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Article

The Effects of Aerosol on the Retrieval Accuracy of NO2 Slant Column Density

1
Division of Earth Environmental System Science Major of Spatial Information Engineering, Pukyong National University, Busan 608-737, Korea
2
Department of Atmosphere Science, Yonsei University, Seoul 03722, Korea
3
Harvard Smithonian Center for Astrophysics, Cambridge, MA 02421, USA
4
Earth System Science Interdisciplinary Center, University of Maryland, College Park, MD 20742, USA
5
Goddard Space Flight Center, NASA, Greenbelt, MD 20771, USA
*
Author to whom correspondence should be addressed.
Remote Sens. 2017, 9(8), 867; https://doi.org/10.3390/rs9080867
Submission received: 27 July 2017 / Revised: 16 August 2017 / Accepted: 19 August 2017 / Published: 22 August 2017
(This article belongs to the Section Atmospheric Remote Sensing)

Abstract

:
We investigate the effects of aerosol optical depth (AOD), single scattering albedo (SSA), aerosol peak height (APH), measurement geometry (solar zenith angle (SZA) and viewing zenith angle (VZA)), relative azimuth angle, and surface reflectance on the accuracy of NO2 slant column density using synthetic radiance. High AOD and APH are found to decrease NO2 SCD retrieval accuracy. In moderately polluted (5 × 1015 molecules cm−2 < NO2 vertical column density (VCD) < 2 × 1016 molecules cm−2) and clean regions (NO2 VCD < 5 × 1015 molecules cm−2), the correlation coefficient (R) between true NO2 SCDs and those retrieved is 0.88 and 0.79, respectively, and AOD and APH are about 0.1 and is 0 km, respectively. However, when AOD and APH are about 1.0 and 4 km, respectively, the R decreases to 0.84 and 0.53 in moderately polluted and clean regions, respectively. On the other hand, in heavily polluted regions (NO2 VCD > 2 × 1016 molecules cm−2), even high AOD and APH values are found to have a negligible effect on NO2 SCD precision. In high AOD and APH conditions in clean NO2 regions, the R between true NO2 SCDs and those retrieved increases from 0.53 to 0.58 via co-adding four pixels spatially, showing the improvement in accuracy of NO2 SCD retrieval. In addition, the high SZA and VZA are also found to decrease the accuracy of the NO2 SCD retrieval.

Graphical Abstract

1. Introduction

Nitrogen dioxide (NO2) is an important atmospheric trace gas because it adversely affects human health and plays a key role in the photochemistry of ozone [1,2]. Differential Optical Absorption Spectroscopy (DOAS) [3], which is a method to retrieve total amounts of atmospheric trace gases through the remote sensing measurement of light in the ultra violet, visible, and near infrared spectral range, is widely used to monitor NO2 using both ground-based remote sensing measurements, such as Multi-Axis DOAS, and space-born instruments such as the Global Ozone Monitoring Experiment (GOME) [4], the Scanning Imaging Spectrometer for Atmospheric Cartography (SCIAMACHY), the Ozone Monitoring Instrument (OMI) [5,6], and GOME-2 [2,7]. The key idea of the DOAS method is to separate broad and narrow band spectral structures of the absorption spectra in order to find the narrow trace gas absorption features.
In polluted regions, the estimated uncertainties of the OMI DOAS NO2 algorithm are about 30% and 60% in clear and partly cloudy conditions, respectively [8]. The estimated uncertainty in the GOME-2 tropospheric NO2 algorithm ranges from 40% to 80% [7]. The causes of these NO2 retrieval errors are mainly air mass factor (AMF) and spectral fitting errors.
The NO2 AMF error is mainly caused by uncertainties in the NO2 profile shape, surface albedo, cloud information, and aerosol information [7,9,10,11]. Boersma et al. [9] reported that the accuracy of tropospheric AMF depends on the a priori NO2 profile shape and four model parameters: cloud fraction, cloud (top) height, surface albedo, and the aerosol optical thickness profile. Leitão et al. [10] and Hong et al. [11] reported large effects of the aerosol layer height on NO2 AMF. According to Valks et al. [7], uncertainties in the tropospheric NO2 AMF in polluted regions due to uncertainties in cloud fraction, cloud top pressure, and a priori NO2 profile are 25%, 30% and 10%, respectively.
These spectral fitting errors occur due to uncertainties in the NO2 cross-section, spectral calibration, and instrument noise, such as dark current and stray light. Boersma et al. [9] reported that various laboratory measurements of NO2 cross-section, spectral calibration, and estimated chemical transfer model (CTM) temperature precision lead to slant column errors of 2%, 0.5%, and 2%, respectively. Boersma et al. [12] and Valks et al. [7] reported that the OMI (spatial resolution = 13 × 24 km) NO2 slant column density (SCD) error is 6.7 × 1014 molecules cm−2, while that of GOME2 (spatial resolution = 40 × 40 km) SCD is 3.5 × 1014 molecules cm−2. Irie et al. [13] quantified the effects of sensor attributes such as signal-to-noise ratio (SNR), full width at half maximum (FWHM), and sampling ratio on NO2 SCD precision.
Many previous studies have investigated uncertainties in DOAS NO2 retrieval in terms of atmospheric and surface condition, thus AMF and spectroscopy of the fitting method (fitting uncertainty). However, their cross effects on the other factors (i.e., aerosol effects on NO2 SCD fitting precision) still remain uncertain. This study investigates the effects of aerosol properties (aerosol optical depth (AOD), single scattering albedo (SSA), aerosol peak height (APH)), measurement geometry (solar zenith angle (SZA), and relative azimuth angle (RAA)), and surface reflectance (SFR) on the NO2 SCD precision for DOAS NO2 retrieval at various SNR and NO2 levels. Changes in NO2 SCD precision are also investigated using a spatial co-adding technique.

