4.1 Implementing the Event-Scale Profile Distribution Model

The Profile Distribution Model (PDM) is described in detail by Walling and He (1999) and Blake et al. (1999). Here, alongside an overview of the basic components, we provide step-by-step guidance to its implementation and simple encoding within Microsoft Excel.

This simple conversion model relies on exponential decline in 7Be activity concentration with depth wherein the shape of the profile is described by h0 (See Chap. 1, Sect. 1.2). A first necessary step is to establish a specific h0 value for the site under investigation. This can be achieved by plotting the depth profile from your reference area as an x–y plot and fitting an exponential function (see Table 4.1 and Fig. 4.1).

Table 4.1 Example of the depth profile data used in Fig. 4.1 where the 7Be concentrations have been determined with a 2-sigma error
Fig. 4.1
figure 1

7Be activity concentration against mass depth with a fitted exponential line to derive the value of h0

It is important that measures of depth are represented as mass depth i.e. mass of soil for the core slice divided by the area of the core with units of kg m−2. This accounts for changes in bulk density and is a more precise measure of depth than true depth. h0 is derived by taking the reciprocal of the exponent of the line. In the case of the depth profile shown in Fig. 4.1, h0 is derived from:

$$ \frac{1}{0.133} = 7.5 \left( {{\text{kg m}}^{ - 2} } \right) $$

To run the PDM in Excel, the key components of the model can be coded into a cell grid as illustrated in Table 4.2. In this example, the reference inventory value is set at 524 ± 46 Bq m−2 (n = 15 where uncertainty represents 2 standard deviations). The sample points 1–10 are erosional (i.e. an inventory deficit as compared to the activity recorded in the reference area) and sample points 11 and 12 are depositional (i.e. an inventory excess as compared to the activity recorded in the reference area).

Table 4.2 An example grid cell layout with example inventory data (±is analytical uncertainty) where coding presented in Table 4.3 is required to determine h, Cd and h (see Chap. 1, Appendix 1.1), without particle size correction. Calculated values following Table 4.3 are shown in italics

Coding required for columns D, E, F and G to calculate h, Cd and h′ respectively (see Chap. 1, Appendix 1.1 for relevant model equations) is provided in Table 4.3.

Table 4.3 Coding for columns D, E, F and G in Table 4.2 to derive the key elements of the PDM as described in Sect. 1.2

The PDM may also be applied using a specific Microsoft Excel Add-in—developed by Walling and He (1999) and refined by Walling et al. (2002)—which is available at the IAEA website (see http://www-naweb.iaea.org/nafa/swmn/models-tool-kits.html).

4.2 Accounting for Size Selectivity of Erosion and Deposition Processes in the Profile Distribution Model

As pointed out in the Sect. 2.4 of the Chap. 2, some advanced users will need to account for particle size selectivity associated with soil erosion processes to convert inventory loss into soil erosion amounts. Different approaches are described in the literature (see Taylor et al. 2014 or Yang et al. 2013). Here, we describe the method proposed by Taylor et al. (2014) and compare to other methods so users can make an informed decision about which approach to take.

The PDM assumes that the soil profile is top-sliced by erosion and that loss of inventory is directly related to the mass depth of soil lost (see Fig. 1.3). However, enrichment of 7Be in fine soil fractions (Fig. 4.2) means that these can be preferentially removed by erosion processes resulting in an augmented inventory deficit relative to erosion amount (Blake et al. 2009; Taylor et al. 2014). It should be noted that in some cases where soil has an overall fine texture and rainfall is of high magnitude, particle size correction may be less important (e.g. Porto and Walling 2014)

Fig. 4.2
figure 2

Enrichment of stable Be, as a surrogate for 7Be, in two fine grained soil materials with contrasting texture where soil A has a greater sand content (Taylor et al. 2014)

The approach suggested by Taylor et al. (2014) accounting for particle size selectivity follows the principles of the method proposed by He and Walling (1996) wherein particle size correction factors P and P′ for eroding and depositional sites respectively are calculated based on measurements of ‘geometric’ Specific Surface Area (SSA unit in m2 g−1). P is derived from:

$$ P = \left( {\frac{{S_{m} }}{{S_{s} }}} \right)^{v} $$
(4.1)

where Sm is the mean SSA of the mobilised fraction and Ss is the mean SSA of the bulk soil material and v is a constant describing the relationship (i.e. the power function exponent) between 7Be concentration and SSA (Fig. 4.2).

