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Kyungpook Mathematical Journal 2016; 56(2): 583-595

Published online June 1, 2016

Copyright © Kyungpook Mathematical Journal.

Areas associated with a Strictly Locally Convex Curve

Dong-Soo Kim1, Dong Seo Kim2, Young Ho Kim3, Hyun Seon Bae4

Department of Mathematics, Chonnam National University, Gwangju 500-757, South Korea1
Department of Mathematics, Chonnam National University, Gwangju 500-757, South Korea2
Department of Mathematics, Kyungpook National University, Daegu 702-701, South Korea3
Department of Mathematics, Chosun University, Gwangju 601-769, South Korea4

Received: November 7, 2014; Accepted: April 3, 2015

Archimedes showed that for a point P on a parabola X and a chord AB of X parallel to the tangent of X at P, the area S of the region bounded by the parabola X and chord AB is four thirds of the area T of triangle △ABP. It is well known that the area U formed by three tangents to a parabola is half of the area T of the triangle formed by joining their points of contact. Recently, the first and third authors of the present paper and others proved that among strictly locally convex curves in the plane ℝ2, these two properties are characteristic ones of parabolas.

Keywords: triangle, area, parabola, strictly locally convex curve, plane curvature

Usually, a regular plane curve X : I → ℝ2 defined on an open interval is called convex if, for all tI, the trace X(I) lies entirely on one side of the closed half-plane determined by the tangent line at X(t) ([6]). A regular plane curve X : I → ℝ2 is called locally convex if, for each tI there exists an open subinterval JI containing t such that the curve X|J restricted to J is a convex curve.

Hereafter, we will say that a locally convex curve X in the plane ℝ2 is strictly locally convex if the curve is smooth (that is, of class C(3)) and is of positive curvature κ with respect to the unit normal N pointing to the convex side. Hence, in this case we have κ(s) = 〈X′(s), N(X(s)) > 0, where X(s) is an arc-length parametrization of X.

When f : I → ℝ is a smooth function defined on an open interval, we will also say that f is strictly convex if the graph of f has positive curvature κ with respect to the upward unit normal N. This condition is equivalent to the positivity of f″(x) on I.

Suppose that X denotes a strictly locally convex C(3) curve in the plane ℝ2 with the unit normal N pointing to the convex side. For a fixed point P = AX and a sufficiently small number h > 0, we consider the line m passing through P +hN(P) which is parallel to the tangent ℓ to X at P and the points A1 and A2 where the line m intersects the curve X.

Let us denote by ℓ1, ℓ2 the tangent lines of X at the points A1,A2 and by B,B1,B2 the points of intersection ℓ1 ∩ ℓ2, ℓ ∩ ℓ1, ℓ ∩ ℓ2, respectively. We let LP (h), ℓP (h) and HP (h) denote the lengths |A1A2| and |B1B2| of the corresponding segments and the height of the triangle △BA1A2 from the vertex B to the edge A1A2, respectively.

We also consider TP(h),UP(h), VP(h) and WP(h) defined by the area | △ AA1A2|, | △ BB1B2|, | △ BA1A2| of corresponding triangles and the area |□A1A2B2B1| of trapezoid □A1A2B2B1, respectively. Then, obviously we have

TP(h)=12hLP(h)

and

UP(h)=12{HP(h)-h}P(h).

If we put SP (h) the area of the region bounded by the curve X and chord A1A2, then we have ([18])

SP(h)=LP(h).

It is well known that parabolas satisfy the following properties

Proposition 1.1

Suppose that X denotes an open arc of a parabola. For an arbitrary point PX and a sufficiently small number h > 0, it satisfies

SP(h)=43TP(h),UP(h)=12TP(h)

and

SP(h)=83UP(h).

In fact, Archimedes showed that parabolas satisfy (1.1) ([25]).

Recently, in [18] the first and third authors of the present paper and others proved that (1.1) is a characteristic property of parabolas and established some characterizations of parabolas, which are the converses of well-known properties of parabolas originally due to Archimedes ([25]). For the higher dimensional analogues of some results in [18], see [16] and [17]. Some characterizations of hyperspheres, ellipsoids, elliptic hyperboloids, hypercylinders and W-curves in the (n+1)-dimensional Euclidean space n+1 were given in [1, 4, 7, 8, 13, 15, 22]. In [19], some characteristic properties for hyperbolic spaces embedded in the Minkowski space were established.

