Abstract
The paper presents contributions to the widespread resilience paradigm from a social science perspective. Certain aspects of social systems, especially their symbolic dimension of meaning, need to be taken into account in the endeavor to research coupled social–ecological systems. Due to the symbolic dimension, disasters are defined as the failure of future expectations, and social resilience is defined as the social system property of avoiding or withstanding disasters. In relation to this, three capacities of social systems (adaptive, coping, and participative) that constitute resilience are presented. The adaptive capacity is the property of a system in which structures are modified to prevent future disasters, whereas the coping capacity is the system’s property of coping with calamitous processes that occurred in the past. The participative capacity is a measure of the system’s ability to change its own structures with regard to interventions by other systems, decreasing the system’s resilience. The concept of resilience provides important epistemological and political insights and can help overcome an orientation tied together with the concept of vulnerability that blocks social capacities for the mitigation of disasters.
Similar content being viewed by others
References
Adger NW (2000a) Indicators of social and economic vulnerability to climate change in Vietnam. http://www.uea.ac.uk/env/cserge/pub/wp/gec/gec_1998_02.pdf. Accessed 14 June 2010
Adger NW (2000b) Social and ecological resilience: are they related? Prog Hum Geogr 24:347–364
Adger NW (2004) The right to keep cold. Environ Plan A 36:1711–1715
Adger NW (2010) Social capital, collective action, and adaptation to climate change. In: Voss M (ed) Der Klimawandel. Sozialwissenschaftliche Perspektiven. VS, Wiesbaden, pp 327–345
Adger NW, Brooks N, Bentham G et al. (2004) New indicators of vulnerability and adaptive capacity. http://www.tyndall.ac.uk/sites/default/files/it1_11.pdf. Accessed 14 June 2010
Agyris C, Schön DA (1978) Organizational learning. A theory of action perspective. Addison-Westley, Reading
Anderson MB, Woodrow PJ (1989) Rising from the ashes. Development strategies in times of disaster. Westview Press, Boulder
Antonovsky A (1979) Health Stress and coping. Jossey-Bass, San Francisco
Bankoff G (1999) A history of poverty. The politics of natural disasters in the Phillipines 1985–1995. Pac Rev 12:381–420
Bankoff G (2003) Cultures of disaster. Society and natural hazards in the Philippines. Routledge, London
Bankoff G (2004) The historical geography of disaster: ‘Vulnerability’ and ‘local knowledge’ in western discourse. In: Bankoff G, Frerks G, Hilhorst D (eds) Mapping vulnerability. Disasters development, and people. Earthscan Publications, London, pp 25–37
Bankoff G (2007a) Comparing vulnerabilities. Toward charting an historical trajectory of disasters. Hist Soc Res 32:103–114
Bankoff G (2007b) Dangers to going it alone. Social capital and the origins of community resilience in the Philippines. Contin Chang 22:327–355
Bankoff G (2007c) Living with risk; coping with disasters. Hazard as a frequent life experience in the Philippines. Educ Asia 12:26–29
Barnett J (2006) Adapting to climate change in pacific island countries. The problem of uncertainty. http://dtl.unimelb.edu.au/R/BH3RL7BJJK5B4TTPNS5NC7U8MYRJ6C6I31I851NUFPVUAQ3MI3-01656?func=dbin-jump-full&object_id=67062&local_base=GEN01&pds_handle=GUEST. Accessed 29 June 2010
Barton AH (1970) Communities in disaster. A sociological analysis of collective stress situations. Doubleday, NY
Bateson G (1972) Steps to an ecology of mind. Collected essays in anthropology psychiatry evolution and epistemology. Chandler, San Francisco
Bechmann G (1993) Einleitung: Risiko—ein neues Forschungsfeld? In: Bechmann G (ed) Risiko und Gesellschaft. Grundlagen und Ergebnisse interdisziplinärer Risikoforschung. Westdeutscher, Opladen, pp vii–xxix
Berkes F (1999) Sacred ecology. Taylor & Francis, New York
Berkes F (2007) Understanding uncertainty and reducing vulnerability: lessons from resilience thinking. Nat Hazards 41:283–295. doi:10.1007/s11069-006-9036-7
