Keywords
Parkinson disease; psychosis; olanzapine; randomized controlled trial; placebo; BPRS; videotape
This article is included in the All trials matter collection.
Parkinson disease; psychosis; olanzapine; randomized controlled trial; placebo; BPRS; videotape
Drug-induced psychosis (DIP) is a significant and disabling complication of long-term treatment of Parkinson disease (PD), affecting a large minority of PD patients receiving chronic dopaminergic therapy1. Visual hallucinations are the most commonly reported psychotic phenomena in this population, with auditory, tactile, somatic, and olfactory hallucinations being much less common. Delusions, when they occur, often antedate visual hallucinations and commonly are paranoid or persecutory in nature2,3. In addition to the increased caregiver burden caused by psychosis and its sequelae, hallucinations in the context of chronically treated PD tend to be progressive in nature, resulting in increased propensity for nursing home placement and subsequent higher mortality4,5. These sobering associations suggest aggressive management of DIP in this population. However, either dose reduction of antiparkinsonian medications or addition of traditional neuroleptics usually increases parkinsonian motor disabilities. Atypical antipsychotics, with their comparatively lower incidence of parkinsonism in schizophrenia, have potential advantages for treatment of hallucinations in this sensitive population1.
Until recently, the only treatment proven with randomized, placebo-controlled studies to reduce DIP has been clozapine, an agent that does not worsen motor function6–8. Despite these favorable data, use of clozapine has been limited secondary to its rare but potentially serious risk of agranulocytosis and the consequent necessity for frequent blood draws1. Thus alternative treatments have been eagerly sought.
Quetiapine has become the most commonly prescribed antipsychotic in DIP9. Although double-blind, placebo-controlled trials of quetiapine in PD confirmed it is well tolerated in terms of motor side effects, it has not proven significantly more effective than placebo in treating psychosis10–15, and a head-to-head comparison found clozapine superior to quetiapine16. Ziprasidone showed some benefit in open-label experience17, including in a random-assignment open comparison to clozapine18. However, ziprasidone can cause motor side effects in PD and is not generally considered standard therapy for DIP1,19. Other treatments, such as ondansetron, acetylcholinesterase inhibitors, and electroconvulsive therapy are supported by limited data in idiopathic Parkinson disease but are generally not viewed as first-line therapy1,19. Recently, a phase III clinical trial of a serotonin 5HT2A inverse agonist, pimavanserin, showed benefit over placebo, but the drug will not be available in the U.S. at least until late 201420–22.
Clozapine’s antipsychotic efficacy is often attributed to its D4 receptor antagonism. It is also posited that its robust 5HT2A receptor antagonism, especially in relation to its relatively weaker D2 receptor blockade, actually increases dopamine transmission in prefrontal cortical and nigrostriatal projections23. This may account for the cognitive improvement as well as paucity of extrapyramidal adverse events observed in clozapine-treated patients with dopaminomimetic-induced psychosis23,24. Olanzapine, therefore, with its ostensibly similar receptor binding profile to clozapine at D2, D4, and serotonergic receptors (especially 5HT2A and 5HT2C), and muscarinic sites, provides a theoretically encouraging alternative to clozapine in this fragile population25.
An initial open study of olanzapine in Parkinson disease revealed antipsychotic benefit without motor deterioration when drug dosage was optimized in a slow titration (mean daily dose at end of study was 6.5mg) and dopaminomimetic dose adjustments were allowed26. Aarsland and colleagues replicated these findings in a relatively more challenging population of Parkinson disease patients with and without dementia27. Several other small, open-label studies of olanzapine, however, have demonstrated antipsychotic benefit but at the expense of intolerable worsening of gait and bradykinesia, frequently leading to premature termination of the drug28–30. Another small open-label trial and case report series suggested unacceptable Parkinsonian motor deterioration in the context of dubious antipsychotic efficacy31,32. Later, two double-blind placebo-controlled trials revealed equivocal antipsychotic benefit and problematic motor decline in PD patients with DIP treated with 2.5–15mg/day olanzapine (mean final doses 4.1–4.6mg/day)33,34. As a result, experts have recommended against the use of olanzapine in PD1,19.