In [12], it was shown that (1.2) is also a characteristic property of parabolas, which gives an affirmative answer to Question 3 in [21]. Thus, we have

Proposition 1.2

Suppose that X denotes a strictly locally convex C(3)curve in the plane2. Then X is an open arc of a parabola if and only if it satisfies one of the following conditions.

  • For all PX and sufficiently small h > 0, SP(h)=λ(P)TP(h),

    where λ(P) is a function of P.

  • For all PX and sufficiently small h > 0, UP(h)=η(P)TP(h),

    where η(P) is a function of P.

Proof

For a proof of 1), see Theorem 3 of [18].

For 2), we refer to Theorem 1.3 of [12].

In Proposition 1.2, obviously we have λ(P) = 4/3 and η(P) = 1/2.

In this article, in order to generalize the property (1.4) for parabolas we study strictly locally convex C(3) curves in the plane ℝ2.

As a result, first of all in Section 3 we establish a characterization theorem for parabolas, which shows that (1.3) is a characteristic property of parabolas.

Theorem 1.3

Let X denote a strictly locally convex C(3)curve in the plane2. Then the following are equivalent.

  • There exists a function ν(P) of PX such that for all PX and sufficiently small h > 0 the curve X satisfiesSP(h)=ν(P)UP(h).

  • X is an open arc of a parabola.

In Theorem 1.3, obviously we have ν(P) = 8/3.

Combining (1.4) and (1.6), it follows from (1.1) and (1.3) that for an arbitrary point P and a sufficiently small number h > 0, parabolas satisfy

SP(h)=λ(P)TP(h)+ν(P)UP(h),

whenever λ(P) and ν(P) are functions of P with

λ(P)+12ν(P)=43.

We now naturally raise a question as follows:

Question 1.4

Suppose that X denotes a strictly locally convex C(3)curve in the plane2satisfying (1.7) for some functions λ(P) and ν(P) of P with (1.8). Then, is it an open arc of a parabola?

In Section 4, we give a partial affirmative answer to Question 1.4 as follows:

Theorem 1.5

Suppose that X denotes a strictly locally convex C(3)curve in the plane2. Then the following are equivalent.

  • There exist functions λ(P) and ν(P) of PX withν=ν(P)-(0,827]

    such that for all PX and sufficiently small h > 0 the curve X satisfiesSP(h)=λ(P)TP(h)+ν(P)UP(h).

  • X is an open arc of a parabola.

In Theorem 1.5, λ(P) and ν(P) necessarily satisfy (1.8).

In [5], it was shown that parabolas satisfy TP (h) = 2UP (h) for all points P and h > 0. This property of parabolas was proved to be a characteristic one of parabolas ([12, 21, 23]). For some characterizations of parabolas or conic sections by properties of tangent lines, see [9] and [20]. In [14], using curvature function κ and support function h of a plane curve, the first and third authors of the present paper gave a characterization of ellipses and hyperbolas centered at the origin.

Among the graphs of functions, in [2, 3] Á. Bényi et al. gave some characterizations of parabolas. B. Richmond and T. Richmond established a dozen characterizations of parabolas using elementary techniques ([24]). In their papers, a parabola means the graph of a quadratic polynomial in one variable.

Throughout this article, all curves are of class C(3) and connected, unless otherwise mentioned.

In order to prove Theorems 1.3 and 1,5 in Section 1, we need the following lemma.

Lemma 2.1

Suppose that X denotes a strictly locally convex C(3)curve in the plane2with the unit normal N pointing to the convex side. Then we have

limh01hLP(h)=22κ(P),limh01hhSP(h)=423κ(P),limh01hP(h)=2κ(P),limh01hhTP(h)=2κ(P),

and

limh01hhUP(h)=22κ(P),

where κ(P) is the curvature of X at P with respect to the unit normal N.

Proof

It follows from [18] that (2.1) and (2.2) hold. For proofs of (2.3) and (2.5), see [12]. For a proof of (2.4), we refer to [21].

Next, we need the following lemma.

Lemma 2.2

Suppose that X denotes a strictly locally convex C(3)curve in the plane2with the unit normal N pointing to the convex side. Then we have

hLP(h)=LP(h)-P(h),

where LP(h) means the derivative of LP (h) with respect to h.

