Abstract
In this article, we use content and cluster analysis on a global sample of 200 social entrepreneurial organizations to develop a typology of social entrepreneuring models. This typology is based on four possible forms of capital that can be leveraged: social, economic, human, and political. Furthermore, our findings reveal that these four social entrepreneuring models are associated with distinct logics of justification that may explain different ways of organizing across organizations. This study contributes to understanding social entrepreneurship as a field of practice and it describes avenues for theorizing about the different organizational approaches adopted by social entrepreneurs.
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Notes
We use the terms social entrepreneur and social entrepreneurial organization interchangeably throughout the article as our empirical and theoretical focus is organizing.
Mohr and Guerra-Pearson (2010), for example, used relations between categories of relief recipients, classes of social problems, and the type of activities undertaken as indicators of models used by 600 welfare organizations in New York City during the Progressive Era. Also focusing on the Progressive Era, DiMaggio and Mullen (2000) selected the type of actors involved, the category of actions taken, and the object of action (i.e., the audience) to surface distinct models that shaped civic rituals related to National Music Week.
For text sampled, refer to www.ashoka.org and www.schwabfound.org.
A stratified and weighted random sample was constructed in the case of Ashoka fellows to reflect the distribution across regions and year elected.
We collected all profiles on the web in July 2007.
Unlike other statistical methods for studying configurations such as deviation scores, where the researcher defines ideal types and then calculates distances between the ideal profiles (Delery and Dote 1996), and fuzzy set qualitative comparative analysis (fsQCA), where the selection of attributes is based on theoretical knowledge about their relationship with the outcome (Fiss 2007, p. 1183), cluster analysis makes no prior assumptions about differences in the sample and does not predict outcomes in advance.
Of the hierarchical procedures, Ward’s algorithm has provided superior clustering solutions over other algorithms across distinct applications (Blashfield 1976; Milligan 1980; Mojena 1977). We re-ran k-means cluster analysis using average linkage algorithm to define the initial seed and the results scarcely changed (Cohen’s kappa inter-agreement = 0.76).
The Calinski and Harabasz pseudo-F stopping rule index calculates the ratio of total variation between clusters versus total variation within a cluster. Larger values indicate more distinct clustering. The maximum hierarchy level was used to indicate the correct number of partitions in the data (Calinski and Harabasz 1974). Duda and Hart (1973) proposed a ratio criterion where Je(2) is the sum of the squared errors within a cluster when the data are broken into two clusters, and Je(1) provides the squared errors when one cluster exists. The rule for deciding the number of clusters is to determine the largest Je(2)/Je(1) value (0.8466) that corresponds to a low pseudo-T 2 value (10.15) and has a higher T 2 value above and below it.
Information about the IHRDA was collected from the organization’s website, http://www.ihrda.org/, and retrieved on June 27, 2012.
The ACERWC is a committee of 11 experts appointed by the general assembly of the heads of states of the African Union (AU). These experts examine cases against nations, investigate them and decide whether there is a violation of the African Charter on the Rights and Welfare of the Child, which is a charter ratified by the members of the AU. This committee has no legal power, only the ability to make resolutions and declarations to the members of the AU.
Information about Soul City was collected from the organization’s website, http://www.soulcity.org.za/, and retrieved on June 27, 2012.
Information about Honey Care was collected from the organization’s website, http://www.honeycareafrica.com/, and retrieved on June 27, 2012.
Information about Taproot Foundation was collected from the organization’s website, http://www.taprootfoundation.org/, and retrieved on June 27, 2012.
The Cramer’s V is a χ2-based measure of nominal association which assesses the association strength between two variables where 1 is a perfect relationship and 0 is no relationship. Cramer’s V overcomes the requirement to fill every cell of crosstab matrix.
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Acknowledgments
We thank Lisa Hehenberger, Woody Powell, Tomislav Rimac, Marc Schneiberg, Christian Seelos and Funda Sezgi for comments on earlier versions of this paper and Stefan Dimitriados, David Delgado and Julie Mirocha for research and editorial support. We are grateful to the Spanish Ministry of Science and Innovation for financial support (ECO2011-23220 and ECO2011-13361-E).
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Appendices
Appendix 1
Coding Process
We analyzed qualitative data (texts) and proceeded in three large stages, although we moved back and forth in an iterative and systematic process that we will detail to show how we got from the data to the findings. The reliability was calculated at the last phase of content analysis.