None of these studies, however, were parallel-group fixed-dose trials, and some allowed for neuroleptic dose in the same range as approved for schizophrenia; experience with clozapine suggests that an effective antipsychotic dose in PD is often an order of magnitude less than that typical for schizophrenia treatment. In addition, the two double-blind placebo-controlled trials did not permit adjustments of subjects’ dopaminomimetics, which might have alleviated motoric side effects. Finally, some of the studies cited were terminated prematurely due to side effects. Given that the only marketed drug for which efficacy has been shown is clozapine, demonstrating efficacy for an alternative agent would be important, and a fixed low dose of olanzapine (2.5mg/day) may allow a reasonably low incidence of side effects if dopaminomimetic dose adjustments are allowed. We discuss here the findings of a double-blind, placebo-controlled study of fixed, low-dose olanzapine for treatment of DIP in the context of flexible dopaminomimetic dosing. The hypothesis was that olanzapine given in this fashion would reduce DIP in patients with idiopathic PD significantly more than would a placebo, without causing intolerable motor worsening.
The completed CONSORT checklist35,36 and the original study protocol are available in the Data Files.
All patients gave written informed consent to participate in the study, which was approved by the Washington University Human Studies Committee (approval # 97-0366). In most cases an appropriate surrogate decision maker also consented. FDA approval was through IND # 53,556. This trial concluded in 2003, so it is exempt from the current ICMJE requirement of prospectively registering clinical trials.
Twenty-four patients were recruited from the Washington University Movement Disorders Center from February 1998 to October 2003. Patients were examined by a movement disorders specialist and diagnosed with idiopathic PD based on presence of at least two of three cardinal manifestations of the disease (rigidity, bradykinesia, rest tremor), response to levodopa or a dopamine agonist, and absence of historical or examination features suggesting secondary parkinsonism. Subjects were treated with levodopa and were experiencing clinically significant hallucinations or delusions, as judged by their treating neurologist or psychiatrist and by the investigator (KJB). Subjects were required to be over 30 years old and have a caregiver who could provide a reliable report. At study entry, patients were required to be treated with the lowest clinically acceptable dose of dopaminomimetic. Patients treated only with a dopamine agonist were not entered in the study, as it was deemed more clinically appropriate to try a switch to levodopa before adding an antipsychotic. Exclusion criteria included a Folstein Mini-Mental State Examination (MMSE) score < 2237, pregnancy, concurrent diagnosis of delirium (unless clearly explained by dopaminomimetics), catatonia or neuroleptic malignant syndrome (NMS)-like syndrome, other confounding central nervous system (CNS) illness or systemic illness with potential CNS effects, antipsychotic use within the last month predating study enrollment (within the past six months for depot neuroleptics), history of olanzapine sensitivity, or any expectation of significant medical or surgical intervention within six weeks after enrollment. Subjects were also excluded if severity of psychosis warranted hospitalization or if, in the investigator’s judgment, psychosis severity would have made randomization to placebo inappropriate.
Patients were randomized 1:1:1 to treatment with placebo or either of two doses of olanzapine. At study initiation, treatment groups consisted of a placebo arm, a 5mg arm, in which patients received this dosage nightly throughout the four weeks of investigation, and a 10mg arm, in which patients received 5mg for the first week and 10mg thereafter. Subjects received matched tablets or capsules provided by Lilly Research Laboratories (Indianapolis, IN), who provided the investigator with sealed, sequentially numbered envelopes containing the medication identity for each subject. The envelopes were not opened until after all data were collected and reviewed for accuracy, and after all decisions about statistical analysis were final, so that both investigators and patients were blind to intervention assignment. The randomization was done by Lilly. KJB enrolled subjects and patients were assigned to treatment packages sequentially by enrollment date.
After the first five patients were enrolled, an interim safety analysis was conducted by a reviewer otherwise not involved in the study, in light of reports published since the study initiation that higher olanzapine doses caused intolerable exacerbation of parkinsonism in PD. Though serious adverse events were no more common in the treatment groups than in the placebo group, it was decided at this time that the two active treatment arms would be changed to fixed doses of 2.5mg and 5mg olanzapine, maintained throughout the four weeks of study. New treatment packages were received and the blind was maintained until after data analysis, as above. No other changes to the protocol were made. See Table 1 for a summary of the final study design. The study was planned for 10 subjects in each of three dose arms. This would produce 90% power (at alpha = 0.05) to detect a change of the magnitude and variability seen in the Wolters et al.26 report.
This table summarizes the study design and timing of assessments and interventions for the last 19 subjects enrolled in the study. ↑ dopaminometic: dose increase allowed for antiparkinsonian medication, if parkinsonism had worsened since starting the study. See Methods and Figure 1 for further details.
