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Cross-Sectional HIV Incidence Estimation with Missing Biomarkers

  • Doug Morrison EMAIL logo , Oliver Laeyendecker , Jacob Konikoff and Ron Brookmeyer

Abstract

Considerable progress has been made in the development of approaches for HIV incidence estimation based on a cross-sectional survey for biomarkers of recent infection. Multiple biomarkers when used in combination can increase the precision of cross-sectional HIV incidence estimates. Multi-assay algorithms (MAAs) for cross-sectional HIV incidence estimation are hierarchical stepwise algorithms for testing the biological samples with multiple biomarkers. The objective of this paper is to consider some of the statistical challenges for addressing the problem of missing biomarkers in such testing algorithms. We consider several methods for handling missing biomarkers for (1) estimating the mean window period, and (2) estimating HIV incidence from a cross sectional survey once the mean window period has been determined. We develop a conditional estimation approach for addressing the missing data challenges and compare that method with two naïve approaches. Using MAAs developed for HIV subtype B, we evaluate the methods by simulation. We show that the two naïve estimation methods lead to biased results in most of the missing data scenarios considered. The proposed conditional approach protects against bias in all of the scenarios.

Funding statement: This work was supported by R01-AI095068 (DM, JK, RB) sponsored by NIAID of the National Institutes of Health (NIH), and the Division of Intramural Research, NIAID (OL).

Acknowledgements

The authors thank the following investigators for providing or generating data analyzed in this study: Caroline E. Mullis, Matthew M. Cousins, Thomas C. Quinn, Deborah Donnell, Connie Celum, Susan P. Buchbinder, George R. Seage III, Lisa P. Jacobson, Joseph B. Margolick, Joelle Brown, Gregory D. Kirk, Shruti H. Mehta, Richard D. Moore, and Jeanne C. Keruly. The authors gratefully acknowledge the data provided by: The HIVNET 001 Study funded by the HIV Network for Prevention Trials (HIVNET) and sponsored by the NIAID; the ALIVE Study funded by the NIDA; the MACS Study funded by the NIAID with additional supplemental funding from the National Cancer Institute (NCI) and National Heart, Lung, and Blood Institute (NHLBI); the Johns Hopkins HIV Clinical Practice Cohort was funded by NIDA, the National Institute of Alcohol Abuse and Alcoholism (NIAAA) and NIAID.

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Received: 2017-12-20
Revised: 2018-06-01
Accepted: 2018-06-01
Published Online: 2018-07-31

© 2018 Walter de Gruyter GmbH, Berlin/Boston

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