2. Methodology

Figure 1 shows a flowchart of the NO2 SCD precision test using the DOAS method. This flowchart includes the computation of the AMF and a synthetic radiance. The NO2 SCD is retrieved from the synthetic radiance. The AMF calculation is carried out using the linearized pseudo-spherical scalar and vector discrete ordinate radiative transfer (VLIDORT, version 2.6) method [14]. The vertical profiles of NO2, temperature, and pressure data are obtained from the Model of Ozone and Related Chemical Tracers version 4 (MOZART-4). Other gas vertical profiles, such as ozone, are obtained from Deriving Information of Surface Conditions from Column and Vertically Resolved Observations Relevant to Air Quality (Discover-AQ) data.
To understand which parameters affect NO2 SCD precision, four steps were taken. First, a total of 729 synthetic radiances were generated using VLIDORT from 422 to 460 nm with 0.2 nm sampling resolution, and the AMF was computed under fixed NO2 vertical column density (VCD) with various values of AOD, SSA, SFR, SZA, RAA, and APH (Table 1).
The aerosol profile is based on a Gaussian distribution function (GDF), as used by [11,15] and the equation of the GDF is as follow:
GDF = z n 1 z n 2 W e h ( z z p ) [ 1 + e h ( z z p ) ] 2
η = ln ( 3 + 8 ) h
where W is a normalization constant related to total aerosol loading, and zn1 and zn2 are the aerosol lower and upper limits, respectively. Zp is the APH and h is related to the half width η [14]. The model input values such as fine and coarse-mode radii, and number fine-mode fraction can be found in [11,15]. A total of 729 (36) synthetic radiances were calculated from six variables with three values for each variable, as listed in Table 1. The AMF was calculated at 440 nm, which is the center of the fitting window. The NO2 profiles used are shown in Figure 2, and the ranges of NO2 VCD and model input parameters, such as AOD and SSA, are summarized in Table 1. The NO2 profiles was calculated from NO2 shape factor in Beijing during December 2011 obtained from MOZART-4.
Secondly, random noise (SNR from 1000 to 3000 in steps of 500) was added to the calculated synthetic radiances. These synthetic radiances were convoluted with the Gaussian slit function with various full-width-half-maximums (0.2, 0.4, 0.6, and 0.8). The SNR of each synthetic radiance was calculated using the following equation [16]:
SNR i ( λ ) = SNR a × I i ( λ ) I a
where SNR i ( λ ) and I i ( λ ) are the ith SNR and radiance at wavelength λ, respectively. I a is the average value of all synthetic radiances (about 1.7 × 1013 photons (s−1 cm−2 nm−1)) from 422 to 460 nm, and SNR a is its corresponding SNR.
Figure 3a shows synthetic radiances calculated using VLIDORT under the following conditions: NO2 column of 5 × 1015 molecules cm−2, SZA (VZA) of 20° (20°), RAA of 50°, surface reflectance of 0.04, APH of 0 km, and SSA of 0.95. Random noise (SNR = 2000) was added to each synthetic radiance. The black circles, blue squares, and red triangles represent the synthetic radiance intensity at AOD of 0.1, 0.5, and 1, respectively. Radiance intensity increases with increasing AOD. Figure 3b is the same as Figure 3a, but with AOD of 1.0 and varying APH conditions. The black circles, blue squares, and red triangles represent synthetic radiance intensity at APH of 0, 2, and 4 km, respectively.
Thirdly, a total of 729 NO2 SCD were retrieved from 729 synthetic radiances for the individual NO2 VCD values listed in Table 1 using QDOAS software developed at the Royal Belgian institute for Space Aeronomy (BIRA-IASB) [17]. Spectral fitting was performed between 432 and 450 nm. The NO2 cross-section from BIRA-IASB no2r_97 [18] and ozone cross-section from SCIAMACHY vacuum calculations [19] were used in the fitting procedure. The example of optical density and residual are shown in Figure 4.
Finally, the retrieved NO2 SCDs were compared with the true NO2 SCDs (Figure 1). The NO2 SCD error, which is the difference between the retrieved and true NO2 SCDs, occurs only due to the spectral fitting, since we used true AMF values in this study.

