Skip to main content

Advertisement

Log in

Comparison of Deliberate and Spontaneous Facial Movement in Smiles and Eyebrow Raises

  • Original Paper
  • Published:
Journal of Nonverbal Behavior Aims and scope Submit manuscript

Abstract

We investigated movement differences between deliberately posed and spontaneously occurring smiles and eyebrow raises during a videotaped interview that included a facial movement assessment. Using automated facial image analysis, we quantified lip corner and eyebrow movement during periods of visible smiles and eyebrow raises and compared facial movement within participants. As in an earlier study, maximum speed of movement onset was greater in deliberate smiles. Maximum speed and amplitude were greater and duration shorter in deliberate compared to spontaneous eyebrow raises. Asymmetry of movement did not differ within participants. Similar patterns contrasting deliberate and spontaneous movement in both smiles and eyebrow raises suggest a common pattern of signaling for spontaneous facial displays.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Notes

  1. Spontaneous smile onsets as described here are to be distinguished from periods of smiling that are continuous in terms of facial action coding but are likely punctuated with multiple brief movements of the type described in this and other studies (Hess and Kleck 1997; Schmidt et al. 2003; Tarantili et al. 2005; Valstar et al. 2006).

  2. Participants in the current study represent a newly collected data set at the University of Pittsburgh, independent of individuals in an earlier study (Schmidt et al. 2006).

  3. The current study focused on movement during onset for two reasons. Onset or rapid change at the start of facial movement is the most salient feature of any facial signal (Leonard et al. 1991). Perceptual response to facial displays occurs within the average onset timing of previously studied spontaneous smiles (Dimberg and Thunberg 1998; Schmidt et al.2006a; Schmidt et al. 2003). Offsets are also by definition non independent of onsets, as they occur subsequently to onsets and are constrained in total movement as they involve the return of facial features to a more neutral position. Previous research has indicated that offset movement is very similar to that of onsets (Schmidt et al. 2006b).

References

  • Cohn, J., & Kanade, T. (2004). Use of automated facial image analysis for measurement of emotion expression. In J. Coan & J. Allen (Eds.), The handbook of emotion elicitation and assessment. New York: Oxford University Press.

    Google Scholar 

  • Cohn, J., & Schmidt, K. (2004). The timing of facial motion in posed and spontaneous smiles. International Journal of Wavelets, Multiresolution and Information Processing, 2, 1–12.

    Article  Google Scholar 

  • Cohn, J. F., Reed, L. I., Ambadar, Z., Xiao, J., & Moriyama, T. (2004). Automatic analysis and recognition of brow actions and head motion in spontaneous facial behavior. Proceedings of the international conference systems, man and cybernetics, 1, (pp. 610–616).

  • Dimberg, U., & Thunberg, M. (1998). Rapid facial reactions to emotional facial expressions. Scandinavian Journal of Psychology, 39, 39–45.

    Article  PubMed  Google Scholar 

  • Ekman, P. (1979). About brows: Emotional and conversational signals. In M. von Cranach, K. Foppa, W. Lepenies, & D. Ploog (Eds.), Human ethology: Claims and limits of a new discipline (pp. 169–202). New York: Cambridge University Press.

    Google Scholar 

  • Ekman, P., & Friesen, W. (1982). Felt, false, and miserable smiles. Journal of Nonverbal Behavior, 6(4), 238–252.

    Article  Google Scholar 

  • Ekman, P., Friesen, W. V., & Hager, J. C. (2002). The Facial Action Coding System (2nd ed.). Salt Lake City: Research Nexus eBook.

    Google Scholar 

  • Frank, M., Ekman, P., & Friesen, W. (1993). Behavioral markers and recognizability of the smile of enjoyment. Journal of Personality and Social Psychology, 64(1), 83–93.

    Article  PubMed  Google Scholar 

  • Grammer, K., Schiefenhovel, W., Schleidt, M., Lorenz, B., & Eibl-Eibesfeldt, I. (1988). Patterns on the face: The eyebrow flash in crosscultural comparison. Ethology, 77, 279–299.