Subjects received a baseline evaluation that involved a full psychiatric, neurologic, and medical history and examination, CGI (Clinical Global Impression) by MD38, PDQ-39, a self-rated quality-of-life measure for PD39, videotaped interview for later BPRS (Brief Psychiatric Rating Scale) rating blind to drug dose and blind to which visit was being rated40, Schwab-England ADL assessment41, UPDRS (Unified Parkinson’s Disease Rating Scale), section III (motor)42, MMSE37, HDRS (Hamilton Depression Rating Scale)43, BDI (Beck Depression Inventory)44, and patient/caretaker reported hours and quality of sleep. Repeated measures at the two-week interim visit and the final four-week evaluation included CGI (by MD, patient, and caretaker), videotaped interview for later blinded BPRS, Schwab-England ADL assessment, UPDRS, MMSE, PDQ-39, BDI, sleep questionnaire, and pill counts. All assessments were done at Washington University Medical Center.
Primary efficacy measures were CGI scores and BPRS ratings of psychosis. At each visit, the coordinator interviewed the patient during videotaping using a semi-structured interview designed to facilitate later scoring of psychopathology using the BPRS40,45,46. After all subjects had completed participation, the videotaped segments were edited to remove references to date or study visit. Author KJB in consultation with a BPRS expert (John G Csernansky, MD) wrote rules for rating “motor retardation” and other BPRS items potentially influenced by parkinsonism (see Supplementary materials), and trained author MJN in BPRS ratings. Videotaped segments were reviewed in random order by MJN, who was unaware of drug assignment or treatment duration at the time of the visit. BPRS ratings used the anchored BPRS and each item was scored from 1–740. Secondary efficacy measures included the PDQ-39, ADL assessments (Schwab-England and UPDRS), BDI, and sleep log. Primary safety measures were UPDRS motor ratings, sleep logs, and MMSE in addition to clinical review of systems.
Prior to unblinding of drug codes, the decision was made to analyze data from weeks 0–2 and weeks 2–4 separately. This a priori decision was made since adjustment of dopaminomimetics was allowed at the interim (week 2) visit. Change from 0 to 2 weeks was chosen to be the primary test of efficacy. An intention-to-treat (ITT) analysis was performed on all enrolled subjects. However, since some subjects dropped out without completing outcome measures at a follow-up visit, the ITT analysis was limited to between-group comparisons of dropout rate, serious adverse events, and reported worsening of parkinsonism or other side effects judged to be at least mild in severity. Adverse events, side effects, and study withdrawal were compared between groups using the chi-squared test.
For those subjects with data at both time points of an epoch, primary and secondary efficacy measures were tested separately for the two epochs using repeated-measures ANOVA to compare the groups. The decision was made a priori to include any subject in these analyses if that patient had taken at least one week’s worth of drug during an epoch and returned for a follow-up visit. A secondary post hoc analysis of the data from trial completers was also performed across all three visits using repeated-measures ANOVA. Statistical computations used STATISTICA 7.1 (StatSoft, Inc., Tulsa, OK) or Excel (Microsoft, Redmond, WA).
A total of 24 patients were enrolled (see Figure 1). Though the original study design sought enrollment of 30 patients, the study was terminated early, secondary to the growing body of literature questioning the safety of olanzapine in the treatment of DIP as well as the increasing difficulty in enrolling antipsychotic-naive patients.
Only one subject was treated with 10mg (one other was randomized to the 10mg group, but was treated only for one week, so received only 5mg doses). His hallucinations were rated “very much improved” at the study end; he required no adjustment in dopaminomimetic dose mid-study and no side effects were observed. This 10mg subject was not included in statistical analyses. In the remaining 23 subjects, no significant imbalances were present at baseline between placebo and treatment groups on any demographic characteristic or any psychiatric or neurologic measure (Table 2).
Values are given as mean (SD). MMSE, Folstein mini mental test examination; BPRS-T, Brief Psychiatric Rating Scale total score; BPRS-P, psychosis subscale; UPDRS, Unified Parkinson’s Disease Rating Scale; PDQ-39, Parkinson’s disease quality of life questionnaire; BDI, Beck depression inventory; HAM-D, Hamilton depression rating scale; CGI, Clinical global impression; INS, Insomnia score; HYP, Hypersomnia score; SEADL, Schwab-England ADL assessment.