Berkes F, Folke C (1992) A systems perspective on the interrelations between natural, human-made and cultural capital. Ecol Econ 5:1–8
Berkes F, Folke C (1998) Linking social and ecological systems for resilience and sustainability. In: Berkes F, Folke C (eds) Linking social and ecological systems. Management practices and social mechanisms for building resilience. Cambridge University Press, Cambridge, pp 1–25
Berkes F, Folke C, Gadgil M (1995) Traditional ecological knowledge, biodiversity, resilience and sustainability. In: Perrings CA, Mäler KG, Folke C et al (eds) Biodiversity conservation. Problems and policies. Kluwer, Dordrecht, pp 281–299
Berkes F, Colding J, Folke C (2003) Introduction. In: Berkes F, Colding J, Folke C (eds) Navigating social-ecological systems. Building resilience for complexity and change. Cambridge University Press, Cambridge, pp 1–29
Blaikie PM, Cannon T, Wisner B (2007) At risk. Natural hazards, people’s vulnerability and disasters. Routledge, London
Bourdieu P, Wacquant LJD (1992) An invitation to reflexive sociology. University of Chicago Press, Chicago
Brauner C, Dombrowsky WR (1996) Defizite der Katastrophenvorsorge in Industriegesellschaften am Beispiel Deutschlands. Untersuchungen und Empfehlungen zu methodischen und inhaltlichen Grundsatzfragen. http://www.kfs.uni-kiel.de/download/doc/Defizite.doc. Accessed 29 June 2010
Carpenter S, Walker B, Anderies JM et al (2001) From metaphor to measurement: resilience of what to what? Ecosystems 4:765–781
Clausen L (1992) Social differentiation and the long-term origin of disasters. Nat Hazards 6:181–190. doi:10.1007/BF00124622
Clausen L (1994) Krasser sozialer Wandel. Leske und Budrich, Opladen
Clausen L, Conlon P, Jäger W et al (1978) New aspects of the sociology of disaster. A theoretical note. Mass Emerg 3:61–65
Cutter SL, Boruff BJ, Shirley WL (2003) Social vulnerability to environmental hazards. Soc Sci Quart 84:242–261
Delica-Willision Z, Willision R (2004) Vulnerability reduction. A task for the vulnerable people themselves. In: Bankoff G, Frerks G, Hilhorst D (eds) Mapping vulnerability. Disasters development, and people. Earthscan Publications, London, pp 145–158
Dombrowsky WR (1987a) Critical theory in sociological disaster research. In: Dynes RR, Marchi B, de Pelanda C (eds) Sociology of disasters. Contribution of sociology to disaster research. Franco Angeli, Milano, pp 331–356
Dombrowsky WR (1987b) Das Tschernobyl-Syndrom. Katastrophen als verhaltensändernde Ereignisse. In: Friedrichs J (ed) Deutscher Soziologentag 1986, vol 23. Westdeutscher, Opladen, p 806
Dombrowsky WR (2001) Die globale Dimension von Katastrophen. In: Plate EJ, Merz B (eds) Naturkatastrophen. Ursachen—Auswirkungen–Vorsorge. Schweizerbart, Stuttgart, pp 229–246
Douglas M, Wildavsky AB (1983) Risk and culture. An essay on the selection of technological and environmental dangers. University of California Press, Berkeley
Dow K, Kasperson RE, Bohn M (2006) Explorig the social justice implications of adaptation and vulnerability. In: Adger NW, Paavola J, Huq S et al (eds) Fairness in adaptation to climate change. MIT Press, Cambridge, pp 79–96
Dürrenmatt F (1998) Die Physiker. Anhang: 21 Punkte zu den Physikern. Diogenes, Zürich
Erikson KT (1976) Everyting in its path. Destruction of community in the buffalo creek flood. Simon and Schuster, New York
Eyre A (2006) Remembering. Community commemoration after disaster. In: Rodríguez H, Quarantelli EL, Dynes R (eds) Handbook of disaster research. Springer, New York, pp 441–455
Felgentreff C, Dombrowsky WR (2008) Hazard-, Risiko- und Katastrophenforschung. In: Felgentreff C, Glade T (eds) Naturrisiken und Sozialkatastrophen. Spektrum Akademischer, Berlin, pp 13–29
Folke C (2006) Resilience. The emergence of a perspective for social-ecological systems analyses. Glob Environ Change 16:253–267
Folke C, Berkes F, Colding J (1998) Ecological practices and social mechanisms for building resilience and sustainability. In: Berkes F, Folke C (eds) Linking social and ecological systems. Management practices and social mechanisms for building resilience. Cambridge University Press, Cambridge, pp 414–436
