Skip to main content
Log in

Alternative formulations of multilevel selection

  • Published:
Biology and Philosophy Aims and scope Submit manuscript

Abstract

Hierarchical expansions of the theory of natural selection exist in two distinct bodies of thought in evolutionary biology, the group selection and the species selection traditions. Both traditions share the point of view that the principles of natural selection apply at levels of biological organization above the level of the individual organism. This leads them both to considermultilevel selection situations, where selection is occurring simultaneously at more than one level. Impeding unification of the theoretical approaches of the multilevel selection traditions are the different goals of investigators in the different subdisciplines and the different types of data potentially available for analysis. We identify two alternative approaches to multilevel situations, which we termmultilevel selection [1] andmultilevel selection [2]. Of interest in the former case are the effects of group membership onindividual fitnesses, and in the latter the tendencies for the groups themselves to go extinct or to found new groups (i.e., group fitnesses). We argue that: neither represents the entire multilevel selection process; both are aspects of any multilevel selection situation; and both are legitimate approaches, suitable for answering different questions. Using this formalism, we show that: multilevel selection [2] does not require “emergent” group properties in order to provide an explanatory mechanism of evolutionary change; multilevel selection [1] is usually more appropriate for neontological group selection studies; and species selection is most fruitfully considered from the point of view of multilevel selection [2]. Finally we argue that the “effect hypothesis” of macroevolution, requiring, in selection among species, both the absence of group effects on organismic fitness (multilevel selection [1]), and the direct determination of species fitnesses by those of organisms, is untestable with paleontological data. Furthermore, the conditions for the effect hypothesis to hold are extremely restrictive and unlikely to apply to the vast majority of situations encountered in nature.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Alexander, R. D., and G. Borgia: 1978, ‘Group selection, altruism, and the levels of the organization of life’,Annual Review of Ecology and Systematics 9, 449–474.

    Google Scholar 

  • Alker, H. R., Jr.: 1969, ‘A typology of ecological fallacies’, in M. Dogon and S. Rokkan (eds.),Quantitative Ecological Analysis in the Social Sciences. MIT Press, Cambridge, Massachusetts, pp. 69–86.

    Google Scholar 

  • Arnold, A. J., and K. Fristrup: 1982, ‘The theory of evolution by natural selection: a hierarchical expansion’,Paleobiology 8, 113–129.

    Google Scholar 

  • Bernstein, H., H. C. Byerly, F. A. Hopf, R. A. Michod, and K. Vemulapalli: 1983, ‘The Darwinian dynamic’,Quarterly Review of Biology 58, 185–207.

    Google Scholar 

  • Boorman, S. A. and P. R. Levitt: 1972, ‘Group selection at the boundary of a stable population’,Proceedings of the National Academy of Sciences, U.S.A. 69, 2711–2713.

    Google Scholar 

  • Boorman, S. A. and P. R. Levitt: 1973, ‘Group selection on the boundary of a stable population’,Theoretical Population Biology 4, 85–128.

    Google Scholar 

  • Boyd, L. H. and G. R. Iversen: 1979,Contextual analysis: concepts and statistical techniques, Wadsworth, Belmont, California.

    Google Scholar 

  • Brandon, R.: 1982, ‘The levels of selection’, in P. D. Asquith and T. Nickles (eds.),PSA 1982, Vol. 1. Philosophy of Science Association, East Lansing, Michigan, pp. 315–323.

    Google Scholar 

  • Cracraft, J.: 1985, ‘Species selection, macroevolutionary analysis, and the “hierarchical theory” of evolution’,Systematic Zoology 34, 222–229.

    Google Scholar 

  • Crow, J. F. and T. Nagylaki: 1976, ‘The rate of change of a character correlated with fitness’,American Naturalist 110, 207–213.

    Google Scholar 

  • Curtsinger, J. W.: 1984, ‘Evolutionary landscapes for complex selection’,Evolution 38, 359–367.

    Google Scholar 

  • Damuth, J.: 1985, ‘Selection among “species”: a formulation in terms of natural functional units,’Evolution 39, 1132–1146.

    Google Scholar 

  • Darlington, P. J.: 1972, ‘Nonmathematical concepts of selection, evolutionary energy, and levels of evolution’,Proceedings of the National Academy of Sciences, U.S.A. 69, 1239–1243.

    Google Scholar 

  • Dawkins, R.: 1982,The extended phenotype: the gene as the unit of selection, Freeman, San Francisco.

    Google Scholar 

  • Dunbar, M. J.: 1960, ‘The evolution of stability in marine environments: natural selection at the level of the ecosystem’,American Naturalist 94, 129–136.

    Google Scholar 

  • Eldredge, N.: 1985,Unfinished synthesis: biological hierarchies and modern biological thought, Oxford University Press, New York.

