Skip to main content
Log in

Public Goods With Punishment and Abstaining in Finite and Infinite Populations

  • Published:
Biological Theory Aims and scope Submit manuscript

Abstract

The evolution and maintenance of cooperation in human and animal societies challenge various disciplines ranging from evolutionary biology to anthropology, social sciences, and economics. In social interactions, cooperators increase the welfare of the group at some cost to themselves whereas defectors attempt to free ride and neither provide benefits nor incur costs. The problem of cooperation becomes even more pronounced when increasing the number of interacting individuals. Punishment and voluntary participation have been identified as possible factors to support cooperation and prevent cheating. Typically, punishment behavior is unable to gain a foothold in a population, while volunteering alone can efficiently prevent deadlocks in states of mutual defection but is unable to stabilize cooperation. The combined effects of the two mechanisms have surprisingly different consequences in finite and infinite populations. Here we provide a detailed comparison of the two scenarios and demonstrate that driven by the inherent stochasticity of finite populations, the possibility to abstain from social interactions plays a pivotal role, which paves the way for the establishment of cooperation and punishment.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Similar content being viewed by others

References

  • Axelrod R (1984) The Evolution of Cooperation. New York: Basic Books.

    Google Scholar 

  • Axelrod R, Hamilton WD (1981) The evolution of cooperation. Science 211: 1390–1396.

    Article  Google Scholar 

  • Boyd R, Gintis H, Bowles S, Richerson P (2003) The evolution of altruistic punishment. Proceedings of the National Academy of Sciences of the USA 100: 3531–3535.

    Article  Google Scholar 

  • Boyd R, Mathew S (2007) A narrow road to cooperation. Science 316: 1858–1859.

    Article  Google Scholar 

  • Boyd R, Richerson PJ (1988) The evolution of reciprocity in sizeable groups. Journal of Theoretical Biology 132: 337–356.

    Article  Google Scholar 

  • Boyd R, Richerson PJ (1992) Punishment allows the evolution of cooperation (or anything else) in sizable groups. Ethnology and Sociobiology 13: 171–195.

    Article  Google Scholar 

  • Brandt H, Hauert C, Sigmund K (2003) Cooperation, punishment and reputation in spatial games. Proceedings of Royal Society of London B 270: 1099–1104.

    Article  Google Scholar 

  • Brandt H, Hauert C, Sigmund K (2006) Punishing and abstaining for public goods. Proceedings of the National Academy of Sciences of the USA 103(2): 495–497.

    Article  Google Scholar 

  • Clutton-Brock TH, Parker GA (1995) Punishment in animal societies. Nature 373: 209–216.

    Article  Google Scholar 

  • Colman AM (1995) Game Theory and Its Applications in the Social and Biological Sciences. Oxford: Butterworth-Heinemann.

    Google Scholar 

  • Crow JF, Kimura M (1970) An Introduction to Population Genetics Theory. New York: Harper and Row.

    Google Scholar 

  • Dawes RM (1980) Social dilemmas. Annual Review of Psychology 31: 169–193.

    Article  Google Scholar 

  • De Silva H (2008) Interactive simulations. http://www.wu-wien.ac.at/usr/ma/hbrandt/simulations.html.

  • Dugatkin LA (1997) Cooperation Among Animals: An Evolutionary Perspective. Oxford: Oxford University Press.

    Google Scholar 

  • Fehr E, Fischbacher U (2004) Third-party punishment and social norms. Evolution and Human Behavior 25: 63–87.

    Article  Google Scholar 

  • Fehr E, Gächter S (2002) Altruistic punishment in humans. Nature 415: 137–140.

    Article  Google Scholar 

  • Fehr E, Rockenbach B (2003) Detrimental effects of sanctions on human altruism. Nature 422: 137–140.

    Article  Google Scholar 

  • Fletcher J, Zwick M (2004) Strong altruism can evolve in randomly formed groups. Journal of Theoretical Biology 228: 303–313.

    Article  Google Scholar 

  • Fowler JH (2005) Altruistic punishment and the origin of cooperation. Proceedings of the National Academy of Sciences of the USA 102(19): 7047–7049.

    Article  Google Scholar 

  • Fudenberg D, Nowak MA, Taylor C, Imhof LA (2006) Evolutionary game dynamics in finite populations with strong selection and weak mutation. Theoretical Population Biology 70: 352–363.

    Article  Google Scholar 

  • Grafen A (1985) A geometric view of relatedness. In: Oxford Surveys in Evolutionary Biology, Vol. 2, 28–89. Oxford: Oxford University Press.

    Google Scholar 

  • Hamilton WD (1964) The genetical evolution of social behaviour I. Journal of Theoretical Biology 7: 1–16.

    Article  Google Scholar 

  • Hardin G (1968) The tragedy of the commons. Science 162: 1243–1248.

    Article  Google Scholar 

  • Hauert C (2001) Fundamental clusters in spatial 2 × 2 games. Proceedings of Royal Society of London B 268: 761–769.

    Article  Google Scholar 

  • Hauert C (2007) Virtuallabs: Interactive tutorials on evolutionary game theory. http://www.univie.ac.at/virtuallabs.

  • Hauert C, De Monte S, Hofbauer J, Sigmund K (2002a) Replicator dynamics in optional public goods games. Journal of Theoretical Biology 218: 187–194.

    Article  Google Scholar 

  • Hauert C, De Monte S, Hofbauer J, Sigmund K (2002b) Volunteering as red queen mechanism for cooperation in public goods games. Science 296: 1129–1132.