Folke C, Colding J, Berkes F (2003) Synthesis. Building resilience and adaptive capacity in social-ecological systems. In: Berkes F, Colding J, Folke C (eds) Navigating social-ecological systems. Building resilience for complexity and change. Cambridge University Press, Cambridge, pp 352–387
Gallopín GC (2006) Linkages between vulnerability, resilience, and adaptive capacity. Glob Environ Change 16:293–303
Granovetter M (1973) The strengths of weak ties. Am J Sociol 78:1360–1380
Gross M (2007) The unknown in process. Dynamic connections of ignorance, non-knowledge and related concepts. Curr Sociol 55:742–759
Gunderson LH (2000) Ecological resilience—in theory and application. Annu Rev Ecol Syst 31:425–439. doi:10.1146/annurev.ecolsys.31.1.425
Gunderson LH (2003) Interactions between social resilience and ecological crises. In: Berkes F, Colding J, Folke C (eds) Navigating social-ecological systems. Building resilience for complexity and change. Cambridge University Press, Cambridge, pp 33–52
Gunderson LH, Holling CS, Light SS (1995) Barriers broken and bridges built. A synthesis. In: Gunderson LH, Holling CS, Light SS (eds) Barriers and bridges to the renewal of ecological systems and institutions. Columbia University Press, New York, pp 489–532
Gunderson LH, Holling CS, Peterson GD (2002) Surprises and sustainability: cycles of renewal in the everglades. In: Gunderson LH, Holling CS (eds) Panarchy. Understanding transformations in human and natural systems. Island Press, Washington, pp 315–332
Günther E, Kirchgeorg M, Winn MI (2007) Resilience management. Konzeptentwurf zum Umgang mit Auswirkungen des Klimawandels. UmweltWirtschaftsForum 15:175–182
Haimes YY (2009) On the definition of resilience in systems. Risk Anal 29:498–501. doi:10.1111/j.1539-6924.2009.01216.x
Handmer JW, Dovers SR (1996) A typology of resilience. Rethinking institutions for sustainable development. Organ Environ 9:482–511
Harvey D (1990) The condition of postmodernity. An enquiry into the origins of cultural change. Blackwell, Cambridge
Heijmans A (2004) From vulnerability to empowerment. In: Bankoff G, Frerks G, Hilhorst D (eds) Mapping vulnerability. Disasters development, and people. Earthscan Publications, London, pp 115–127
Hewitt K (1986) The idea of disaster in a technocratic age and natural hazards reseach. In: Dahlberg KA, Bennett JW (eds) Natural resources and people. Conceptual issues in interdisciplinary research. Westview Press, Boulder, pp 303–342
Hewitt K (1997) Regions of risk. A geographical introduction to disasters. Longman, Harlow
Hilhorst D, Bankoff G (2004) Introduction: mapping vulnerability. In: Bankoff G, Frerks G, Hilhorst D (eds) mapping vulnerability. Disasters development, and people. Earthscan Publications, London, pp 10–24
Holling CS (1973) Resilience and stability of ecological systems. Annu Rev Ecol Syst 1973:1–23
Holling CS (1978) Adaptive environmental assessment and management. Wiley, Chichester
Holling CS (1986) The resilience of terrestrial ecosystems. Local surprise and global change. In: Clark WC, Munn RE (eds) Sustainable development of the biosphere. Cambridge University Press, Cambridge, pp 292–317
Holling CS (1995) What barriers? What Bridges. In: Gunderson LH, Holling CS, Light SS (eds) Barriers and bridges to the renewal of ecological systems and institutions. Columbia University Press, New York, pp 3–34
Holling CS (2001) Understanding the complexity of economic, ecological, and social systems. Ecosystems 4:390–405. doi:10.1007/s10021-001-0101-5
Holling CS, Gunderson LH (2002) Resilience and adaptive cycles. In: Gunderson LH, Holling CS (eds) Panarchy. Understanding transformations in human and natural systems. Island Press, Washington, pp 25–62
Holling CS, Sanderson S (1996) Dynamics of (dis)harmony in ecological systems. In: Hanna SS, Folke C, Mäler KG (eds) Rights to nature. Ecological economic, cultural, and political principles of institutions for the environment. Island Press, Washington, pp 57–85
Holling CS, Berkes F, Folke C (1998) Science, sustainability and resource management. In: Berkes F, Folke C (eds) Linking social and ecological systems. Management practices and social mechanisms for building resilience. Cambridge University Press, Cambridge, pp 342–362
