Abstract
In German, mass nouns can be turned into count nouns by means of two alternative strategies: either by using them in connection with a numeral classifier, or by adding the diminutive morpheme (-chen). In this paper, I argue that the two strategies are structurally exactly parallel, with both kinds of elements (numeral classifiers and diminutive -chen) being exponents of an individuating functional head. The (superficial) difference is that -chen—which I show is a clitic-like element—triggers obligatory movement of the nominalized root to its Spec. By contrast, this movement is optional with a (non-deficient) numeral classifier, yielding both ‘analytic’ and ‘compound’ forms. The picture that emerges from the discussion is a unified analysis of count structures in German.
Similar content being viewed by others
References
Abels, Klaus. 2003. Successive cyclicity, anti-locality, and adposition stranding. Doctoral Dissertation, University of Connecticut.
Ackema, Peter, and Ad Neeleman. 2004. Beyond morphology. Interface conditions on word formation. Oxford Studies in Theoretical Linguistics, vol 6. Oxford: Oxford University Press.
Aikhenvald, Alexandra Y. 2000. Classifiers: A typology of noun-categorization devices. Oxford: Oxford University Press.
Alexiadou, Artemis, Liliane Haegeman, and Melita Stavrou. 2007. Noun phrase in the generative perspective. Berlin/New York: Mouton de Gruyter.
Baker, Mark C., and Jonathan Bobaljik. 2002. Introduction to morphology. Ms., Rutgers University and McGill University.
Barrie, Michael. 2005. On unifying antisymmetry and bare phrase structure. In Proceedings of NELS 35, eds. Leah Bateman and Cherlon Ussery, 103–114. Amherst, MA: GLSA.
Beard, Robert. 1998. Derivation. In The handbook of morphology. Blackwell handbooks in linguistics, eds. Andrew Spencer and Arnold M. Zwicky, 44–65. Oxford: Blackwell.
Blühdorn, Hardarik. 2006. Zur Semantik von Numerus und Zählbarkeit im Deutschen. In Grammatische Untersuchungen. Analysen und Reflexionen, Studien zur deutschen Sprache, vol 36, eds. Eva Breindl, Lutz Gunkel, and Bruno Strecker, 53–77. Tübingen: Gunter Narr.
Boeckx, Cedric. 2008. Bare syntax. Oxford: Oxford University Press.
Booij, Geert E. 1995. The phonology of Dutch. The phonology of the world’s languages. Oxford: Oxford University Press.
Booij, Geert E. 2002. Prosodic constraints on stacking up affixes. In Yearbook of morphology 2001, eds. Geert E. Booij and Jaap van Marle, 183–202. Dordrecht: Kluwer.
Booij, Geert E. 2005. The grammar of words. An introduction to linguistic morphology. Oxford: Oxford University Press.
Borer, Hagit. 2005. In name only, Structuring sense, vol I. Oxford: Oxford University Press.
Bos̆ković, Z̆eljko. 1994. D-structure, ϑ-Criterion, and movement into ϑ-positions. Linguistic Analysis 24:247–286.
Bouchard, Denis. 2002. Adjectives, number and interfaces: Why languages vary, Linguistic Variations, vol 61. Amsterdam: North Holland Linguistic Series.
Chao, Yuen Ren. 1968. A grammar of spoken Chinese. Berkeley: University of California Press.
Cheng, Lisa Lai-Shen, and Rint Sybesma. 1999. Bare and not-so-bare nouns and the structure of NP. Linguistic Inquiry 30:509–542.
Chierchia, Gennaro. 1998. Plurality of mass nouns and the notion of semantic parameter. In Events and grammar, ed. Susan D. Rothstein, 53–103. Dordrecht: Kluwer.
Corbett, Greville G. 2000. Number. Cambridge Textbooks in Linguistics. Cambridge: Cambridge University Press.
Corver, Norbert. 1998. Predicate movement in pseudopartitive constructions. In Possessors, predicates and movement in the Determiner Phrase. Linguistik Aktuell/Linguistics Today, vol 22, eds. Artemis Alexiadou and Chris Wilder, Amsterdam: John Benjamins, 215–258.
