Surveillance and state-making through EU agricultural policy in Hungary
Introduction
“Here the Corncrake1 is God Almighty, but I know that that’s not why my land is included in this… it’s so they can keep an eye on us out here, on the border of nowhere, behind God’s shoulders,”
Farmer NCs2-35, 2012
In this paper I unpack the new technologies of the state for the management of the rural Hungarian countryside, demonstrating how land-holders farming in the most marginal of land areas are being “kept an eye on out there”. I bring into dialogue the processes of hierarchically imposed agricultural laws and policies originating from the European Union (EU) (Knill and Tosun, 2009) with the lived experiences of farmers and street-level bureaucrats charged with their implementation to explore the ‘making’ of the state from the ground-up, and to probe the methods and processes of surveillance and audit.
Within the context of the EU, this making is pertinent towards both the nation-state and the wider European ‘project’ (Delanty, 2006). The effects of agricultural practices stemming from Europeanisation are particularly marked in post-socialist Hungary, where positive integration of European laws are tempered by divergent domestic state interests (Knill and Lehmkuhl, 2002, Zellei, 2001, Gorton et al., 2009). Socio-political restructuring of the agricultural sector occurs through multi-scalar, somewhat path-dependent trajectories aiming for participation in and integration with global markets alongside nuanced local “ways of doing things” (Bulmer and Radaelli, 2004, p. 4) that are in constant friction with externally expected or desired normative procedures and regulatory forms (Potter and Tilzey, 2005, Smith, 2007, Verdery, 2003). These normative procedures comprise the normative Weberian ‘ideal type’ bureaucracy of the EU that is “depersonalized, rationalistic, rule-bound behaviour” with a separation between “the bureau from the private domicile of the official; it divorces official activity from the sphere of private pursuits and attitudes” (Kamenka, 1989, p. 1).
The normative procedures and practices required to realise the Common Agricultural Policy’s (CAP) agri-environmental measures include substantive criteria that enable a rationality of government that provides (and mandates) states with new opportunities for surveillance and accountability. Recent geopolitical scholarship has highlighted the spatialising practices of EU policy, such that planning becomes a political technology of territory for European interests and discourses to be normalised within Member States (Luukkonen, 2014, Moisio and Luukkonen, 2014). Central and Eastern European (CEE) accession states have been depicted to vie for rapid compliance with EU environmental and agricultural agendas, with domestic conservation concerns becoming of secondary importance as territories are re-defined, re-scaled and re-contextualised to be “European” (Kay, 2014). However, to complicate such unidirectional depictions of EU hegemony and imposition, due attention needs to be given to the grounded sites and interfaces of implementation. National and local political and landed interests, formal and informal, influence and modify the application of EU agricultural policies (Clark and Jones, 2009, Moisio et al., 2013, Zellei et al., 2005). Europeanisation does not stop at the codification or “downloading” of law (Börzel, 2002), and thus is never uncontested or homogenous. Although pre-2004 Hungarian governments undertook one-way harmonisation with EU laws and policies despite no influence in their original design (Caddy, 1997), in today’s Hungarian political landscape this is a source of continued and growing strong nationalist discourse across the political spectrum and basis for resistance against European regulation (Gille, 2010).
In this paper the implementation of the ‘greened’ CAP will be examined through the lens of neoliberal governmentality through an explicit engagement with the tools of the state and their effects on individual farmers. The features of an ‘audit culture’ (Power, 2003a, Power, 2003b), which includes emphases on accountability, quantification, the use of indicators, mappability, the rise of privatised agents in the form of accountants and consultants, are all prevalent in the new European agricultural system and are the cornerstone to the operationalisation of agri-environment measures. The “disciplining” of farmers through the application of constant surveillance and auditing (or the threat of it) occurs in this case within a society that operates still (and arguably increasingly) via social networks and cronyism (Magyar, 2014) alongside neoliberal aims to ‘remake’ farmers into ‘responsibilised’ business individuals.