Proof

For a proof, see Lemma 2.3 in [12].

Let us recall that LP (h), ℓP (h) and HP (h) denote the lengths |A1A2| and |B1B2| of the corresponding segments and the height of the triangle △BA1A2 from the vertex B to the edge A1A2, respectively. Then, we get

LP(h):P(h)=HP(h):HP(h)-h

, which yields

HP(h)=hLP(h)LP(h)-P(h).

Together with Lemma 2.2, it follows from (2.8) that the following holds:

HP(h)=LP(h)LP(h).

At last, we need a lemma which is useful in the proof of Theorems 1.3 and 1.5 in Section 1 ([11]). For reader’s convenience, we give a brief proof here.

Lemma 2.3

Suppose that X denotes a strictly locally convex C(3)curve in the plane2. Then, the height function HP (h) satisfies

limh0HP(h)h=2.
Proof

It follows from (2.8) that

limh0HP(h)h=limh0LP(h)LP(h)-P(h)=limh0{1-P(h)LP(h)}-1.

Thus, together with (2.11), (2.1) and (2.3) complete the proof of Lemma 2.3.

In this section, we prove Theorem 1.3.

It is trivial to show that any open arcs of parabolas satisfy 1) in Theorem 1.3 with ν(P) = 8/3.

Conversely, suppose that X denotes a strictly locally convex C(3) curve in the plane ℝ2 which satisfies for all PX and sufficiently small h > 0

SP(h)=ν(P)UP(h),

where ν = ν(P) is a function of PX. Then, it follows from Lemma 2.1 that ν = 8/3.

We fix an arbitrary point PX.

Since 2UP (h) = (HP (h) − h)ℓP (h), (2.8) shows that

2UP(h)=LP(h)HP(h){HP(h)-h}2=LP(h){HP(h)-h}2,

where the second equality follows from (2.9). Hence we see that (1.6) becomes

SP(h)=43LP(h){HP(h)-h}2.

By differentiating (3.2) with respect to h, we get

LP(h)=43{LP(h)(HP(h)-h)2+2LP(h)(HP(h)-h)(Hp(h)-1)}.

On the other hand, by differentiating (2.9) with respect to h, we obtain

LP(h)=LP(h)2LP(h)(1-HP(h)).

Hence, using (2.9) and (3.4), (3.3) may be rewritten as

LP(h)=43(HP(h)2-h2)(HP(h)-1)HP(h)2LP(h).

Dividing the both sides of (3.3) by LP (h), we have

(HP(h)2-h2)(HP(h)-1)=34HP(h)2.

Let us denote by y = f(x) the height function HP (x) for sufficiently small x > 0. Then, it follows from (3.6) that the function y = f(x) satisfies

dydx=1+3y24(y2-x2),

which is a homogeneous differential equation.

If we put v = y/x, from (3.7) we get

xdvdx=-g(v)4(v2-1),

where we denote

g(v)=4v3-7v2-4v+4.

It follows from Lemma 2.3 that

limx0v(x)=2.

Note that

g(v)=(v-2)(4v2+v-2)=4(v-2)(v-α)(v-β),

where

α=-1-338,         β=-1+338.

We consider two cases as follows.

Case 1

Suppose that dv/dx = 0 on an interval (0, ε) for some ε > 0.

Then v is constant and hence it follows from (3.10) that v = 2. This shows that

HP(h)=2h,

and hence using (2.9), (3.13) becomes 2hLP(h)=LP(h). By integrating this equation we get

LP(h)=22κ(P)h.

Integrating (3.14) implies that

SP(h)=423κ(P)hh.

Together with (3.14), (3.15) shows that at the point P for sufficiently small h > 0 the curve X satisfies

SP(h)=43TP(h).

Case 2

Suppose that dv/dx ≠ 0.

In this case, the differential equation (3.8) becomes

v2-1(v-2)(v-α)(v-β)dv+1xdx=0,

which may be rewritten as

{γv-α+δv-β+ηv-2}dv+1xdx=0,

where we put

γ=11-33388,         δ=11+33388,         η=34.

By integrating (3.17), we get

xv-2ηv-αγv-βδ=C,

where C is a constant of integration. By letting x → 0, Lemma 2.3 yields that the left hand side of (3.18) tends to zero, which implies that the constant C must be zero. Hence v must be 2. This contradiction shows that this case cannot occur.

