Review
Serotonin and decision making processes

https://doi.org/10.1016/j.neubiorev.2011.06.001Get rights and content

Abstract

Serotonin (5-HT) is an important player in decision making. Serotonergic antidepressant, anxiolytic and antipsychotic drugs are extensively used in the treatment of neuropsychiatric disorders characterized by impaired decision making, and exert both beneficial and harmful effects in patients. Detailed insight into the serotonergic mechanisms underlying decision making is needed to strengthen the first and weaken the latter. Although much remains to be done to achieve this, accumulating studies begin to deliver a coherent view. Thus, high central 5-HT levels are generally associated with improved reversal learning, improved attentional set shifting, decreased delay discounting, and increased response inhibition, but a failure to use outcome representations. Based on 5-HT's evolutionary role, I hypothesize that 5-HT integrates expected, or changes in, relevant sensory and emotional internal/external information, leading to vigilance behaviour affecting various decision making processes. 5-HT receptor subtypes play distinctive roles in decision making. 5-HT2A agonists and 5-HT2c antagonists decrease compulsivity, whereas 5-HT2A antagonists and 5-HT2C agonists decrease impulsivity. 5-HT6 antagonists univocally affect decision making processes.

Highlights

► 5-HT is integrally important in modulating vigilance and stimulus-bound behaviour ► 5-HT2A and 5-HT2C receptors exert opposing effects on impulsivity ► 5-HT2C receptors modulate compulsivity, possibly via reward-related processes ► 5-HT6 antagonist have beneficial effects on decision making.

Introduction

Serotonergic antidepressant and antipsychotic drugs are widely used in the treatment of depression, schizophrenia and obsessive compulsive disorder (OCD), although it is not clear how these drugs affect such cognitive functions as decision making. This is critical given that serotonin (5-HT) is an important player in decision making, a daily activity that represents the outcome of a variety of cognitive, and affective functions. Decision making benefits our well-being when good decisions are made given the circumstances. Proper decision making is also helpful in reducing emotional or otherwise negative symptoms associated with psychiatric disorders. Bad decisions, on the other hand, can lead to harmful and even pathological outcomes. Serotonergic antidepressant, anxiolytic and antipsychotic drugs beneficially affect decision making, but have harmful effects as well despite amelioration of specific disease symptoms. For instance, chronic, but not acute, antidepressant serotonin reuptake inhibitors (SSRIs) are used in the treatment of depression and obsessive compulsive disorder (OCD) (Baumgarten and Grozdanovic, 1998, El Mansari and Blier, 2006), and their efficacy may be, at least in part, due to improved decision making and increased sensitivity to positive feedback (Bari et al., 2010). However, atypical antipsychotics, exerting 5-HT2A, 5-HT1A, 5-HT6 and dopamine D2 receptor antagonism (Ichikawa et al., 2001, Newman-Tancredi, 2010, Garzya et al., 2007), have inconsistent effects on set shifting and other cognitive deficits in schizophrenia (Goldberg et al., 1993, Lee et al., 1994), and exacerbate compulsive behaviours in schizophrenic patients (Poyurovsky et al., 2008). Furthermore, polymorphisms in serotonergic genes are typically studied in the context of emotion, while there is accumulating evidence that these polymorphisms also affect cognitive functions. As recently reviewed, insight in the role of 5-HT in decision-making processes significantly alters/enriches our view on how 5-HT modulates emotional responses to adversity, and brings advances in the treatment of aberrant emotional responses (Homberg and Lesch, 2010). This view is further underlined by changes in the conception of 5-HT functions. Thus, central 5-HT has long been thought to play a critical role in the adaptation of the animals to aversive events (Deakin, 1991), more recently to mediate a punishment prediction error signal for future threat and punishment (Cools et al., 2008a), and most recently to mediate biases to positive stimuli as well (Bari et al., 2010).