3. Results

3.1. No-Noise Conditions

To investigate the effects of AOD, SSA, APH, SZA, RAA, and SFR on NO2 SCD precision, NO2 SCDs were retrieved using the DOAS method from various synthetic radiances under no-noise conditions and FWHM of 0.6 nm. Figure 5a shows the absolute percentage difference (APD) between the retrieved and true NO2 SCDs, as calculated by multiplying the input NO2 VCD (Table 1) by the AMF, which was computed using VLIDORT (Figure 1). Each black circle, red circle, and green inverted triangle indicate the average of the 243 APD obtained using an AOD of 0.1, 0.5, and 1.0, and every value for the remaining five variables listed in Table 1, respectively. Figure 5b–f is the same as Figure 5a but for varying SSA, APH, AMFG, RAA, and SFR. The APDs in all cases are less than 2% when NO2 VCD is greater than 2.5 × 1015 molecules cm−2. However, the APD increases to 7.89% when NO2 VCD is less than 1 × 1015 molecules cm−2.
Increasing AOD and APH leads to an increase in APD. The average APD and standard deviation of APD with AOD of 0.1 under all NO2 VCD conditions listed in Table 1 are about 1.15% and 0.57%, respectively. However, with an AOD of 1.0, these values increase to 3.31% (average) and 2.79% (standard deviation). Similarly, when APH is 0 km, the APD is about 1.52% (average) and 1.16% (standard deviation), but when APH reaches 4 km, these values increase to 2.64% (average) and 2.59% (standard deviation). The average APD and standard deviation of APD with a RAA of 0° are about 2.07% and 1.46%, respectively, whereas with an RAA of 180° these values increase to 2.89% and 2.93%, respectively. A similar increase in both average and standard deviation of APD is found with increasing AMFG and RAA, which could be associated with the absorption light path change due to the change of aerosol scattering angle. It is subject to further study to quantify the effect of scattering phase function on the NO2 SCD precision in terms of various aerosol conditions.
However, increasing SFR is found to decrease the APD. Degraded NO2 SCD retrieval precision occurs under conditions of large AOD, APH, and RAA. It is thought that this degradation is caused by an increase in NO2 fitting errors resulting from the use of polynomials to explain the Mie (or Rayleigh) scattering efficiency that do not fully reflect aerosol effects at large AOD, APH, and RAA.

3.2. Noise Conditions

We added random noise (SNR = 2000) to the synthetic radiance to investigate the effects of model input parameters under real conditions. Figure 6 shows the resulting APD between the retrieved and true NO2 SCDs as a function of NO2 VCD under noisy conditions. The APDs in all cases are lower than 1.97% under high-NO2 conditions (NO2 VCD > 1 × 1016 molecules cm−2), whereas APD undergoes large increases (up to 36.65% in the case of SFR = 0.04) with decreasing NO2.
When the AOD is 0.1 (1.0), average APD is 6.12% (7.96%), 14.94% (17.66%), 19.04% (20.10%), 19.44% (20.88%), 22.67% (25.08%), 25.65% (31.89%), and 30.32% (34.01%) under conditions of NO2 VCD of 25, 10, 9, 8, 7, 6, and 5 × 1014 molecules cm−2, respectively (Figure 6a). Large errors in NO2 retrieval using the DOAS method may be present in the background region due to low SCD retrieval precision. Irie et al. [13] reported the retrieval detection limit of NO2 column density using the DOAS method to about 6 × 1014 molecules cm−2 when the SNR at 450 nm is 2000, the FWHM is 0.6 nm, and the AOD is 0.1. However, as shown in Figure 6, not only SNR and FWHM but also aerosol properties, especially APH, affect NO2 SCD precision.
Figure 7 shows the APD between true and retrieved NO2 SCDs as a function of NO2 VCD under various SNR conditions (no error and SNR of 1000, 1500, 2000, 2500, and 3000) at FWHM of 0.6 nm. The APD shows a significant increase with decreasing SNR.
Under no-error conditions, the APD only increases from 0.12% to 4.84% as NO2 VCD decreases from 5 × 1016 to 5 × 1014 molecules cm−2, whereas with a SNR of 1000 (2000; 3000), the APD increases from 0.72% (0.38%; 0.26%) to 65.42% (33.43%; 23.10%) as NO2 VCD decreases from 5 × 1016 to 5 × 1014 molecules cm−2. When NO2 VCD is 5 × 1015 molecules cm−2, the APDs with a SNR of 1000, 2000, and 3000 are 6.79%, 3.46%, and 2.47%, respectively.

3.3. Investigation of the Effects of AOD and APH on NO2 SCD Precision Under Real Conditions

To examine the effects of AOD and APH on NO2 SCD precision, NO2 SCD was retrieved using the DOAS method in heavily polluted, moderately polluted, and clean regions. Heavily polluted, moderately polluted, and clean regions are defined as having a NO2 VCD of over 2 × 1016 molecules cm−2, between 5 × 1015 and 2 × 1016 molecules cm−2, and under 5 × 1015 molecules cm−2, respectively (Table 2). The Hong Kong-Macau region, Tokyo, and Osaka were selected as heavily polluted regions. The remaining regions of Japan were selected as moderately polluted, including the Honshu region, where high AOD and APH are frequently observed in spring, as Japan is downwind of Asian yellow dust sources [20,21], and the spatial distributions of NO2 over these regions vary considerably [22]. Manila was selected to represent clean regions.
The NO2 precision test was carried out in December 2011 because of high observed NO2 VCD in the Northern Hemisphere during winter [23]. The effects of AOD and APH on NO2 SCD under both low- and high-AOD conditions were also investigated. Under low-AOD conditions, AMF and synthetic radiance were calculated using monthly averaged Moderate Resolution Imaging Spectroradiometer (MODIS) AOD data for December 2011 and an APH of 0 km (Table 2). To examine the effects of high AOD and APH conditions on NO2 SCD precision, we assumed high AOD values ranging from 0.8 to 1.2 (Table 2) because daily AOD values in the categorized regions can exceed 1.0 due to Asian dust and biomass burning [20,24,25].
To produce the synthetic radiances for the three regions listed in Table 2, first the NO2 vertical profile was generated using MOZART-4 data and monthly average NO2 (VCD) for OMNO2d of the Aura OMI Level-3 Global Gridded Total and Tropospheric NO2 Product (0.25 × 0.25°). The spatial resolution of the MOZART NO2 vertical profile is 1.89° latitude × 2.5° longitude. The atmosphere is divided vertically into 56 layers from the surface to ~2 hPa. The unadjusted NO2 profile from MOZART is not used directly because the spatial resolution of MOZART is low. Instead, the NO2 profile is calculated through comparison with the OMI NO2 VCD. The comparison between the tropospheric NO2 VCDs from MOZART and OMI is iterated until the MOZART tropospheric NO2 column equals that of OMI by either increasing or decreasing the MOZART NO2 volume mixing ratio at all tropospheric layers by 0.2% per iteration. It should be noted that the shapes of the MOZART tropospheric NO2 vertical profiles were not changed by this adjustment [11]. Secondly, the synthetic radiance and NO2 AMF under low- and high-AOD conditions were calculated using VLIDORT with the adjusted NO2 vertical profiles. Thirdly, random noise (SNR = 2000) was added to the synthetic radiance. Lastly, the NO2 VCD was retrieved from the synthetic radiances using the DOAS method.

