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Relative clause extraposition and prosody in German

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Abstract

Whether a relative clause (RC) can be extraposed has been argued to depend both on contextual focus and on whether an RC is restrictive or appositive. However, no previous study has looked at the interaction between these two factors in restricting extraposition, despite the fact that different types of relative clauses are generally taken to differ in how they relate to focus. Furthermore, previous studies have not looked at the role of prosody in accounting for the effect of focus on extraposition, and have found contradictory results with respect to the prosodic differences between appositive and restrictive relative clauses. This paper presents the results of a production experiment on German which crosses the location of focus and the type of RC in order to explore how they interact in affecting prosody and extraposition.

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Notes

  1. In German orthography, all relative clauses are standardly separated from the head noun by a comma, while in English, only appositive relative clauses are.

  2. ‘Appositive’ relative clauses are those non-restrictive relative clauses that modify nominal constituents.

  3. It is likely that all three types of effects are relevant. Levy and Gibson (2013), for example, argue that predictability is necessary but insufficient to account for reading times in relative clause processing, since the location of certain effects is incompatible with surprisal or predictability accounts.

  4. The relative clause in (4-a) is a restrictive relative clause, as is clear because the relative pronoun that is used, which is incompatible with a non-restrictive interpretation (Ross 1967).

  5. The relative clause in (4-b) can be disambiguated toward the appositive interpretation by the insertion of the discourse modifier by the way.

  6. But see Schlenker (2009) for a discussion of examples with narrow-scope-readings of ARCs suggesting that they can be embedded.

  7. But see Schlenker (2009) for a discussion of examples with narrow-scope-readings of ARCs.

  8. A similar contrast is reported in Huddleston and Pullum (2002:1066):

    1. (i)

      A stranger came into the room who looked like Uncle Oswald. (RRC)

    1. (ii)

      *John came into the room, who looked like Uncle Oswald. (ARC)

  9. As Schlenker (2009) points out, this adjacency requirement could in principle be checked before the ARC is extraposed, at least if extraposition is analyzed as movement.

  10. Even in English, there are some cases in which extraposition of an RC subject position across another constituent has been reported as acceptable in English. Huddleston and Pullum (2002:1066) for example, judge the sentences in (i) and (ii) as equally acceptable.

    1. (i)

      A stranger who looked like Uncle Oswald came into the room.

    1. (ii)

      A stranger came into the room who looked like Uncle Oswald.

  11. According to Asher and Lascarides (2003), typical continuative (e.g., coordinating) discourse relations are Narration and Result.

  12. The reason an NP of the form jeder Wanderer does not allow for modification with an ARC is the quantificational nature of every, which means that there is no referent that the pronoun inside the ARC could pick up as an antecedent. Furthermore, it is impossible for every to bind a variable into the ARC (Ross 1967; Emonds 1979).

  13. Note that in German, unlike in English, extraposition from a definite head is reportedly freely available.

  14. We decided not to include the block order as a predictor in the models reported below to keep the models simpler, since the ordering did not seem to have any important effect on the qualitative results.

  15. Boxplots mark the median of the data by a line, and provide a box around the second and third quartile of the data. The ‘whiskers’ show 1.5 of the inter-quartile range. Boxplots give more information about the distribution of the data, and therefore have advantages over parametric visualizations such as plotting the means of a distribution. We considered using log duration and semitones, but since it didn’t make a differences in the results we decided to use the raw measures as they are easier to interpret.

  16. Note that we added the length in terms of number phonemes to the model that evaluates the effect of duration. This way, we could control whether any differences in overall duration might be due to differences in the segmental setup. While our experiment was a fully crossed factorial design that should control for this already, it is possible that the distribution of missing cells just so happens to introduce confounding differences in constituent length. This can be controlled for by adding this predictor to the model.

  17. The p-value estimates in the running text for the logistic regressions are taken directly from the lme4 output.

  18. There were two significant interactions involving RC-type. One is that the effect of subject focus (as opposed to object and wide focus) differs depending on RC-type, but we only find an effect on pitch (p<0.1). The second interaction regards the durational effect of wide vs. object focus, which depends on RC-type (p<0.1). Since we did not expect either of these interactions, we just note that they came out significant, but we do not have an explanation to offer. The figures make it clear that these are very small effects.