The aim of the present essay is to review the role of 5-HT in various types of decision making processes. 5-HT, a highly conserved monoamine neuromodulator, plays key roles in the regulation of sleep, reproduction, feeding behaviour, emotion, and cognition. The serotonergic system is highly complex; in addition to the serotonin transporter (5-HTT) – which is responsible for ending the serotonin signal and serotonin recycling – 14 different 5-HT receptors have been identified. These receptors differ in their expression patterns in the brain, interact differentially with several other neurotransmitter systems, and thereby have distinct roles in decision making. What further complicates the understanding of 5-HT's role in decision making is that decision making is not a unitary construct, and requires several processes which include flexibility, attentional set shifting, delay discounting, and response inhibition. Other types of decision making are effort and risky decision making. The effort type of decision making does not seem to be modulated by 5-HT (Denk et al., 2005), while risky decision making is significantly affected by 5-HT, although the specific effects have not been clearly elucidated (Zeeb et al., 2009). Therefore, I do not explicitly address these types of decision making processes. To comprehend experimental findings, to be able to place together the pieces of the puzzle, and to follow-up excellent reviews published elsewhere (Chudasama and Robbins, 2006, Cools et al., 2008a, Fineberg et al., 2010, Dalley et al., 2008, Robbins and Arnsten, 2009, Rogers, 2011), I here review and provide an update of recent findings in the 5-HT decision making research field, across rodents, non-human primates, and humans. In addition, I include studies which associate genetic polymorphisms and decision making and 5-HT receptor manipulations, propose a hypothesis for unifying 5-HT's role in decision making, and discuss the role of 5-HT receptor subtypes in decision making and the implication for pharmacogenetics.

Section snippets

The neuroanatomy of decision making

A brain area that is critical for decision making is the prefrontal cortex (PFC). In rodents, the PFC consists in rodents of a medial part (mPFC), which can be subdivided into the ventral infralimbic cortex and dorsal prelimbic cortex. The mPFC is considered as the primary location of ‘executive’ cognitive functions, which include attention to relevant environmental stimuli, goal selection, planning, performance monitoring, and cognitive control (Fuster, 2001, Miller, 2000b). Thereby, and via

Increasing 5-HT levels

5-HT levels can be manipulated via several routes. One option is inhibition of the serotonin transporter (5-HTT) using SSRIs. The 5-HTT is responsible for 5-HT reuptake – note that only one 5-HTT exists – and its blockade will lead to increases in extracellular 5-HT levels. Acutely SSRIs increase 5-HT levels in terminal regions, but they also decrease 5-HT levels, via activation of inhibitory 5-HT1A receptors in the raphe nuclei (Artigas et al., 1996, Hajos et al., 1995, Adell and Artigas, 1991

Reversal learning

One major process involved in decision making is cognitive flexibility. Cognitive flexibility will maintain the execution of goal-directed behaviour in a changing environment. Impairments in cognitive flexibility will inevitably lead to maladaptive responses. Thus, when behaviour remains ‘tied’ to a previously reinforced stimulus that now has no predictive consequences, the subjects will spend energy on a stimulus without attaining any goal. This is termed perseveration and a key feature of

Summary

In accordance with the neuroanatomical representation of the serotonergic system within corticolimbic structures, 5-HT, with a few exceptions, is implicated in various forms of decision making. Overall, the data suggest that high central 5-HT levels are associated with improved reversal learning, improved attentional set shifting, decreased delay discounting, and increased response inhibition. While these associations suggest that 5-HT promotes adaptive behaviour, there is also (limited)

Conflict of interest

There are no conflicts of interest.

Acknowledgements

I thank Roshan Cools and Stephanie Miceli for critical reading of the manuscript. This work was funded by The Netherlands Organisation for Scientific Research (NWO), grant # 86410003, awarded to J. Homberg. NWO had no further role in the design of the study, in the collection, analysis and interpretation of data, in the writing of the report, and in the decision to submit the paper for publication.

References (268)

  • D.A. Clemett et al.

    Immunohistochemical localisation of the 5-HT2C receptor protein in the rat CNS

    Neuropharmacology

    (2000)
  • R. Cools et al.