Corver, Norbert, and Henk van Riemsdijk. 2001a. Semi-lexical categories. In Semi-lexical categories, eds. Norbert Corver and Henk van Riemsdijk, 1–19. Studies in Generative Grammar, vol 59. Berlin/New York: Mouton de Gruyter.
Corver, Norbert, and Henk van Riemsdijk, eds. 2001b. Semi-lexical categories. Studies in Generative Grammar, vol 59. Berlin/New York: Mouton de Gruyter.
Corver, Norbert, and Joost Zwarts. 2006. Prepositional numerals. Lingua 116:811–835.
De Belder, Marijke. 2008. Size matters: Towards a syntactic decomposition of countability. In Proceedings of WCCFL 27, eds. Natasha Abner and Jason Bishop, 116–122. Somerville, MA: Cascadilla Press.
den Dikken, Marcel. 1998. Predicate inversion in DP. In Possessors, predicates and movement in the Determiner Phrase. Linguistik Aktuell/Linguistics Today, vol 22, eds. Artemis Alexiadou and Chris Wilder, 177–214 Amsterdam: John Benjamins.
Doetjes, Jenny. 1996. Mass and count: Syntax or semantics? In Proceedings of Meaning on the HIL, 34–52.
Donalies, Elke. 2006. Dem Väterchen sein Megahut. Der Charme der deutschen Diminution und Augmentation und wie wir ihm gerecht werden. In Grammatische Untersuchungen. Analysen und Reflexionen. Studien zur deutschen Sprache, vol 36, eds. Eva Breindl, Lutz Gunkel, and Bruno Strecker, 33–51. Tübingen: Gunter Narr.
Dressler, Wolfgang U., and Lavinia Merlini Barbaresi. 1994. Morphopragmatics. Diminutives and intensifiers in Italian, German, and other languages. Trends in Linguistics—Studies and Monographs, vol 76. Berlin/New York: Mouton de Gruyter.
Embick, David, and Morris Halle. 2005. On the status of stems in morphological theory. In Romance languages and linguistic theory 2003: Selected papers from Going Romance 2003. Current Issues in Linguistic Theory, vol 270, eds. Twan Geerts, Ivo van Ginneken, and Haike Jacobs, 37–62.
Embick, David, and Rolf Noyer. 2007. Distributed Morphology and the syntax-morphology interface. In The Oxford handbook of linguistic interfaces, eds. Gillian Ramchand and Charles Reiss, 289–324. Oxford: Oxford University Press.
Emonds, Joseph. 1985. A unified theory of syntactic categories. Dordrecht: Foris.
Emonds, Joseph. 2000. Lexicon and grammar: The English syntacticon. Studies in Generative Grammar, vol 50. Berlin/New York: Mouton de Gruyter.
Fanselow, Gisbert, and Caroline Féry. 2002. Ineffability in grammar. In Resolving conflicts in grammars: Optimality theory in syntax, morphology, and phonology. Linguistische Berichte (Sonderheft), vol 11, eds. Gisbert Fanselow and Caroline Féry, 296–311. Hamburg: Helmut Buske.
Greenberg, Joseph. 1972. Numeral classifiers and substantival number: Problems in the genesis of a linguistic type. Working Papers on Language Universals 9:2–39.
Hall, Tracy Alan. 1989. Lexical phonology and the distribution of German [ç] and [x]. Phonology 6:1–17.
Halle, Morris, and Alec Marantz. 1993. Distributed Morphology and the pieces of inflection. In The view from Building 20: Essays in linguistics in honor of Silvain Bromberger, eds. Kenneth Hale and Samuel Jay Keyser, 111–176. Current Studies in Linguistics, vol 24. Cambridge, MA: MIT Press.
Halle, Morris, and Alec Marantz. 1994. Some key features of Distributed Morphology. In Papers at the interface. MIT Working Papers in Linguistics, vol 30, eds. Benjamin Bruening, Yoonjung Kang, and Martha McGinnis, 425–449. Cambridge, MA: MITWPL.
Hallman, Peter. 2004. On the derivation of verb-final and its relation to verb-second. Ms., McGill University.
Halpern, Aaron. 1995. On the morphology and placement of clitics. CLSI.
Harley, Heidi. 2008. Compounding in Distributed Morphology. In The Oxford handbook of compounding, eds. Rochelle Lieber and Pavol S̆tekauer, 129–144. Oxford: Oxford University Press.