Combining Cases 1 and 2, we see that at the point PX for sufficiently small h > 0 the curve X satisfies

SP(h)=43TP(h).

Since PX was arbitrary, Proposition 1.2 completes the proof of Theorem 1.3.

In this section, we prove Theorem 1.5.

It follows from Proposition 1.1 that any open arcs of parabolas satisfy 1) in Theorem 1.5.

Conversely, suppose that X is a strictly locally convex C(3) curve in the plane ℝ2 which satisfies for all PX and sufficiently small h > 0

SP(h)=λ(P)TP(h)+ν(P)UP(h),

where λ = λ(P) and ν = ν(P) are some functions of PX with

ν=ν(P)-(0,827]

Then, it follows from Lemma 2.1 that for all PX the curve X satisfies

λ(P)+12ν(P)=43.

Now, we fix an arbitrary point PX.

From now on, we may assume that ν = ν(P) ≠ 0 because otherwise, at the point P the curve X satisfies (1.1) for all sufficiently small h > 0. Hence we assume that ν < 0 or ν > 8/27.

Since 2TP (h) = hLP (h) and UP (h) is given by (3.1), from (1.7) we get

2SP(h)=λ(P)hLP(h)+ν(P)LP(h){HP(h)-h}2.

By differentiating (4.1) with respect to h, we obtain

2LP(h)=λ{LP(h)+hLP(h)}+ν(HP(h)-h){LP(h)(HP(h)-h)+2LP(h)(HP(h)-1)}.

Together with (2.9), (3.4) shows that (4.2) may be rewritten as

2LP(h)=λLP(h)HP(h)(HP(h)+h)+νLP(h)HP(h)2(HP(h)2-h2)(HP(h)-1).

Multiplying the both sides of (4.3) by HP (h)2/LP (h), we have

λHP(h)(HP(h)+h)+ν(HP(h)2-h2)(HP(h)-1)=2HP(h)2.

Or equivalently, we get

(2-λ+ν)HP(h)2=λhHP(h)+νh2+ν(HP(h)2-h2)HP(h).

Let us denote by y = f(x) the height function HP (x) for sufficiently small x > 0. Then, it follows from (4.5) that the height function y = f(x) satisfies

νdydx=ay2-λxy-νx2y2-x2,

where we put a = 2 − λ+ν = 3ν/2+2/3. By letting v = y/x, from (4.6) we obtain

νxdvdx=-g(v)v2-1,

where we denote

g(v)=νv3-av2+(λ-ν)v+ν.

We decompose g(v) as follows:

g(v)=(v-2){νv2+(ν2-23)v-ν2}=ν(v-2)(v-α)(v-β),

where we put

α,β=12{-(12-23ν)±(12-23ν)2+2}

with α < 0 and α < β. Since ν ≠ 8/27, the polynomial g(v) has distinct three roots 2, α and β.

We consider two cases as follows.

Case 1

Suppose that dv/dx = 0 on an interval (0, ε) for some ε > 0.

Then v is constant and hence it follows from Lemma 2.3 that v = 2. As in the proof of Case 1 in Section 3, we may prove that at the point P the curve X satisfies (1.1) for sufficiently small h > 0.

Case 2

Suppose that dv/dx ≠ 0.

Note that the polynomial g(v) has distinct three roots 2, α and β. The differential equation (4.7) becomes

1xdx+v2-1(v-2)(v-α)(v-β)dv=0.

Or equivalently, we get

1xdx+{γ(v-α)+δ(v-β)+ηv-2}dv=0,

where we put

γ=α2-1(α-β)(α-2),         δ=β2-1(β-α)(β-2)

and

η=3(α-2)(β-2).

Integrating (4.12) yields

xv-αγv-βδv-2η=C,

where C is a constant of integration. It follows from ν < 0 or ν > 8/27 that η > 0. Hence, by letting x → 0, the left hand side of (4.15) goes to zero, which implies that C is zero and hence v = 2. This contradiction shows that this case cannot occur.

Combining Cases 1 and 2 shows that at the point PX for sufficiently small h > 0 the curve X satisfies

SP(h)=43TP(h).

Since PX was arbitrary, Proposition 1.2 completes the proof of Theorem 1.5.

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