Abstract
Existing compliance management frameworks (CMFs) offer a multitude of compliance management functionalities for the modeling of specific norms for specific domain and compliance checking of normative requirements. This makes difficult for enterprises to decide on a framework suitable for their compliance requirements. Making a decision on the suitability requires a deep understanding of the functionalities of a framework. Gaining such an understanding is a difficult task which, in turn, requires specialised tools and methodologies for evaluation. Current compliance research lacks such tools and methodologies for evaluating CMFs. This paper reports a methodological evaluation of existing CMFs based on pre-defined evaluation criteria. Our evaluation highlights what existing CMFs can offer, and what they cannot. Also, it underpins various open questions and discusses the challenges in this direction.
The original version of this chapter was revised: The copyright line was incorrect. This has been corrected. The Erratum to this chapter is available at DOI: 10.1007/978-3-319-02922-1_10
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Preview
Unable to display preview. Download preview PDF.
References
Awad, A., Decker, G., Weske, M.: Efficient Compliance Checking Using BPMN-Q and Temporal Logic. In: Dumas, M., Reichert, M., Shan, M.-C. (eds.) BPM 2008. LNCS, vol. 5240, pp. 326–341. Springer, Heidelberg (2008)
Awad, A., Weske, M.: Visualization of Compliance Violation in Business Process Models. In: Rinderle-Ma, S., Sadiq, S., Leymann, F. (eds.) BPM 2009. LNBIP, vol. 43, pp. 182–193. Springer, Heidelberg (2010)
Becker, J., Delfmann, P., Eggert, M., Schwittay, S.: Generalizability and Applicability of Model-Based Business Process Compliance-Checking Approaches – A State-of-the-Art Analysis and Research Roadmap. BuR - Business Research Journal 5(2), 221–247 (2012)
Cabanillas, C., Resinas, M., Ruiz-Cortes, A.: Hints on how to face business process compliance. In: III Taller de Procesos de Negocio e Ingenieria de Servicios PNIS 2010 in JISBD 2010, vol. 4, pp. 26–32 (2010)
DECLARE. Declarative process models, http://www.win.tue.nl/declare/
El Kharbili, M.: Business process regulatory compliance management solution frameworks: A comparative evaluation. In: APCCM 2012, CRPIT, vol. 130, pp. 23–32 (2012)
Elgammal, A., Turetken, O., van den Heuvel, W.-J., Papazoglou, M.: On the formal specification of regulatory compliance: a comparative analysis. In: Maximilien, E.M., Rossi, G., Yuan, S.-T., Ludwig, H., Fantinato, M. (eds.) ICSOC 2010. LNCS, vol. 6568, pp. 27–38. Springer, Heidelberg (2011)
Goedertier, S., Vanthienen, J.: Designing Compliant Business Processes with Obligations and Permissions. In: Eder, J., Dustdar, S. (eds.) BPM Workshops 2006. LNCS, vol. 4103, pp. 5–14. Springer, Heidelberg (2006)
Gordon, T.F., Governatori, G., Rotolo, A.: Rules and norms: Requirements for rule interchange languages in the legal domain. In: Governatori, G., Hall, J., Paschke, A. (eds.) RuleML 2009. LNCS, vol. 5858, pp. 282–296. Springer, Heidelberg (2009)
Governatori, G.: Representing Business Contracts in RuleML. International Journal of Cooperative Information Systems 14(2-3), 181–216 (2005)
Governatori, G., Rotolo, A.: A Conceptually Rich Model of Business Process Compliance. In: Proceedings of APCCM 2010, vol. 110, pp. 3–12. ACS, Inc., Australia (2010)
Governatori, G., Rotolo, A.: Norm compliance in business process modeling. In: Dean, M., Hall, J., Rotolo, A., Tabet, S. (eds.) RuleML 2010. LNCS, vol. 6403, pp. 194–209. Springer, Heidelberg (2010)
Governatori, G., Sadiq, S.: The Journey to Business Process Compliance. In: Handbook of Research on Business Process Management, pp. 426–454. IGI Global (2009)
Hashmi, M., Governatori, G., Wynn, M.T.: Business Process Data Compliance. In: Bikakis, A., Giurca, A. (eds.) RuleML 2012. LNCS, vol. 7438, pp. 32–46. Springer, Heidelberg (2012)
Hashmi, M., Governatori, G., Wynn, M.T.: Normative Requirements for Buisness Process Compliance. Technical report, Queensland University of Technology, Brisbane, Australia (2013)
Herrestad, H.: Norms and formalization. In: ICAIL 1991, pp. 175–184. ACM (1991)
Ly, L.T., Rinderle-Ma, S., Dadam, P.: Design and verification of instantiable compliance rule graphs in process-aware information systems. In: Pernici, B. (ed.) CAiSE 2010. LNCS, vol. 6051, pp. 9–23. Springer, Heidelberg (2010)
Pesic, M., van der Aalst, W.: A declarative approach for flexible business processes management. In: Eder, J., Dustdar, S. (eds.) BPM Workshops 2006. LNCS, vol. 4103, pp. 169–180. Springer, Heidelberg (2006)
Sartor, G.: Legal Reasoning: A Cognitive Approach to the Law. Springer (2005)
Turki, S., Bjekovic-Obradovic, M.: Compliance in e-government service engineering: State-of-the-art. In: Morin, J.-H., Ralyté, J., Snene, M. (eds.) IESS 2010. LNBIP, vol. 53, pp. 270–275. Springer, Heidelberg (2010)
Author information
Authors and Affiliations
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2013 Springer-Verlag Berlin Heidelberg
About this paper
Cite this paper
Hashmi, M., Governatori, G. (2013). A Methodological Evaluation of Business Process Compliance Management Frameworks. In: Song, M., Wynn, M.T., Liu, J. (eds) Asia Pacific Business Process Management. AP-BPM 2013. Lecture Notes in Business Information Processing, vol 159. Springer, Cham. https://doi.org/10.1007/978-3-319-02922-1_8
Download citation
DOI: https://doi.org/10.1007/978-3-319-02922-1_8
Publisher Name: Springer, Cham
Print ISBN: 978-3-319-02921-4
Online ISBN: 978-3-319-02922-1
eBook Packages: Computer ScienceComputer Science (R0)