The intention-to-treat analyses did not show significant differences between groups except for incidence of mild side effects (p<0.04) (Table 3). While spontaneous report of motor side effects was not statistically significant between groups, a disproportionate number of olanzapine vs. placebo group subjects who withdrew did so secondary to reported motor side effects (0% of placebo withdrawers vs. 21% of olanzapine withdrawers). Nine subjects did not complete the study: two from the placebo group, four from the 2.5mg olanzapine group, and three from the 5mg olanzapine group. In the placebo group, one patient died of myocardial infarction and another withdrew from the study secondary to lack of efficacy. In the 5mg olanzapine group, two reported serious adverse events and a third discontinued her medication following the first dose, declaring herself “cured”. Of the 5mg subjects who withdrew for serious adverse events, one was hospitalized with delirium three weeks into the study; the other withdrew after day six due to hospitalization with hip fracture and pneumonia, and reported worsening PD symptoms prior to dropout. Of the four subjects who dropped out of the 2.5mg olanzapine group, two withdrew due to worsening parkinsonian symptoms, one secondary to unspecified side effects, and one secondary to “feeling confused”. Only two subjects in the 2.5mg group completed the study, both requiring increases of their levodopa dose at their interim visit. One each in the placebo and 5mg olanzapine arms also required levodopa adjustment at their two-week assessment. Retention and attrition of study subjects is summarized in Table 3 and Figure 1.
Side effects (SEs) were any complaint of drug spontaneously reported by the patient, independent of whether SE intensity was severe enough to prompt withdrawal from the study. Serious adverse events always prompted withdrawal. SE, side effects; ↑, increase; 1st epoch, week 0–2 analysis; 2nd epoch, week 2–4 analysis, *, p<0.05.
To assess adequacy of blinding, both the primary investigator and study subjects were asked on study completion (or drop-out) to guess the identity of administered medication (i.e., olanzapine vs. placebo). Both investigator and patient were much more likely than chance would predict to correctly guess the identity of administered medication (for investigator, χ2=12.29, p=0.0021; for study subjects, χ2=6.94, p=0.0312). However, the videotape rater had no information about side effects.
Analysis of the psychosis subscale of BPRS scores (the more sensitive of our primary efficacy measures) did not reveal a statistically significant difference between groups (drug doses) in severity of psychosis in either the week 0–2 epoch (p=0.433) or the week 2–4 epoch (p=0.393). Again, post hoc analysis in study completers revealed no statistical significance in psychosis reduction between olanzapine (combined groups) and placebo (p=0.536), as shown in Figure 2.
Data from the first and second epochs revealed no statistically significant difference in parkinsonian signs across treatment groups, as measured by the UPDRS III (week 0–2 epoch, placebo vs. 2.5mg olanzapine group p=0.172; week 2–4 epoch p=0.677). Post hoc analysis of UPDRS motor scores comparing olanzapine (combined groups) versus placebo across the duration of study found no significant difference in parkinsonism among study completers (p=0.608) (Figure 3).
Analyses were repeated in like fashion for all other psychiatric and neurological parameters (CGI impression, CGI improvement, BPRS total, BDI, MMSE, insomnia score, hypersomnolence score, PDQ-39, and Schwab-England ADL assessment), none of which revealed statistical significance between olanzapine groups and placebo.
The study failed to reject the null hypothesis. This could be a Type II error, but larger studies of olanzapine also failed to demonstrate antipsychotic efficacy of this drug in the PD population14,33. In study completers, we did not observe the motoric exacerbation documented in several studies in the literature28–34, but perhaps this is a function of our allowance for dopaminomimetic increase mid-study as well as a selection bias in some analyses for those subjects who best tolerated the medication and therefore completed the study. After all, of the nine subjects who withdrew from the study, a third identified a worsening of their motor disability prior to dropout, all of whom were discovered on unblinding to have been randomized to olanzapine. Therefore the good retrospective accuracy of investigator and patient guesses of study drug identity is not surprising.
The subjects enrolled are relatively typical of PD patients with psychotic symptoms with a few exceptions. Subjects with urgent need for treatment were not enrolled for ethical reasons. Although mild dementia was allowed, this sample had relatively high cognitive functioning, with a mean MMSE score > 26 (Table 2). Finally, at this center, some of the patients are referred for subspecialty movement disorders consultation, though a large fraction of the patients are not referred and are typical of PD patients treated in the community. With these caveats, the results appear to be generally applicable to patients with PD and psychosis.
One methodological innovation in this study was the use of videotape to record semi-standardized interviews for later analysis by a rater blind not only to drug assignment but also to time (i.e., week 0, week 2, or week 4). The rationale was to minimize rater expectation of improvement over time that might reduce our power to detect significantly greater improvement in the active treatment groups. It also reduced the likelihood of rater unblinding.