First Stage: Creating First-Order Codes
We interrogate SEO’s texts, asking questions along three dimensions: (1) which issues are addressed, (2) who needs to be involved, and (3) how these agents of change are involved. We created categories directly from the texts by applying an open coding procedure/inductive approach. Both authors started reading texts about the 200 organizations to develop categories for the dimensions of social change. First, we used in vivo codes to facilitate identification of general code labels. The words taken from the text formed the basis for generating categories of issues, actors and actions. This stage of analysis produced 210 codes for issues, 266 codes for actors, and 69 codes for actions. Summary sheets were constructed for each dimension and a review was conducted to group codes with a clear similar meaning.
Second Stage: Grouping Codes into Higher Abstracted Categories
In the second stage, codes of each dimension were compared and related to be grouped into higher order categories. We reduced the list of codes into increasingly abstract categories. Elements that were found to be theoretically similar to previously coded elements were given the same name and were grouped into the same code. Authors met several times to discuss and brainstorm how these categories related to one another. During several meetings the tentative categories were compared, discussed and revised by the authors to reach the highest abstraction and were assigned a more abstract name. Each time provisional categories were created we went back to the texts and re-coded data to check if it fitted into the higher abstracted categories. When it did not, coders revised categories. For example, when coding which actions are performed we initially created the category “charity” to reflect the activities where actors were provided with free services such as “free eye care.” However, after re-reading texts the category was dropped because it did not reflect the activity performed but rather the cost of the service. Finally, it was coded into the category of “treating medically.” While cost of the service is an important variable in assessing “business” models it is not the subject of this analysis, especially since our data did not include this information for all SEOs. Disagreements with respect to the allocation of codes and the labeling were solved by discussion between the authors and consulting with experts in the field. After refining categories, a coding scheme was created with definitions, sub-categories, and examples.
Third Stage: Re-coding Original Data
At the third stage, we re-coded all the texts using the defined abstracted categories. We went back to the original text data to code texts once again with respect to the generated categories of issues, actors and actions. Any unit of text that could not be categorized with the coding scheme was given a new code and coding scheme was modified. Some categories were re-named to be comprehensive and representative of all codes. The purpose was to achieve categories mutually exclusive and exhaustive. In the final coding scheme, no data could fall into more than one category (mutually exclusive) and no data could be excluded due to the lack of suitable category (exhaustive).
For issues, we created a draft list of issues that we then refined. An issue was defined as the need or problem that concern the SE. Examples of provisional categories were “poverty,” “discrimination,” “illiteracy,” “environment exploitation,” “lack of job opportunities,” or “no access to justice.” We reduced this list of codes into a comprehensive set of categories. Categories were condensed into broader ones on the basis of the domain where issues occur. By domain we mean the specific sphere of norms and structures in which the SEO operates. This criterion of aggregation facilitates the identification of the opportunity spaces where SEs are located. To illustrate, we identified at first “poverty,” “lack of job opportunities,” and “economic crisis” as different categories of issues addressed. In a next step of abstraction, we decided to integrate them into the single category “economic domain” because all of them share a common environment characterized by the lack/deprivation of economic incomes. This process led to the final 11 categories demarcating the variety of issues addressed by SEOs in our sample.
A similar process of reconciliation was undertaken for actors. We identified 15 distinct categories including individual and collective groups. Categories of actors that applied to <2 % of our sample were aggregated into the category “other target actors.” The analysis of data revealed that SEOs used widely diverse actions to engage the actors, and nine categories of actions were identified. Action categories that applied to <2 % of the SEOs were aggregated in the category “other actions” and cases where texts did not reveal any actions were grouped into the category “no actions.” We discussed and revised categories with research associates and external experts. We also validated these categories by coding an additional sample of SE text from Ashoka.