    Google Scholar 

  • Eldredge, N. and S. J. Gould: 1972, ‘Punctuated equilibria: an alternative to phyletic gradualism’, in T. J. M. Schopf (ed.),Models in Paleobiology, Freeman, San Francisco, pp. 82–115.

    Google Scholar 

  • Eldredge, N. and S. N. Salthe: 1985, ‘Hierarchy and evolution’,Oxford Surveys in Evolutionary Biology 1, 182–206.

    Google Scholar 

  • Eshel, I.: 1972, ‘On the neighbor effect and the evolution of altruistic traits’,Theoretical Population Biology 3, 258–267.

    Google Scholar 

  • Eshel, I.: 1985, ‘Evolutionary genetic stability of mendelian segragation and the role of free recombination in the chromosomal system’,American Naturalist 125, 412–420.

    Google Scholar 

  • Ghiselin, M. T.: 1975, ‘A radical solution to the species problem’,Systematic Zoology 23, 536–544.

    Google Scholar 

  • Gilpin, M. E.: 1975,Group selection in predator-prey communities, Princeton University Press, Princeton, N.J.

    Google Scholar 

  • Gould, S. J.: 1980, ‘Is a new and general theory of evolution emerging?’Paleobiology 6, 119–130.

    Google Scholar 

  • Gould, S. J.: 1982a, ‘Darwinism and the expansion of evolutionary theory’,Science 216, 380–387.

    Google Scholar 

  • Gould, S. J.: 1982b, ‘The meaning of punctuated equilibria and its role in validating a hierarchical approach to macroevolution’, in R. Milkman (ed.),Perspectiveson Evolution, Sinauer, Sunderland, Massachusetts, pp. 83–104.

    Google Scholar 

  • Gould, S. J. and N. Eldredge: 1977, ‘Punctuated equilibria: the tempo and mode of evolution reconsidered’,Paleobiology 3, 115–151.

    Google Scholar 

  • Griesemer, J. R. and M. J. Wade: 1988, ‘Laboratory models, causal explanation and group selection’,Biology and Philosophy 3, 67–96.

    Google Scholar 

  • Heisler, I. L. and J. Damuth: 1987, ‘A method for analyzing selection in hierarchically-structured populations’,American Naturalist 130, 582–602.

    Google Scholar 

  • Hull, D. L.: 1976, ‘Are species really individuals?’,Systematic Zoology 25, 174–191.

    Google Scholar 

  • Hull, D. L.: 1980, ‘Individuality and selection’,Annual Review of Ecology and Systematics 11, 311–332.

    Google Scholar 

  • Lande, R. and S. J. Arnold: 1983, ‘The measurement of selection on correlated characters’,Evolution 37, 1210–1227.

    Google Scholar 

  • Lazarsfeld, P. F. and H. Menzel: 1961, ‘On the relation between individual and collective properties’, in A. Etzioni (ed.),Complex organizations: a sociological reader, Holt, Rinehart and Winston, New York, pp. 422–440.

    Google Scholar 

  • Leigh, E. B.: 1983, ‘When does the good of the group override the advantage of the individual?’Proceedings of the National Academy of Sciences, U.S.A. 80, 2985–2989.

    Google Scholar 

  • Levin, B. R. and W. L. Kilmer: 1974, ‘Interdemic selection and the evolution of altruism: a computer simulation study’,Evolution 28, 527–547.

    Google Scholar 

  • Levins, R.: 1970, ‘Extinction’, in M. Gerstenhaber (ed.),Some mathematical questions in biology, American Mathematical Society, Providence, Rhode Island, pp. 77–107.

    Google Scholar 

  • Levins, R.: 1975, ‘Evolution in communities near equilibrium’, in M. L. Cody and J. M. Diamond (eds.),Ecology and Evolution of Communities, Belknap, Cambridge, Massachusetts, pp. 16–50.

    Google Scholar 

  • Lewontin, R. C.: 1965, ‘Selection in and of populations’, in J. A. Moore (ed.),Ideas in modern biology, Natural History Press, Garden City, New York, pp. 297–325.

    Google Scholar 

  • Lewontin, R. C.: 1970, ‘The units of selection’,Annual Review of Ecology and Systematics 1, 1–18.

    Google Scholar 

  • Maynard Smith, J.: 1964, ‘Group selection and kin selection’,Nature 201, 1145–1147.

    Google Scholar 

  • Maynard Smith, J.: 1976, ‘Group Selection’,Quarterly Review of Biology 51, 277–283.

    Google Scholar 

  • Michod, R. E.: 1982, ‘The theory of kin selection’,Annual Review of Ecology and Systematics 13, 23–65.

    Google Scholar 

  • Nunney, L.: 1985, ‘Group selection, altruism, and structured-deme models’,American Naturalist 126, 212–230.