Hurlbert JS, Beggs JJ, Haines VA (2006) Bridges over troubled waters. What are the optimal networks for katrina’s victims? http://understandingkatrina.ssrc.org/Hurlbert_Beggs_Haines/ Accessed 29 June 2010
Japp KP (1990) Komplexität und Kopplung. Zum Verhältnis von ökologischer Forschung und Risikosoziologie. In: Halfmann J, Japp KP (eds) Riskante Entscheidungen und Kastastrophenpotentiale. Westdeutscher Verlag, Opladen, pp 176–195
Krishnaraj M (1997) Gender issues in disaster management: the Latur earthquake. Gend Technol Dev 1:395–411
Krohn W, Krücken G (1993) Risiko als Konstruktion und Wirklichkeit. Eine Einführung in die sozialwissenschaftliche Risikoforschung. In: Krohn W, Krücken G (eds) Riskante Technologien. Reflexion und Regulation. Suhrkamp, Frankfurt, pp 9–44
Kroll-Smith JS, Couch SR (1991) Technological hazards, adaptation and social change. In: Couch SR, Kroll-Smith JS (eds) Communities at risk. Collective responses to technological hazards. Lang, New York, pp 293–320
Kuhlicke C, Kruse S (2009) Nichtwissen und Resilienz in der lokalen Klimaanpassung. Widersprüche zwischen theoriegeleiteten Handlungsempfehlungen und empirischen Befunden am Beispiel des Sommerhochwassers 2002. Gaia 18:247–254
Luhmann N (2005) Social systems. Stanford University Press, Stanford
Macamo E (2003) Nach der Katastrophe ist die Katastrophe. Die 2000er Überschwemmung in der dörflichen Wahrnehmung in Mosambik. In: Clausen L, Geenen E, Macamo E (eds) Entsetzliche soziale Prozesse. Theorie und Empirie der Katastrophen. Lit, Münster, pp 167–184
Marx K (1977) A contribution to the critique of political economy. Progress Publishers, Moscow
Merton RK (1936) The unanticipated consequences of purposive social action. Am Sociol Rev 1:894–904
Michael DN (1995) Barriers and bridges to learning in turbulent human ecology. In: Gunderson LH, Holling CS, Light SS (eds) Barriers and bridges to the renewal of ecological systems and institutions. Columbia University Press, New York, pp 461–485
Midgley J (1983) Professional imperialism. Social work in the third world. Heinemann, London
Murphy BL (2007) Locating social capital in resilient community-level emergency management. Nat Hazards 41:297–315. doi:10.1007/s11069-006-9036-6
Ogburn WF (1950) Social change: with respect to culture and original nature. Smith, Gloucester
Olick JK, Robbins J (1998) Social memory studies. From “collective memory” to the historical sociology of mnemonic practices. Annu Rev Social 24:77–103
Oliver-Smith A (1996) Anthropological research on hazards and disasters. Annu Rev Anthropol 25:303–328
Orton JD, Weick KE (1990) Loosely coupled systems. A reconceptualization. Acad Manage Rev 15:203–223
Oxfam (2005) The tsunami’s impact on women. http://www.oxfam.org.uk/what_we_do/issues/conflict_disasters/downloads/bn_tsunami_women.pdf. Accessed 29 June 2010
Pareto V (1968) The rise and fall of elites. An application of theoretical sociology. Bedminster Press, Totowa
Pfeiffer K (1929) Untersuchungen über die Resilienz der durch die Prothesen beanspruchten Gewebe und ihre Bedeutung für die Okklusion der Prothesen. Berichthaus, Zürich
Pfister C (2003) Naturkatastrophen als nationale Mobilisierungsereignisse in der Schweiz des 19. Jahrhunderts. In: Groh D (ed) Naturkatastrophen. Beiträge zu ihrer Deutung, Wahrnehmung und Darstellung in Text und Bild von der Antike bis ins 20. Jahrhundert. Narr, Tübingen, pp 283–297
Pimm SL (1991) The balance of nature? Ecological issues in the conservation of species and communities. University of Chicago Press, Chicago
Portes A (2000) The hidden abode: sociology as analysis of the unexpected. Am Sociol Rev 65:1–18
Quarantelli EL, Stallings RA (1985) Emergent citizen groups and emergency management. Public Adm Rev 45:93–100
Rodríguez H, Díaz W, Santos JM et al (2006) Communicating risk and uncertainty. Science, technology and disasters at the crossroads. In: Rodríguez H, Quarantelli EL, Dynes R (eds) Handbook of disaster research. Springer, New York, pp 476–488
Sanderson SE (1995) Ten theses on the promise and problems of creative ecosystem management in devolping countries. In: Gunderson LH, Holling CS, Light SS (eds) Barriers and bridges to the renewal of ecological systems and institutions. Columbia University Press, New York, pp 375–390