P′ is derived from:

$$ P^{\prime} = \left( {\frac{{S_{d} }}{{S_{m} }}} \right)^{v} $$
(4.2)

where Sd is the mean SSA of the deposited material.

The SSA of soil and sediment samples is most commonly performed using laser granulometry. It is also possible to derive SSA from particle size data derived by gravitational sedimentation methods, most commonly the pipette method (Day 1965).

It is important at this stage to consider that amounts of erosion estimated using a conversion model consider inventory deficit i.e. the amount of 7Be inventory lost from a specific area due to soil erosion. This inventory deficit is converted to mass depth soil loss using the exponential shape of the 7Be distribution in the soil profile (Eq. 1.1). In this context, Taylor et al. (2014) propose that when correcting erosion rates (mass depth lost, kg m−2) for particle size enrichment it is, therefore, necessary to apply the correction factor to the inventory deficit only (i.e. A minus Aref) which has the effect of suppressing the loss in inventory according to the particle size of the fraction mobilised. If fine sediment is preferentially mobilised by erosion processes, failure to account for this will lead to overestimation of erosion.

In the case of the above, following the principles of He et al. (2002), a particle-size corrected erosion rate, hc, can be calculated using the following equation (compare to Eq. 1.2):

$$ h_{c} = h_{0} \ln \frac{{A_{ref} }}{{A_{ref } - \left( { A_{ref} - A} \right)/P}} $$
(4.3)

For estimates of deposition, the 7Be concentration of deposited material needs to be adjusted according to the particle size of the deposited fraction relative to the eroded fraction. The equation to provide corrected deposition rates, \( h_{c}^{\prime } \), is (compare to Eq. 1.4):

$$ h_{c}^{\prime } = \left( {A - A_{ref} } \right) / C_{d,c} $$
(4.4)

where Cd,c is the weighted mean concentration of sediment mobilised from the upslope contributing area (Blake et al. 1999; Walling et al. 1999) which has been corrected for particle size enrichment during erosion, and then corrected for depletion during deposition (He et al. 2002). The particle size corrected concentration of deposited material from an individual eroding point (cd′) can be estimated using the following function:

$$ cd^{\prime} = PP^{\prime}A_{ref} \left( {1 - e^{{ - h / h_{0} }} } \right) / h $$
(4.5)

These data processing requirements need to be considered in the context of the sampling challenges detailed in Chap. 2.

The above equations can be used to modify the Excel-based PDM model coding provided in Table 4.3.

There are several challenges with particle size correction that all users must be aware of. Determining the relationship between the activity concentration and SSA to gain the value of the exponent, v, in Eqs. (4.1) and (4.2), requires particle size separation experiments (Taylor et al. 2014) and use of a laser granulometer or quantitative sieving (and application of SSA theory which makes assumptions about particle sphericity). Sampling for Ss and Sd is relatively straightforward (sampled in field from stable and deposition sites) but sampling for Sm is less straightforward. Options for this include rainfall simulation experiments on the hillslope after the erosion event to collect representative eroded material, installation of Gerlach troughs in study field prior to anticipated erosion events or estimating SSA of eroded material from remaining soil-and comparison with uneroded material (see Yang et al. 2013)

All particle size corrections require a necessary simplification of reality since soil characteristics are highly variable within and between sites. Example data illustrating the influence of particle size correction approaches on soil erosion estimate results are given in Sect. 4.4.

4.3 Extended Time Series Conversion Model: The Theory

If an advanced user wishes to apply the 7Be approach over a longer time period, for example over a wet season that contains notable erosional events in series, an alternative approach is required (Walling et al. 2009). Modifications to the PDM approach are required to account for inventory flux (Bq m−2), decay and the erosivity of events. Failure to account for these factors has been shown to lead to underestimation of redistribution rates (Walling et al. 2009). In this approach, the cumulative change in inventory at the sample site is considered rather than a direct comparison to the stable reference value for each day. A reference inventory for the field site is required, however, to provide an indication of erosion or deposition at each individual sample location.

