Abstract
Studies of organizational change and leadership often include, if not begin with, the works of John Kotter, Ph.D., professor emeritus of Harvard Business School. Kotter focuses almost exclusively on management practitioners, rather than scholars, and uses parables, stories, and case studies to teach the learnings he has gained through observing what successful managers actually do, rather than what they should do. Kotter’s Harvard Business Review article, Leading Change, Why Transformation Efforts Fail (1995), is widely considered to be a seminal work and precursor of the change management domain. The eight mistakes which Kotter postulated came to be known as the eight-step model for implementing organizational changes. Kotter’s large body of work on the eight-steps is bookended by his work differentiating management and leadership. Kotter argues managers rely on hierarchy to produce consistency and order, whereas leaders utilize networks of relationships to produce change. In summary, those readers who are interested in pursuing excellence, rather than convention, and in learning from stories and real-world examples, rather than theories, may benefit most from Kotter’s work.
References
John Kotter Articles
Kotter, J. P. (1990a). What leaders really do. Harvard Business Review, 68(3), 103–111.
Kotter, J. P. (1995a). Leading change: Why transformation efforts fail. Harvard Business Review, 73(2), 59–67.
Kotter, J. P., & Sathe, V. (1978). Problems of human resource management in rapidly growing companies. California Management Review, 21(2), 29–36.
Kotter, J. P., & Schlesinger, L. A. (1979). Choosing strategies for change. Harvard Business Review, 57(2), 106–114.
John Kotter Books
Kotter, J. P. (1982, 1986). The general managers. New York: The Free Press.
Kotter, J. P. (1990b). A force for change: How leadership differs from management. Simon and Schuster.
Kotter, J. P. (1995b). The new rules. New York: Free Press.
Kotter, J.P. (1997). Matsushita leadership. New York: Free Press.
Kotter, J. P. (2008). A sense of urgency. Boston: Harvard Business Press.
Kotter, J. P. (2014). Accelerate: Building strategic agility for a faster-moving world. Brighton: Harvard Business Review Press.
Kotter, J. P., & Cohen, D. S. (2002). The heart of change: Real-life stories of how people change their organizations. Boston: Harvard Business Press.
Kotter, J. P., & Heskett, J. L. (1992). Corporate culture and performance. New York: Free Press.
Kotter, J. P., & Lawrence, P. R. (1974). Mayors in action: Five approaches to urban governance (Vol. 6). New York, NY: Wiley-Interscience.
Kotter, J. P., & Rathgeber, H. (2006). Our iceberg is melting: Changing and succeeding under any conditions. St. Martin's Press, New York: Macmillan.
Kotter, J. P., & Rathgeber, H. (2016). That’s not how we do it here. New York: Penguin Random House.
Kotter, J. P., & Whitehead, L. A. (2010). Buy-in: Saving your good idea from getting shot down. Boston: Harvard Business Press.
Kotter, J. P., Faux, V. A., & McArthur, C. C. (1978). Self-assessment and career development. Englewood Cliffs: Prentice Hall International.
Other References
Appelbaum, S. H., Habashy, S., Malo, J., & Shafiq, H. (2012). Back to the future: Revisiting Kotter’s 1996 change model. Journal of Management Development, 31(8), 764–782. http://doi.org/10.1108/02621711211253231.
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Further Reading
John Kotter Case Studies
Gabarro, John J., Herminia M. Ibarra, John P. Kotter, and Andrew P. Burtis. Recruiting at Bowles Hollowell Conner & Co. Harvard Business School Case 494-071, December 1993. (Revised March 1997.)
Kotter, John P. Managing differentiation and integration, part I. Harvard Business School Background Note 476-098, December 1975. (Revised March 1979.)
Kotter, John P. Bradshaws. Harvard Business School Case 476-052, August 1975. (Revised October 1977.)
Kotter, John P. Managing Differentiation and Integration, Part II. Harvard Business School Background Note 476-099, December 1975.
Kotter, John P. Megalith, Inc. – Hay Associates (B) (Original Version). Harvard Business School Case 476-108, January 1976. (Revised January 1988.)