This trial supports other evidence suggesting that olanzapine is ineffective for relieving dopaminomimetic-induced psychotic symptoms in Parkinson disease and that it may cause intolerable worsening of motor disability1,19. This trial also underscores the importance of rigorous study design for the assessment of drug effectiveness in special populations, as we and others have not replicated the early, positive open-label experience reported for olanzapine in this population. If clozapine’s prominence in the clinical management of DIP in PD is to be usurped, antipsychotic agents will have to meet the burden of proof of double-blind, randomized, placebo-controlled trials.
Approximate contributions to this manuscript are as follows. MJN performed 50% of data analysis and 70% of manuscript preparation. JMH performed 50% of data collection. MGAE performed 10% of data analysis. BAR performed 10% of data collection. KJB designed the study, supervised all aspects of the study, takes responsibility for all aspects of the manuscript, and performed 40% of data analysis, 40% of data collection, and 30% of manuscript preparation. All authors reviewed the manuscript.
This study was funded by Lilly Research Laboratories (Investigator-Initiated Trial F1D-MC-I012). When this manuscript was submitted for publication (June 2013), KJB was a site investigator on a study of pimavanserin for psychosis in PD funded by Acadia Pharmaceuticals. Neither company influenced the design of the study, the data analysis, the decision to publish, or the manuscript.
This study was funded by Lilly Research Laboratories (Investigator-Initiated Trial F1D-MC-I012).
Joel S. Perlmutter, M.D., gave valuable advice on study design and was instrumental in patient referral. Special thanks to Colleen Taylor, Jonathan Koller, Maria Chushak, Tamara Hershey, Ph.D., and John G. Csernansky, M.D., for their assistance with this project.
Guidelines for rating selected BPRS items in a treatment study of psychosis in Parkinson disease.
1. Emotional withdrawal = interpersonal relatedness during interview.
2. Tension:
a. Ignore: rest tremors, postural tremors, chorea, athetosis, dystonia.
b. Include: tardive dyskinesia and akathisia.
3. Depressive mood rating does not consider “pure apathy” (i.e., apathy w/o other depressive signs or symptoms), but apathy can contribute to the total judgment of depressive mood if other signs or symptoms are present.
4. Hallucinatory behavior:
a. 2 = illusions and “shadow in the corner of the eye”.
b. 3 = e.g., colors on the wall.
c. ≥ 4 = definitively abnormal sensory perceptions.
5. Motor retardation: Speed of movement, not amplitude (also, depressive retardation is not substantially helped by external cues; if slowed movement is substantially helped by external cues, then it may be more parsimoniously attributed to PD).
6. Unusual thought content: Ratings ≥ 5 require action on delusion.
7. Blunted affect: Rate according to scale, considering emotional variance, regardless of amplitude; remember that flat/blunted affect is not equivalent to depressed affect.
8. Disorientation: Off by one day of week = 3.
Motor hyperactivity: Limit rating to pressured speech and voluntary movement; festination does not count.
Kevin J Black MD consulted with John G Csernansky MD to write these additional rules for scoring BPRS items potentially influenced by motor signs in Parkinson disease patients.
Views | Downloads | |
---|---|---|
F1000Research | - | - |
PubMed Central
Data from PMC are received and updated monthly.
|
- | - |
Competing Interests: No competing interests were disclosed.
Competing Interests: No competing interests were disclosed.
Alongside their report, reviewers assign a status to the article:
Invited Reviewers | ||
---|---|---|
1 | 2 | |
Version 1 09 Jul 13 |
read | read |
Provide sufficient details of any financial or non-financial competing interests to enable users to assess whether your comments might lead a reasonable person to question your impartiality. Consider the following examples, but note that this is not an exhaustive list:
Sign up for content alerts and receive a weekly or monthly email with all newly published articles
Already registered? Sign in
The email address should be the one you originally registered with F1000.
You registered with F1000 via Google, so we cannot reset your password.
To sign in, please click here.
If you still need help with your Google account password, please click here.
You registered with F1000 via Facebook, so we cannot reset your password.
To sign in, please click here.
If you still need help with your Facebook account password, please click here.
If your email address is registered with us, we will email you instructions to reset your password.
If you think you should have received this email but it has not arrived, please check your spam filters and/or contact for further assistance.
Comments on this article Comments (0)