    Serotoninergic regulation of emotional and behavioural control processes

    Trends Cogn. Sci.

    (2008)
  • J. Crean et al.

    Effect of tryptophan depletion on impulsive behavior in men with or without a family history of alcoholism

    Behav. Brain Res.

    (2002)
  • F.F. da Rocha et al.

    Decision-making impairment is related to serotonin transporter promoter polymorphism in a sample of patients with obsessive-compulsive disorder

    Behav. Brain Res.

    (2008)
  • J.W. Dalley et al.

    Neurobehavioral mechanisms of impulsivity: fronto-striatal systems and functional neurochemistry

    Pharmacol. Biochem. Behav.

    (2008)
  • A.S. de Leeuw et al.

    Hypersensitivity of 5-HT2 receptors in OCD patients. An increased prolactin response after a challenge with meta-chlorophenylpiperazine and pre-treatment with ritanserin and placebo

    J. Psychiatr. Res.

    (2008)
  • V. Di Matteo et al.

    Role of 5-HT(2C) receptors in the control of central dopamine function

    Trends Pharmacol. Sci.

    (2001)
  • K. Doya

    Metalearning and neuromodulation

    Neural Network

    (2002)
  • I.S. Ebenezer et al.

    Effects of the 5-HT1A receptor agonist 8-OH-DPAT on operant food intake in food-deprived pigs

    Physiol. Behav.

    (1999)
  • M. El Mansari et al.

    Mechanisms of action of current and potential pharmacotherapies of obsessive-compulsive disorder

    Prog. Neuropsychopharmacol. Biol. Psychiatry

    (2006)
  • F. Fadda et al.

    A physiological method to selectively decrease brain serotonin release

    Brain Res. Brain Res. Protoc.

    (2000)
  • P.J. Fletcher et al.

    Effects of 5-HT depletion in the frontal cortex or nucleus accumbens on response inhibition measured in the 5-choice serial reaction time test and on a DRL schedule

    Behav. Brain Res.

    (2009)
  • P.J. Fletcher et al.

    Characterizing the effects of 5-HT(2 C) receptor ligands on motor activity and feeding behaviour in 5-HT(2C) receptor knockout mice

    Neuropharmacology

    (2009)
  • S.B. Floresco et al.

    Inactivation of the medial prefrontal cortex of the rat impairs strategy set-shifting, but not reversal learning, using a novel, automated procedure

    Behav. Brain Res.

    (2008)
  • S.B. Floresco et al.

    Neural circuits subserving behavioral flexibility and their relevance to schizophrenia

    Behav. Brain Res.

    (2009)
  • J.M. Fuster

    The prefrontal cortex—an update: time is of the essence

    Neuron

    (2001)
  • V. Garzya et al.

    Studies towards the identification of a new generation of atypical antipsychotic agents

    Bioorg. Med. Chem. Lett.

    (2007)
  • C. Gerard et al.

    Immuno-localization of serotonin 5-HT6 receptor-like material in the rat central nervous system

    Brain Res.

    (1997)
  • A. Adell et al.

    Differential effects of clomipramine given locally or systemically on extracellular 5-hydroxytryptamine in raphe nuclei and frontal cortex. An in vivo brain microdialysis study

    Naunyn Schmiedebergs Arch. Pharmacol.

    (1991)
  • P.R. Albert et al.

    Modifying 5-HT1A receptor gene expression as a new target for antidepressant therapy

    Front. Neurosci.

    (2010)
  • G.E. Alexander et al.

    Basal ganglia-thalamocortical circuits: parallel substrates for motor, oculomotor, “prefrontal” and “limbic” functions

    Prog. Brain Res.

    (1990)
  • J. Amat et al.

    Medial prefrontal cortex determines how stressor controllability affects behavior and dorsal raphe nucleus

    Nat. Neurosci.

    (2005)
  • M.L. Anstey et al.

    Serotonin mediates behavioral gregarization underlying swarm formation in desert locusts

    Science

    (2009)
  • L. Arborelius et al.