    Article  Google Scholar 

  • Hager, J. C., & Ekman, P. (1997). The asymmetry of facial actions is inconsistent with models of hemispheric specialization. In P. Ekman & E. Rosenberg (Eds.), What the face reveals (pp. 40–62). New York: Oxford University Press.

    Google Scholar 

  • Hess, U., & Kleck, R. (1997). Differentiating emotion elicited and deliberate emotional facial expressions. In P. Ekman & E. Rosenberg (Eds.), What the face reveals (pp. 271–286). New York: Oxford University Press.

    Google Scholar 

  • Krumhuber, E., & Kappas, A. (2005). Moving smiles: The role of dynamic components for the perception of the genuineness of smiles. Journal of Nonverbal Behavior, 29, 3–24.

    Article  Google Scholar 

  • Leonard, C. M., Voeller, K. K. S., & Kuldau, J. M. (1991). When’s a smile a smile? Or how to detect a message by digitizing the signal. Psychological Science, 2(3), 166–172.

    Article  Google Scholar 

  • Lien, J. J., Kanade, T., Cohn, J. F., & Li, C.-C. (2000). Detection, tracking, and classification of subtle changes in facial expression. Journal of Robotics and Autonomous Systems, 31, 131–146.

    Article  Google Scholar 

  • Rinn, W. E. (1984). The neuropsychology of facial expression: A review of the neurological and psychological mechanisms for producing facial expressions. Psychological Bulletin, 95(1), 52–77.

    Article  PubMed  Google Scholar 

  • Schmidt, K., Ambadar, Z., Cohn, J., & Reed, L. (2006a). Movement differences between deliberate and spontaneous facial expressions: Zygomaticus major action in smiling. Journal of Nonverbal Behavior, 30(1), 37–52.

    Article  PubMed  Google Scholar 

  • Schmidt, K., & Cohn, J. (2001). Human facial expressions as adaptations: Evolutionary perspectives in facial expression research. Yearbook of Physical Anthropology, 116(S33), 8–24.

    Article  Google Scholar 

  • Schmidt, K., Cohn, J., & Tian, Y. (2003). Signal characteristics of spontaneous facial expressions: Automatic movement in solitary and social smiles. Biological Psychology, 65(1), 49–66.

    Article  PubMed  Google Scholar 

  • Schmidt, K., Liu, Y., & Cohn, J. (2006b). The role of structural facial asymmetry in asymmetry of peak facial expressions. Laterality, 11(6), 540–561.

    PubMed  Google Scholar 

  • Skinner, M., & Mullen, B. (1991). Facial asymmetry in emotional expression: A meta-analysis of research. British Journal of Social Psychology, 30, 113–124.

    Google Scholar 

  • Tarantili, V. V., Halazonetis, D. J., & Spyropoulos, M. N. (2005). The spontaneous smile in dynamic motion. American Journal of Orthodontics and Dentofacial Orthopedics, 128(1), 8–15.

    Article  PubMed  Google Scholar 

  • Valstar, M. F., Pantic, M., Ambadar, Z., & Cohn, J. F. (2006, November). Spontaneous vs. posed facial behavior: Automatic analysis of brow actions. Poster presented at Proceedings of the 8th international conference on Multimodal interfaces ‘06. November 2–4, Banff, Canada.

Download references

Acknowledgments

This research was supported by NIMH grant 167376 to Karen L. Schmidt and the development of the Automated Facial Image Analysis system has been supported by NIMH grant MH 51435 to Jeffrey F. Cohn. We gratefully acknowledge the assistance of Bozena Zdaniuk and the Peer Mentored Research Development meeting in the analysis of data described in this paper and we thank anonymous reviewers for suggestions to improve this paper. This research was conducted at the University Center for Social and Urban Research at the University of Pittsburgh.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Karen L. Schmidt.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Schmidt, K.L., Bhattacharya, S. & Denlinger, R. Comparison of Deliberate and Spontaneous Facial Movement in Smiles and Eyebrow Raises. J Nonverbal Behav 33, 35–45 (2009). https://doi.org/10.1007/s10919-008-0058-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10919-008-0058-6

Keywords

Navigation