  19. In addition to the interaction between RC-type and WordOrder, we also found a significant interaction between WordOrder and the comparison between Subject-Focus and the other two foci, which we are not sure how to interpret.

  20. A further potential issue with Schubö and Féry (2015) is that only 5 speakers were analyzed, so the failure to detect a difference could just have been a power issue.

  21. We also fitted a linear mixed models to compare, and as expected the main difference was that the significance levels (as estimated by lmerTest) were higher—cumulative link models are more conservative. Bard et al. (1996) argue that ratings should be analyzed using magnitude estimation. This method is conceptually motivated for psychoacoustic measures (such as loudness), where intuitions correlate with ratios rather than differences of the physically measurable correlate (sound pressure in the case of loudness). The assumption is that at least certain psychoacoustic measures correlate with the logarithm of the physical measure (the Weber-Fechner law). The idea that acceptability or naturalness scales are similar in this regard is impossible to test directly, since there is no physical correlate of it that could be measured to test the relation between intuition and objective measure. Furthermore, magnitude estimation as a method has been shown to be flawed since participants do not treat the magnitude estimation scales as would be expected if they were indeed judging ratios, even for those psychoacoustic measures for which the Weber-Fechner law holds (Ellermeier and Faulhammer 2000) (see Sprouse 2011, for the case of acceptability ratings). We inspected our ratings to see whether a log-transformation would be justified, and help establish normality, but this was not the case. We therefore took the more conservative approach to use ordinal regression, which does not assume normality, and does not assume that the Weber-Fechner law applies to naturalness ratings.

  22. Including random slopes for all predictors was impossible for convergence reasons. The full model: ordinalModel = clmm(factor(response) WordOrder*Focus*Type + WordOrder *VPAccent *Type + WordOrder *HeadAccent *Type-(WordOrder:HeadAccent:Type) + WordOrder *RCAccent *Type-(WordOrder:RCAccent:Type) + WordOrder *PreRCPause *Type-(WordOrder:PreRCPause:Type) + WordOrder *scale(VPphoneLength) + WordOrder*scale(RCphoneLength) + scale(VPduration) + scale(RCduration) + (WordOrder + Focus + Type + scale(RCphoneLength)|participant) + (WordOrder + Focus + Type + scale(RCphoneLength)|item), data = data_horizontal).

  23. In fact, Konieczny (2000) found that extraposed word order is less preferred in terms of acceptability even with such small distances, although extraposition is highly likely in these cases. Uszkoreit and Brants (1998) also found that acceptability ratings on extraposition word order were lower than would be expected based on the usage frequencies observed in corpora, speculating that this might show a perception/production asymmetry. Since our rating followed a production of the sentence, this interpretation seems implausible here.

  24. As is apparent in Fig. 8, there was a tendency that non-extraposed ARCs are less preferred under subject focus. This is a configuration where the ARC is placed between the focus (which is prosodically boosted) and the given information (which is prosodically reduced). If both these effects are a consequence of being in the scope of the focus operator (Rooth 1992), and the ARC should not be in the scope of the focus operator, then this effect would be expected—however, it did not reach significance.

  25. The interaction between RC-type and prominence did not reach significance, despite the visible trend that there was a bigger effect RRCs.

  26. According to Baltin (to appear), those can improve extraposition even over long distances in English, although at least according to our elicitations it is not clear that in examples similar to our extraposition would be possible with those in English. For a detailed discussion of the restrictions on extraposition with definite determiners in English see Baltin (to appear), Walker (2013).

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Acknowledgements

Thanks for helpful comments to Markus Bader, Caroline Féry, and Ede Zimmermann, to three anonymous reviewers, and the editor, Marcel den Dikken. Thanks to Caroline Reinert and Julia Biskupek for help with running the experiment, and Caroline Reinert, Felix Schumann und Anna Roth for annotating the data. This research was supported by an Alexander von Humboldt Fellowship and SSHRC grant 410-2011-1062 on Relative Prosodic Boundary Strength to M.W.; it was also supported by funding to C.P. from DFG Research Group 1783 “Relative Clauses”.

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Poschmann, C., Wagner, M. Relative clause extraposition and prosody in German. Nat Lang Linguist Theory 34, 1021–1066 (2016). https://doi.org/10.1007/s11049-015-9314-8

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