    The 5-HT1A receptor selective ligands, (R)-8-OH-DPAT and (S)-UH-301, differentially affect the activity of midbrain dopamine neurons

    Naunyn Schmiedebergs Arch. Pharmacol.

    (1993)
  • F. Artigas et al.

    Adaptative changes of the serotonergic system after antidepressant treatments

    Adv. Exp. Med. Biol.

    (1996)
  • M. Asberg et al.

    5-HIAA in the cerebrospinal fluid. A biochemical suicide predictor?

    Arch. Gen. Psychiatry

    (1976)
  • E.C. Azmitia et al.

    An autoradiographic analysis of the differential ascending projections of the dorsal and median raphe nuclei in the rat

    J. Comp. Neurol.

    (1978)
  • A. Bari et al.

    Dissociable effects of noradrenaline, dopamine, and serotonin uptake blockade on stop task performance in rats

    Psychopharmacology (Berl.)

    (2009)
  • A. Bari et al.

    Serotonin modulates sensitivity to reward and negative feedback in a probabilistic reversal learning task in rats

    Neuropsychopharmacology

    (2010)
  • H.G. Baumgarten et al.

    Neurotoxic indoleamines and monoamine neurons

    Annu. Rev. Pharmacol. Toxicol.

    (1976)
  • H.G. Baumgarten et al.

    Role of serotonin in obsessive-compulsive disorder

    Br. J. Psychiatry Suppl.

    (1998)
  • F. Benaliouad et al.

    Blockade of 5-HT2a receptors reduces haloperidol-induced attenuation of reward

    Neuropsychopharmacology

    (2007)
  • A. Benko et al.

    Significant association between the C(-1019)G functional polymorphism of the HTR1A gene and impulsivity

    Am. J. Med. Genet. B Neuropsychiatr. Genet.

    (2010)
  • J.M. Birrell et al.

    Medial frontal cortex mediates perceptual attentional set shifting in the rat

    J. Neurosci.

    (2000)
  • J. Bizot et al.

    Serotonin and tolerance to delay of reward in rats

    Psychopharmacology (Berl.)

    (1999)
  • S. Body et al.

    Antagonism by WAY-100635 of the effects of 8-OH-DPAT on performance on a free-operant timing schedule in intact and 5-HT-depleted rats

    Behav. Pharmacol.

    (2002)
  • J. Borg et al.

    Serotonin transporter genotype is associated with cognitive performance but not regional 5-HT1A receptor binding in humans

    Int. J. Neuropsychopharmacol.

    (2009)
  • V. Boulougouris et al.

    Dissociable effects of selective 5-HT2A and 5-HT2C receptor antagonists on serial spatial reversal learning in rats

    Neuropsychopharmacology

    (2008)
  • V. Boulougouris et al.

    Enhancement of spatial reversal learning by 5-HT2C receptor antagonism is neuroanatomically specific

    J. Neurosci.

    (2010)
  • J.L. Brigman et al.

    Pharmacological or genetic inactivation of the serotonin transporter improves reversal learning in mice

    Cereb. Cortex

    (2009)
  • Cited by (115)

    • Synthetic surprise as the foundation of the psychedelic experience

      2024, Neuroscience and Biobehavioral Reviews
    • Effect of psilocybin on decision-making and motivation in the healthy rat

      2023, Behavioural Brain Research
      Citation Excerpt :

      Thus, the results found here may relate to the use of psilocybin as an antidepressant. Antidepressant medications—including selective serotonin reuptake inhibitors (SSRIs)—have been demonstrated to improve decision-making deficits in depressed individuals [9]; however, classic antidepressants often require weeks for patients to begin to experience positive changes, while other patients fail to respond to these medications and may experience adverse side effects. Psilocybin has received recent attention as a possible treatment for depression and other mental health disorders, with initial and small-scale studies showing promising impacts on cognitive abilities [3].

    • Aversive motivation and cognitive control

      2022, Neuroscience and Biobehavioral Reviews
    View all citing articles on Scopus
    View full text