Abstract
Introduction
Deep brain stimulation (DBS) is utilized to treat pediatric refractory dystonia and its use in pediatric patients is expected to grow. One important question concerns the impact of hope and unrealistic optimism on decision-making, especially in “last resort” intervention scenarios such as DBS for refractory conditions.
Objective
This study examined stakeholder experiences and perspectives on hope and unrealistic optimism in the context of decision-making about DBS for childhood dystonia and provides insights for clinicians seeking to implement effective communication strategies.
Materials and Methods
Semi-structured interviews with clinicians (n = 29) and caregivers (n = 44) were conducted, transcribed, and coded.
Results
Using thematic content analysis, four major themes from clinician interviews and five major themes from caregiver interviews related to hopes and expectations were identified. Clinicians expressed concerns about caregiver false hopes (86%, 25/29) and desperation (68.9%, 20/29) in light of DBS being a last resort. As a result, 68.9% of clinicians (20/29) expressed that they intentionally tried to lower caregiver expectations about DBS outcomes. Clinicians also expressed concern that, on the flip side, unrealistic pessimism drives away some patients who might otherwise benefit from DBS (34.5%, 10/29). Caregivers viewed DBS as the last option that they had to try (61.3%, 27/44), and 73% of caregivers (32/44) viewed themselves as having high hopes but reasonable expectations. Fewer than half (43%, 19/44) expressed that they struggled setting outcome expectations due to the uncertainty of DBS, and 50% of post-DBS caregivers (14/28) expressed some negative feelings post treatment due to unmet expectations. 43% of caregivers (19/44) had experiences with clinicians who tried to set low expectations about the potential benefits of DBS.
Conclusion
Thoughtful clinician-stakeholder discussion is needed to ensure realistic outcome expectations.
Similar content being viewed by others
Data Availability
The participants of this study did not give written consent for their data to be shared publicly, so due to the sensitive nature of the research supporting data is not available.
Notes
Our findings on social media impacting levels of hope are similar to those in other studies, which have found that DBS can increase levels of unrealistic hope among patients and caregivers15, 16 but patients feel that utilizing social media can allow them to more fully participate in healthcare conversations. 17.
References
Hale, A.T., M.A. Monsour, J.D. Rolston, R.P. Naftel, and D.J. Englot. 2020. Deep brain stimulation in pediatric dystonia: A systematic review. Neurosurgical Review 43 (3): 873–880. https://doi.org/10.1007/s10143-018-1047-9.
Elkaim, L.M., N.M. Alotaibi, A. Sigal, H.M. Alotaibi, N. Lipsman, S.K. Kalia, et al. 2019. Deep brain stimulation for pediatric dystonia: A meta-analysis with individual participant data. Developmental Medicine and Child Neurology 61 (1): 49–56. https://doi.org/10.1111/dmcn.14063.
Muñoz, K.A., J. Blumenthal-Barby, E.A. Storch, L. Torgerson, and G. Lázaro-Muñoz. 2020. Pediatric Deep brain stimulation for dystonia: Current state and ethical considerations. Cambridge Quarterly of Healthcare Ethics 29 (4): 557–573. https://doi.org/10.1017/S0963180120000316.
Zuk, P., and G. Lázaro-Muñoz. 2021. Treatment search fatigue and informed consent. AJOB Neuroscience 12 (1): 77–79. https://doi.org/10.1080/21507740.2020.1866115.
Blumenthal-Barby, J.S., and P.A. Ubel. 2018. In defense of ‘Denial’: Difficulty knowing when beliefs are unrealistic and whether unrealistic beliefs are bad. The American Journal of Bioethics 18 (9): 4–15. https://doi.org/10.1080/15265161.2018.1498934.
Weinstein, N. 1980. Unrealistic optimism about future life events. Journal of Personality and Social Psychology 39 (5): 806–820.
Kadlac, A. 2015. The virtue of hope. Ethical Theory and Moral Practice 18 (2): 54–337.
Jansen, L.A., et al. 2016. The impact of unrealistic optimism on informed consent in early-Phase Oncology trials. IRB 38 (5): 1–7.
Schwitzgebel, E. 2010. Acting contrary to our professed beliefs or the Gulf between occurrent judgment and dispositional belief. Pacific Philosophical Quarterly 91 (4): 531–553.
Mele, A.R. 2000. Self-deception unmasked. Princeton: Princeton University Press.
Lear, J. 2006. Radical hope: Ethics in the face of cultural devastation. Cambridge: Harvard University Press Kindle edition.
Martin, A. 2013. How we hope: A moral psychology. Princeton: Princeton University Press.
Bell, E.E., B. Maxwell, M.P. McAndrews, A.F. Sadikot, and E. Racine. 2010. Hope and patients’ expectations in deep brain stimulation: Healthcare providers’ perspectives and approaches. The Journal of Clinical Ethics 21 (2): 112–124.
Boyatzis, R. 1998. Transforming qualitative information. https://us.sagepub.com/en-us/nam/transforming-qualitative-information/book7714. Accessed 27 Jun 2023.
Gardner, J., G. Samuel, and C. Williams. 2015. Sociology of low expectations: Recalibration as innovation work in biomedicine. Science, Technology & Human Values 40 (6): 998–1021.
Benetoli, A., et al. 2018. “How Patients’ use of social media impacts their interactions with healthcare professionals. Patient Education and Counseling 101 (3): 439–44. https://doi.org/10.1016/j.pec.2017.08.015. ScienceDirect.
Braun, V., and V. Clarke. 2021. One size fits all? What counts as quality practice in (reflexive) thematic analysis? Qualitative Research in Psychology 18 (3): 328–352.
Gardner, J., et al. 2019. Persuasive bodies: testimonies of deep brain stimulation and Parkinson’s on youtube. Social Science & Medicine 222: 44–51. https://doi.org/10.1016/j.socscimed.2018.12.036. ScienceDirect.
Hundley, J. (2015). Laying crepe. OrthopaedicLIST.Com Blog. https://www.orthopaediclist.com/blog/laying-crepe/
Gardner, J., and A. Cribb. 2016. The dispositions of things: The non-human dimension of power and ethics in patient-centered medicine. Sociology of Health & Illness 38 (7): 1043–1057.
Gardner, J. 2017. Securing a future for responsible neuromodulation in children: The importance of maintaining a broad clinical gaze. European Journal of Paediatric Neurology 21 (5): 49–55. https://doi.org/10.1016/j.ejpn.2016.04.019.
Acknowledgements
Research for this article was funded by the BRAIN Initiative-National Institutes of Health [parent grant R01MH121371] (Blumenthal-Barby, Storch, Lazaro-Munoz). The views expressed are those of the authors and do not necessarily reflect views of the NIH, Baylor College of Medicine, or Harvard Medical School.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflicts of Interest
The authors have no conflicts of interest to disclose.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Dorfman, N., Snellman, L., Kerley, Y. et al. Hope and Optimism in Pediatric Deep Brain Stimulation: Key Stakeholder Perspectives. Neuroethics 16, 17 (2023). https://doi.org/10.1007/s12152-023-09524-3
Received:
Accepted:
Published:
DOI: https://doi.org/10.1007/s12152-023-09524-3