3.3.1. Heavily Polluted Regions in Hong Kong-Macau

Figure 8a shows the true NO2 SCDs (NO2 SCDtrue) under low-AOD conditions. True NO2 SCDs are calculated from the true NO2 VCD multiplied by the AMF calculated from VLIDORT with the same input data used to generate synthetic radiances under low-AOD conditions (Figure 1). Figure 8b shows NO2 SCDs (NO2 SCDretrieved) retrieved using the DOAS method with synthetic radiances generated under low-AOD conditions (Table 2). In Figure 8c, black circles indicate a comparison between NO2 SCDtrue and NO2 SCDretrieved under low-AOD conditions. The correlation coefficient (R) between NO2 SCDtrue and NO2 SCDretrieved is unity.
Figure 8d shows NO2 SCDtrue obtained from multiplying the true NO2 VCD by the AMF calculated from VLIDORT with the same input data used to generate synthetic radiances under high-AOD conditions. The NO2 SCDtrue shown in Figure 8d is smaller than that in Figure 8a because high AOD under high-APH conditions leads to a decrease in AMF [11]. Figure 8e shows NO2 SCDretrieved under high-AOD conditions. In Figure 8f, black circles indicate the ratio of NO2 SCDretrieved to NO2 SCDtrue under high-AOD conditions. The R between NO2 SCDtrue and NO2 SCDretrieved is 0.99 in Figure 8f. In the Hong Kong-Macau region, NO2 SCDretrieved values under high-AOD conditions are close to NO2 SCDture under high-AOD conditions, which indicates that the effects of AOD and APH on NO2 SCD precision is small when the NO2 column is over 2 × 1016 molecules cm−2 (Figure 6).

3.3.2. Heavily and Moderately Polluted Regions in Japan

Figure 9a shows NO2 SCDtrue under low-AOD conditions retrieved using the same method described for Figure 8a in Japan in December 2011. Figure 9b shows NO2 SCDretrieved under low-AOD conditions retrieved using the same method described for Figure 8b. A rectangle appeared at the MOZART grid, since, as mentioned above, NO2 SCD was retrieved using synthetic radiance which was generated from the NO2 profile obtained from low spatial resolution MOZART data. Figure 9c show a scatter plot of NO2 SCDtrue and NO2 SCDretrieved for the heavily polluted regions in Japan (Tokyo and Osaka) where NO2 VCD is over 2 × 1016 molecules cm−2. Figure 9d shows a scatter plot of NO2 SCDtrue and NO2 SCDretrieved at the moderately polluted regions (5 × 1015 molecules cm−2 < NO2 VCD < 2 × 1016 molecules cm−2). The R value between NO2 SCDtrue and NO2 SCDretrieved in heavily polluted regions is unity in Figure 9c, whereas that between NO2 SCDtrue and NO2 SCDretrieved in moderately polluted regions is 0.98 because the NO2 SCD retrieval accuracy in moderately polluted NO2 regions is lower than that in heavily polluted regions (Figure 6).
Figure 10a shows NO2 SCDtrue under high-AOD conditions retrieved using the same method as described for Figure 8d in Japan in December 2011. Figure 10b shows NO2 SCDretrieved under high-AOD conditions retrieved using the same method as described for Figure 8e. Figure 10c,d show scatter plots of NO2 SCDtrue and NO2 SCDretrieved in heavily polluted and moderately polluted regions, respectively. The R value between NO2 SCDtrue and NO2 SCDretrieved under high-AOD conditions is lower than that between NO2 SCDtrue and NO2 SCDretrieved under low-AOD conditions, especially in moderately polluted regions. The R value between NO2 SCDtrue and NO2 SCDretrieved under high-AOD conditions is 0.84, which is 0.14 less than the R value between NO2 SCDtrue and NO2 SCDretrieved under high-AOD conditions in heavily polluted regions.
These results indicate that in regions such as Los Angeles and Atlanta in the United States [26] and London and Brussels in Europe [7], where the average monthly NO2 in winter is about 1 × 1016 molecules cm−2, high AOD and APH may degrade the accuracy of NO2 SCD retrieval.