Justification for audit culture and the increased bureaucratisation of farming has occurred through discourses around accountability. Accountability has rhetorical significance in times of austerity, when public expenditure undergoes ever-greater scrutiny (Streeck and Schäfer, 2013). Calls for accountability provide strong foundations amongst local populations for legitimising surveillance and inspections (c.f. Gupta, 1995), though it is a fuzzy concept, a potential “synonym for many loosely defined political desiderata” such as transparency, equity, efficiency, good governance and the like (Bovens, 2010, p. 946). At its best it is associated with public accountability where accountability is a virtue (Bovens, 2010), which in this case is to keep farmers ‘honest’ with taxpayers’ money. Farmers in receipt of agricultural subsidies must be held to account and monitored for compliance, but how this occurs amidst unique socio-political contexts matters.
The farmers who participated and contributed to this research overwhelmingly found the inspections process associated with agri-environment schemes to be a negative one, focused around discipline and punishment through sanctions that they tied to the current economic woes and political climate of the Hungarian state (and Europe more generally), and not towards engendering a more desired ‘green’ farming practice. My focus on surveillance and inspections arose during a broader ethnographic study in response to these perceptions (Kovács, 2014). However, it must be noted that farmers’ resentment of state inspections arise from their own interests and agendas that get in the way of the ‘seeing’ ambitions of the state (Taylor and Van Grieken, 2015). Farmers are highly entrepreneurial, with localised and diffuse experiential knowledge that they use, develop and convert for the benefit and profit of their businesses (Morris, 2004, Morris, 2006); laying out entire business strategies for audit impinges on personal and professional privacy. Acceptance of conservation goals arises from localised attitudes as well as trust vis-à-vis the state at its proposed and realised role in regulation (Juntti and Potter, 2002, Taylor, 2010). These attitudes to the role of government in society temper farmers’ acceptance of being subject to government oversight, even when they are the recipients of public money. Recognising these complexities, through relaying the experiences of a differential set of farmers I seek to draw attention to how practices of surveillance and inspections are translated and implemented and in turn impact the agricultural sector because of these very personal and place-laden social internalisations. They also give rise to questions to both farmers and the wider state of what would constitute acceptable and appropriate forms of surveillance and monitoring?
Ongoing research in agri-environment schemes is vast and crosses many disciplines. Extensive reviews have found biases in favour of Western Europe and to ecological or economic assessments of how successfully schemes operate as ‘incentives’ (Riley, 2011, Uthes and Matzdorf, 2013). A ‘cultural turn’ in the study of agri-environment seeks to capture and understand the social role or perceptions of farmers as embedded within wider contexts (Wilson, 2001, Morris, 2004, Burton et al., 2008, Burton and Paragahawewa, 2011), wherein geographers have examined farmers’ reasons for scheme participation and their attendant, changing conservation or ‘stewardship’ values (Morris and Potter, 1995, Wilson and Hart, 2000, Siebert et al., 2006, Riley, 2011). Building on this wide scholarship, this paper uses the tools of social anthropology to look at the grounded actions of a diffuse state during agricultural inspections. These inspections provide a standardised interface that is predetermined to an extent by the EU, but realised by Member States (Beckmann et al., 2009). As a result of privacy protection measures research on compliance and surveillance in this field are very limited due to limited data availability (Schmit et al., 2006).
In the following section, I review neoliberal governmentality and notions of responsibilised subjects to outline why ‘mundane’ practices matter. The new arts of government which constitute these intersect with the ‘making’ of states from below, and in the second review I outline anthropologies of state encounters and the ‘lived realities’ of life in post-socialist states, particularly during this period of Europeanisation. This is followed in Section 4 by an outline of the EU’s CAP and agri-environmental measures, after which I introduce the methods and analysis undertaken for the empirical data. In Section 6 I outline how the Hungarian state has put in place an ever-expanding cross-institutional surveillance network for the oversight of farming territories that were previously far from its purview. In Section 7 I build on Foucault’s conception of power as de-centred from the state – as diffuse, not top-down (Rose, 1993) – that results in a varied experience of the state amongst farmers, where local relationships ‘count’ strongly towards enabling farmers to cope with the new agricultural system. In the final empirical section, I highlight farmers’ agency and their active recognition and awareness of the processes of which they are a part: their responsibilisation and their constant intellectual engagement (individually and communally) with the state’s intentions as a result of their encounters with the state’s representative and thus its ‘behaviour’.