    Google Scholar 

  • Ohta, K.: 1983, ‘Hierarchical theory of selection: the covariance formula of selection and its application’,Bulletin of the Biometrical Society of Japan 4, 25–33.

    Google Scholar 

  • Price, G. R.: 1970, ‘Selection and covariance’,Nature 227, 520–521.

    Google Scholar 

  • Price, G. R.: 1972, ‘Extension of covariance selection mathematics’,Annals of Human Genetics 35, 485–490.

    Google Scholar 

  • Sober, E.: 1984,The nature of selection: evolutionary theory in philosophical focus, MIT Press, Cambridge Massachusetts.

    Google Scholar 

  • Sober, E. and R. C. Lewontin: 1982, ‘Artifact, cause and genic selection’,Philosophy of Science 49, 157–180.

    Google Scholar 

  • Stanley, S. M.: 1975, ‘A theory of evolution above the species level’,Proceedings of the National Academy of Sciences, U.S.A. 72, 646–650.

    Google Scholar 

  • Stanley, S. M.: 1979,Macroevolution: pattern and process, Freeman, San Francisco.

    Google Scholar 

  • Thorndike, E. L.: 1939, ‘On the fallacy of imputing the correlations found for groups to the individuals or smaller groups composing them’,American Journal of Psychology 52, 122–124.

    Google Scholar 

  • Uyenoyama, M. and M. Feldman: 1980, ‘Theories of kin and group selection: a population genetics perspective’,Theoretical Population Biology 17, 380–414.

    Google Scholar 

  • Van Valen, L. M.: 1976, ‘Individualistic classes’,Philosophy of Science 43, 539–541.

    Google Scholar 

  • Van Valen, L. M.: 1983, ‘Molecular selection’,Evolutionary Theory 6, 297–298.

    Google Scholar 

  • Vrba, E. S.: 1980, ‘Evolution, species and fossils: how does life evolve?’South African Journal of Science 76, 61–84.

    Google Scholar 

  • Vrba, E. S.: 1983, ‘Macroevolutionary trends: new perspectives on the roles of adaption and incidental effect’,Science 221, 387–389.

    Google Scholar 

  • Vrba, E. S.: 1984a, ‘Patterns in the fossil record and evolutionary processes’, in M. W. Ho and P. S. Saunders (eds.),Beyond Neo-Darwinism, Academic Press, London, pp. 115–142.

    Google Scholar 

  • Vrba, E. S.: 1984b. ‘Evolutionary pattern and process in the sister-group Alcelaphini-Aepycerotini (Mammalia: Bovidae)’, in N. Eldredge and S. M. Stanley (eds.),Living Fossils, Springer Verlag, New York, pp. 62–79.

    Google Scholar 

  • Vrba, E. S. and N. Eldredge: 1984, ‘Individuals, hierarchies and processes: towards a more complete evolutionary theory’,Paleobiology 10, 146–171.

    Google Scholar 

  • Wade, M. J.: 1978, ‘A critical review of the models of group selection’,Quarterly Review of Biology 58, 101–114.

    Google Scholar 

  • Wade, M. J.: 1984, ‘Soft selection, hard selection, kin selection and group selection’,American Naturalist 125, 61–73.

    Google Scholar 

  • Wiens, J. A.: 1966, ‘On group selection and Wynne-Edwards' hypothesis’,American Scientist 54, 273–328.

    Google Scholar 

  • Williams, G. C.: 1966,Adaptation and Natural Selection, Princeton University Press, Princeton, N.J.

    Google Scholar 

  • Williams, M. B.: 1970, ‘Deducing the consequences of natural selection: a mathematical model’,Journal of Theoretical Biology 29, 343–385.

    Google Scholar 

  • Wilson, D. S.: 1975, ‘A theory of group selection’,Proceedings of the National Academy of Sciences, U.S.A. 72, 143–146.

    Google Scholar 

  • Wilson, D. S.: 1980,The natural selection of populations and communities, Benjamin/Cummings, Menlo Park, California.

    Google Scholar 

  • Wilson, D. S.: 1983, ‘The group selection controversy: history and current status’,Annual Review of Ecology and Systematics 14, 159–187.

    Google Scholar 

  • Wimsatt, W. C.: 1980, ‘Reductionistic research strategies and their biases in the units of selection controversy’, in T. Nickles (ed.)Scientific discovery: case studies, Reidel, Dordrecht, pp. 213–259.

    Google Scholar 

  • Wright, S.: 1945. ‘Tempo and mode in evolution: a critical review’,Ecology 26, 415–419.

    Google Scholar 

  • Wynne-Edwards, V. C.: 1962,Animal dispersion in relation to social behaviour, Hafner, New York.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

About this article

Cite this article

Damuth, J., Heisler, I.L. Alternative formulations of multilevel selection. Biol Philos 3, 407–430 (1988). https://doi.org/10.1007/BF00647962

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1007/BF00647962

Key words

Navigation