    Article  Google Scholar 

  • Hauert C, Michor F, Nowak M, Doebeli M (2006) Synergy and discounting of cooperation in social dilemmas. Journal of Theoretical Biology 239: 195–202.

    Article  Google Scholar 

  • Hauert C, Schuster HG (1997) Effects of increasing the number of players and memory size in the iterated prisoner’s dilemma: A numerical approach. Proceedings of Royal Society of London B 264: 513–519.

    Article  Google Scholar 

  • Hauert C, Traulsen A, Brandt H, Nowak MA, Sigmund K (2007) Via freedom to coercion: The emergence of costly punishment. Science 316: 1905–1907.

    Article  Google Scholar 

  • Hofbauer J, Sigmund K (1998) Evolutionary Games and Population Dynamics. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Imhof LA, Fudenberg D, Nowak MA (2005) Evolutionary cycles of cooperation and defection. Proceedings of the National Academy of Sciences of the USA 102(31): 10797–10800.

    Article  Google Scholar 

  • Kagel JH, Roth AE, eds (1995) The Handbook of Experimental Economics. Princeton: Princeton University Press.

    Google Scholar 

  • Karlin S, Taylor HM (1975) First Course in Stochastic Processes, 2nd ed. London: Academic Press.

    Google Scholar 

  • Lindgren K (1991) Evolutionary phenomena in simple dynamics. In: Artificial Life II (Langton CG, Farmer JD, Rasmussen S, Taylor C, eds), Vol. X of Proceedings of the Santa Fe Institute Studies in the Sciences of Complexity pp. 295–312. Redwood City, CA: Addison-Wesley.

    Google Scholar 

  • Maynard Smith J (1964) Group selection and kin selection. Nature 201(4942): 1145–1147.

    Article  Google Scholar 

  • Moran PAP (1962) The Statistical Processes of Evolutionary Theory. Oxford, UK: Clarendon.

    Google Scholar 

  • Nakamaru M, Iwasa Y (2006) The coevolution of altruism and punishment: Role of the selfish punisher. Journal of Theoretical Biology 240(3): 475–488.

    Article  Google Scholar 

  • Nowak MA (2006a) Evolutionary Dynamics. Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Nowak, MA (2006b) Five rules for the evolution of cooperation. Science 314: 1560–1563.

    Article  Google Scholar 

  • Nowak MA, May RM (1992) Evolutionary games and spatial chaos. Nature 359: 826–829.

    Article  Google Scholar 

  • Nowak MA, Sasaki A, Taylor C, Fudenberg D (2004) Emergence of cooperation and evolutionary stability in finite populations. Nature 428: 646–650.

    Article  Google Scholar 

  • Nowak MA, Sigmund K (1993) A strategy of win-stay, lose-shift that outperforms tit-for-tat in the prisoner’s dilemma game. Nature 364: 56–58.

    Article  Google Scholar 

  • Nowak MA, Sigmund K (1998) Evolution of indirect reciprocity by image scoring. Nature 393: 573–577.

    Article  Google Scholar 

  • Nowak MA, Sigmund K (2004) Evolutionary dynamics of biological games. Science 303: 793–799.

    Article  Google Scholar 

  • Nowak MA, Sigmund K (2005) Evolution of indirect reciprocity. Nature 437: 1291–1298.

    Article  Google Scholar 

  • Ohtsuki H, Hauert C, Lieberman E, Nowak MA (2006) A simple rule for the evolution of cooperation on graphs and social networks. Nature 441: 502–505.

    Article  Google Scholar 

  • Olson M (1965) The Logic of Collective Action. Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Queller DC (1985) Kinship, reciprocity and synergism in the evolution of social behavior. Nature 318: 366–367.

    Article  Google Scholar 

  • Rockenbach B, Milinski M (2006) Indirect reciprocity resolves the efficiency dilemma of costly punishment. Nature 444: 718–723.

    Article  Google Scholar 

  • Sigmund K, Hauert C, Nowak MA (2001) Reward and punishment. Proceedings of National Academic Science 98: 10757–10762.

    Article  Google Scholar 

  • Taylor C, Fudenberg D, Sasaki A, Nowak MA (2004) Evolutionary game dynamics in finite populations. Bulletin of Mathematical Biology 66: 1621–1644.

    Article  Google Scholar 

  • Taylor P, Jonker L (1978) Game dynamics and evolutionarily stable strategies. Mathematical Biosciences 40: 145–156.

    Article  Google Scholar 

  • Traulsen A, Claussen JC, Hauert C (2005) Coevolutionary dynamics: From finite to infinite populations. Physical Review Letters 95: 238701.

    Article  Google Scholar 

  • Traulsen A, Nowak MA (2006) Evolution of cooperation by multilevel selection. Proceedings of the National Academy of Sciences of the USA 103(29): 10952–10955.

    Article  Google Scholar 

  • Traulsen A, Nowak MA, Pacheco JM (2006) Stochastic dynamics of invasion and fixation. Physical Review E 74: 011909.

    Article  Google Scholar 

  • Trivers RL (1971) The evolution of reciprocal altruism. Quaterly Review of Biology 46: 35–57.

    Article  Google Scholar 

  • Yamagishi T (1986) The provision of a sanctioning system as a public good. Journal of Personality and Social Psychology 51: 110–116.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Christoph Hauert.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Hauert, C., Traulsen, A., De Silva née Brandt, H. et al. Public Goods With Punishment and Abstaining in Finite and Infinite Populations. Biol Theory 3, 114–122 (2008). https://doi.org/10.1162/biot.2008.3.2.114

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1162/biot.2008.3.2.114

Keywords

Navigation