A low-energy theory for the helical metallic states, residing on the surface of cubic topological Kondo insulators, is derived. Despite our analysis being primarily focused on a prototype topological Kondo insulator, samarium hexaboride $\left({\mathrm{SmB}}_6\right)$, the surface theory derived here can also capture key properties of other heavy fermion topological compounds with a similar underlying crystal structure. Starting from an effective mean-field eight-band model in the bulk, we arrive at a low-energy description of the surface states, pursuing both analytical and numerical approaches. In particular, we show that helical Dirac excitations occur near the $\overline{\Gamma }$ point and the two $\overline{X}$ points of the surface Brillouin zone and generally the energies of the Dirac points exhibit offset relative to each other. We calculate the dependence of several observables (such as bulk insulating gap, energies of the surface Dirac fermions, their relative position to the bulk gap, etc.) on various parameters in the theory. We also investigate the effect of a spatial modulation of the chemical potential on the surface spectrum and show that this band bending generally results in “dragging down” of the Dirac points deep into the valence band and strong enhancement of Fermi velocity of surface electrons. Comparisons with recent ARPES and quantum oscillation experiments are drawn.

• Received 27 May 2014

DOI:https://doi.org/10.1103/PhysRevB.90.155314