3.3.3. Clean Regions in Manila

Figure 11a,b shows NO2 SCDtrue and NO2 SCDretrieved in Manila (clean region) under low-AOD conditions in December 2011, respectively. Figure 11c shows a scatter plot of NO2 SCDtrue and NO2 SCDretrieved under low-AOD conditions. Figure 11d–f shows NO2 SCDtrue, NO2 SCDretrieved, and a scatter plot of NO2 SCDtrue and NO2 SCDretrieved under high-AOD conditions in Manila, respectively. The R value between NO2 SCDtrue and NO2 SCDretrieved for Manila under low-AOD conditions is 0.79, which is lower than those between NO2 SCDtrue and NO2 SCDretrieved at Hong Kong-Macau (Figure 8c) and the Japanese regions (Figure 9c,d). Furthermore, the R value between NO2 SCDtrue and NO2 SCDretrieved under high-AOD conditions is 0.53, lower than the value between NO2 SCDtrue and NO2 SCDretrieved under low-AOD conditions, not only because of the effects of random noise but also because high AOD and APH lead to a decrease in the accuracy of NO2 SCD retrieval with decreasing NO2 column (Figure 6). To improve the accuracy of NO2 SCD retrieval, the synthetic radiances of four pixels under high-AOD conditions are co-added by adding these radiances, which improves the SNR. The retrieval of NO2 SCD using those co-added radiances in Manila is described in the next section.

3.3.4. Pixel Co-Adding

Figure 12a,b shows NO2 SCDtrue and NO2 SCDretrieved using the pixel co-adding method under high-AOD conditions. The SNR increased from 2000 to 4000 through the co-adding of four pixel radiances. Figure 12c shows the correlation between NO2 SCDtrue and NO2 SCDretrieved under high-AOD conditions. The R value between NO2 SCDtrue and NO2 SCDretrieved increases from 0.53 to 0.58 as a result of the pixel co-adding, as shown in Figure 12c. Furthermore, the average APD between NO2 SCDtrue and NO2 SCDretrieved decreases from 4.15% to 2.52%. Therefore, the use of pixel co-adding in clean regions, especially at high AOD, may improve the accuracy of NO2 retrieval, although the spatial resolution decreases.
Table 3 shows the averaged NO2 SCDtrue, averaged NO2 SCDretrieved, root mean square error (RMSE) and APD in heavily polluted, moderately polluted, and clean regions. High AOD and APH lead to an increase in APD in all regions. However, the RMSE value in Manila region is smaller than that in Hong Kong-Macau regions even though the R value in Manila regions is smaller than that in Hong Kong-Macau regions, which could be due to a dependency of the RMSE on the true value magnitude. When we used the pixel co-adding technique, not only the R but also the APD and RMSE values were improved.

4. Discussion

In the retrieval of NO2 VCD from space-born measurements, spectral fitting errors, which are about 10%, are known to occur from NO2 cross-section uncertainties, spectral calibration uncertainties, and instrument noise, such as dark current [9,27]. Boersma et al. [9] investigated this problem using a sensitivity study of the effect of NO2 cross-section uncertainties, spectral calibration uncertainties, and temperature errors on NO2 slant column precision. Irie et al. [13] investigated NO2 SCD precision under conditions of varying SNR, FWHM, and sample ratio. Many studies on the effect of AOD uncertainties on AMF accuracy have been conducted, however few studies on the effect of AOD and APH uncertainties on spectral fitting error have been conducted. Therefore, in this present study, the effect of aerosol loading and height on NO2 SCD precision were investigated. We reported the following new finding as:
  • The NO2 SCD precision decreases with decreasing NO2 column, especially in the case of a spectrum with noise (Figure 5). When NO2 VCD is 1 × 1015 molecules cm−2, the APD 17.66% (Figure 5).
  • In moderately polluted and clean regions (NO2 VCD < 2 × 1016 molecules cm−2), high AOD and APH can degrade the accuracy of NO2 SCD retrieval. The effects of high AOD and APH on NO2 SCD precision increase with a decreasing NO2 column. These effects would occur in moderately polluted regions including London and Brussels in Europe and Los Angeles and Atlanta in the United States (Figure 10 and Figure 11).
  • In heavily polluted regions (NO2 VCD > 2 × 1016 molecules cm−2), the effects of AOD and APH on NO2 SCD precision are negligible (Figure 8 and Figure 9).
  • Large AOD and APH lead to a decrease in NO2 SCD precision, especially in moderately polluted and clean regions.
  • The use of a pixel co-adding technique increases SNR and reduces the effects of AOD and APH on NO2 SCD precision. The R value between NO2 SCDtrue and NO2 SCDretrieved increases from 0.53 to 0.58, and the average APD between NO2 SCDtrue and NO2 SCDretrieved decreases from 15.5% to 2.52% after pixel co-adding (Figure 12).
The results presented here show that accurate aerosol characterization is required to retrieve NO2 SCD. Therefore, accurate and precise measurements and techniques must be employed to provide the real picture of the concentration of each air pollutant and aerosol information [28,29]. The TROPOspheric Monitoring Instrument (TROPOMI), which will be launched in 2017, will provide aerosol layer height information using the Oxygen A band [30,31]. Such aerosol layer height information is expected to improve NO2 SCD precision, especially in clean and moderately polluted regions (NO2 VCD < 2 × 1016 molecules cm−2).
Apart from the satellite contribution to the study of the effects under consideration, in-situ or remote sensing observations made by research aircrafts offered significant knowledge on the field, e.g., the solar ultraviolet radiation reaching the various tropospheric altitudes, which is a driving force of the air pollution episodes [32].
This study was only conducted for the clear sky conditions. In the future, however, sensitivity studies need to be carried out under cloud condition, since satellite measurements are frequently affected by cloud coverage.