Appendix 2
Coding Schemes
Issues
Categories | Definition | Provisional categories | Codes | Example |
---|---|---|---|---|
Civic engagement | SEO responds to civic engagement issues | Failure/inefficiency of civil society | Failure of charity, failure of civil sector organizations, inefficiency of volunteer work, inefficient civil sector organizations, there is no grass-roots movement, local conflicts among villagers | Communal rivalries and even interpersonal conflicts were expressed through spurious accusations of sympathy with the PKI. This discrimination, when combined with efforts to block any investigations into the massacres themselves, has long precluded any hopes for transparency and reconciliation (Syarikat) |
Civic disengagement | Community disengagement | |||
Limited participation in civic life | Lack of participation, low democratic participation | |||
Discrimination/marginalization | Black stereotypes, blind risks, development projects don’t involve community, difficult integration for prisoners, discrimination against mentally ill and drug addicts, discrimination against Roma, disempowered role of youth, ethnic conflicts, homeless children, homelessness, isolation, tribal divisions in labor force, marginalization, orphans, racial polarization, discrimination against disabled, social discrimination, structural discrimination, vulnerability of children, vulnerability of young girls, discrimination against women, discrimination within labor force, youth stereotypes | |||
Failure/noninvolvement of government | Failure of government, government cut-off in health system, government cuts off support, lack of government concern, noninvolvement of government | |||
Failure of social services | Failure of children’s social services, failure of social services, failure of youth social services, no access to child care | |||
Culture | SEO addresses values and culture issues | Repression of traditional values | Cultural repression, traditional culture discouraged, traumas of the past | Young people in particular suffer from a lack of cultural identity (Oficina MUSCUI) |
Contestation | Lack of cultural identity | |||
Economic sphere | SEO responds to economic issues | Economic crisis/unprofitable | Agriculture collapse, agriculture underdeveloped, economic crisis, dependence on handouts, failure of industry, high debts, inefficient land use, socioeconomic devastation, uncompetitive farmers, uncompetitive producers, unprofitable because of intermediaries, unsustainable agriculture | Due to the lack of economic opportunity, many become beggars, prostitutes, collectors/scavengers or vendors of recyclable scraps (Hagar) |
No access to markets/credit unavailability | Credit unavailability, lack of economic opportunity, market void in exports, no access to credit, no access to market, noninvolvement of private sector, no access to land, lack of entrepreneurship | |||
Poverty | Poverty | |||
Poor working conditions | Inadequate working conditions, low working conditions, mismanagement of solid waste management, poor communication among agricultural stakeholders, uncompetitive farmers, uncompetitive producers, work exploitation | |||
Unemployment/lack of job opportunities | Agriculture collapse, lack of job opportunities, unemployment | |||
Education | SEO tackles educational and skill limitations | lliteracy and lack of skills | Illiteracy, lack of skills | Existing educational programs had little effect because they did not reach enough people and the information was delivered in a dry, bureaucratic manner not conducive to learning (Soul City) |
Failure/collapse of educational system | Burnout of teachers, education system collapse, failure of educational programs, failure of formal education, lack of appropriate educational programs for children | |||
Limited/no access to education | Little public education, no access to formal education | |||
Environment | SEO responds to environmental concerns | Environment exploitation/sustainability | Deforestation, environmental exploitation, environmental pollution, pollution, strain on natural resources, trade in wild animals, uncontrolled commercial forestry | Unfortunately, however, years of uncontrolled exploitation have left a large portion of Indonesia’s coral reefs in an endangered state (Meity Mongdong) |
Lack/failure of environmental programs | Failure of environmental programs, human disconnection from nature, lack of consciousness of environmental problems, low environmental practices, mismanagement of environmental policies, mismanagement of solid waste management, failure of environmental education | |||
Family | SEO focuses on family relationships | Family crisis | Children run away, family crisis | The family unit in Poland suffered during the dramatic social upheaval of the 1990s (Fatherhood Center) |
Food and Water | SEO tackles limited access to food and water | Food/water shortage | Food crisis, malnutrition, no access to water supply | Only 35 % of Nepalis have access to adequate, modern water supply systems. Even those who have benefited from these investments, including much of Kathmandu’s population, often do not have reliable, safe supplies (Nepal Water Conservation) |
Health | SEO tackles healthcare access and conditions | Diseases/addictions | Diseases, drugs, HIV/AIDS | Mali’s citizens did not have access to sufficient health care (Mutuelle de Santé Communautaire) |
Insufficient infrastructure/human resources in health | Dehumanization of hospitals, failure of traditional medicine, inadequate home health care, inefficiency of healthcare management, lack of delivery of health services, lack of doctors, lack of medical professional help, overcrowded public hospitals, unhygienic, no access to healthcare, unaffordable medicines for poor, lack of information on health, government cut off in health system | |||