Sapirstein G (2006) Social resilience. The forgotten element in disaster reduction. http://www.oriconsulting.com/social_resilience.pdf. Accessed 29 June 2010
Scheffer M, Westley F, Brock WA et al (2002) Dynamic interaction of societies and ecosystems—linking theories form ecology, economy, and sociology. In: Gunderson LH, Holling CS (eds) Panarchy. Understanding transformations in human and natural systems. Island Press, Washington, pp 195–240
Schumpeter JA (1943) Capitalism. socialism and democracy. Allen & Unwin, London
Sloterdijk P (1987) Wieviel Katastrophe braucht der Mensch? In: Ernst H (ed) Wieviel Katastrophe braucht der Mensch? Beltz, Weinheim
Smit B, Wandel J (2006) Adaptation, adaptive capacity and vulnerability. Glob Environ Change 16:282–292
Staber U, Sydow J (2002) Organizational adaptive capacity: a structuration perspective. J Manag Inq 11:408–424
Turner BL, Kasperson RE, Matsone PA et al (2003) A framework for vulnerability analysis in sustainability science. Proc Natl Acad Sci USA 100:8074–8079
Voss M (2006) Symbolische Formen. Grundlagen und Elemente einer Soziologie der Katastrophe. Transcript, Bielefeld
Voss M (2008) The vulnerable can’t speak. An integrative vulnerability approach to disaster and climate change research. Behemoth J Civilis 1:39–56
Voss M, Wagner K (2010) Learning from (small) disasters. Nat Hazards Online First. http://www.springerlink.com/content/36k1300085616280/fulltext.pdf. Accessed 29 June 2010
Walker B, Holling CS, Carpenter SR et al. (2004) Resilience, adaptability and transformability in social-ecological systems. http://www.ecologyandsociety.org/vol9/iss2/art5/print.pdf. Accessed 29 June 2010
Weick KE (1993) The collapse of sensemaking in organizations. The mann gulch disaster. Adm Sci Q 38:628–652
Weick KE, Sutcliffe KM (2007) Managing the unexpected. Resilient performance in an age of uncertainty. Jossey-Bass, San Francisco
Weizsäcker C, Weizsäcker EU (1984) Fehlerfreundlichkeit. In: Kornwachs K (ed) Offenheit–Zeitlichkeit–Komplexität. Zur Theorie der offenen Systeme. Campus, Frankfurt, pp 167–201
Werner E (1971) The children of kauai. A longitudinal study from the prenatal period to age ten. University of Hawaii Press, Honolulu
Westley F, Carpenter SR, Brock WA et al (2002) Why systems of people and nature are not just social and ecological systems. In: Gunderson LH, Holling CS (eds) Panarchy. Understanding transformations in human and natural systems. Island Press, Washington, pp 103–120
Wildavsky AB (1988) Searching for safety. Transaction Books, New Brunswick
Wildavsky AB (1993) Die Suche nach einer fehlerlosen Risikominderungsstrategie. In: Krohn W, Krücken G (eds) Riskante Technologien. Reflexion und Regulation. Suhrkamp, Frankfurt, pp 305–319
Wisner B (2004) Assessment of capability and vulnerabilty. In: Bankoff G, Frerks G, Hilhorst D (eds) Mapping vulnerability. Disasters development, and people. Earthscan Publications, London, pp 183–193
Yorque R, Walker B, Holling CS (2002) Toward an integrative synthesis. In: Gunderson LH, Holling CS (eds) Panarchy. Understanding transformations in human and natural systems. Island Press, Washington, pp 419–438
Young OR, Berkhout F, Gallopin GC et al (2006) The globalization of socio-ecological systems. An agenda for scientific research. Glob Environ Change 16:304–316
Acknowledgments
This paper is based on a presentation at the workshop ‘Can resilience be planned?’, hosted by the German Geographical Society’s working group ‘Natural Hazards and Natural Risks’, March 2009, Leipzig. I would like to thank Gerard Hutter (Dresden) and Christian Kuhlicke (Leipzig) for the organization of the workshop. I also want express my gratitude to Gerard Hutter, Christian Kuhlicke and two anonymous reviewers who gave constructive suggestions in improving the clarity and quality of the manuscript.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Lorenz, D.F. The diversity of resilience: contributions from a social science perspective. Nat Hazards 67, 7–24 (2013). https://doi.org/10.1007/s11069-010-9654-y
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11069-010-9654-y