5. Conclusions

In heavily polluted regions (NO2 VCD > 2 × 1016 molecules cm−2), such as Hong Kong-Macau, Tokyo and Osaka, AOD and APH are found to have negligible effect on NO2 SCD retrieval using the DOAS method. However, the accuracy of NO2 retrieval decreases in moderately polluted regions (5 × 1015 molecules cm−2 < NO2 VCD < 2 × 1016 molecules cm−2). Furthermore, in clean regions (NO2 VCD < 5 × 1015 molecules cm−2) such as Manila, the accuracy of NO2 SCD retrieval is low, especially when AOD and APH are high. In clean NO2 regions with high AOD and APH conditions, the accuracy of NO2 SCD retrieval is achieved via co-adding pixel spatially.
In terms of the measurement geometry effect, in general, high SZA and VZA also lead to decreasing accuracy of the NO2 SCD precision.

Acknowledgments

Chul-Han Song and Kyunghwa Lee at Gwangju Institute of Science and Technology (GIST) provided the MOZART data. This subject is supported by Korea Ministry of Environment (MOE) as “Public Technology Program based on Environmental Policy (2017000160001).

Author Contributions

Hyunkee Hong, Hanlim Lee, Jhoon Kim and Kyungsoo Han designed the experiment; Hyunkee Hong performed the experiments, Data collection and treatment were done by Ukkyo Jeoung.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Flow chart of synthetic radiance and true air mass factor calculation.
Figure 1. Flow chart of synthetic radiance and true air mass factor calculation.
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Figure 2. NO2 mixing ratio profiles as a function of NO2 vertical column density (VCD) used to calculate synthetic radiances.
Figure 2. NO2 mixing ratio profiles as a function of NO2 vertical column density (VCD) used to calculate synthetic radiances.
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Figure 3. Synthetic radiances as a function of wavelength with (a) AOD of 0.1, 0.5, and 1.0 (SZA = 20°; VZA = 20°; RAA = 50°; SSA = 0.95; APH = 0 km), and (b) APH of 0, 2, and 4 km (SZA = 20°; VZA = 20°; RAA = 50°; SSA = 0.95; AOD = 1.0). (Aerosol optical depth (AOD), solar zenith angle (SZA), viewing zenith angle (VZA), relative azimuth angle (RAA), single scattering albedo (SSA) and aerosol peak height (APH)).
Figure 3. Synthetic radiances as a function of wavelength with (a) AOD of 0.1, 0.5, and 1.0 (SZA = 20°; VZA = 20°; RAA = 50°; SSA = 0.95; APH = 0 km), and (b) APH of 0, 2, and 4 km (SZA = 20°; VZA = 20°; RAA = 50°; SSA = 0.95; AOD = 1.0). (Aerosol optical depth (AOD), solar zenith angle (SZA), viewing zenith angle (VZA), relative azimuth angle (RAA), single scattering albedo (SSA) and aerosol peak height (APH)).
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Figure 4. Example of spectral fit for NO2 in the range 432 to 450 nm when NO2 VCD is 1 × 1015 mole cm−2, surface reflectance is 0.04, SZA and VZA are 20°, APH is 0 km, AOD is 0.1, and SSA is 0.999. The blue line is the NO2 optical density (the cross section multiplied by the retrieved NO2 slant column) and the red line is the blue line plus the fit residual. (Vertical column density (VCD), solar zenith angle (SZA), viewing zenith angle (VZA), aerosol peak height (APH), aerosol optical depth (AOD), single scattering albedo (SSA)).
Figure 4. Example of spectral fit for NO2 in the range 432 to 450 nm when NO2 VCD is 1 × 1015 mole cm−2, surface reflectance is 0.04, SZA and VZA are 20°, APH is 0 km, AOD is 0.1, and SSA is 0.999. The blue line is the NO2 optical density (the cross section multiplied by the retrieved NO2 slant column) and the red line is the blue line plus the fit residual. (Vertical column density (VCD), solar zenith angle (SZA), viewing zenith angle (VZA), aerosol peak height (APH), aerosol optical depth (AOD), single scattering albedo (SSA)).
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Figure 5. Absolute percentage difference (APD) under no-noise conditions between true and retrieved NO2 SCDs as a function of NO2 VCD with (a) AOD of 0.1, 0.5, and 1.0; (b) SSA of 0.999, 0.900, and 0.820; (c) APH of 0, 2, and 4 km; (d) AMFG of 2.3, 2.6, and 4.2; (e) RAA of 0°, 90°, and 180°; and (f) SFR of 0.04, 0.08, and 0.12. (Slant column density (SCD), vertical column density (VCD), aerosol optical depth (AOD), single scattering albedo (SSA), aerosol peak height (APH), air mass factor (AMF), relative azimuth angle (RAA), and surface reflectance (SFR)).
Figure 5. Absolute percentage difference (APD) under no-noise conditions between true and retrieved NO2 SCDs as a function of NO2 VCD with (a) AOD of 0.1, 0.5, and 1.0; (b) SSA of 0.999, 0.900, and 0.820; (c) APH of 0, 2, and 4 km; (d) AMFG of 2.3, 2.6, and 4.2; (e) RAA of 0°, 90°, and 180°; and (f) SFR of 0.04, 0.08, and 0.12. (Slant column density (SCD), vertical column density (VCD), aerosol optical depth (AOD), single scattering albedo (SSA), aerosol peak height (APH), air mass factor (AMF), relative azimuth angle (RAA), and surface reflectance (SFR)).
