

  • Pantel S (2000) Securities lending and repo transactions. A business comparison. Term paper in the subject of Finance, Department of Economics Sankt Augustin, Bonn-Rhein-Sieg University of Applied Sciences, 27.10.2000

    Google Scholar 

  • Parnes J (2020) Short selling for the long term. Wiley, Hoboken, NJ

    Google Scholar 

  • Rettberg U (2009) Kampf um Kundenaufträge, in HB, No. 116, 22.6.2009, p 20

    Google Scholar 

  • Schmidt H (1979) Liquidität von Finanztiteln als integrierendes Konzept der Bankbetriebslehre, in Zeitschrift für Betriebswirtschaft, 49th Jg., Heft 8, 1979, pp 710–722

    Google Scholar 

  • Schmidt H (1981) Ways of determining and assessing banks’ market risks, in Kredit und Kapital, 14th Jg., 1981, pp 249–286

    Google Scholar 

  • Schmidt H (1988) Wertpapierbörsen, Munich

    Google Scholar 

  • Sloan RS (1997) The role of carry in the equity markets. In: Fabozzi FJ (ed) Securities lending and re-purchase agreements. New Hope, Pennsylvania

    Google Scholar 

  • Sommer U (2014) Computer trading started with a crash, in HB, 4-6.4.2014, pp 6–7

    Google Scholar 

  • Van Horne JC (1994) Financial market rates and flows, 4th edn. Prentice-Hall Inc, Engelwood Cliffs, NJ

    Google Scholar 

Download references

Author information

Authors and Affiliations

  1. Hamburg, Germany

    Ralf Hohmann

Authors
  1. Ralf Hohmann
    View author publications

    You can also search for this author in PubMed Google Scholar

Rights and permissions

Reprints and permissions

Copyright information

© 2023 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Hohmann, R. (2023). Forms of Securities Lending and Repos. In: Securities Lending and Repos. SpringerBriefs in Finance. Springer, Wiesbaden. https://doi.org/10.1007/978-3-658-41984-4_3

Download citation

Publish with us

Policies and ethics

Search

Navigation