Harley, Heidi, and Rolf Noyer. 2000. Formal versus encyclopedic properties of vocabulary: Evidence from nominalizations. In The lexicon-encyclopedia interface, ed. Bert Peeters, 349–374. Amsterdam: Elsevier.
Heine, Bernd, Ulrike Claudi, and Friederike Hunnemeyer. 1991. Grammaticalization. Chicago: University of Chicago Press.
Hermans, Ben, and Marc van Oostendorp. 2008. Umlaut is phonological. Evidence from ineffability. Paper presented at the Umlaut in Germanic Dialects workshop, Meertens Institute (Amsterdam), June 2008.
Hinterhölzl, Roland. 1997. An XP-movement account of restructuring. Ms., University of Southern California.
Iverson, Gregory K., and Joe Salmons. 1992. The place of Structure Preservation in German diminutive formation. Phonology 9:137–143.
Julien, Marit. 2002. Syntactic heads and word formation. Oxford Studies in Comparative Syntax. Oxford: Oxford University Press.
Julien, Marit. 2003. Word-order type and syntactic structure. In Linguistic variation yearbook 1, eds. Johan Rooryck and Pierre Pica, 17–59. Amsterdam: John Benjamins.
Julien, Marit. 2007. On the relation between morphology and syntax. In The Oxford handbook of linguistic interfaces, eds. Gillian Ramchand and Charles Reiss, 209–238. Oxford: Oxford University Press.
Jurafsky, Daniel. 1996. Universal tendencies in the semantics of the diminutive. Language 72:533–578.
Kayne, Richard S. 1994. The antisymmetry of syntax. Linguistic Inquiry Monographs, vol 25. Cambridge, MA: MIT Press.
Kayne, Richard S. 2005. Some notes on comparative syntax, with special reference to English and French. In The Oxford handbook of comparative syntax, eds. Guglielmo Cinque and Richard S. Kayne, 3–69. Oxford: Oxford University Press.
Kiparsky, Paul. 1982. Lexical phonology and morphology. In Linguistics in the morning calm, ed. In-Seok Yang, 3–91. Seoul: Hanshin.
Kölver, Ulrike. 1983. Sprachliche Skalen im typologischen Vergleich. akup 53:121–158.
Koopman, Hilda, and Anna Szabolcsi. 2000. Verbal complexes. Cambridge, MA: MIT Press.
Löbel, Elisabeth. 2001. Classifiers and semi-lexicality: Functional and semantic selection. In Semi-lexical categories. Studies in Generative Grammar, vol 59, eds. Norbert Corver and Henk van Riemsdijk, 223–271. Berlin/New York: Mouton de Gruyter.
Lowenstamm, Jean. 2007. On little n, \(\surd\), and types of nouns. In Sounds of silence: Empty elements in syntax and phonology. North Holland linguistic series: linguistic variations, vol 63, eds. Jutta Hartmann, Veronica Hegedűs, and Henk van Riemsdijk, 105–143. Amsterdam: Elsevier.
Lyons, John. 1977. Semantics, vol 2. Cambridge: Cambridge University Press.
Mahajan, Anoop. 2003. Word order and (remnant) VP movement. In Word order and scrambling, Explaining Linguistics, vol 4, ed. Simin Karimi, 217–237. Oxford: Blackwell.
Marantz, Alec. 1997. No escape from syntax: Don’t try morphological analysis in the privacy of your own lexicon. University of Pennsylvania Working Papers in Linguistics 4:201–225.
Muravyova, Irina A. 1998. Chukchee (Paleo-Siberian). In The handbook of morphology, eds. Andrew Spencer and Arnold M. Zwicky, 521–538. Blackwell Handbooks in Linguistics. Oxford: Blackwell.
Muromatsu, Keiko. 1998. On the syntax of classifiers. Doctoral Dissertation, University of Maryland.
Nieuwenhuis, Paul. 1985. Diminutives. Doctoral Dissertation, University of Edinburgh.
Pearson, Matt. 1997. Pied-piping into the left periphery. In Proceedings of NELS 27, ed. Kiyomi Kusumoto, 321–335. Amherst, MA: GLSA.