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Figure 6. Absolute percentage difference (APD) between true and retrieved NO2 SCDs using a spectrum with noise (SNR = 2000) as a function of NO2 VCD with (a) AOD of 0.1, 0.5, and 1.0; (b) SSA of 0.999, 0.900, and 0.820; (c) APH of 0, 2, and 4 km; (d) AMFG of 2.3, 2.6, and 4.2; (e) RAA of 0°, 90°, and 180°; and (f) SFR of 0.04, 0.08, and 0.12. (Slant column density (SCD), signal-to-noise ratio (SNR), vertical column density (VCD), aerosol optical depth (AOD), single scattering albedo (SSA), aerosol peak height (APH), air mass factor (AMF), relative azimuth angle (RAA), and surface reflectance (SFR)).
Figure 6. Absolute percentage difference (APD) between true and retrieved NO2 SCDs using a spectrum with noise (SNR = 2000) as a function of NO2 VCD with (a) AOD of 0.1, 0.5, and 1.0; (b) SSA of 0.999, 0.900, and 0.820; (c) APH of 0, 2, and 4 km; (d) AMFG of 2.3, 2.6, and 4.2; (e) RAA of 0°, 90°, and 180°; and (f) SFR of 0.04, 0.08, and 0.12. (Slant column density (SCD), signal-to-noise ratio (SNR), vertical column density (VCD), aerosol optical depth (AOD), single scattering albedo (SSA), aerosol peak height (APH), air mass factor (AMF), relative azimuth angle (RAA), and surface reflectance (SFR)).
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Figure 7. Absolute percentage difference (APD) between true and retrieved NO2 SCDs as a function of NO2 VCD under various SNR conditions. (SZA = 20°; VZA = 20°; RAA = 50°; SSA = 0.95; AOD = 0.1; APH = 0 km). (Slant column density (SCD), vertical column density (VCD), signal-to-noise ratio (SNR), solar zenith angle (SZA), viewing zenith angle (VZA), relative azimuth angle (RAA), single scattering albedo (SSA), aerosol optical depth (AOD) and aerosol peak height (APH)).
Figure 7. Absolute percentage difference (APD) between true and retrieved NO2 SCDs as a function of NO2 VCD under various SNR conditions. (SZA = 20°; VZA = 20°; RAA = 50°; SSA = 0.95; AOD = 0.1; APH = 0 km). (Slant column density (SCD), vertical column density (VCD), signal-to-noise ratio (SNR), solar zenith angle (SZA), viewing zenith angle (VZA), relative azimuth angle (RAA), single scattering albedo (SSA), aerosol optical depth (AOD) and aerosol peak height (APH)).
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Figure 8. (a) True NO2 SCDs, (b) retrieved NO2 SCDs, and (c) a scatter plot between true NO2 SCDs and retrieved NO2 SCDs in the Hong Kong-Macau region in December 2011 under low-AOD conditions. Panels (df) are the same as (a,b) except under high AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
Figure 8. (a) True NO2 SCDs, (b) retrieved NO2 SCDs, and (c) a scatter plot between true NO2 SCDs and retrieved NO2 SCDs in the Hong Kong-Macau region in December 2011 under low-AOD conditions. Panels (df) are the same as (a,b) except under high AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
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Figure 9. (a) True NO2 SCD, (b) retrieved NO2 SCD, and scatter plots of true and retrieved NO2 SCD in (c) heavily polluted and (d) moderately polluted regions in Japan in December 2011 under low-AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
Figure 9. (a) True NO2 SCD, (b) retrieved NO2 SCD, and scatter plots of true and retrieved NO2 SCD in (c) heavily polluted and (d) moderately polluted regions in Japan in December 2011 under low-AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
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Figure 10. (a) True NO2 SCD, (b) retrieved NO2 SCD, and scatter plots of true and retrieved NO2 SCD in (c) heavily polluted and (d) moderately polluted regions in Japan in December 2011 under high-AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
Figure 10. (a) True NO2 SCD, (b) retrieved NO2 SCD, and scatter plots of true and retrieved NO2 SCD in (c) heavily polluted and (d) moderately polluted regions in Japan in December 2011 under high-AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
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Figure 11. (a) True NO2 SCDs, (b) retrieved NO2 SCDs, and (c) a scatter plot of true and retrieved NO2 SCDs in Manila in December 2011 under low-AOD conditions. Panels (df) are the same as (ac) except under high-AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
Figure 11. (a) True NO2 SCDs, (b) retrieved NO2 SCDs, and (c) a scatter plot of true and retrieved NO2 SCDs in Manila in December 2011 under low-AOD conditions. Panels (df) are the same as (ac) except under high-AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
