Skip to main content
Log in

New approach to quantifying rock joint roughness based on roughness mobilization characteristics

  • Geotechnical Engineering
  • Published:
KSCE Journal of Civil Engineering Aims and scope Submit manuscript

Abstract

This study explores the effect of normal stress levels and asperity scales on roughness mobilization characteristics through joint shear tests, and suggests a new method for quantifying rock joint roughness. Two-dimensional joint surface profiles were scanned by using a digital camera-based 3D scanner system, and were classified into a small scale of roughness (unevenness) and a large scale of undulation (waviness). Joint surface profile specimens, duplicated using a wire-cut electric discharge machining method, were tested for shear behaviors. For waviness showing non-stationary signals, the mobilized roughness is not constant but varies nonlinearly at normal stress levels. However, for unevenness showing noise and a stationary signal, the ultimate shear strength appears at a low normal stress level.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Similar content being viewed by others

References

  • Bandis, S. C., Lumsden, A. C., and Barton, N. R. (1981). “Experimental studies of scale effects on the shear behaviour of rock joints.” Int. J. of Rock Mech. Min. Sci. Geomech. Abstr., Vol. 18, No. 1, pp. 1–21.

    Article  Google Scholar 

  • Barton, N. R. (1973). “Review of a new shear-strength criterion for rock joints.” Engineering Geology, Vol. 7, No. 4, pp. 287–332.

    Article  MathSciNet  Google Scholar 

  • Barton, N. R. (1976). “The shear strength of rock and rock joints.” Int. J. of Rock Mech. Min. Sci. Geomech. Abstr., Vol. 13, No. 9, pp. 255–279.

    Article  Google Scholar 

  • Barton, N. R., Bandis, S. C., and Bakhtar, K. (1985). “Strength, deformation and conductivity coupling of rock joints.” Int. J. of Rock Mech. Min. Sci. Geomech. Abstr., Vol. 22, No. 3, pp. 121–140.

    Article  Google Scholar 

  • Barton, N. R. and Choubey, V. (1977). “The shear strength of rock joints in theory and practice.” Rock Mechanics and Rock Engineering, Vol. 10, No. 1–2, pp. 1–54.

    Google Scholar 

  • Beer, A. J., Stead, D., and Coggan, J. S. (2002). “Estimation of the Joint Roughness Coefficient (JRC) by visual comparison.” Rock Mechanics and Rock Engineering, Vol. 35, No. 1, pp. 65–74.

    Article  Google Scholar 

  • Hoek, E. and Bray, J. W. (1981). Rock slope engineering, Revised Third Edition, The Institute of Mining and Metallurgy, London.

    Google Scholar 

  • Hong, E. S. (2005). Characterization of rock joint roughness based on roughness mobilization characteristics, PhD Thesis, Dept. of Civil and Environmental Engineering, Korea Univ., Seoul, Korea.

    Google Scholar 

  • Hong, E. S., Lee, I. M., and Lee, J. S. (2006a). “Measurement of rock joint roughness by 3D scanner.” Geotechnical Testing Journal, Vol. 29, No. 6, pp. 482–489.

    Google Scholar 

  • Hong, E. S., Lee, J. S., and Lee, I. M. (2008). “Underestimation of the roughness in rough rock joint.” International Journal for Numerical and Analytical methods in Geomechanics, Vol. 32, No. 11, pp. 1385–1403.

    Article  MATH  Google Scholar 

  • Hong, E. S., Lee, J. S., Shin, H. S., Choi, S. O., and Lee, I. M. (2006(b)). “Characteristics of roughness mobilization.” ISRM International Symposium 2006 4th Asian Rock Mechanics Symposium — Rock Mechanics in Underground Construction, Singapore, p. 314.

    Google Scholar 

  • Hsiung, S. M., Ghosh, A., Ahola, M. P., and Chowdhury, A. H. (1993). “Assessment of conventional methodologies for joint roughness coefficient determination.” Int. J. of Rock Mech. Min. Sci. Geomech. Abstr., Vol. 30, No. 7, pp. 825–829.

    Article  Google Scholar 

  • Huang, T. H. and Doong, Y. S. (1990). “Anisotropic shear strength of rock joints.” Proceedings of the International Symposium on Rock Joints, Leon, Norway, pp. 211–218.

    Google Scholar 

  • ISRM (International Society for Rock Mechanics) (1981). Rock characterization testing and monitoring, ISRM suggested methods, Edited by E.T. Brown, Pergamon Press, Oxford.

  • Krahn, J. and Morgenstern, N. R. (1979). “The ultimate frictional resistance of rock discontinuities.” Int. J. of Rock Mech. Min. Sci. Geomech. Abstr., Vol. 16, No. 2, pp. 127–133.

    Article  Google Scholar 

  • Kulatilake, P. H. S. W., Shou, G., and Huang, T. H. (1995). “Spectralbased peak-shear-strength criterion for rock joints.” Journal of Geotechnical Engineering, Vol. 121, No. 11, pp. 789–796.

    Article  Google Scholar 

  • Lopez, P., Riss, J., and Archambault, G. (2003). “An experimental method to link morphological properties of rock fracture surfaces to their mechanical properties.” Int. J. of Rock Mech. Min. Sci., Vol. 40, No. 6, pp. 947–954.

    Article  Google Scholar 

  • Maksimoviæ, M. (1996). “The shear strength components of a rough joint rock.” Int. J. of Rock Mech. Min. Sci. Geomech. Abstr., Vol. 33, No. 8, pp. 769–783.

    Article  Google Scholar 

  • Poon, C. Y. and Sayles, R. S. (1992). “The classification of rough surface contacts in relation to tribology.” J. Phys. D: Appl. Phys., Vol. 25, No. 1A, pp. A249–A256.

    Article  Google Scholar 

  • Seidel, J. P. and Haberfield, C. M. (1995). “The application of energy to the determination of the sliding resistance of rock joints.” Rock Mechanics and Rock Engineering, Vol. 24, No. 4, pp. 211–226.

    Article  Google Scholar 

  • Suh, N. P. and Sin, H. C. (1981). “The genesis of friction.” Wear, Vol. 69, No. 1, pp. 91–114.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Seok-Won Lee.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Hong, ES., Lee, IM., Cho, GC. et al. New approach to quantifying rock joint roughness based on roughness mobilization characteristics. KSCE J Civ Eng 18, 984–991 (2014). https://doi.org/10.1007/s12205-014-0333-5

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s12205-014-0333-5

Keywords

Navigation