Perlmutter, David. 1988. The Split Morphology hypothesis: Evidence from Yiddish. In Theoretical morphology, eds. Michael Hammond and Michael Noonan, 79–99. San Diego, CA: Academic Press.
Raposo, Eduardo E., and Juan Uriagereka. 2005. Clitic placement in Western Iberian: A minimalist view. In The Oxford handbook of comparative syntax, eds. Guglielmo Cinque and Richard S. Kayne, 639–697. Oxford: Oxford University Press.
Siddiqi, Daniel. 2009. Syntax within the word: Economy, allomorphy, and argument selection in Distributed Morphology, Linguistik Aktuell/Linguistics Today, vol 138. Amsterdam: John Benjamins.
Simpson, Andrew. 2005. Classifiers and DP structure in Southeast Asia. In The Oxford handbook of comparative syntax, eds. Guglielmo Cinque and Richard S. Kayne, 806–838. Oxford: Oxford University Press.
Sproat, Richard. 1985. On deriving the lexicon. Doctoral Dissertation, MIT Press.
Stavrou, Melita. 1983. Aspects of the structure of the noun phrase in Modern Greek. Doctoral Dissertation, University of London.
Stavrou, Melita. 2003. Semi-lexical nouns, classifiers and the interpretation(s) of the pseudopartitive construction. In From NP to DP. Vol. 1: The syntax and semantics of noun phrases, eds. Martine Coene and Yves D’hulst, Linguistik Aktuell/Linguistics Today, vol 55, 329–354. Amsterdam: John Benjamins.
Stump, Gregory. 1993. How peculiar is evaluative morphology? Journal of Linguistics 29:1–36.
Svenonius, Peter. 2007. 1 ... 3–2. In The Oxford handbook of linguistic interfaces, eds. Gillian Ramchand and Charles Reiss, 239–288. Oxford: Oxford University Press.
Svenonius, Peter. 2008. The position of adjectives and other phrasal modifiers in the decomposition of DP. In Adjectives and adverbs: syntax, semantics, and discourse, Oxford Studies in Theoretical Linguistics, vol 19, eds. Louise McNally and Chris Kennedy, 16–42. Oxford: Oxford University Press.
Talmy, Leonard. 1978. The relation of grammar to cognition—a synopsis. In Proceedings of TINLAP 2, ed. David Waltz, 12–24. Champaign, IL: Coordinated Science Laboratory, University of Illinois.
van Riemsdijk, Henk. 1998. Categorial feature magnetism: The endocentricity and distribution of projections. Journal of Comparative Germanic Linguistics 2:1–18.
Vos, Riet. 1999. A grammar of partitive constructions. Doctoral Dissertation, Universiteit van Tilburg.
Wackernagel, Jacob. 1892. Über ein Gesetz der indogermanischen Wortstellung. Indogermanische Forschungen 1:333–436.
Wetzels, W. Leo, and Joan Mascaró. 2001. The typology of voicing and devoicing. Language 77:207–244.
Wiese, Richard. 1996a. Phonological versus morphological rules: On German Umlaut and Ablaut. Journal of Linguistics 32:113–135.
Wiese, Richard. 1996b. The phonology of German. The phonology of the world’s languages. Oxford: Oxford University Press.
Wiltschko, Martina. 2006. Why should diminutives count? In Organizing grammar. Studies in honor of Henk van Riemsdijk. Studies in Generative Grammar, vol 86, eds. Hans Broekhuis, Norbert Corver, Riny Huybregts, Ursula Kleinhenz, and Jan Koster, 669–679. Berlin/New York: Mouton de Gruyter.
Wiltschko, Martina, and Olga Steriopolo. 2007. Parameters of variation in the syntax of diminutives. In Proceedings of the 2007 Canadian Linguistics Association Annual Conference (online), ed. Milica Radisic.
Wurzel, Wolfgang U. 1970. Studien zur deutschen Lautstruktur. Studia grammatica, vol VIII. Berlin: Akademie Verlag.
Zhang, Niina Ning. 2009. Syntactic properties of numeral classifiers in Mandarin Chinese. Ms., National Chung Cheng University.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Ott, D. Diminutive-formation in German. J Comp German Linguistics 14, 1–46 (2011). https://doi.org/10.1007/s10828-010-9040-x
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10828-010-9040-x