Housing | SEO addresses housing access and conditions | Deficiencies in urban housing | Housing crisis, urban slums, urban sprawl | Such housing generally lacks basic infrastructure and services (Community-Based Information Network—Combine) |
Law and rights | SEO addresses law access and enforcement | Lack of legal protection/human rights not enforced/no access to justice | Failure of law enforcement, failure of previous public legal services, human rights not enforced, lack of legal protection, low legal protection of workers, can’t afford lawyers, no access to justice | By engaging the legal system he demonstrates the absence of legal protection for the Roma and stimulates public discussion about civil rights (NEKI) |
No political voice/lack of advocacy | Failure of elite women to mobilize, failure of traditional labor unions, lack of advocacy/no political voice, no access to politics | |||
Violence/abuse/criminal activities | Child abuse, domestic violence, girls forced into prostitution, human rights abuses, violence against women, violence, conflicts, corruption, mistrust of security systems, violent crime | |||
Technology | SEO tackles technology issues | Lack of/inadequate technology | Lack of technology, inadequate technology, limited reach of social innovations | Absence of cheap food-preservation technologies (Jariisu Jama Dema Kafoo—JJDK) |
Target constituencies
Category | Definition | Codes | Example |
---|---|---|---|
Business sector | SEO engages private corporations | Business sector, corporations, companies, private sector | In addition, founder Safia Minney works to convince conventional companies to sell Fair Trade products and reviews their sourcing strategies (Fair Trade Company) |
Communities | SEO focuses on communities | Communities | Using health as an entry point, SA began helping 16 communities to improve their lives through solar-based electrification, environmental education and access to IT (Saúde e Alegria) |
Civil society organizations | SE engages civil organizations | Civil sector organizations, nonprofit organizations, voluntary organizations, NGO, local organizations | NGOs from more than 12 countries participated in the Institute’s training (Institute for Human Right Development in Africa—IHRDA) |
Children | SEO assists children | Children | The center is Lithuania’s first active network of child psychology and prevention specialists (Ausra Kuriene) |
Disabled | SEO assists disabled people | Disabled people, mentally disabled, physical disabled, blind people, visually impaired | Jaime’s first aim is to break this vicious cycle by simultaneously making public spaces more accessible to the visually impaired (Corporacion Red Punto Vision) |
Families | SEO targets families | Families | She is helping families join together to help themselves (…) Utis Buddhasud has developed a strategy that supports, educates and nurtures the family unit (Foundation for Rural Child Development) |
Farmers | SEO targets agricultural workers and farmers | Farmers | Farouk Jiwa and Honey Care have revitalized Kenya’s national honey industry by focusing on small-holder farmers across the country (Honey Care) |
Government | SEO engages politics and government institutions | Government, policy-makers | Ajantha (…) convinced the Ministry of Cooperatives to buy waste from people in rural areas and transport it to recycling industries (Ajantha Perera) |
Homeless | SEO focuses on homeless | Homeless | Mel Young founded the Homeless World Cup as an annual street soccer tournament, uniting teams of homeless people from around the world to fight poverty (Homeless World Cup) |
Poor | SEO focuses on poor people | Poor people | In 1987, Tasneem Siddiqui conceived of The Khuda-ki-Basti approach because the urban poor, particularly in developing countries, cannot afford to buy “fully serviced land” (land equipped with water, sanitation and electricity) or a completed house (Saiban) |
Public | SEO targets the whole population | Public | To achieve this massive national attitudinal change, RENCTAS works on three fronts. First, it raises national awareness of animal trafficking, educating the general public on this issue (Rede Nacional de Combate ao Tráfico de Animais Silvestres—RENCTAS) |
Students | SEO engages students | Students, graduates | Ash and Ben have succeeded in getting their pilot Centre certified for purposes of providing law graduates with their “articles,” the final step in the lawyer’s qualification. (Zwane-Sambo Associates) |
Teachers | SEO turns to educators | Teachers, educators | The CCE began by helping teachers to learn the active teaching method (Centre For Citizenship Education—CEE) |
Women | SEO focuses on women | Women | Constance therefore sees it as her mission of sorts to use her own privilege to benefit the hundreds of thousands of women throughout Cote d’Ivoire who find themselves trapped in webs of regressive, often violent, traditions (Association for Defense of Women’s Rights in Ivory—AIDF) |
Youth | SEO targets young people | Youth | César’s work shows that training youth to develop effective voices (Mi Cometa) |
Others | Those actors involved in <2 % of the sample | Agricultural stakeholders, animals, artisans, battered women, caregivers, community leaders, doctors, drug addicts, ecosystems, educational institutions, elderly, entrepreneurs, fathers, gang leaders, garbage workers, HIV affected, independent workers, judiciary, land stakeholders, law stakeholders, marginalized, minorities, prisoners, producers, professionals, judges, rural people, scientists, unemployed, victims of crime, volunteers, war victims, widows | Novica works directly with artists and artisans to reduce the effect of the two most significant factors preventing them from earning a living from their craft and keeping traditions alive: geographic distance and multiple layers of middlemen. (Novica.com) |