The basic principle of the extended time-series model is that the amount of erosion estimated by 7Be inventory deficit and deposition estimated by 7Be inventory excess needs to be apportioned across the time period of study while allowing for the effects of radioactive decay. The problem of the PDM over extended time periods is considered by Walling et al. (2009) for a hypothetical scenario where: (1) the reference inventory begins at zero due to extended dry period, (2) a single rainfall event of same intensity takes place each week with same erosivity, (3) h0 remains the same. The results (Fig. 4.3) demonstrate that the 7Be approach increasingly underestimates the erosion rate with substantial error as time progresses into the study period (e.g. 30% after 2–3 weeks; 50% after 3 months). In addition to this issue of decay of the earlier erosion event signals, there are other potential complications linked to temporal distribution of 7Be during the study period, temporal distribution of erosion (rainfall erosivity), potential variability of other key parameters through time, especially on freshly ploughed surface, e.g. h0.

Fig. 4.3
figure 3

Relationship between the percentage under-estimation of the erosion rate versus the length of the study period (from Walling et al. 2009)

In this context, every user needs to consider the sensitivity of their study data to these issues and either take action or acknowledge these limitations and the uncertainty introduced into their results.

In this section we present a step-by-step approach to implementing the extended time series model in Microsoft Excel based on Walling et al. (2009). There are three main components: (1) calculating relative erosivity of rainfall, (2) estimating soil loss and (3) estimating deposition.

The aim of the extended time series model is to allow 7Be measurements to be extended over a longer timeframe that is more representative for some environments for example where erosion takes place over a prolonged wet season.

In addition to the evidence collected for the PDM, the extended time series model requires a reconstructed record of daily fallout deposition (Bq m−2 d−1) for the whole study period and a time series of daily (where appropriate) relative erosivity (see below). Together, these account for the effects of time variant erosion and the time variant fallout as well as for the radioactive decay.

The first step in applying the model is the same as for the PDM (Sect. 4.1) namely to determine whether the site is erosional or depositional i.e. compare inventory at erosional point (A) or depositional point (A′) to reference inventory Aref.

The second step is to build a mass balance model framework used to define the 7Be inventory at the end of each day A(t) (Bq m−2). This is determined from: (i) the 7Be inventory of the previous day [A(t − 1)], (ii) effects of radioactive decay [λ], (iii) any fallout input (that day [F(t)], (iv) any loss in 7Be inventory due to erosion [Aloss]. Of course, the mass balance must ultimately be solved for the latter element. These components are linked together as follows:

$$ A\left( t \right) = A\left( {t - 1} \right)\exp \left( { - \lambda } \right) + F\left( t \right) - A_{loss} \left( t \right) $$
(4.6)

Aloss (t) in Eq. (4.6) will reflect (i) amount of soil eroded [R(t)] as a mass depth i.e. kg m−2, (ii) existing inventory at the point [A(t)], and (iii) depth distribution of inventory i.e. h0 (for that day) i.e.:

$$ A_{loss} \left( t \right) = \left[ {A\left( {t - 1} \right)\exp \left( { - \lambda } \right) + F\left( t \right)} \right]*\left[ {1 - \exp \left( { - \frac{R\left( t \right)}{{h_{0} \left( t \right)}}} \right)} \right] $$
(4.7)

In the prior equations, the amount of soil eroded R(t) is assumed to be proportional to the rainfall erosivity for that daily time-step and can be expressed as following:

$$ R\left( t \right) = E_{r} \left( t \right)*C $$
(4.8)

In Eq. (4.8), C is a constant that links relative erosivity (i.e. Er) to erosion amount. The value of C differs between sample points but at any one sample point it remains constant through the study period.

To derive C and hence R(t), the user must establish a continuous mass balance for the study period for each sampling point experiencing erosion. Guidance on setting this up in Microsoft Excel is given in the next section. The value of A(t) at the end of the study can then be related to the measured inventory (A) at the time of sampling. Note the value at the start is equal to the measured reference inventory at the beginning of the study (often zero due to cultivation of extended dry period). Given all the data that have been derived up to this point, the mass balance can be solved for C using the optimising Solver routine in Microsoft Excel. This so called ‘what-if analysis’ tool basically finds the optimum value of C to explain the measured inventory within the constraints of the mass balance detailed in the worksheet.

Application of C to the Er(t) values in the time series then gives the estimated erosion amount for the sample point. An example of spreadsheet coding is given in Sect. 4.4.

As noted above, in the extended time-series model, a key part of the process is using rainfall erosivity to apportion erosion potential across the study period. For the study period in question, a measure of relative erosivity is required for each event occurring during the study period.