Section snippets
Neoliberal governmentality, the state and agriculture
Governmentality refers to the arts of government to know “how to govern” (Dean, 2009). To Michel Foucault, liberalism and neoliberalism were not only ideologies but a form of political rationality for the “conduct of conduct…activity aiming to shape, guide or affect conduct” (Gordon, 1991, p. 2). This includes conduct in the interpersonal realm as well as between governments or institutions (Foucault, 1991). Governmentality research focuses on the “mundane business of governing everyday
Post-socialist state-making
Post-socialism as a topic of anthropological investigation documents lives through ethnography, of how people and communities experienced socialism, the state, its collapse, and what came after with emphasis on change, the “fine-grained detail of everyday life” as well as what the “contradictions, paradoxes and ambiguities” of altering institutional and governance ideologies mean for people (Berdahl, 2000, Burawoy and Verdery, 1999, Hann et al., 2002). Accounts of transformation in the region
The CAP and agri-environment
From the late 1980s the EU’s CAP began to de-link crop yields from subsidy payments, connecting financial support to ‘environmentally-friendly’ farming techniques (Baldock et al., 1990, Wilson, 2007). As part of this overhaul, two policy ‘pillars’ were established for the CAP, where the first provides direct income support in the form of the Single Payment (or Area) Scheme (SPS or SAP), where payments are based either on what farmers earned in the past (in the case of old-EU member states) or,
Methods
The empirical data used for this paper arises from extensive PhD fieldwork periods from early 2011 to April 2013, as well as interviews in May–June 2014 across two farming areas in the north and south-east of Hungary. The northern site is located along Hungary’s border with Slovakia, in the Northern Cserehát, while in the south-east extended periods were spent in the region of Békéscsaba, one of the most fertile areas of Hungary. The focus of data collection was around understanding
Surveillance
‘On-the-spot’ checks occur whereby regional government ARDA staff go to farms to inspect premises and paperwork to ensure that farmers have complied with regulations for the receipt of agricultural subsidies. Across both cases study areas ‘real’ inspection rates were at a higher rate than legally necessary. Most interviewed farmers stated that they expected to be audited at some stage, with a farmer yet in receipt of a check stating it would be “only a matter of time” (Farmer NCs-9, 2011). In
Inspections as state-farmer nexus: establishing neoliberal governmentality
The inspections and auditing process of farming activity has become highly prescriptive, managerial and paper-based, quite removed from real-time farming activities and realities. Furthermore, there is no effort to capture or compare activities that affect the environment, such as pesticide or fertiliser use, year-on-year, so that the “effectiveness” of agri-environment remains unknowable. No systematic environmental monitoring of agri-environment actions-and-benefits exists, thus there is a
Responsibilisation and state legitimacy
The majority of Hungarian farmers interviewed attested to or expressed some form of fear of the state as a result of their past experience of the audit process, and its potential ability to bankrupt their businesses through the enforcement of administrative rules that appear to many as irrelevant to the practice of farming.
The ability for the average farmer to comply with new holistic regulatory logics, technology and the overall digitalisation of reporting highlight not only changes to the
Conclusions
This paper has examined how an overarching Foucaultian ‘examination’ of agricultural activity for agri-environment subsidies rests on techniques of surveillance, which takes place through remote, physical and administrative processes. Although the European Commission may wish to serve as a regulator and technocratic administrator and advisor to states and individuals in rural areas, operating through standardised guidelines and practices, the needs for the operationalisation of such an
Acknowledgements
I am grateful to the Gates Trust Cambridge for their support throughout my doctoral studies and fieldwork periods. I am indebted to all interviewees for sharing their experiences and journeys with me. The Environmental Social Science Research Group (ESSRG) Hungary provided me with great intellectual and practical support throughout the PhD and beyond. I would like to acknowledge the assistance of Emese Placskó, Ágnes Kalóczkai and János Gyüre for their fieldwork assistance and our accompanying
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