Actions
Category | Definition | Codes | Example |
---|---|---|---|
Educating | SEO provides educational services or encourages schooling | Educating, schooling, provide education, curriculum, teaching, | …to educate people on the dangers of drugs and bring into the open taboo subjects like premarital sex and conflicts between the older generation and the young (Theater Group) |
Training | SEO emphasizes activities to build skills of actors | Training, skill building activities, providing vocational services, building capabilities | Swayam organizes training in types of work where there is demand for workers, including sectors that have traditionally been reserved for men such as electrical services, plumbing and horticulture (Swayam) |
Networking | SEO applies methods to connect people and organizations | Networking, interlocking, linking, connecting, bridging, build relationships, exchange programs, facilitate meeting, forums, summits | With just US$ 250,000 a year, he has been able to organize five World Summits that have brought together around 400 participants from 25 countries (World Toilet Organization) |
Counseling | SEO advises and guides actors | Counseling, advising | The services Fenestra offers include crisis assistance and consultancy, counseling, legal advice and advocacy (Fenestra ZZZ) |
Organizing | SEO develops management services | Managing, organizing | Gram Vikas works with the villagers to create and manage a “village corpus,” a fund that draws cash and in-kind contributions from all families based on ability to pay (Gram Vikas) |
Lending | SEO provides loans and financial services | Lending, provide financial services, credits, loans, financing | The mission of BASIX is to promote a critical mass of opportunities for the rural poor and attract commercial funding by proving that lending to the poor can be a viable business (BASIX) |
Treating medically | SEO provides healthcare services | Health services, provide healthcare, medical treatment | CEGIN SRL is a completely self-financed and profitable company, which offers accessibly priced health services to mothers, their children and women in poor rural areas (Centro Ginecológico Integral—CEGIN SRL) |
Supplying | SEO supplies or commercializes products | Supplying, buying, selling | To date, Freeplay Energy has sold more than 4.5 million products worldwide, the largest markets by far being North America and Europe (Freeplay Energy) |
Lodging | SEO provides shelter or lodgings to actors | Lodging, provide shelter | To gain access to these women—a difficult problem, given their very long workdays and scattered housing—she has decided to create a series of self-sustaining safe residential hostels (Nari Uddug Kendra—NUK) |
Employing | SEO employs actors or provides jobs | Hiring, employing, provide jobs | Each year, Job Factory offers 250 unemployed young people a six-month internship in one of 15 divisions (Job Factory) |
Others | Those actions performed in <2 % of the sample | Certifying, building houses, provide security services, provide translation, editing services, collecting waste materials | They recognize demonstrated growth in student achievement with RISE Rewards, certificates that teachers can redeem for a wide range of classroom supplies (Resources for Indispensable Schools and Educators—RISE) |
Appendix 3
Categorization Matrix
Principles
Principles | Worth | Typical Behavior | Relationship | Expressions | Key Words |
---|---|---|---|---|---|
Civic | Collective interest | Mobilizing people for a collective action | Common interest, solidarity | Cooperatives, federations, assemblies | Citizenship |
Collaboration | |||||
Community approach | |||||
Cooperative | |||||
Participatory | |||||
Representative | |||||
Unity: cohesion | |||||
Domestic | Trust and respect for tradition, hierarchy and kinship | Preserving and reproducing | Kinship, face-to-face | Household, customs, habits | Culture |
Family: home | |||||
Stability | |||||
Tradition | |||||
Fame | Public opinion, opinion of others | Influencing, sensitizing and achieving signs of public esteem | Recognition | Press conferences, media campaigns | Campaign dissemination |
Media | |||||
Public opinion | |||||
Publishing | |||||
Raise awareness | |||||
Industrial | Efficiency, productivity and operational effectiveness | Implementing tools, methods and plans | Functional, standardized, measurable | Organization | Efficiency |
Experts | |||||
Functional | |||||
Method: standardize | |||||
Organization: management | |||||
Productive | |||||
Professionalize | |||||
Inspired | Creativeness, nonconformity | Dreaming, imagining and rebelling | Emotional, passion | Arts | Arts |
Dreams | |||||
Games | |||||
Innovation: creativity | |||||
Wealth: profits | |||||
Valuable: salable | |||||
Market | Mediation of scarce goods and services; price serves as a mechanism to evaluate these scarce goods | Competing and spotting market opportunities | Exchange, competitive | Salable and marketable things | Commercial |
Competitive | |||||
Income-generation | |||||
Ownership |
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Mair, J., Battilana, J. & Cardenas, J. Organizing for Society: A Typology of Social Entrepreneuring Models. J Bus Ethics 111, 353–373 (2012). https://doi.org/10.1007/s10551-012-1414-3
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DOI: https://doi.org/10.1007/s10551-012-1414-3