Arguably, we need knowledge of site specific thresholds for erosion initiation based on rainfall patterns and dynamics and site-specific conditions need consideration e.g. runoff initiation processes. Walling et al. (2009) used high resolution rainfall data (minimum 30 min interval data) to evaluate temporal distribution of erosivity (Er). This approach is linked to RUSLE daily values of erosivity based on the product of the total kinetic energy of rainfall (E) and maximum 30 min rainfall intensity (I30) i.e. EI30. This means a continuous rainfall record at study site is required (30 min totals). It should be noted that a measure of relative erosivity in this context is more important than an absolute value. Local empirical data, if available, may be more appropriate at some sites. Taylor (2012) followed procedures outlined by Yin et al. (2007) and Morgan (2001) to derive EI30 following Schuller et al. (2010).

4.4 Implementing the Extended Time Series Model

The extended time series model can be implemented in a variety of ways. We propose here one version for coding in Microsoft Excel as an example to develop from. Such an approach permits the user to see the model working step-by-step and to troubleshoot any coding errors or data anomalies that emerge.

The model structure comprises a series of columns that represent the time series of daily fallout, erosion etc. (Table 4.4) and a set of ‘model interface’ cells where primary data is inputted and results are calculated.

Table 4.4 Microsoft Excel coding for time series and mass balance columns. It is assumed user has a basic knowledge of Microsoft Excel and that the column headings are entered in the first row
Table 4.5 Microsoft Excel coding for user interface cells (linked to cells described in Table 4.4). Note that until the Microsoft Excel Solver is run using the coding provided below, the numbers in the results cell are arbitrary. Using the ‘Solver’ command the modelled inventory can be fitted to the measured inventory to allow cell O5 to equal the sample point inventory by changing the constant. Values of h0 and particle size correction can be changed manually in cells O3-4 for scenario testing

To permit cell O7 to show the most likely erosion rate, the Solver Routine must be run. This requires the actual measured inventory at the sample point to be entered into the Solver dialogue box (Fig. 4.4) and the routine run so the value of O5 is adjusted to equal the measured inventory. The routine does this by adjusting the unknown constant C until the value of O7 is equal to the inventory measured.

Fig. 4.4
figure 4

Dialogue box for Miscrosoft Excel Solver command set up to work with the user interface cells in Table 4.5. Note where the value of the measured inventory needs to be entered

The extended time series model is an appropriate approach to address the challenge of using 7Be across multiple rainfall events. In addition to the requirements of the PDM, it requires rainfall data and site-specific determination of relative erosivity. Implementation of this advanced model requires careful coding and usage of data. Users need to be aware of specific sample point attributes and relationships to other points and to ensure that each working step is traceable in case of a need to revisit data.

4.5 Hillslope Sediment Budget Examples and Inclusion of Uncertainty

The data presented in Table 4.2 can be used to check model coding by comparing model outputs derived with this dataset to the results presented in Table 4.6. It is important to note that Table 4.6 is provided for checking of the central result only and does not include an uncertainty. It is critical that users report their soil erosion estimates with an appropriate uncertainty and that the means by which the uncertainty has been determined is transparent to the reader of reports and subsequent publications.

Table 4.6 Model output data using the demonstration dataset in Table 4.2 (where P = 1.61 and P’ = 0.82)

Uncertainty can be derived from a range of different factors within the sampling and analysis process (Fig. 4.5). The most obvious source of uncertainty is the analytical error originating from the gamma spectrometry measurement (see Chap. 3) which can easily be propagated through to the resulting soil erosion estimate. This is, however, arguably less environmentally relevant than other factors. An alternative and more relevant approach is to work with the uncertainty derived from repeated reference inventory measurements. Herein, the coefficient of variation between cores represents a real-world measure of local variability which should be accounted for in erosion estimates. In practice, the model can be run with the upper and lower limits of the reference inventory and the range of outputs used accordingly for each sample point. It should be noted that results from points that differ marginally from the inventory might switch between eroding and depositing depending in reference uncertainty. Similarly, where a spatial integration approach (see Chap. 2) has been adopted in plot sampling, variability in inventory within zones can be considered. Whichever approach is selected, the user must report what was performed with full transparency.

Fig. 4.5
figure 5

Potential sources of uncertainty in 7Be-based estimates of soil erosion (Taylor et al. 2013)

Any approach taken to determine and report uncertainty will have inevitable site-specific and study-specific caveats. Users are encouraged to explore potential sources of uncertainty and undertake suitable sensitivity analysis when running conversion models to convince the scientific and stakeholder communities of data quality and the environmental relevance of results.