Kotter, John P. Megalith, Inc. – Hay Associates (C) (Original Version). Harvard Business School Case 477-046, September 1976. (Revised January 1988.)
Kotter, John P. Megalith, Inc. – Hay Associates (A). Harvard Business School Case 476-107, January 1976. (Revised June 1984.)
Kotter, John P. TRW Systems Group (A&B) (Condensed). Harvard Business School Case 476-117, March 1976. (Revised November 1983.)
Kotter, John P. Environmental Research Laboratories. Harvard Business School Case 476-105, January 1976.
Kotter, John P. Organizational Design Tools. Harvard Business School Background Note 476-109, January 1976.
Kotter, John P. Continental Can Co. of Canada Ltd. (B). Harvard Business School Case 478-017, November 1977. (Revised March 1984.)
Kotter, John P. Fred Henderson. Harvard Business School Case 480-043, December 1979. (Revised October 1983.)
Kotter, John P. Fred Fischer. Harvard Business School Case 480-045, December 1979. (Revised July 1980.)
Kotter, John P. Renn Zaphiropoulos. Harvard Business School Case 480-044, January 1980. (Revised October 1993.)
Kotter, John P. Karen Harper. Harvard Business School Case 481-054, September 1980. (Revised April 1982.)
Kotter, John P. Parker Brothers. Harvard Business School Case 480-047, January 1980. (Revised March 1982.)
Kotter, John P. Smithfield Instrument Corp. (A). Harvard Business School Case 481-081, October 1980.
Kotter, John P. Smithfield Instrument Corp. (B). Harvard Business School Supplement 481-082, October 1980.
Kotter, John P. Smithfield Instrument Corp. (C). Harvard Business School Supplement 481-083, October 1980.
Kotter, John P. Smithfield Instrument Corp. (D). Harvard Business School Supplement 481-084, October 1980.
Kotter, John P. Smithfield Instrument Corp. (E). Harvard Business School Supplement 481-085, October 1980.
Kotter, John P. Smithfield Instrument Corp. (F). Harvard Business School Supplement 481-086, October 1980.
Kotter, John P. Smithfield Instrument Corp. (G). Harvard Business School Supplement 481-087, October 1980.
Kotter, John P. Renn Zaphiropoulos, A Day with, Video. Harvard Business School Video Supplement 881-501, August 1980.
Kotter, John P. Fred Henderson, A day with, Video. Harvard Business School Video Supplement 881-502, August 1980.
Kotter, John P. General Foods: Food Service Division (C). Harvard Business School Supplement 482-102, November 1981. (Revised October 1985.)
Kotter, John P. General Foods: Food Service Division (B). Harvard Business School Supplement 482-101, November 1981.
Kotter, John P. Mike Rose (A). Harvard Business School Case 482-007, October 1981.
Kotter, John P. Mike Rose (B). Harvard Business School Case 482-008, October 1981.
Kotter, John P. Mary Kay Cosmetics, Inc. Harvard Business School Case 481-126, January 1981.
Kotter, John P. Arthur Johnson (B). Harvard Business School Supplement 483-065, November 1982. (Revised April 1987.)
Kotter, John P. Arthur Johnson (A). Harvard Business School Case 483-064, November 1982.
Kotter, John P. Arthur Johnson (C). Harvard Business School Supplement 483-066, November 1982.
Kotter, John P. Mike Rose, Video. Harvard Business School Video Supplement 882-519, March 1982.
Kotter, John P. General Foods: Food Service Division, Video. Harvard Business School Video Supplement 882-515, March 1982.
Kotter, John P. British Steel: Interview with Sir Monty Finniston (Abridged), Video. Harvard Business School Video Supplement 882-521, March 1982.
Kotter, John P. Sir John Harvey-Jones. Harvard Business School Case 490-013, September 1989. (Revised October 1994.)
Kotter, John P. Jan Carlzon, SAS, Video. Harvard Business School Video Supplement 890-512, November 1989.
Kotter, John P. Changing the culture at British Airways. Harvard Business School Case 491-009, October 1990. (Revised September 1993.)