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Figure 12. (a) True NO2 SCDs, (b) retrieved NO2 SCDs and (c) a scatter plot of true and retrieved NO2 SCDs using the pixel co-adding method under high-AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
Figure 12. (a) True NO2 SCDs, (b) retrieved NO2 SCDs and (c) a scatter plot of true and retrieved NO2 SCDs using the pixel co-adding method under high-AOD conditions. (Slant column density (SCD) and aerosol optical depth (AOD)).
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Table 1. Variables used to calculate synthetic radiances and AMF, and their values. (air mass factor (AMF), vertical column density (VCD), aerosol optical depth (AOD), single scattering albedo (SSA), aerosol peak height (APH), solar zenith angle (SZA), viewing zenith angle (VZA), relative azimuth angle (RAA), and surface reflectance (SFR)).
Table 1. Variables used to calculate synthetic radiances and AMF, and their values. (air mass factor (AMF), vertical column density (VCD), aerosol optical depth (AOD), single scattering albedo (SSA), aerosol peak height (APH), solar zenith angle (SZA), viewing zenith angle (VZA), relative azimuth angle (RAA), and surface reflectance (SFR)).
VariablesValue
NO2 VCD5 × 1016 molec. cm−2
1 × 1016 molec. cm−2
7.5 × 1015 molec. cm−2
5 × 1015 molec. cm−2
2.5 × 1015 molec. cm−2
1 × 1015 molec. cm−2
9 × 1014 molec. cm−2
8 × 1014 molec. cm−2
7 × 1014 molec. cm−2
6 × 1014 molec. cm−2
5 × 1014 molec. cm−2
AOD0.1, 0.5, 1
SSA0.999, 0.900, 0.820
APH0 km, 2 km, 4 km
AMFG (SZA or VZA) = sec(SZA) + sec(VZA)2.3 (20°, 40°), 2.6 (40°, 40°), 4.2 (40°, 70°)
RAA0°, 90°, 180°
SFR0.04, 0.08, 0.12
Table 2. NO2 column range and case study areas in heavily polluted, moderately polluted, and clean regions, along with AOD and APH ranges used to calculate AMF and synthetic radiances under low- and high-AOD conditions. (Aerosol optical depth (AOD), aerosol peak height (APH) and air mass factor (AMF)).
Table 2. NO2 column range and case study areas in heavily polluted, moderately polluted, and clean regions, along with AOD and APH ranges used to calculate AMF and synthetic radiances under low- and high-AOD conditions. (Aerosol optical depth (AOD), aerosol peak height (APH) and air mass factor (AMF)).
CategoryNO2 Column RangeCase Study AreaLow-AOD ConditionHigh-AOD Condition
Heavily polluted regions>2 × 1016 molecules cm−2Hong Kong-Macau0.16 < AOD < 0.240.8 < AOD < 1.2
APH = 0 kmAPH = 4 km
Tokyo, Osaka0.09 < AOD < 0.120.9 < AOD < 1.2
APH = 0 kmAPH = 4 km
Moderately polluted regions>5 × 1015 molecules cm−2Japan (except Tokyo and Osaka)0.09 < AOD < 0.120.9 < AOD < 1.2
<2 × 1016 molecules cm−2APH = 0 kmAPH = 4 km
Clean regions<5 × 1015 molecules cm−2ManilaAOD = 0.02AOD = 1.0
APH = 0 kmAPH = 4 km
Table 3. Averaged NO2 SCDtrue, Averaged NO2 SCDretrieved, absolute percentage difference, and root mean square error in heavily polluted, moderately polluted, and clean region. (Slant column density (SCD) and aerosol optical depth (AOD)).
Table 3. Averaged NO2 SCDtrue, Averaged NO2 SCDretrieved, absolute percentage difference, and root mean square error in heavily polluted, moderately polluted, and clean region. (Slant column density (SCD) and aerosol optical depth (AOD)).
CategoryCase Study AreaConditionsAveraged NO2 SCDtrue (1016 molecules cm−2)Averaged NO2 SCDretrievedAbsolute Percentage Difference (%)Root Mean Square Error (1014 molecules cm−2)
Heavily polluted regionsHong Kong-MacauIn low AOD condition3.3 3.33.29.8
In high AOD condition1.51.39.513.4
Tokyo, Osaka In low AOD condition4.04.411.444.8
In high AOD condition1.31.316.138.0
Moderately polluted regionsJapan (except Tokyo and Osaka)In low AOD condition1.71.912.06.1
In high AOD condition0.90.916.44.9
Clean regionsManilaIn low AOD condition0.80.815.43.0
In high AOD condition0.70.715.53.7
In high AOD condition (pixel co-adding)0.80.82.52.4

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Hong, H.; Kim, J.; Jeong, U.; Han, K.-s.; Lee, H. The Effects of Aerosol on the Retrieval Accuracy of NO2 Slant Column Density. Remote Sens. 2017, 9, 867. https://doi.org/10.3390/rs9080867

AMA Style

Hong H, Kim J, Jeong U, Han K-s, Lee H. The Effects of Aerosol on the Retrieval Accuracy of NO2 Slant Column Density. Remote Sensing. 2017; 9(8):867. https://doi.org/10.3390/rs9080867

Chicago/Turabian Style

Hong, Hyunkee, Jhoon Kim, Ukkyo Jeong, Kyung-soo Han, and Hanlim Lee. 2017. "The Effects of Aerosol on the Retrieval Accuracy of NO2 Slant Column Density" Remote Sensing 9, no. 8: 867. https://doi.org/10.3390/rs9080867

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