Kotter, John P. Kyocera Corp. Harvard Business School Case 491-078, March 1991. (Revised July 1993.)
Kotter, John P. Cultural change at Nissan Motors. Harvard Business School Case 491-079, February 1991. (Revised July 1993.)
Kotter, John P. British airways: Question and answer session with advanced management program participants, November 15, 1991 Sir Colin Marshall Chief Executive. Harvard Business School Video Supplement 493-503, October 1992.
Kotter, John P., and Andrew P. Burtis. Jack Thomas. Harvard Business School Case 494-062, November 1993. (Revised June 2007).
Kotter, John P., and Andrew P. Burtis. Gloria Hilliard Mayfield at Mary Kay Cosmetics, Inc. Harvard Business School Case 494-016, December 1993. (Revised June 1994).
Kotter, John P., and Andrew P. Burtis. First National City Bank Operating Group (C). Harvard Business School Supplement 494-035, September 1993. (Revised October 1993).
Kotter, John P., and Jay W. Lorsch. Managing Change, Part I: The Problem of Resistance. Harvard Business School Background Note 476-102, January 1976.
Kotter, John P., and Jay W. Lorsch. Xerox Corp.: Fred Henderson, VP Corporate Quality Office, Video. Harvard Business School Video Supplement 885-519, April 1985.
Kotter, John P., and Leonard A. Schlesinger. Drug Fair, Inc. (A). Harvard Business School Case 477-063, December 1976. (Revised September 1980.)
Kotter, John P., and John M. Stengrevics. British Steel Corporation: The Korf Contract. Harvard Business School Case 481-110, December 1980. (Revised September 1985.)
Kotter, John P., Richard E. Walton, and Leonard A. Schlesinger. Century Paper Corp. Harvard Business School Case 477-076, January 1977. (Revised June 1978.)
John Kotter Articles
Gabarro, J. J., & Kotter, J. P. (1993). Managing your boss. Harvard Business Review, 71, 150–150.
Kotter, J. P. (1973). The psychological contract: Managing the joining-up process. California Management Review, 15(3), 91–99.
Kotter, J. P.. (1977). Power, dependence, and effective management. Harvard Business Review, 55(4), 125.
Kotter, J. P. (1978). Power, success, and organizational effectiveness. Organizational Dynamics, 6(3), 27–40.
Kotter, J. P.. (1979). Managing external dependence. Academy of Management Review, 4(1), 87–92.
Kotter, J. P. (2001). What leaders really do. Harvard Business Review, 79(11), 85–97.
Kotter, J. P. (2012). How the most innovative companies capitalize on today’s rapid-fire strategic challenges-and still make their numbers. Harvard Business Review, 90(11), 43–58.
Kotter, J. P. (2014a). To create healthy urgency, focus on a big opportunity. Harvard Business Review Digital Articles, 2–4.
Kotter, J. P. (2014b). Forget the strategy PowerPoint. Harvard Business Review Digital Articles, 2–4.
Kotter, J. P., & Cohen, D. S.. (2002). Creative ways to empower action to change the organization: Cases in point. Journal of Organizational Excellence, 22(1), 73–82. https://doi.org/10.1002/npr.10055
Sonnenfeld, J., & Kotter, J. P. (1982). The maturation of career theory. Human Relations, 35(1), 19–46.
John Kotter Books
Kotter, J. P. (1978). Organizational dynamics. Saddle River, NJ: FT Press.
Kotter, J.P. (1979). Power in Management. NewYork: Amacom.
Kotter, J. P. (1988). The leadership factor. New York: Free press. London: Collier Macmillan.
Kotter, J. P. (1996). Leading change. Boston: Harvard Business Press.
Kotter, J. P. (1999). John P. Kotter on what leaders really do. Boston: Harvard Business Press.
Kotter, J. P. (1985). Power and influence. New York: Free Press.
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Clay, B. (2017). John Kotter: A Pragmatic Observer of Managers’ Life Worlds. In: Szabla, D.B., Pasmore, W.A., Barnes, M.A., Gipson, A.N. (eds) The Palgrave Handbook of Organizational Change Thinkers. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-52878-6_47
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